HomeMy WebLinkAbout06-04-2008 Supplemental Council AgendaJune 6, 2008
Attest:
Ann Sullivan, CMC
Acting City Clerk
MINUTE ORDER
I, Ann Sullivan, Acting City Clerk for the City of Saratoga do certify and declare that the
following motion in regards to an URGENCY ITEM ADDED TO JUNE 4 2008
COUNCIL MEETING AGENDA COI FISH POND AT HAKONE GARDENS
NEEDS IMMEDIATE REPAIR WORK AND RE- DRILLING OF WELL; an
accurate recommendation unanimously approved by the following:
KING /PAGE.MOVED TO APPROVE THE USE OF $50,000 FROM
UNDESIGNATED FUND TO REPAIR AND RE -DRILL COI POND WELL
AND ASSOCIATED EQUIPMENT AT HAKONE GARDENS. MOTION
PASSED 5 0.
The above motion was recorded in the minutes of the Saratoga City Council meeting held
on the 4 day of June 2008.
Memo
City of Saratoga
City Clerk's Office
To: Mayor and City Councilmembers
From: Aim Sullivan, Acting City Clerk
Date: June 4, 2008
Re: Agenda Item #16 Prospect Road Median Improvement Project
Master Plan Approval
Attached is an email staff has received regarding agenda item #16.
To: Mayor Ann Waltonsmith
Vice Mayor Chuck Page
Council Member Kathleen King
Council Member Jill Hunter
Council Member Aileen Kao
Re: Prospect Median Master Plan Approval
Saratoga City Council Members,
As a Saratoga resident that lives on the corner of Prospect Avenue and Miller Avenue I
would like to extend my appreciation of `gateway' changes and improvements recently
completed within the Saratoga City limits to that intersection.
Upon recent review of the City Council Agenda I see the Master Plan for the Prospect
Median Improvement Plan is up for City Council consideration on 06/04/08. It is very
encouraging to see that the recommended action for the Master Plan is for Approval by
the City Council.
This project along with cooperation from the City of San Jose with which Prospect
Avenue defines the Saratoga and San Jose city limits should be approved and completed
by both Cities for two main reasons.
The first reason for approving and completing this project is for public safety. In
the stretch approximately one mile of Prospect Ave. that does not have a median I have
personally witnessed countless people jay walking across this wide -open four lane road.
While I do not think the addition of a median will eliminate jaywalking it would at least
offer some protection for those that do choose to cross imprudently.
Another safety factor to consider is the number of illegal U -turns that occur
within this stretch. Most of the house along this stretch on the San Jose side face out
towards Prospect Ave and thus on the San Jose side there is a high density of driveways
along this portion of roadway. I have witnessed and almost personally suffered the
unintended consequences of drivers that have taking this action so they do not have to go
up to the next turnout and make a proper U -turn so that they may enter their driveway
that faces Prospect Ave. The addition of a median would not allow the practice of illegal
U -turns to continue on this stretch of road.
Another safety factor to consider is speed. This stretch of Prospect Ave. has a lot
of open space between traffic lights that makes this long, straight stretch of road ripe for
speeding as well as drag racing. The posted speed limit is 40MPH along this portion of
Prospect Ave. However, many drivers seem to take advantage of the longer stretch
between the traffic lights to exceed 40MPH. It is only a matter of time before someone
traveling at a higher rate of speed has an incident (such as a blown tire) and careens
across the open road to hit someone head -on.
A median would also reduce headlight glare at night from on- coming traffic
traveling down this stretch.
While not as important as safety the other reason for the Approval for the Prospect
Median Master Plan is blight. Along most of Prospect Ave. is a current median that is
often planted with greenery. This serves to improve the visual and living conditions of
those in both Cities that must use this stretch each an everyday.
In conclusion, the City of Saratoga and the City of San Jose should continue to
seek resolution to the missing median portion along this roadway for both safety and
blight concerns of it's respective City residents.
Regards,
Paul Fontenot
Eric Drive, Saratoga
City Clerk
From: pjfontenot [pjfontenot @yahoo.com]
Sent: Tuesday, June 03, 2008 5:08 PM
To: Ann Waltonsmith; Chuck Page; Kathleen King; Jill Hunter; Aileen Kao
Cc: pjfontenot @yahoo.com; City Clerk
Subject: Prospect Median Master Plan Support for Approval
Attachments: 327225422 Prospect_Median_MP.doc
1 7 _...7,_.„.
Prospect_Median_M
P.doc (30 KB)...
Saratoga City Council Members,
I will not be able to attend and speak at tomorrow night's meeting,
06/04/08, in regards to the Prospect Median Master Plan which is scheduled
for a vote.
I strongly encourage the Saratoga City Council to APPROVE the Prospect
Median Master Plan.
I have attached a copy of my support for this project. I have also placed
my letter text within this e -mail below.
Please contact me if you have further questions or comments.
Regards,
Paul Fontenot
Eric Drive, Saratoga
Copy of attachment text
To: Mayor Ann Waltonsmith
Vice Mayor Chuck Page
Council Member Kathleen King
Council Member Jill Hunter
Council Member Aileen Kao
Re: Prospect Median Master Plan Approval
Saratoga City Council Members,
As a Saratoga resident that lives on the corner of Prospect Avenue and
Miller Avenue I would like to extend my appreciation of `gateway' changes
and improvements recently completed within the Saratoga City limits to that
intersection.
Upon recent review of the City Council Agenda I see the Master Plan for the
Prospect Median Improvement Plan is up for City Council consideration on
06/04/08. It is very encouraging to see that the recommended action for the
Master Plan is for Approval by the City Council.
This project along with cooperation from the City of San Jose with which
Prospect Avenue defines the Saratoga and San Jose city limits should be
approved and completed by both Cities for two main reasons.
The first reason for approving and completing this project is for public
safety. In the stretch approximately one mile of Prospect Ave. that does
not have a median I have personally witnessed countless people jay walking
across this wide -open four lane road. While I do not think the addition of
a median will eliminate jaywalking it would at least offer some protection
for those that do choose to cross imprudently.
Another safety factor to consider is the number of illegal U -turns that
occur within this stretch. Most of the house along this stretch on the San
Jose side face out towards Prospect Ave and thus on the San Jose side there
is a high density of driveways along this portion of roadway. I have
witnessed and almost personally suffered the unintended consequences of
drivers that have taking this action so they do not have to go up to the
next turnout and make a proper U -turn so that they may enter their driveway
that faces Prospect Ave. The addition of a median would not allow the
practice of illegal U -turns to continue on this stretch of road.
Another safety factor to consider is speed. This stretch of Prospect Ave.
has a lot of open space between traffic lights that makes this long,
straight stretch of road ripe for speeding as well as drag racing. The
posted speed limit is 40MPH along this portion of Prospect Ave. However,
many drivers seem to take advantage of the longer stretch between the
traffic lights to exceed 40MPH. It is only a matter of time before someone
traveling at a higher rate of speed has an incident (such as a blown tire)
and careens across the open road to hit someone head -on.
A median would also reduce headlight glare at night from on- coming traffic
traveling down this stretch.
While not as important as safety the other reason for the Approval for the
Prospect Median Master Plan is blight. Along most of Prospect Ave. is a
current median that is often planted with greenery. This serves to improve
the visual and living conditions of those in both Cities that must use this
stretch each an everyday.
In conclusion, the City of Saratoga and the City of San Jose should
continue to seek resolution to the missing median portion along this
roadway for both safety and blight concerns of it's respective City
residents.
Regards,
Paul Fontenot
Eric Drive, Saratoga
2
Paper Saved Through
City Council
Paperless Meeting Process
I
Meeting Date
Pages in Packet
Total Copies Avoided
6/20/2007
250
6500
7/18/2007
212
5512
8/1/2007
204
5304
9/5/2007
241
6266
9/19/2007
258
6708
9/25/2007
18
468
926/07
18
468
10/3/2007
285
7410
10./16/07
15
390
10/17/2007
56
1456
11/7/2007
321
8346
11/20/2007
111
2886
12/4/2007
2
52
12/5/2007
58
1508
12/19/2007
68
1768
1/16/2008
177
4602
2/1/2008
78
2028
2/6/2008
107
2782
2/11/2008
17
442
2/20/2008
263
6838
3/5/2008
339
8814
3/19/2008
278
7228
4/2/2008
134
3484
4/16/2008
337
8762
5/7/2008
230
5980
5/21/2008 I
318
8268
6/4/2008 1
253
6578
Cumulative total
4648
120848
Pages in a ream:
500
of reams saved: I
241.70
j
I
Cost per Ream
$3.22
Paper savings:
$777.54
Paper Saved Through
City Council
Paperless Meeting Process
Brief Nominee Introductions:
BOD Ballot 2008 -09
SASCC Ballot 2008 -9
Nominees to the Board and the Executive Committee
Bella 0. Mahoney brings 30 years of experience in the senior healthcare/long term management
field. She is currently President and CEO of Our Lady of Fatima Villa. As a community leader
she will be sharing with us her knowledge and expertise in senior activities, health care, people
management, finance, licensing, contracts and much more.
K.S. Ramaswami is a retired Sales and Marketing Executive with a vast background in
community support and education. He brings his capability to involve and integrate the
Saratoga area seniors from different nationalities.
Steven J. Wong was CFO of various start-up companies. He brings his financial expertise,
fund raising skills and a wish to help us morph our Senior Center into a more vibrant, dynamic
entity.
Jeannie Wu is a long time, active volunteer in the Chinese community. Her goal is to help
SASCC to reach out to the senior community who are unaware of and unable at this time to
utilize the local resources provided by SASCC.
Stepping Down at this time
Bill Green President 2007 -2008
Duffy Elgart Interim Chair of Adult Care Advisory Committee
Charlotte Vukelich Director at Large
Jane Stewart Director at Large
Many thanks go to these members who will be leaving the Board this year. Their dedication and
the many hours that they have given to help in the governance of SASCC during their terms of
office are greatly appreciated..
UPDATE ON SASCC
BOARD OF DIRECTORS
NOMINATIONS FOR 2008 -09
The nominating committee is delighted with the responses received from the request
printed in the February Outlook asking for nominees to join the SASCC Board of
Directors. The following four people are willing to bring with them their experience
and skills to fill the vacant seats on the 2008 -09 Board:
K.S. Ramaswami a resident of Saratoga, is a retired Sales Marketing Executive
for a large multi- national company, with a vast background in community support
and education, he will bring to the table among other things his capability to involve
and integrate the Saratoga area seniors from different nationalities to help them de-
fine and participate in suitable activities.
Steven .T. Wong born and raised in San Francisco has been a resident of Saratoga for
the past 25 years. Having been the Chief Financial Officer of various start up com-
panies he brings his financial expertise to our management also his talent for fund
raising. Steven stated among other things "that he would like to play a role in help-
ing morph our Senior Center into a more vibrant, dynamic entity that has a broad
appeal to the diverse and active aging population in Saratoga"
Bella O. Mahoney brings us 30 years of experience in the senior healthcare/long term
Management field. She is currently the President and CEO of Our lady of Fatima
Villa in Saratoga; she also holds a position on the Saratoga Chamber of Commerce
Board and is a member of the Saratoga Rotary Club. Bella will share with us her
non profit knowledge and expertise covering many areas, including leadership, senior
activities, health care, people management, finance, writing skills, presentations, li-
censing, contracts and much more.
Jeannie Wu is a long time volunteer in the Chinese community who is concerned for
local Asian Seniors being unable to utilize sources that are needed and available to
them. Jeannie has been involved for the past 10 years with the Self- help -for- the Eld-
erly program and has been a Board Member of CAWBL (Chinese American Woman
Business League) She would like to participate with SASCC to help Seniors to reach
out and be aware of local available resources and events, sharing her fund raising ca-
pabilities and experience with Seniors.
3
Parks and Recreation Commission Work Plan: July 2008 March 2009
July 2008 Report on Recreation Master Plan
What role can PRC play in development implementation of Master
Plan?
Report on Quito Park picnic area improvements
Review Ravenwood Park play equipment designs
Begin planning for North Campus naming process
September Continue discussion on North Campus naming process
2008 Discuss community gardens opportunities to develop new gardens
Review and discuss 2005 Recreation Survey
Determine if new survey is needed
Identify opportunities for PRC to stay in touch with community
Start discussion on Saratoga Parks Preservation and Field Use Initiative
PRC to identify process for addressing underlying issues in Saratoga
Parks. Preservation Field Use Initiative
November Meeting rescheduled to November 18, 2008.
2008 Joint Meeting with PEBTAC
Discuss opportunities for a Fun Run
Continue discussion on Saratoga Parks Preservation and Field Use Initiative
Complete North Campus naming process
Continue discussion on community gardens, if necessary
January 2009 Continue discussion on Saratoga Parks Preservation and Field Use Initiative
Continue discussion on 2005 Survey, if necessary
March 2009 Joint Meeting with Youth Commission
Park and recreation priorities of Saratoga youth
w
From: Mehran Madani Linda Beth Allen
Property owners of 15999 Bohlman Road, Saratoga, CA 95070
Tel: 408.872 -0322
To: Mr. Ramesh Joshi and Mrs Bharati Joshi
Property owners of 16101 Bohlman Rd, Saratoga, CA 95070
Tel: 408.741 -1323
Date: September 13, 2006
RE.: HAZARDOUS CONDITION CREATED BY REMOVAL OF GREEN
VEGETATION INCLUDING TREES AND SHRUBS ON THE 16101 BOHLMAN
RD PROPERTY
Dear Mr. and Mrs. Joshi,
We are writing this letter to come to an agreement to stop reduction of vegetation on the
hillside of your property and replacing removed vegetation in order to strengthen soil and
keep the mud slide hazard under a better control; and to stop the use of harmful chemicals
on or around the hillside vegetation.
In June of 2006, we received a phone call from you requesting our permission to cut
several trees on our property to enhance your view of the city. That day, we met at your
house to review the trees you wished to trim. We returned to our property and viewed
those select trees. We decided that we did not want the large trees which bordered our
driveway trimmed. For the other smaller trees that you were interested in trimming, we
asked you to meet our requirements: Had to be done by licensed tree removal companies
and in our presence. You agreed to our terms.
For the 4th of July weekend, as we mentioned to you, we went on vacation out of town for
five days. Upon returning, we noticed that few trees along the line of our properties were
trimmed and cut. This action was taken against our clear terms stated here above.
On the day we met, you had removed several old large trees. You said that your gardener
had sprayed those trees with some chemical and as a result the trees had died and you
took them down.
Since then there has not been any new trees planted instead of those trees and this has
brought the concern to us of possible increased hazard of mud slides, to which guidelines
have already been stated in the County of Santa Clara Records (please refer to SCC's file
No.'s 1262- 21- 53 -80G and 1262- 21- 53- 80SP -80G in 1981) as part of conditions under
which the building permission was granted to you.
We wish to inform you that these events mentioned above and any future violation of the
relevant guidelines, presented below are being recorded for supporting our claim for any
damages incurred and being created in the future as a result. Copies of the letter also will
Page 1 of 4
be sent to all relevant authorities for their records and policing Please feel
free to contact us for a meeting with you in person prior to the dispatch of any
documents.
Studying the conditions, under which the SCC approved the original grading and
construction of your building (please refer to SCC's file No.'s 1262- 21- 53 -80G and
1262- 21- 53- 80SP -80G in 1981) these are the facts and guidelines the following
information shows in relevance to the situation created on your property.
(SCC's file No.'s 1262- 21- 53 -80G and 1262- 21- 53- 80SP -80G in 1981)
Staff Comments:
The proposed project consists of grading for a single residential building pad, a driveway
and a tennis court. The project site is located in the northeastern Santa Cruz Mountains
overlooking the City of Saratoga, just northwest of the southern intersection of Bohlman
Road and On Orbit Drive. If the project is carried out in strict adherence to the County's
Grading Ordinance and Complies with the conditions imposed upon it, then a Negative
Declaration is appropriate.
Discussion:
1. Soils and Geology. The proposed building pad would sit on a ridge sloping
downward to the northwest, near the center of the property. The north side of the
site appears to slope toward a swale, the eastern edge of the property slopes
toward Congress Springs Creek. A portion of a dormant landslide was mapped.
(Letter, 1977) on the northern part of the property, just below the proposed tennis
court and mapped serpentine block, a portion of which may underlie the landslide
materials. The majority of the property is underlain by the Franciscan Complex.
"The studied site is located approximately 1.1 miles northeast of the 1986 trace of
the active San Andreas Fault and 17 miles southwest of the active Hayward Fault.
In addition, a trace of the potentially active Berrocal Fault is located 2,800 feet
northeast of the studies property.
A roughly cut driveway presently exists on the site, with an almost vertical cut, in
excess of 10 feet, along a substantial portion of it. The cut exposes siltstones with
hackly fractures intermixed with a clayey soil. The siltstone's fracture lines are
dipping down slope along portions of the driveway and give the cut slope the
appearance of being inherently unstable. The method of traversing this portion of the
site will be determined by an engineering geologist; currently a 1 %2 1 (horizontal to
vertical) cut slope is being proposed by the applicant. A gentler cut slope (2 1), or a
retaining wall, may be necessary to assure safe access to the property. Approval of a
proposed plan by an engineering geologist is required prior to grading permit
issuance, and an updated geologic report will be required prior to grading completion,
as will a geologic review prior to issuance of a building (Jim Berkland, memo dated
February 6, 1981). It is extremely critical that proper erosion control techniques be
Page 2 of 4
used, due to the extreme proximity of an ephemeral stream. The erosion control
methods shall be determined (or approved, if designated by applicant) by Land
Development Engineering.
The project site lies within the Congress Springs Study Area and has a "Ps"
designation on the geologic map that was produced in conjunction with the Geologic
Hazard Analysis of the Congress Springs Study Area (Wm. Cotton and Assoc., May
1977). This "Ps" designation is described as being "Relatively unstable material,
including landslide slope material (i.e. thin soil, slope wash, etc.) and weak bedrock;
commonly less than 10 feet in thickness, on gently to moderately steep slope, subject
to shallow landsliding, slumping and soul creep activity."
The combination of the project site's slopes, soils and geology, in conjunction with
the amount and location of substantial cuts and fills and, their proximity to creeks
(which lie at the base of active and inactive landslides downstream), call for a
comprehensive erosion control plan. A well planned and executed eruption control
plan and strict adherence to all conditions and recommendations by the consulting
geologist (as approved by the County Geologist) should mitigate potential impacts
arising from the site's geologic and soils characteristics.
(Paragraph 5) The proposed site for the septic tank leachfield in on a 36 -40% slope.
The potential exists for "daylighting" of effluent, and undesirable effect on the
geologic stability down slope (especially on the on -site dormant landslide), and on
Congress Springs Creek are possibilities. Approval of an engineered system by
Environmental Health Services, as required by the California Regional Water Quality
Control Board's Basin Plan, should mitigate any potential impacts arising from this
aspect of the proposed project.
(Paragraph 6) The site's soils are mapped as being Los Gatos and Maymen soils, 50-
75 percent slopes, severely eroded (LKG3), in "Soils of Santa Clara County." These
soils are broken into two components, Los Gatos gravelly loam (LfG) and Maymen
rocky fine sandy loam (MfG2) and their characteristic properties are discussed in the
above publication. Los Gatos gravelly loam characteristically has hard bedrock at 2 -5
foot depths, has a moderately slow permeability rate (.63- 2 "/hr.), a gravelly loam
texture, high shrink/swell characteristics, moderate fertility, and a sub stratum of
metamorphosed, shattered shale. Limitations for both septic tank filter fields and
roads are severe. Runoff is very rapid, erosion hazard is very high, and natural
drainage is good.
(Paragraph 7) Maymen rocky fine sandy loam (MfG2) characteristically has a hard
bedrock at a depth of 1 1 '/z feet, has a moderately rapid subsoil permeability rate
(2.0 6.3 "/hr.), a fine sandy loam to sandstone texture, low shrink/swell
characteristics, low fertility and has a hard acid sandstone substratum. Limitations for
both septic tank filter fields and for roads are severe. Runoff is very rapid, erosion
hazard is very high, and natural drainage is somewhat excessive.
Page 3 of 4
(Paragraph 8) "Soils of Santa Clara County" further classifies this soul as "Capability
unit V111 's 1 (15 -1), shallow, in fertile soils and land types. "This unit consists of
shallow to very shallow, severely eroded soils and rock land types. Rock land consists
of areas that have little or no soil and very steep slopes... The wildlife... Best use of
soils and land types of this unit is for recreation, wildlife and watershed. Burned
places should be seeded because sedimentation carried by runoff water is a serious
threat to good soils in the valley. "The geologic report (JCP, September 1, 1978)
states that "Significant soil creep exists on the steeper site slopes."
2. Visual Aesthetics. The proposed project will have a potentially significant impact
on the visual aesthetics of this area. Planting of cut and fill slopes and the planting
of trees to screen the more obtrusive elements of this project is required. Proper
maintenance of the required vegetation should mitigate these potential impacts.
Prepared by Bill Theyskens, and cc to Jim Carney and authorities mentioned below
*Preliminary Soil and Foundation Studies*
Conducted by JCP Engineers Geologists (James C. Prendergast, President. 1979,
Project No. JCP -374)
Filed at: County of Santa Clara, APN: 517 -25 -055
SITE DESCRIPTION
(Paragraph 4) The entire site is densely vegetated with thick brush and trees (oak, olive,
madrone, bay, etc.) in all phases of growth, from young to mature. The large ridge at the
south end of the property is vegetated by primarily dense brush along its crest.
SITE PREPARATION, EARTHWORK AND DRAINAGE
(Paragraph 5) We recommend that all cut and fill slopes at the site have a maximum
inclination of 2:1. At the above inclination, cut and fill slopes will probably be subjected
to minor erosion, thus requiring periodic maintenance of the slopes. W recommend that
all slopes be planted to minimize erosion, concentrated water should not be allowed to
flow across any slopes as erosion of surface soils could occur.
Mehran Madani Linda Beth Allen
CC:
Managers of the Planning departments of:
Santa Clara County (SCC)
70 W. Heading St, San Jose, CA 95110
City of Saratoga
13777 Fruitvale Ave Saratoga, CA 95070
Page 4 of 4
From: John Cherbone
Sent: Tuesday, June 03, 2008 1:45 PM
To: 'ralley'; Aileen Kao; Ann Waltonsmith; Chuck Page; Dave Anderson; Jill Hunter; 'Kathleen
King'
Subject: RE: Proposed change to the Prospect Median Improvement Project Master Plan
Hi Bob,
I discussed the revision to the Master Plan with the City's Traffic Engineer last night and we both
concur that the Master Plan should be revised to create a merge pocket as per your schematic
below.
We also reviewed what exists today (no refuge or merge lane) and agreed the merge pocket
would be an improvement over the current configuration which is to allow for u- turns.
I will recommend to City Council that this revision be made to the Master Plan. The Master Plan
will be revised subsequently along with any other changes that City Council or Public may have at
the City Council Meeting.
Please forward this information to your neighborhood email list for their information as I do not
have access to the list.
Thanks,
John
From: ralley [mailto:ralley @pacbell.net]
Sent: Sunday, June 01, 2008 12:18 PM
To: Aileen Kao; Ann Waltonsmith; Chuck Page; Dave Anderson; Jill Hunter; John Cherbone;
'Kathleen King'
Cc: KMP- Neighbors
Subject: Proposed change to the Prospect Median Improvement Project Master Plan
Prospect Median Improvement Project
I would like to first of all thank the city council and city administration for moving
forward on this very much needed improvement project. I am very much in favor of the
proposed project. However there is one significant design issue that I would like to see
corrected on the master plan. This concerns the intersection at Scully and Prospect and in
particular the west side of this intersection.
Although the new plan is in keeping with the design objective of not changing existing
traffic flows, this intersection is currently unsafe and the installation of a physical median
makes it even worst.
Currently, if you are turning left (west) off Scully onto Prospect the only way to safely
execute this maneuver is to utilize the "east bound left turn lane which by the way is
technically unlawful. What make this left turn even more hazardous is that from Scully it
is difficult to judge which of the two west bound lanes oncoming traffic is occupying.
This will become even more difficult with the new median on the east side of this
intersection. One of the puzzling things about this left hand turn lane is that it goes
nowhere. I think this has been a design flaw from the beginning.
Current design:
West
Proposed modified design:
Prospect
Scutt'
Prospect
Scutt'
1
1
Again I would like to state that I am fully supportive of the Median Project.
Thank you for your consideration,
Bob Alley
East
Now the good news is that this is easy to fix. I recommend that the plan be changed to
eliminate the "go- nowhere east bound left turn lane" and replace it with a "west bound
merge lane This would greatly improve the safety of this intersection by providing
drivers a much safer way of merging onto Prospect from Scully. In fact I would
recommend restriping this now for safety reasons.
East
T &E AGENDA: 05 -05 -08
ITEM: 3
CITY OF
SANJOSE Memorandum
CAPITAL OF SILICON VALLEY
TO: TRANSPORTATION
ENVIRONMENT COMMITTEE
SUBJECT: SEE BELOW DATE: 04 -23 -08
Approved Date 4
FROM: John Stufflebean
SUBJECT: PLASTIC CARRYOUT BAG BAN AND REDUCTION IN SINGLE -USE
BAGS AND HARD -TO- RECYCLE FOODSERVICE WARES
RECOMMENDATIONS
Accept this report and recommend that this be agendized as a separate item for discussion with
the full City Council, with the following recommendation and direction to staff
a. Work with stakeholders on a plan to significantly reduce both plastic and paper carryout
bag use in the City, which could include a ban on single -use plastic bags, a City fee on
paper bags, and comprehensive efforts by industry and the City to increase the use of
reusable bags; the plan will include a phased implementation beginning January 2009;
b. Promote City residents taking their plastic.bags back to retail stores for recycling;
discontinue plastic bags as an approved recyclable material in the City's residential
Recycle Plus program customer outreach and evaluate discontinuing polystyrene foam
food packaging and other hard -to- recycle materials that are usually landfilled at the end
of the recycling process;
c. Support legislation that would remove any restriction on the City's ability to establish
fees on plastic carryout bags or other disposable packaging; and
d. Report back to the Transportation Environment Committee in September 2008 on the
proposed work plan for implementing these recommendations on single -use carryout
bags and hard -to- recycle foodservice packaging.
OUTCOME
Approval of these recommendations would result in reduced use of polyethylene bags and other
single -use carryout bags, increased use of reusable shopping bags, and, ultimately, reduced use
of hard -to- recycle and non degradable takeout food containers. These measures would conserve
energy and materials; reduce greenhouse gases and other air pollutants; reduce litter in the City's
TRANSPORTATION ENVIRONMENT COMMI'1TEE
04 -23 -08
Subject: Plastic Bag Ban
Page 2
streets, storm drains, and creeks; reduce the cost of litter control and recycling programs; and
demonstrate environmental leadership in support of the City's Green Vision and Zero Waste
goals. Implementing these recommendations also enables the City to meet Action 5 of the Urban
Environmental Accords furthering San Jose's goal to be a Global Sustainable City.
BACKGROUND
On January 16, 2008, the Rules and Open Government Committee directed staff to add the
prohibition of plastic checkout bags to the initiatives being evaluated under the Green Vision
Goal #5, Divert 100% of Waste from Landfill. During the Green Vision Study Session on
February 1, 2008, Council also discussed that that reusable bags are the environmentally superior
alternative to single -use bags and requested strategies to reduce the use of paper bags in addition
to plastic. At this Study Session, Council approve adding an evaluation of prohibiting non-
recyclable and non- compostable plastic checkout bags in grocery and retail stores in San Jose to
the Green Vision Implementation Plan.
This memorandum is staff's first report to Council on the work plan and includes a request for
policy direction and a report assessing the City's current status with regards to managing single
use bags and foam food packaging waste, policy options, and related recent actions of other
municipalities. The Administration had proposed evaluating the feasibility of restricting
purchase and use of non- compostable plastic packaging by any restaurant, grocery, or retail store
as part of the work plan in part because such materials, especially expanded polystyrene foam
cups and packaging, have environmental impacts similar to plastic bags and are as difficult to
recycle. The issue had been raised by other local cities participating in the Santa Clara County
Recycling and Waste Reduction Commission's Technical Advisory Committee, and bans on
foam cups and packaging, had already been enacted successfully elsewhere in California.
ANALYSIS
Plastic bags are responsible for significant negative environmental impacts and preferable
alternatives are readily available and currently in use. Public education efforts by hundreds of
cities, government agencies, and non -profit organizations have proven ineffective in reducing the
use of single -use carryout bags or the frequency with which they are littered. Although San Jose
has incorporated the recycling of plastic bags in its programs for over fifteen years, this strategy
has proven to be ineffective with low recycling rate and high contamination levels. The most
effective means to reduce the use of plastic bags is limiting their distribution at the point of sale.
In Ireland, for example, a fee on the use of plastic bags has effectively reduced usage by 90
California Assembly Bill 2449, which went into effect on July 1; 2007, specifically prohibits
local governments from imposing a fee on plastic carryout bags. This legislation significantly
limited the City's options to effectively reduce this waste. The City does have an opportunity to
implement a ban, a strategy which has proven to be the most effective of the remaining options.
TRANSPORTATION ENVIRONMENT COMMITTEE.
04 -23 -08
Subject: Plastic Bag Ban
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Staff recommends basing the carryout bag ban on the City of Santa Monica model which
encourages the reduction of both plastic and paper carryout bags, unlike the San Francisco and
the originally proposed Palo Alto bag ordinances. A ban of solely non compostable plastic bags
could result in many plastic bags being replaced by paper bags or compostable plastic bags,
alternatives with their own environmental issues. In recent challenges to bans enacted by other
local jurisdictions, the plastics industry argued, in part, that paper bags consume more energy,
and result in more pollution and waste despite a higher recycling rate. The recommended
approach would accelerate the shift away from single use bags towards reusable bags. Both
retailers and other public entities agree the promotion of reusable bags is the best solution.
Staff also recommends that the City remove hard -to- recycle plastic bags and food packaging
from its curbside recycling program and focus public outreach on urging residents to bring their
clean plastic bags to their local supermarket, pharmacy, or other drop -off recycling locations.
Residents continue to use plastic bags without appreciating the environmental impact, due, in
part, to an inaccurate impression that these materials are easily recycled. According to the two
processors for San Jose's residential curbside material, a significant portion of the plastic bags
that they recover from curbside material must be landfilled due to food and moisture
contamination.
For the last fifteen years, the City's processors have been struggling to develop sustainable
markets for plastic bags and polystyrene foam. In addition, what markets do exist for these
materials largely require shipping to Asia, resulting in further negative environmental impact.
Plastic bags that are currently collected at supermarkets and pharmacies which offer at -store
collection boxes under AB 2449 appear to be cleaner and have higher -value domestic markets
than what is collected from homes at the curb.
Legislation
Finally, Staff recommends that the City support. State legislation to remove the State restriction
on local jurisdictions from requiring a store to collect, transport, or recycle plastic carryout bags
or impose a plastic carryout bag fee on stores. This law has hampered municipalities from
implementing programs that have proven to be the most effective in significantly and quickly
reducing the use of plastic carryout bags.
Two bills that address plastic bags are active in the current legislative session.
AB 2058 (Levine), Plastic Bag Reduction Benchmarks, would require large groceries and
pharmacies that distribute free plastic bags to meet phased plastic bag diversion and reduction
benchmarks The bill would build upon the success of California's In -Store Plastic Bag
Recycling Law (AB 2449 Levine 2006) by requiring retailers to demonstrate 35% diversion by
July 2011 and 70% diversion by July 2013. If either goal is not met, retailers will be required to
charge a 15 cent per bag fee, the proceeds of which would be used for local litter clean-up.
TRANSPORTATION ENVIRONMENT COMMII"I'EE
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Subject: Plastic Bag Ban
Page 4
AB 2058 passed out of the Assembly Natural Resources Committee April 14 with a 5 -3 vote and
was referred to the Assembly Appropriations Committee.
AB 2829 (Davis), Recycling; Plastic Carryout Bags, would establish a 25 cent fee on plastic bags
starting July 2009, with payments to be made to local governments for litter control. This bill
failed passage in Assembly Natural Resources April 14. However, reconsideration was granted.
Analysis of Plastic Bags and Foam Food Packaging
The City contracted with Cascadia Consulting Group (Cascadia) to perform a waste
characterization study. In late March 2008, Cascadia conducted field work to determine the
waste composition of materials from both residential and commercial waste generators and
recyclables from single family residences. The study provided the City with better information
on the quantities of plastic bags and other hard -to- recycle products and packaging in our waste
stream. The fmal report will be presented to the Transportation and Environment Committee on
May 5, 2008.
The City also contracted with HDR Engineering (HDR) to assist in the preparation of the Zero
Waste Plan. HDR is experienced in solid waste management planning and energy management.
The City of Los Angeles selected HDR to perform a multi- million dollar zero waste planning
project. Following the Green Vision Study Session, the City asked HDR to evaluate both plastic
bags and foam food packaging. Attached is the HDR report, Policy Tools for Reducing Impact
of Single -Use, Carryout Plastic Bags and Foam Food Packaging.
The following is an excerpt from HDR's conclusions:
The City has pledged, through the Green Vision Goals, to "Divert 100 percent of the
waste from landfill and convert waste to energy; and through the Urban Accords to
"adopt a citywide program that reduces the use of a disposable, toxic, or non- renewable
product category by at least 50 percent in seven years." As part of meeting both of these
pledges, the City is interested in policy tools available to reduce the consumption of
single -use plastic carryout bags and foam food packaging. In addition, the City, County,
and State have not been able to reduce litter generation and accumulation in local creeks
and streams to an acceptable level through their comprehensive litter management
programs. As a result, the City may face millions of dollars in required physical
improvements to the storm water system to reduce the accumulation of litter, such as
plastic bags and foam food packaging. Plastic debris, including foam and bags, comprise
60 percent of litter in the San Francisco Bay area; this debris travels into the Pacific
Ocean where it accumulates. Single -use plastic carryout bags and foam food packaging
do not degrade in the marine environment and have been found to substantially affect
marine life.
Even with the emphasis on recycling of plastics in the last several decades, the plastic
carryout bag recycling rate, statewide, remains at approximately 5 and the foam food
packaging recycling rate is negligible. The City currently collects both products through
TRANSPORTATION ENVIRONMENT COMMITTEE
04 -23 -08
Subject: Plastic Bag Ban
Page 5
its curbside recycling program. The foam food packaging is not reaching the processors
in a marketable condition; and the plastic bags increase the processing costs and can
reduce the marketability of other recyclables. Reusable carryout bags are considered to
be the best option to reduce waste and litter, protect wildlife and conserve resources.
Reusable bags offer a solution toward waste and litter reduction. The City can choose to
supplement and enhance the State regulations; use market tools to influence behavior; or
ban these products from being used in the City.
HDR' s research supports the reasons articulated by the Mayor, Councilmembers Chu and
Campos, and Staff for supporting a ban on plastic bags or otherwise reducing the use of plastic
bags. Specifically, the report states that plastic bags are an environmental problem; result in
significant costs for litter control; are not recycled at a significant level; and increase the cost of
the City's residential curbside recycling program. Moreover, many local jurisdictions that face
these same challenges are prohibiting use of plastic bags or imposing fees and regulations to
discourage their use and encourage reusable bags.
Santa Clara County Initiatives
The City of Santa Clara considered a citizen request to reduce or eliminate plastic bag use at
their April 1 meeting. Although staff had recommended noting and filing the request, Council
directed staff to review the issue with an economic development committee by June and
authorized submittal of a letter to the Santa Clara County Cities Association recommending
consideration of eliminating the use of plastic bags in large retail stores on a regional basis.
The City of Palo Alto had an ordinance to ban plastic bags scheduled for council consideration
on April 28. Following meetings with the affected stores, an apparent consensus was reached for
Palo Alto staff to work with local stores to come up with a comprehensive ordinance driving
consumers toward reusable bags, rather than a simple plastic ban. It is possible that their council
action will be deferred to September.
Plastic bag regulation will be considered by the Technical Advisory Committee to the Santa
CIara County Recycling and Waste Reduction Commission at their May 15 meeting. This
follows several months of discussions by a TAC subcommittee and the interest expressed by
several city representatives to cooperate on a carryout bag ban. Recommendations may be
offered for the commission's consideration in June.
Proposed 2008 Work Plan
Staff recommends returning to T &E Committee in September 2008 with a complete work plan
for reducing single -use carryout bags and hard -to- recycle food packaging. This report would
contain the following components:
1. The results of a comprehensive stakeholder input process regarding the recommendations
in this report. Staff plans to continue to meet with representatives of the grocery industry
and other plastic bag users, consumers, and representatives of takeout food
TRANSPORTATION ENVIRONMENT COMMITTEE
04 -23 -08
Subject: Plastic Bag Ban
Page 6
establishments and other users of foam food packaging and hard -to- recycle foodservice
wares. Stakeholder input should assist in determining the best way to phase in
implementation of the recommendation recognizing that businesses vary in size and type.
2. Recommendations, if any, on the issue of processing infrastructure for compostable
foodservice wares and compostable bags. This issue will be considered as part of the
evaluation of the commercial solid waste collection system.
3. Update on initiatives in Santa Monica, Palo Alto, and the litigation against the City of
Oakland's ordinance to determine how they may impact City proposals. Staff may
propose cooperating with other jurisdictions where appropriate.
4. Determination of which program, if approved by Council, would require the adoption of
an ordinance.
5. Status of efforts with other Departments to reduce the number of carryout bags consumed
as a result of City activities and to prohibit the use of plastic foam and other hard -to-
recycle or non compostable foodservice wares at City facilities and events.
6. Plans to reduce the inclusion of other hard -to- recycle materials in the City's recycling
program and any related impacts.
7. Implementation of a "Bring Your Own Bag" campaign in San Jose in partnership with
other similar Bay Area efforts. This initiative could include the provision of reusable
bags at reduced or no cost to City residents in partnership with other organizations.
EVALUATION AND FOLLOW UP
Staff recommends returning to T &E Committee in September 2008 with a follow-up evaluation
and recommended actions for Council consideration.
POLICY ALTERNATIVES
Alternative 1: Require use of compostable carryout bags and foodservice packaging
Pros: Would facilitate composting of residues from Public Litter Cans, City Facilities, and
Public Events and Venues, such as the Convention Center; could serve as an incentive for
development of additional processing capacity and as a model for commercial waste diversion.
Cons: The City does not have a system for collection and processing of compostable plastics
from residences and most businesses; sufficient processing capacity for such materials is not
available within a reasonable hauling distance without displacing yard trimmings
TRANSPORTATION ENVIRONMENT COMMITTEE
04 -23 -08
Subject: Plastic Bag Ban
Page 7
Reason for not recommending: The lack of collection and processing infrastructure for mixed
organic wastes makes a- Citywide requirement for use of compostable carryout bags an
impracticable solution at this time. This alternative will continue to be evaluated as part of the
Zero Waste planning process.
Alternative 2: Prohibit the use of single -use polyethylene carryout bags only
Pros: Could result in a significant reduction in the use and littering of plastic carryout bags;
could reduce the costs of litter collection and recycling associated with plastic bags.
Cons: Could result in use of alternatives that might increase energy consumption or the quantity
of waste disposed; may require preparation of a full environmental impact report; or could result
in litigation from proponents of plastic carryout bags.
Reason for not recommending: Although, adoption of this alternative would decrease litter
and mitigate marine pollution, the environmental impact of this approach is not clear.
Depending on the results of pending litigation against the City of Oakland and industry response
to the action originally proposed by Palo Alto, the City might expect significant costs for
preparation of an EIR, strenuous legal and political opposition by industry and local businesses
most affected by the ban. If the recommended actions and other alternatives are found unsuitable,
this alternative should be considered by Council when staff has an opportunity to fully analyze
the impact.
PUBLIC OUTREACH/INTEREST
Criteria I: Requires Council action on the use of public funds equal to $1 million or
greater. (Required: Website Posting)
Criteria 2: Adoption of a new or revised policy that may have implications for public
health, safety, quality of life, or financialleconomic vitality of the City. (Required: E-
mail and Website Posting)
Criteria 3: Consideration of proposed changes to service delivery, programs, staffing that
may have impacts to community services and have been identified by staff, Council or a
Community group that requires special outreach. (Required: E -mail, Website Posting,
Community Meetings, Notice in appropriate newspapers)
Following the Rules Committee action on plastic bags and the Council Study Session on the
Green Vision, local business and industry stakeholders requested a meeting with Councilmember
Chu. Staff met with the Councilmember Chu and stakeholder representatives from PW Markets,
California Grocers Association, and the Progressive Bag Affiliates (a division of the American
Chemistry Council). During these discussions, participants expressed appreciation for the
opportunity to provide input and to work with the City to improve the environmental
performance of stores in San Jose. In particular, the President of PW Markets reported that one
TRANSPORTATION ENVIRONMENT COMMITTEE
04- 23 -08
Subject: Plastic Bag Ban
Page 8
of their local stores was seeking to be certified as a Green Business and that they were recycling
more plastic film at their stores by weight than they shipped to the same stores as carryout bags
since the passage of AB 2449. Subsequent discussions were held with representatives of Longs
and Target. Staff met with representatives from California Grocers Association, PW Markets,
Safeway, SaveMart, and Target for additional input for this report on April 17, 2008.
Participants at this meeting agreed that 90 to 120 days was sufficient time to develop a proposal
for consideration at the September 2008 T &E Committee meeting.
This issue was publicly noticed for discussion at the February 14, 2008 meeting of the Technical
Advisory Committee (TAC) of the Santa Clara County Recycling and Waste Reduction
Commission. TAC referred it to its Source Reduction and Recycling Subcommittee, which
discussed the plastic bag ban issue on February 28, 2008. Stakeholder industries were invited,
with representatives of the California Grocers Association, Dart Container (a producer of single
use foodservice packaging products, including foam cups), and the Progressive Bag Affiliates
attending. The Subcommittee continued the discussion at its meeting of March 27, 2008.
This memo will be posted on the City's website for the May 5, 2008 T &E Agenda.
COORDINATION
This memorandum has been coordinated with the Office of Economic Development, the City
Manager's Budget Office, and the City Attorney's Office.
FISCAL /POLICY ALIGNMENT
These recommendations are in alignment with the Council approved Green Vision, and the Zero
Waste and Urban Environmental Accords goals. This ,project is also consistent with the budget
strategy principle of focusing on protecting our vital core services.
COST SUMMARY/IMPLICATIONS
The cost of completing the proposed work plan is estimated at $100,000 in 2008 -2009. This
expenditure would be funded from the Environmental Services Department's existing budget in
the Integrated Waste Management Fund (Fund 423).
BUDGET REFERENCE
Not applicable.
TRANSPORTATION ENVIRONMENT COMMITTEE
04 -23 -08
Subject: Plastic Bag Ban
Page 9
CEOA
Not a project.
HN STUFFLEBEAN
irector, Environmental Services
For questions, please contact Jo Zientek, Deputy Director, Integrated Waste Management, at
(408) 535-8557.
Attachment: HDR. March 28, 2008, Policy Tools for Reducing Impact of Single -Use, Carryout
Plastic Bags and Foam Food Packaging
POLICY TOOLS FOR REDUCING IMPACT OF SINGLE -USE,
CARRYOUT PLASTIC BAGS AND FOAM FOOD PACKAGING
March 28, 2008
Prepared by FDX
POLICY TOOLS FOR REDUCING IMPACT OF SINGLE -USE, CARRYOUT PLASTIC BAGS AND FOAM FOOD PACKAGING
Table of Contents
Section Pa!e
1.0 INTRODUCTION 3
2.0 SINGLE -USE, CARRYOUT BAGS 5
3.0 FOAM FOOD PACKAGING 6
4.0 BIODEGRADABLE/COMPOSTABLE PLASTIC 7
5.0 CITY OF SAN JOSE CURRENT SYSTEM 8
5.1 Integrated Waste Management 8
5.2 Litter Management 9
5.2.1 Litter Prevention and Enforcement 10
5.2.2 Litter Clean -up Programs 11
5.2.3 Litter Capture Programs 12
6.0 COST AND ENVIRONMENTAL IMPACTS 13
6.1 Production Externalities 13
6.2 Litter and Environmental Costs 15
6.2.1 Marine Litter 16
6.2.2 Stream. Litter 17
6.2.3 Roadway and Neighborhood Litter 17
6.3 Waste Management Costs 17
7.0 POLICY OPTIONS 18
7.1 Follow State Guidance and Regulations 19
7.1.1 Enforce and/or supplement AB 2449 19
7.1.2 Enforce and/or supplement AB 904 (or .similar legislation if it becomes law) 20
7.1.3 Public Outreach Reduce Litter Campaign 20
7.1.4 Case Studies 21
7.2 Market -based tools 22
7.2A Mandatory Rebate for Reusable Bags 22
7.2.2 Tax or fee for use of single -use bags 23
7.2.3 Impose a tax or fee on purchase of foam food packaging 23
7.2.4 Case Studies 23
7.3 City -wide ban 24
7.3.1 Scope 2 5
7.3.2 Implementation Timetable 25
7.3.3 Examples 26
8.0 CONCLUSION 28
POLICY TOOLS FOR REDUCING IMPACT OF SINGLE -USE, CARRYOUT PLASTIC BAGS AND FOAM FOOD PACKAGING
1.0 INTRODUCTION
In the Fall of 2007, the City of San Jose (City) adopted the Green Vision Goals, including a Zero Waste
Goal to divert 100 percent of solid waste from Landfills by 2022. On January 7, 2008, the Rules and Open
Government Committee directed staff to evaluate a proposal to prohibit the purchase and use of non-
recyclable and non compostable plastic check -out bags by grocery and retail stores, in San Jose as a
strategy to achieve the Zero Waste Goal.' On January 23, 2008, the City Council approved inclusion of
this evaluation into the Green Vision Plan Implementation? The City has also requested that the
evaluation address foam food packaging. Plastic single -use, carryout bags and foam food packaging are a
ubiquitous component of litter in the City and in nearby .streams, the San Francisco Bay and the Pacific
Ocean. As these products are light weight, they are easily carried by the wind and water throughout the
City and to other locations with serious environmental consequences. Plastic bags and foam food
packaging do not decompose, instead they break into small pieces, which persist in the environment
and cause serious impacts on marine and aquatic animals and ecosystems.
The City has implemented a comprehensive litter prevention, enforcement, and removal program, which
includes a partnership with the Santa Clara Valley Water District (Water District) for trash prevention and
removal along creeks. In addition, as part of its Storm Water Management Plan, the State of California
(State) Department of Transportation (Caltrans) manages a litter prevention and removal program for
public highways. Litter collection for beaches, state highways, cities, and counties cost the state over
$300 million each year. The City also provides one of the most comprehensive curbside recycling
collection programs in the State, which includes collection of both of these products. However, the City
has been unable to reduce the quantity of these products and other litter polluting creeks to an acceptable
level. Its location on waterways that drain into the San Francisco Bay and the Pacific Ocean requires the
City to be especially sensitive to what washes out via storm water runoff to nearby creeks. Proposed
changes to the Municipal Regional Stormwater Permit would require the City to invest significant
amounts of public money into preventing litter from reaching local creeks. However, most of these
efforts are focused on removal of litter, and not on its prevention. Reducing the use of single -use, carry-
out plastic bags and foam food packaging could help reduce the City's overall litter costs in the future and
provide significant long -term environmental benefits to local and regional waterways.
I Mayor Chuck Reed, Councilmember Kansen Chu, and Councilmember Nora Campos, "Non-recyclable Plastic
Bags," Memo addressed to Rules and Open Government Committee, January 7, 2008.
2 John Stufflebean, "Plastic Carryout Bags," Memo .addressed to Honorable Mayor and City Council, January 23,
2008
3 http /democrats.assembly.ca.gov /members /a40 /press /20080116AD4OPRO1.htm. Accessed March 2008.
March 28, 2008 Page 3 Final Draft
POLICY TOOLS FOR REDUCING IMPACT OF SINGLE -USE, CARRYOUT PLASTIC BAGS AND FOAM FOOD PACKAGING
The City of San Jose currently collects plastic bags, including single -use, carryout bags, dry cleaning
bags, and food bags; paper grocery bags; and foam food packaging curbside for recycling. In 2007, the
California State Legislature passed AB 2449 to increase the recycling of plastic bags by requiring
supermarkets and retail pharmacies with over 10,000 square feet of retail to provide a collection location
for consumers to recycle their plastic bags. While it is likely that AB 2449 will increase diversion of
plastic bags, the City is interested in policy options to reduce the overall demand for single -use, carryout
plastic bags and foam food containers bags and to emphasize the importance of reusables.
March 28, 2008
Litter in Coyote Creek
The Plastic and Marine Debris Reduction, Recycling, and Composting Act (AB 904) passed out of the
State Assembly on January 29, 2008 and was referred to the State Senate Environmental Quality
Committee on February 7, 2008. AB 904 would "prohibit a takeout food provider, on and after July 1,
2012, from distributing single -use food service packaging to a consumer,, unless the single -use food
service packaging is either compostable packaging or recyclable packaging.s It is unclear what impact
this legislation would have on litter reduction, if passed.
4 Felicia Madsen and Athena Honore. "Trash Pollution. in San Francisco Bay." Memorandum addressed to San
Francisco Regional Water Quality Control Board, March 6, 2007.'
5 http: /www.leginfo.ca.gov /pub /07- 08/bill/asm/ab 0901 -0950 /ab 904 bill 20080129 amended asm v96.pdf.
Accessed March 2008.
Page 4 Final Draft
POLICY TOOLS FOR REDUCING IMPACT OF SINGLE -USE, CARRYOUT PLASTIC BAGS AND FOAM FOOD PACKAGING
In addition to reducing litter costs and complying with stricter stormwater permit requirements, the City
also committed to comply with the Urban Environmental Accords (Accords). Along with approximately
100 other cities, the City signed the 21 Accords on November 1, 2005. Among other actions, the City
agreed to "adopt a citywide program that reduces the use of a disposable, toxic, or non renewable product
category by at least 50 percent in seven years.. A comprehensive single -use, carryout, plastic bag and
foam food packaging policy could help the City complete this action by the 2012 deadline.
This report explores three main policy options available to the City:
1. Status Quo Follow State guidelines and regulations
2. Market Policy Tools
a. Mandatory rebate for reusable bag use
b. Tax or fee for use of single -use, carryout plastic or paper bags
c. Tax on retailers for purchase of foam food packaging
3. City -Wide Ban
a. Of single -use, carryout plastic bags
b. Of foam food packaging
The goal of the City is to change consumer behavior in terms of use of single -use, carryout, plastic bags
and foam food packaging. Each of these policy options have been implemented in other cities and
countries over the past five years. A description of the impact of the policies in these other communities
is included in the discussion. This report was developed based on.a review of relevant literature.
2.0 SINGLE USE, CARRYOUT BAGS
Single -use carryout bags are given away for free as a customer convenience in grocery stores, retail
stores, takeout food locations, and pharmacies. The California Integrated Waste Management Board
(CIWMB) estimates that Californians use approximately 19 billion single -use, carryout plastic bags
annually, which translates to approximately 294 million pounds (147,000 tons) of single -use, carryout
plastic bags.' Consumers in San Jose use an estimated 490 million single -use, carryout plastic bags
annually! There are two main types of single -use, carryout plastic bags, HDPE lighter weight bags used
6 http /www.sanjoseca.gov /esd/urban- accords.asp. and
http:// oldsite. globalsolutions .org/programs/health environment/urban accords /green cities accords.html.
Accessed February 2008.
7 http:// www.ciwmb.ca.gov/Pressroom/2007 /July /37.htm Accessed February 2008.
g Estimate prorated from CIWMI3 statewide estimate of 19 billion bags, based on the population of the City of San
Jose.
March 28, 2008
Page 5 Final Draft
POLICY TOOLS FOR REDUCING IMPACT OF SINGLE -USE, CARRYOUT PLASTIC BAGS AND FOAM FOOD PACKAGING
primarily by grocery and restaurants; and LDPE thicker, glossier bags used at retail stores. Until
the 1970s, paper was the most commonly used type of single -use, carryout bag at these establishments.
Plastic bags began replacing paper bags, due to their light weight, strength, and low -cost in 1975. By
1996, four out of five grocery store bags used were plastic bags. Californians dispose of approximately
772 million pounds (386,000 tons) of paper bags annually." Currently, only approximately five percent
of plastic bags and 21 percent of paper bags are recycled statewide. Many people reuse their single
use, carryout bags for garbage can liners and pet litter. It is difficult to estimate what percentage of bags
is reused, but some estimates put it at 60 percent.
3.0 FOAM FOOD PACKAGING
The CIWMB estimates that over 370,000 tons of polystyrene is generated in the State of California
annually. Polystyrene is a petroleum -based plastic product, which is used in food service, packaging and
shipping, and furniture. Polystyrene products comprise approximately 0.8 percent of all waste landfilled
annually in California by weight. Polystyrene is very light weight, so it is comprises a much larger
percentage by volume than by weight. In the 1999 U.S. Coastal Cleanup Day, foamed polystyrene
materials were the fourth largest category of material collected.
The two major types of polystyrene are called "general purpose" and "high impact When a blowing
agent, such as pentane, is added to general purpose polystyrene, the end product is a light weight foam
type material called expanded polystyrene (EPS), which is used for beverage cups, disposable food
containers, and packaging peanuts. This method is called expanded bead method and makes up 15 percent
of general purpose polystyrene. The other methods include injection mold, extrusion, and extrusion foam.
Extrusion and extrusion foam products comprise 49 percent of general purpose polystyrene in the
marketplace and include foam food packaging.
There are six major markets for polystyrene: furniture, electrical, building and construction, packaging,
consumer /institutional, and other. Commercial and institutional products comprise 41 percent of all
polystyrene, which includes food service ware. Many restaurants provide foam containers for their
9 Los Angeles County "An Overview of Carryout Bags in Los Angeles County: A Staff Report to the Los Angeles
County Board of Supervisors August 2007
10 ibid
11 California Integrated Waste Management Board 2004 Waste Characterization Study, Table 7.
12 http:// www .ciwmb.ca.gov/Pressroonl/2007 /July /37.htm Accessed February 2008.
13 Nolan-ITU "The Impacts of degradable plastic bags in Australia." September 11, 2003
14 California Integrated Waste Management Board. "Use and Disposal of Polystyrene in California. December 2004
March 28, 2008 Page 6 Final Draft
POLICY TOOLS FOR REDUCING IMPACT OF SINGLE -USE, CARRYOUT PLASTIC BAGS AND FOAM FOOD PACKAGING
patrons to carry out food and beverages because they are able to withstand high temperatures and have
insulating properties. The clamshells are common for foods and foam cups for hot beverages.
4.0 BIODEGRADABLE /COMPOSTABLE PLASTIC
Traditional plastic products do not biodegrade or compost; instead they break down into small pieces.
The first degradable plastic products were introduced in the late 1980s. Over the past 25 years, industry,
government, and academia have worked together to 'develop standards to support claims of
"compostable "degradable and biodegradable The Biodegradable Products Institution (BPI) is a
collaboration of these stakeholders to develop standards and certification procedures for biodegradable
products) While initially focused on bags, BPI now certifies all types of biodegradable products that
comply with the American Society for Testing and Materials/Institute for Standards Research
(ASTM/ISR) D -6400 standard, "Standard Specification for Compostable Plastics" (ASTM D -6400
Standard). Degradable plastics are measured by their ability to leave no trace, leave no toxic residue, and
disintegrate in a reasonable time period (approximately three to six months). The Composting Act (SB
1749) in 2004 and the Solid Waste: Plastic Food and Beverage Containers Act (AB 2147) in 2006
currently require all plastic bags and food and beverage containers defined as "compostable
"degradable or "biodegradable" to meet the ASTM- D6400 Standard.
Degradable plastics are defined by the process they use to degrade and the composition of the bag. The
two most common types of bags, based on degradation process, are biodegradable and compostable.
o Biodegradable: being "capable of undergoing decomposition into carbon dioxide,
methane, water, inorganic compounds or biomass by the actions of microorganisms." 18
o Compostable: "those that degrade under composting conditions...under a mineralization
rate that is compatible with the composting process.
The other types of degradable plastics, based on degradation process, include: bioerodable,
photodegradable, and water soluble. Degradable bags, classified by composition include thermoplastic
(starch based), polyester (oil and natural gas- based), and starch polyester blends 2 Traditional plastic
15 http: /www.bpiworld.org/ Accessed March 2008.
16 Nolan -ITU "The Impacts of degradable plastic bags in Australia." September 11, 2003.
17 http: /www.ciwmb.ca.gov/ Statutes Legislation /CalHist/2000to2004.htm. Accessed March 2008.
t8 CIWMB. "Evaluation of the Performance of Rigid Plastic Packaging Containers, Bags, and Food Service
Packaging in Full-Scale Commercial Composting." March 6, 2007.
'9 Ibid.
20 Nolan -ITU "The Impacts of degradable plastic bags in Australia." September 1 I, 2003.
March 28, 2008 Page 7 Final Draft
POLICY TOOLS FOR REDUCING IMPACT OF SINGLE-USE, CARRYOUT PLASTIC BAGS AND FOAM FOOD PACKAGING
products (i.e. bottles, bags) are also polyester blends, but the polymers are chemically altered in
degradable plastic products to allow them to degrade or compost, depending on the type of process.
Degradable plastics do not readily degrade in a landfill. Landfills are designed to "prevent landfill
contaminants from entering soil and drinking water supply it also prevents aerobic degradation from
taking place.. In addition, degradable plastic bags can damage recycling equipment if mixed in with
traditional, recyclable plastic bags. All degradable plastic products, if mixed into the recycling stream,
can destabilize the polymers and reduce the quality of the recyclable product when mixed into the
manufacturing process. Currently, there are few effective ways to distinguish a degradable plastic
product from a non degradable plastic product. In addition, outside of the ideal conditions, for example
as a loose litter bag, degradable bags do not instantly degrade. For example, a biodegradable bag can take
up to six months to degrade in a marine environment 2 Many of the negative environmental impacts
from littered plastics also result from littered degradable plastics.
5.0 CITY OF SAN JOSE CURRENT SYSTEM
5.1 Integrated Waste Management
The City of San Jose manages a comprehensive integrated waste management system with curbside
collection of recyclables, yard trimmings, and garbage at 293,000 households each week. The curbside
recycling program accepts a large number of specialty items including textiles, foam food packaging,
motor oil, and plastic bags (including dry cleaning bags, single -use, carryout bags, and food bags). The
City is currently diverting over 50 percent of the approximately 500,000 tons of solid waste annually
generated through recycling and yard trimmings collection. The City has offered plastic bag recycling
and foam food packaging collection through its curbside program since 1993. While the number of
plastic bags collected has increased over the past five years, the diversion rate still remains relatively low
compared to other materials due to the recycling market's sensitivity to moisture and food contamination.
The City Waste Composition Study, in 1998, estimated that total plastic bag disposal in residential
tonnage, including food bags and dry cleaning bags, was approximately 10,000 tons. The study also
estimated that approximately 1,500 tons of foam food packaging was disposed in 1998 by the residential
sector. Table 1 below shows the most recent data for collection of plastic bags in the City's curbside
recycling program.
21 Nolan -ITU "The Impacts of degradable plastic bags in Australia." September 11, 2003.
22 ibid
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Table Notes
a. Estimated based on past data for Green Team (680 tons) and half of CWS projected 2008 tons (100 tons).
In calendar year 2008, it is estimated that approximately 900 tons of plastic bags (including single -use,
carryout, plastic bags) could be collected curbside in San Jose 2 In the past few years, supermarkets have
begun at -store recycling collection of bags from customers, as well, but those numbers are not readily
available. Plastic bags (including dry cleaning bags and food bags) have comprised over nine percent, by
weight, of the San Jose waste stream; and foam food packaging has comprised more than one percent, by
weight, of the San Jose waste stream. While foam food packaging is collected through the curbside
program, the two processors have not been able to find a market for this material. Instead, the foam food
packaging is being disposed of in landfills.
5.2 Litter Management
Trash (often called litter), is a regulated water pollutant in the State because it can negatively impact
water ways, including the San Francisco Bay and ultimately the Pacific Ocean. There are generally two
types of litter: accidental and deliberate litter 2 Accidental litter is material or products that are usually
seen being deposited unintentionally through poor management practices, such as items that fly out of
open bed trucks. Plastic bag and foam litter can be blown off of trucks, out of overfull trash cans and
dumpsters, and off of landfills 2 The majority of litter is deliberate; items deliberately disposed of in an
"inappropriate location." Takeout packaging and bags can be intentionally littered in parks and out of car
windows.
In a pilot project, the Regional Water Quality Control Board's Surface Water Ambient Monitoring
Program (SWAMP) performed a study to assess trash levels in streams in the San Francisco Bay Region,
including the streams in and around the City of San Jose. In this assessment, SWAMP found that there
are two major causes of trash in the streams: (1) direct littering or dumping and (2) downstream transport
and accumulation. "On average, across all sites and seasons, 288 pieces of trash were collected per 100
Estimate provided by Green Team and CWS
24 City of San Jose "Waste Composition Study" 1998.
25 RW Beck, for Keep America Beautiful. "Literature Review Litter. A Review of Litter Studies, Attitude Surveys,
and Other Litter- related Literature." July 2007.
2 ibid
March 28, 2008
Table 1 Historic Sales of Plastic Bags
Page 9
Final Draft
FY 2003 -2004
FY 2004 -2005
FY 2005 -2006
FY 2006 -2007
FY 2007 -2008
Tons Sold
561
478
546
681
780
POLICY TOOLS FOR REDUCING IMPACT OF SINGLE -USE, CARRYOUT PLASTIC BAGS AND FOAM FOOD PACKAGING
Table Notes
a. Estimated based on past data for Green Team (680 tons) and half of CWS projected 2008 tons (100 tons).
In calendar year 2008, it is estimated that approximately 900 tons of plastic bags (including single -use,
carryout, plastic bags) could be collected curbside in San Jose 2 In the past few years, supermarkets have
begun at -store recycling collection of bags from customers, as well, but those numbers are not readily
available. Plastic bags (including dry cleaning bags and food bags) have comprised over nine percent, by
weight, of the San Jose waste stream; and foam food packaging has comprised more than one percent, by
weight, of the San Jose waste stream. While foam food packaging is collected through the curbside
program, the two processors have not been able to find a market for this material. Instead, the foam food
packaging is being disposed of in landfills.
5.2 Litter Management
Trash (often called litter), is a regulated water pollutant in the State because it can negatively impact
water ways, including the San Francisco Bay and ultimately the Pacific Ocean. There are generally two
types of litter: accidental and deliberate litter 2 Accidental litter is material or products that are usually
seen being deposited unintentionally through poor management practices, such as items that fly out of
open bed trucks. Plastic bag and foam litter can be blown off of trucks, out of overfull trash cans and
dumpsters, and off of landfills 2 The majority of litter is deliberate; items deliberately disposed of in an
"inappropriate location." Takeout packaging and bags can be intentionally littered in parks and out of car
windows.
In a pilot project, the Regional Water Quality Control Board's Surface Water Ambient Monitoring
Program (SWAMP) performed a study to assess trash levels in streams in the San Francisco Bay Region,
including the streams in and around the City of San Jose. In this assessment, SWAMP found that there
are two major causes of trash in the streams: (1) direct littering or dumping and (2) downstream transport
and accumulation. "On average, across all sites and seasons, 288 pieces of trash were collected per 100
Estimate provided by Green Team and CWS
24 City of San Jose "Waste Composition Study" 1998.
25 RW Beck, for Keep America Beautiful. "Literature Review Litter. A Review of Litter Studies, Attitude Surveys,
and Other Litter- related Literature." July 2007.
2 ibid
March 28, 2008
Table 1 Historic Sales of Plastic Bags
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foot reach of stream." Over 50 percent of this trash was plastic?' The City estimates that, in 2007, of the
3,200 unsheltered homeless individuals in San Jose, approximately 712 were living in a total of 163
homeless encampments along creeks and streams. These illegal and temporary encampments have no
garbage or sewer service and often leave significant amounts of garbage along creek banks: San Jose
waterways were included as two of Save the Bay's 10 trash hot spots along the San Francisco Bay:
Guadalupe River Basin and Coyote Creek 2 Hot spots, defined by Save the Bay, are an area along a
creek or storm drain outfall where trash is built up on the shoreline. Litter reaches these hot spots
through deliberate dumping and after being washed into the streams through storm water runoff from the
City.
The City's anti litter efforts focus on prevention through education and enforcement programs; clean-up
through volunteer and city organized events and programs; and capture through street sweepers and
public litter cans. The Parks, Recreation, and Neighborhood Services Department (PRNS); the
Environmental Services Department (ESD); Planning, Building and Code Enforcement (PBCE);
Department of Transportation (DOT); San Jose Police Department (SJPD); and the Housing Department
all play a role in reducing litter and keeping San Jose clean. In addition, the City works closely with the
Water District through a Memorandum of Agreement (MOA) to implement a trash prevention and
removal program along creeks. The City is a member of the Silicon Valley Anti -Litter Campaign, which
includes agencies and jurisdictions throughout Santa Clara County that have litter- management
responsibilities. This campaign is currently developing a five -year plan for litter abatement that includes
enforcement, education, volunteerism, and removal. Caltrans has responsibility for right -of -way clean
up for its roadways as part of compliance with the National Pollution Discharge Elimination System
(NPDES) under the-Federal Clean Water Act.
5.2.1 Litter Prevention and Enforcement
Litter prevention strategies include public outreach and enforcement programs. PRNS is the primary City
department involved in public outreach on litter. PRNS' litter outreach has included three anti -litter
commercials, which, in Fiscal Year (FY) 2006 -07, were viewed by over 49,000 people; Litter Ladder
27 ibid
28 John Stufllebean, "Agreement with Water District for Trash Prevention and Removal," Memo addressed to Mayor
and City Council of San Jose, January 22, 2008.
29 http:// savesfbavgallery .org/hotspots07/hotspot.html. Accessed March 2008.
30 ibid
31 Albert Balagso, "Update of the Anti Graffiti and Litter Program. Memorandum addressed to the Neighborhood
Services and Education Committee, March 29, 2007.
32 California Department of Transportation. "State Stormwater Management Plan." June 2007
March 28, 2008 Page 10 Final Draft
POLICY TOOLS FOR REDUCING IMPACT OF SINGLE -USE, CARRYOUT PLASTIC BAGS AND FOAM FOOD PACKAGING
educational assemblies at local schools; and distribution of other public outreach materials. Caltrans also
has a public education program, "Don't Trash California," which includes print, radio, and television
campaigns state -wide 33
SJPD and PBCE are primarily involved in litter enforcement programs. Enforcement includes responding
to citizen complaints, issuing tickets to motorists caught littering, and dismantling illegal encampments.
PBCE responds to citizen complaints for specific areas around the City and the SJPD issues tickets for
citizens caught littering. Table 1 below includes the current fines for littering:
First Offence
Second Offense
Third Offense
Fines for Littering
General Littering
$100 $1,000
$500 $1,000
$750 $1,000
Littering from a Vehicle
$250 $1,000
$500 $1,000
$750 $1,000
5.2.2 Litter Clean up Programs
PBCE, PRNS, DOT, ESD, and the Water District each sponsor clean -up events throughout the year.
These events are usually staffed primarily with volunteers, with the City and Water District providing
coordination, refreshments, and supplies. Below is a list of these events:
o Great American Litter Pick -up: PRNS coordinates the City's participation in this County -wide day
of cleaning throughout the City. In 2007, over 300 volunteers filled 254 bags of litter.
o Creek Connections Action Group (CCAG) Clean-up Events: CCAG is a consortium of PRNS,
ESD, Santa Clara County Parks and the Water District. CCAG organizes two volunteer creek
clean -up events annually: National River Clean-up Day in the spring and Coastal Clean-up Day in
the fall. In 2007, over 1,400 volunteers removed 61,000 pounds of trash and 21,800 pounds of
recyclables from 44 creek sites in Santa Clara County.
The City and Water District entered into an MOA in 2004 to address the negative impacts of illegal
encampments along creeks on water quality. This MOA created a Joint Trash Team and implemented up
to three partnered clean up events in and near creeks. Between 2004 and 2007, the Joint Trash Team
oversaw efforts which collected approximately 57 tons of trash in 10 events 3 More than 28 tons of trash
u ibid.
34 Albert Balagso, "Update of the Anti- Graffiti and Litter Program. Memorandum addressed to the Neighborhood
Services and Education Committee, March 29, 2007.
35 www. cleanacreek.org
36 John Stufflebean, "Agreement with Water District for Trash Prevention and Removal," Memo addressed to Mayor
and City Council of San Jose, January 22, 2008.
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POLICY TOOLS FOR REDUCING IMPACT OF SINGLE -USE, CARRYOUT PLASTIC BAGS AND FOAM FOOD PACKAGING
were removed from three creek sites in 2007 through this partnership 3 A revised MOA was approved in
February 2008 to continue and expand this partnership to include:
o Trash Clean -up Projects: The City and Water District will address up to five sites per year which
have logistical hurdles, such as requiring specialized equipment.
o Weekly Encampment Clean -up Program: As part of the Clean Safe Creeks, the District contracts
with the San Jose Conservation. Corps to remove litter, debris, and illegal encampments from
creeks on a weekly basis.
o Monthly Encampment Clean -up Program: The City and Water District partner to remove large
illegal encampments one day per month.
In addition, some programs recruit and train volunteers to take responsibility for an area of town. These
programs include PRNS' Adopt -a -Park and Adopt -a -Trail programs, and DOT's Adopt -a -Street program.
The Adopt -a -Park and Adopt -a -Trail programs have 604 volunteers who have adopted 49 parks and
trails. Caltrans sponsors the Adopt -a- Highway program with approximately 35,000 participants. In
2002, participants collected 250,000 bags of trash from California highways. The Water District
sponsors the Adopt -a -Creek program, with over 100 groups participating in regular creek cleanups. The
Water District also schedules clean -ups with their own staff members throughout the year. These events
focus on street litter and illegal encampments.
5.2.3 Litter Capture. Programs
ESD and DOT have primary responsibility for litter capture within the City's storm sewer system. ESD
is responsible for coordinating implementation of the City's Urban Runoff Management Plan, and DOT is
responsible for storm inlet cleaning and street sweeping. ESD is currently implementing the Structural
Trash Pilot Project, which consists of the installation of stainless steel metal screens in up to 90 of the
City's approximately 30,000 storm drain catch basin inlets to prevent trash greater than 5 millimeters
(mm) in size from traveling through the storm water drainage system. To -date, 47 screens have been
installed. The purpose of the pilot program is to determine the economic and functional feasibility of
these devices, and to document the type of debris entering the storm water system. Approximately 12
percent of the City's land area is serviced by storm water pump stations, which have trash racks, which
are in place to protect the equipment and are not full capture devices. In addition, the City inspects and
37 Debra Figone, City Manager, San Jose and Olga Martin- Steel, Chief Executive Officer, Santa Clara Valley Water
District, "Status Report Cooperative Efforts between City of San Jose and Santa Clara Valley Water District."
Memorandum addressed to Mayor and City Council and Santa Clara Valley Water District Board of Directors,
February 26, 2008.
38 Melissa Ojeda "FW: Budget Info e-mail message,. March 7, 2008.
39 California Department of Transportation. "State Storm Water Management Plan." June 2007.
4° Melody Tovar "FW: San Jose Litter Questions Council Referral with Fee and Budget Impact e-mail message,
March 5, 2008.
March 28, 2008 Page 12 Final Draft
Type of Bag
Cost per unit
Traditional plastic bag
2 5 cents
Paper bag
5 23 cents
Biodegradable plastic bag
8 --17 cents
POLICY TOOLS FOR REDUCING IMPACT OF SINGLE USE, CARRYOUT PLASTIC BAGS AND FOAM FOOD PACKAGING
cleans over 28,900 storm drain inlets /catch basis annually. The Storm Drain Inlet Cleaning Program is
conducted by DOT between October and February to avoid blockages which can result in flooding.
Caltrans also provides street sweeping and culvert litter and debris removal for State owned public
roadways.
The City owns six street sweeping vehicles used by DOT to sweep approximately 1,040 curb miles of
non residential streets twice a month through the Arterial, Commercial, and Bike Route (ACB) Program.
DOT also contracts with a private company to sweep approximately 2,950 curb miles of residential streets
each month through the Residential Street Sweeping (RSS) program. In addition, DOT picks up illegal
dumping on City rights -of -way daily, and services approximately 75 public litter cans in the Transit Mall
area of downtown 42
6.0 COST AND ENVIRONMENTAL IMPACTS
Provided free of charge to consumers with their purchases, the real cost of disposable bags and foam food
packaging is not a cost that either consumers or retailers have to pay. Table 1 includes the average
purchase price to retailers of common single -use, carryout bags. Foam food packaging is similarly
inexpensive.
Table 1: Average Cost per Type of Single Use, Carryout Bags
The real costs of single -use, carryout bags and foam food packaging include production externalities,
waste management costs, litter management costs, and marine and aquatic environmental impacts. The
City, Water District, and State must bear many of these costs, while others costs have even wider impacts.
6.1 Production Externalities
Production externalities are factors that result from the manufacture of a product that is not reflected in
the market costs. These externalities include the energy and fossil fuel usage in production and
transportation; and the impact on natural resources, such as trees, air quality, and water. The processes
41 California Department of Transportation. "State Stormwater Management Plan." June 2007.
42 Scott Kahai, "RE: Litter Abatement Cost/Program e-mail message, March 6, 2008.
43 Los Angeles County "An Overview of Carryout Bags in Los Angeles County: A Staff Report to the Los Angeles
County Board of Supervisors." August 2007
March 28, 2008 Page 13 Final Draft
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that manufacture plastic and paper products use different raw materials and levels of energy. In addition,
while both processes impact water and air quality through the process discharges, these impacts are
unique to each product. Life cycle analyses try to capture the total impact of products from generation
through consumption through disposal. As there are many variables in each of these steps, it is difficult
to fully make this comparison. Each analysis will state its assumptions for recycled content, distance for
transport, raw materials, quantity of reuse and recycling, and final disposal.
In a life cycle analysis of paper and plastic bags, Franklin Associates found that manufacturing and
transporting a new paper bag (made without recycled content) uses considerably more energy than
manufacturing and transporting a new plastic bag. Two plastic bags use 87 percent the amount of energy
used by one paper bag for manufacture and transport 4 These statistics were developed based on
recycling rates in 1990 and assumed a closed -loop process in which the recycling rate indicated the
percent of recycled material available for new bag production. The difference in energy use of both
processes decreases significantly as the quantity of recycled materials increase in the production 45
Reusable products such as bags and food containers also have energy impacts in their manufacture, but
the impact per use over the lifetime of the product decreases when compared to single -use paper and
plastic products.
The energy usage in production of foam products is over 90 percent fossil fuel; and the energy usage in
production of paper products is approximately 50 percent wood- derived for paper products. Both
processes consume energy, but the quantity of energy depends on the materials used. The table below'
shows the breakdown of energy for 16 -ounce hot beverage cups including a polystyrene cup, paper cup,
and paper cup with corrugated cardboard sleeve.
44 Franklin Associates. "Paper vs. Plastic Bags." 1990. www. ilea.org/lcas /franklin1990.html. Accessed February
2008.
45 Franklin Associates. "Paper vs. Plastic Bags." 1990. www. ilea.org/Icas /franklinl99O.html. Accessed February
2008
46 Franklin Associates. "Life Cycle Inventory of Polystyrene Foam, Bleached Paperboard, and Corrugated
Paperboard Foodservice Products." March 2006.
March 28, 2008 Page 14
Energy by Category for 10,000 16 ounce Hot Cups
Final Draft
Polystyrene
Poly- Coated
Paperboard
Corrugated.
Sleeve
Poly- Coated
Paperboard Sleeve
Energy Category (Percent)
Process
59%
87%
93%
88%
Transport
1%
3%
7%
4%
Energy of Material Resource
40%
10%
0%
8%
POLICY TOOLS FOR REDUCING IMPACT OF SINGLE -USE, CARRYOUT PLASTIC BAGS AND FOAM FOOD PACKAGING
that manufacture plastic and paper products use different raw materials and levels of energy. In addition,
while both processes impact water and air quality through the process discharges, these impacts are
unique to each product. Life cycle analyses try to capture the total impact of products from generation
through consumption through disposal. As there are many variables in each of these steps, it is difficult
to fully make this comparison. Each analysis will state its assumptions for recycled content, distance for
transport, raw materials, quantity of reuse and recycling, and final disposal.
In a life cycle analysis of paper and plastic bags, Franklin Associates found that manufacturing and
transporting a new paper bag (made without recycled content) uses considerably more energy than
manufacturing and transporting a new plastic bag. Two plastic bags use 87 percent the amount of energy
used by one paper bag for manufacture and transport 4 These statistics were developed based on
recycling rates in 1990 and assumed a closed -loop process in which the recycling rate indicated the
percent of recycled material available for new bag production. The difference in energy use of both
processes decreases significantly as the quantity of recycled materials increase in the production 45
Reusable products such as bags and food containers also have energy impacts in their manufacture, but
the impact per use over the lifetime of the product decreases when compared to single -use paper and
plastic products.
The energy usage in production of foam products is over 90 percent fossil fuel; and the energy usage in
production of paper products is approximately 50 percent wood- derived for paper products. Both
processes consume energy, but the quantity of energy depends on the materials used. The table below'
shows the breakdown of energy for 16 -ounce hot beverage cups including a polystyrene cup, paper cup,
and paper cup with corrugated cardboard sleeve.
44 Franklin Associates. "Paper vs. Plastic Bags." 1990. www. ilea.org/lcas /franklin1990.html. Accessed February
2008.
45 Franklin Associates. "Paper vs. Plastic Bags." 1990. www. ilea.org/Icas /franklinl99O.html. Accessed February
2008
46 Franklin Associates. "Life Cycle Inventory of Polystyrene Foam, Bleached Paperboard, and Corrugated
Paperboard Foodservice Products." March 2006.
March 28, 2008 Page 14
Energy by Category for 10,000 16 ounce Hot Cups
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6.2 Litter and Environmental Costs
Litter, including disposable bags and foam food packaging, can impact roadways, waterways,
neighborhoods, and parks in San Jose. Plastic bags and foam food packaging pose an especially high risk
to marine and terrestrial plant and animal life. The characteristics of plastic bags that make them so
desirable, durability and flexibility, also contribute to the aquatic and marine environmental impact of
discarded bags, because they do not decompose. Foam food packaging easily breaks down into small
floating pieces, which pollute marine and terrestrial ecosystems even when the pieces are microscopic.
Over 267 wildlife species are estimated to be impacted by plastic litter. Marine and terrestrial animals
can ingest or become entangled in plastic debris; coral and riverbeds can be smothered by plastic bags
that get caught on their rough edges; and small animals can travel on the plastics to other coasts where
they are not naturally present, causing problems associated with invasive species. In the water, plastic
acts like a sponge for toxic chemicals, accumulating concentrations of toxins many orders of magnitude
above levels found in the water itself. Animals can be poisoned by the toxic chemicals in plastics and
those chemicals from other sources accumulating in the floating plastic 4 Plastic that is mistaken for food
and ingested can clog the animal's throat or artificially fill its stomach, causing it to starve. In addition,
many animals become entangled in plastic debris and suffocate.
As described in the previous section, although the City, Water District, and the State have multiple
programs to address the litter problem, litter is still reaching area creeks and the San Francisco Bay.
Based on the results of the SWAMP (discussed in Section 5.2), the Regional Water Quality Control
Board has issued new proposed storm water permit regulations for trash reduction. The draft permit fact
sheet says, "Data collected by Water Board staff...suggest that the current approach to managing trash in
water bodies is not reducing the adverse impact on beneficial use. The comment period for these rules
ended 011 February 29, 2008. The City estimates that the required improvements to meet all proposed
47 Algalita Marine Research Foundation. `Pelagic Plastic." April 9, 2007.
48 ibid
49 Los Angeles County "An Overview of Carryout Bags in Los Angeles County: A Staff Report to the Los Angeles
County Board of Supervisors." August 2007 and Algalita Marine Research Foundation. "Pelagic Plastic." April
9, 2007.
5o Regional Water Quality Control Board. "Municipal Regional Storm Water Permit Fact Sheet." December 14,
2007.
March 28, 2008
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new permit requirements over a five -year period could cost up to $35 millions' Trash is a primary focus
of the revised storm water permit.
The City is currently spending millions of dollars on litter prevention, enforcement, and maintenance
programs. Due to its location, land -based litter can not only impact the City, but can also travel through
streams to the San Francisco Bay and into the Pacific Ocean. Single -use, carryout plastic bags and foam
food packaging present unique challenges to litter prevention and clean -up programs. Due to their light
weight, they can travel easily into streets and streams. Plastic bags, when caught up in storm water, can
clog storm drains, causing flooding issues. Plastic bags and foam food packaging can negatively impact
marine environments, streams and creeks, and roadways and parks.
6.2.1 Marine Litter
The San Francisco Bay carries land -based litter, including plastic bags and foam food packaging, into the
Pacific Ocean. "People's mishandling of waste materials creates the foundation for the marine debris
problem. According to a study by the Ocean Conservancy, land -based litter comprises over 50 percent
of all marine litter off of California. Plastic bags are approximately 11 percent of that land -based marine
litter 5 While plastic will disintegrate into smaller pieces, it does not biodegrade in the ocean; instead it
primarily accumulates at the surface of the water. The North Pacific Gyre is located approximately 1,000
miles from California; and is an area where multiple ocean currents meet and marine litter debris
accumulates. A 1999 research expedition found that plastic film, including plastic bags, comprised
approximately 29 percent of plastic collected at the North Pacific Gyre. The San Francisco Bay is one
source of this plastic and other marine litter debris.
In 2006, the California Coastal Commission, in collaboration with the Los Angeles Regional Water
Quality Control Board published an action plan, "Eliminating Land -based Discharges of Marine Debris in
California." Based on the fact that "product waste is the major component of trash in urban runoff," the
Plan recommends "reducing the amount of single -use and disposable products, increasing the recycling of
51 John Stufllebean. "Report on Process for the Development and Adoption of the Municipal Storm water National
Pollutant Discharge Elimination System Permit." Memorandum addressed to the Transportation and
Environment Committee, January 25, 2008.
52 Ocean Conservancy. "National Marine Debris Monitoring Program: Final Data Analysis and Summary."
September 2007.
5s ibid.
54 Los Angeles County "An Overview of Carryout Bags in Los Angeles County: A Staff Report to the Los Angeles
County Board of Supervisors." August 2007.
March 28, 2008 Page 16 Final Draft
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bags, imposing bans and limits on the use of specific products that contribute to marine debris. In
addition, the plan recommends litter fees associated with specific products to fund litter reduction
programs.
6.2.2 Stream Litter
According to SWAMP, "trash in streams can impair beneficial uses such as human health and aesthetic
enjoyment and aquatic life.i The Santa Clara Valley Urban Runoff Pollution Prevention Program
(SCVURPPP) estimates that 60 percent of litter found in Bay Area creeks is plastic. Approximately half
a million people live in the Coyote Creek Basin which runs from the southern Diablo Range to the South
San Francisco Bay. The primary source of trash found in this basin is from dumping, littering and illegal
encampments. The Guadalupe River Basin runs from the Santa Cruz Mountains though downtown San
Jose and out to the South San Francisco Bay. The primary source of trash found in this basin is from
littering, dumping, and storm water runoff. Over 500 wildlife species live in these two basins. Both of
these basins drain into the San Francisco Bay. Two -thirds of the state's salmon and one half of the birds
that migrate along the Pacific Flyway pass through the San Francisco Bay -Delta estuary. Plastic bags
pose the same risks to the fish and wildlife living in these two basins as they do to marine fish and
wildlife.
6.2.3 Roadway and Neighborhood Litter
Caltrans conducted a litter study in 2007 and found that 14 percent of roadside litter was paper and over
one -third was plastic. Plastic film, including plastic bags, was up to 12 percent, by volume, of all litter.
"Styrofoam" was 15 percent, by volume, of all litter. Of the litter collected, 80 percent was "floatable"
Litter, which means if it were to reach the creeks; it would float on the water out to the San Francisco Bay
and Pacific Ocean. Plastic bags and foam food packaging are floatable litter 59
6.3 Waste Management Costs
The City currently collects plastic bags and foam food packaging through its curbside recycling program.
The City contracts with two companies, GreenTeam and California Waste Solutions (CWS), for
55 California Coastal Commission. `Eliminating Land -based Discharges of Marine Debris in California." June 2006.
56 Surface Water Ambient Monitoring Program. "A Rapid Trash Assessment Method Applied to Waters of the San
Francisco Bay Region: Trash Measurement in Streams." April 2007.
57 Surface Water Ambient Monitoring Program. "A Rapid Trash Assessment Method Applied to Waters of the San
Francisco Bay Region: Trash Measurement in Streams." April 2007.
58 Surface Water Ambient Monitoring Program. "San Francisco Bay: Regional Water Quality Control Board Fact
Sheet."
S9 California Department of Transportation District 7. "Litter Management Pilot Study." June 26, 2000.
March 28, 2008
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collection and processing of collected recyclables through their materials recovery facilities (MRFs). The
City, through a multi -year contract, pays each company for this service. This payment includes the extra
costs to the MRF for processing plastic bags and disposing of foam food packaging. A strong market for
foam food packaging has never developed because of the low quality of the product. Foam food
packaging often disintegrates into small pieces during the collection process, which are difficult to gather
together. In addition, foam food packaging is very contaminated with food residue b
CWS installed new equipment and began more efficiently processing single stream recyclables including
plastic bags in January 2008 and projects recovering 750 tons of plastic bags, but only likely recycling
200 tons due to the difficulty in finding recycling markets for contaminated plastic bags. They estimate
that their cost to process this quantity of plastic bags is approximately $1,240 per ton or over $900,000
annually 61 The other MRF operator, GreenTeam experiences similar issues and related costs. High labor
costs result because plastic bags can interfere with the processing equipment causing delays to clear the
machines and maintenance costs. Plastic bags can get wrapped around screens and require a system
shutdown to clear the bags. In addition, due to their light weight, plastic bags can get mixed in other
recyclables, reducing the market value of those materials. Currently, plastic bags from San Jose arebeing
sold overseas to China, Korea, and Taiwan and made into new plastic bags or other plastic composite
materials.
7.0 POLICY OPTIONS
The goal of the City is to change consumer and retail behavior in relation to single -use, carryout bags and
foam food packaging. Many of the policy options discussed in this section have been implemented in
other cities and countries over the past five years. A description of the impact of the policies in these
other communities is included in the discussion. The following policy options are discussed in more
detail:
o Status Quo Follow State Guidance and Regulations
o Market Policy Tools
Mandatory rebate for reusable bag use
o Tax or fee for use of single -use, carryout plastic or paper bags
o Tax on retailers for purchase of foam food packaging
o City -wide ban
o Of single -use, carryout plastic bags
o Of foam food packaging
6° Joel Corona, CWS. Telephone Conversation, March 17, 2008.
61 Kristina Gallegos, "FW: Cost for Processing Plastic Bags in Our RP System" e-mail message, February 22, 2008.
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POLICY TOOLS FOR REDUCING IMPACT OF SINGLE -USE, CARRYOUT PLASTIC BAGS AND FOAM FOOD PACKAGING
Each policy tool is discussed as it applies to each of the targeted products, single -use, carryout plastic
bags and foam food packaging. The use of these products is different and will therefore require unique
policy solutions.
7.1 Follow State Guidance and Regulations
AB 2449 went into effect less than one year ago, and AB 904 is still being considered in the State Senate.
The City could wait to assess the impact of these laws before enacting a new local policy. In addition, the
City could look at ways to supplement these laws with local tools or lobby the State for specific changes
to the laws to better enhance their effect.
7.1.1. Enforce and/or supplement AB 2449
Stores have only been required to provide plastic bag recycling collection bins since July 1, 2007 under
AB 2449; therefore the impact of AB 2449 is difficult to assess. It will take more time and data to assess
whether this program will increase plastic bag diversion. The effectiveness of the program, though, could
be influenced by an active enforcement program and a strong public outreach campaign. It is also unclear
what impact the recycling requirement will have on plastic bag litter. The quantity of bags in demand is
not necessarily being reduced through this program, only the quantity of bags landfilled. It is unclear that
providing a location for recycling, in addition to curbside recycling, will reduce the number of plastic
bags blown into the streets and streams
AB 2449 only applies to large grocery stores and retail pharmacies. The definition of "store" in the
regulation is
1. Retail establishment —has over 10,000 square feet of retail space that generates sales tax and has a
licensed pharmacy.
2. Supermarket —a full -line, self service, retail store with gross annual sales of $2 million or more
and which sells a line of dry groceries, canned goods, nonfood items, or perishable goods.
There are many other retail and smaller grocery stores within the City that are not required under the
regulations to provide recycling bins for plastic bags. The City could expand the recycling requirement to
all grocery and retail stores which provide carryout disposable bags.
The City is authorized, under the law, to ensure that stores are in compliance with AB 2449 and may
impose civil penalties in compliance with the following schedule:
o Five hundred dollars ($500) for the first violation
o One thousand dollars ($1 ,000) for the second violation
o Two thousand dollars ($2,000) for the third violation
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o Subsequent violation for those who do not comply with AB 2449
Through an active enforcement program, the City could ensure that all stores are in compliance, to
maximize the collection and recycling of plastic bags.
7.1.2 Enforce and/or supplement AB 904 (or similar legislation if it becomes law)
AB 904 would require all food packaging to be recyclable or compostable. According to the current
version of the bill, for a product to be defined as compostable or recyclable, it must be accepted back in
residential curbside collection programs that are available to at least 60 percent of state households or
within the city in which the packaging is distributed. Further, compostable products must meet the
ASTM -6400 standard.s This definition would address the problem that the City currently faces, in that
foam food packaging is "recyclable but there is no market because of the high level of food
contamination. For this reason, the majority of residential curbside collection programs do not accept this
type of material. The City would need to consider not accepting the material curbside, if this legislation
were to be signed into law.
AB 904 would apply to "any establishment that provides prepared food for public consumption on or off
its premises, including, but not limited to, a fast food restaurant." This legislation does not limit the
applicability based on the size of the institution
The penalties, included in the legislation are:
o No more than one hundred dollars ($100) for each day the person is in violation of this
chapter.
o The total annual penalties assessed upon a violator shall not exceed $10,000.
The money collected in fines will be used to assist local governments in programs to reduce plastic waste
and marine debris 65
7.1.3 Public Outreach Reduce Litter Campaign
The City's goal is not just to increase recycling or composting rates, but it is to change consumer demand
and use of disposable products. A public outreach campaign is needed to educate the public about the
62 http:// www. ciwmb. ca. gov/ LGCentral /Basics/PlasticBag.htm#Local. Accessed February 2008
63 http:// www .leginfo.cagov /cgi- bin/postquery?bill number =ab 904 &sess CUR &house =B &author feuer.
Accessed March 2008
http:// www. Ieginfo.ca.gov /cgi- bin/postquery?bill number =ab 904 &sess =CUR &house= B &author"feuer.
Accessed March 2008
65 ibid
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new law and how they can recycle their plastic bags; but should also include alternatives to disposable
bags, and alternatives to foam food packaging. Outreach could also encourage consumers to reuse bags
or use more durable, reusable bags, which are required to be sold in the stores by AB 2449. Patrons could
be encouraged to request alternative types of packaging from their favorite food establishments.
7.1.4 Case Studies
Since the passage of AB 2449, other cities have passed or are considering passing a similar recycling
requirement.
o New York City, New York
The "New York City Plastic Carryout Bag Recycling Law" (Local Law 1 of 2008), effective
in July 2008, requires retail and wholesale stores to provide plastic bag recycling containers
on -site and provide reusable bags for purchase. The law applies to all retail and wholesale
establishments that has either over 5,000 square feet of retail space or five or more stores
located in the City.. In addition, bag manufacturers are required to develop promotional
materials to promote "reduction, reuse, and recycling of those bags.i
o Los Angeles County, California
On April 10, 2007, Los Angeles County Board of Supervisors instructed the Chief Executive
Officer, Director of Internal Services, and Director of Public Works to solicit input from
stakeholders about strategies to reduce plastic and paper bag consumption in the County. The
final report, dated August 2007, summarizing this input recommended five alternative
strategies:
Alternative 1: Ban plastic carryout bags at large supermarkets and retail stores one year after
adoption of ordinance
Alternative 2: Ban plastic carryout bags at large supermarkets and retail stores effective:
July I, 2010 if the bag disposal rate does not decrease by a minimum of 35
percent
July 1, 2013 if the bag disposal rate does not decrease by a minimum of 70
percent.
Alternative 3: Status Quo (monitor effects of AB 2449)
Alternative 4: Develop a voluntary single -use bag reduction program.
Alternative 5: Develop a voluntary single -use bag reduction program. If triggers defined in
Alternative 2 are not met, then the County will institute a plastic bag ban.
66 New York City Local Law 1 of 2008 and
http:// home2. nyc .gov /html/nycwasteless/html /at agencies /laws_directives.shtml #local001 accessed February
2008.
67 Los Angeles County "An Overview of Carryout Bags in Los Angeles County: A Staff Report to the Los Angeles
County Board of Supervisors." August 2007.
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POUCY TOOLS FOR REDUCING IMPACT OF SINGLE -USE, CARRYOUT PLASTIC BAGS AND FOAM FOOD PACKAGING
68 European Environmental Agency. EEA Report 1 /2006 "Using the Market for Cost effective Environmental Policy:
Market -Based Instruments in Europe." Copenhagen, 2006.
69 California Department of Conservation. "California Beverage Container Recycling and Litter Reduction Study: A
Report to the California Legislature."
On January 22, 2008, the County's Board of Supervisors approved the "County of Los
Angeles' Single Use Bag Reduction and Recycling Program," which instituted Alternative 5
described above. Under the law, the County will work with key stakeholders to implement a
voluntary Single Use Bag Reduction and Recycling Program by July 1, 2008. This program
should "promote reusable bags, reduce the use of disposable plastic bags, increase at -store
recycling of plastic bags, increase the post consumer recycled content of paper bags, and
promote public awareness." The disposal rate decrease goals defined in Alternative 2 above
were lowered by five percentage points each.
7.2 Market based tools
The City could also use market -based policy tools to influence consumer behavior and reduce the use of
single -use, carryout bags and foam food packaging. Market -based policy tools include mandatory
rebates, taxes, or fees. According to a report, by the European Environmental Agency (EEA), on the
effectiveness of market -based policy tools to enforce environmental policy, "market -based
instruments...help to realize simultaneously environmental, economic, and social policy objectives by
taking account of the hidden costs of production and consumption to people's health and the environment
in a cost effective way. As detailed in Section 6.0 of this report, the City is currently responsible for
many of the hidden production and consumption costs of single -use, carryout plastic bags and foam food
packaging. Market-based tools allow the City to shift those costs back to the manufacturer or consumer.
7.2.1 Mandatory Rebate for Reusable Bags
A mandatory rebate offers consumers a financial incentive to use reusable bags. Many grocery stores
currently offer a voluntary rebate of approximately five cents for each bag a customer brings and uses at
check -out. The City could require that all stores provide a rebate to consumers who bring their own bags.
No studies have been completed to determine if the bag rebates could have a significant impact on
consumers' behavior. Further studies would also have to be completed to determine the appropriate
rebate level to significantly impact behavior. The California Beverage Container Recycling and Litter
Reduction Act of 1986 (The Bottle Bill) provides a refund for consumers to return certain defined plastic,
glass, and aluminum bottles and cans. Researchers found that recycling rates of HDPE plastic bottles
increased from 18 percent to 38 percent at the end of the second year after introduction into the
Bottle Bill. The report concluded that inclusion in the Bottle Bill, as well as inclusion in a curbside
collection program, contributed to the increased recycling rate 6 The Bottle Bill is different from a rebate
because the consumer pays the redemption value up front and then gets it back when the bottle is
March 28, 2008
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POLICY TOOLS FOR REDUCING IMPACT OF SINGLE-USE, CARRYOUT PLASTIC BAGS AND FOAM FOOD PACKAGING
returned. In this case, the City would be requiring the retailer to provide a rebate without any
reimbursement. The City's legal department would need to investigate whether this type of program
could be implemented.
7.2.2 Tax or fee for use of single use bags
Imposing a tax or fee for use of plastic or other single -use bags could also impact consumer behavior and
reduce the use of these bags. A "tax" would be administered by the City on manufacturers or retailers;
and a "fee" could be required or encouraged voluntarily by the City to be administered and retained by the
retailer. Currently, AB 2449 prohibits the City from "imposing plastic carryout bag fee on a store.
Whether both of these market tools are prohibited by AB 2449 would need to be evaluated by the City's
legal counsel. It is important to note, however, that how the tax or fee is administered could impact the
results. Communities that require the consumer to pay the fee, rather than administering it at a higher
level on the retailer or manufacturer, have had a higher reduction in plastic bag usage.
7.2.3 Impose a tax or fee on use offoam food packaging
Imposing a tax or fee on restaurants for the purchase of foam food packaging could reduce the
consumption of these types of packaging. Restaurants could pass the tax or fee onto patrons through their
final bill, if they request a carryout container. Restaurants may also choose to use a different type of
container or provide an incentive to its patrons to bring their own containers. It is important to note that
the City may also choose to exempt compostable food packaging from the fee structure. The City has
preliminary plans to expand its residential curbside food composting program. Compostable food
packaging will only reduce litter and waste management costs if combined with a robust program for
composting or other organic material recovery program.
7.2.4 Case Studies
o Ireland (fee)
Ireland has assessed a fee on plastic bags since 2002. At this time, plastic bag litter was a
problem. Annually, less than 0.5 percent of the estimated 1.28 million plastic bags were
being recycled. The levy, which was increased from 15 cents to 33 cents (US per bag in
2007, is administered by retailers directly onto consumers. A billboard and television public
campaign sought to educate the public about the upcoming levy prior to implementation.
70 AB 2449 law text
71 Env Australia. "Plastic Shopping Bags Analysis of Levies and Environmental Impacts" December
2002.
ibid
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POLICY TOOLS FOR REDUCING IMPACT OF SINGLE -USE, CARRYOUT PLASTIC BAGS AND FOAM FOOD PACKAGING
In a study conducted by the University of Dublin in 2003, retailers reacted either neutrally or
positively to the ban. Retailers felt that the additional costs to administer the fee were
"modest, and generally less than the savings resulting from not having to purchase bags.i
Within the first year of implementation, plastic bag use declined 90 percent. The Minister for
the Environment, Martin Cullin said, "The reduction has been immediate and the positive
visual impact on the environment is plain to see.
The Irish fee only applies to plastic bags. While no comprehensive study has been
completed, anecdotal evidence suggests that paper bag usage has not increased dramatically.
Instead, it appears that plastic bags are being replaced with reusable bags. One study reported
that paper bag usage had primarily increased in non -food retailers, such as clothing stores.
o Santa Monica (fee)
On February 26, 2008, the City Council of Santa Monica approved a paper bag fee, as part of
a hybrid approach to address non degradable single -use bags that included a ban on single
use plastic carryout bags. Retailers are required to charge a fee to consumers for use of paper
bags. This fee is retained by the retailer and not collected by the City.
o Denmark (tax)
Denmark has a range of "green taxes" on items including electricity, fuel, and waste.
Included in these taxes, since 1993, is a tax on both paper and plastic single -use bags. The
tax is applied to retailers and has reduced consumption of plastic and paper by approximately
55 percent 76
7.3 City wide ban
An alternative to a market solution is to impose a city-wide ban of single -use, carryout plastic bags and
foam food packaging. The ban would prevent retail stores from using these types of bags and restaurants
from using this type of carryout food packaging. The goal would be to' eliminate use of these bags and
food packaging within the City, thus reducing the quantity of these materials in the litter stream. By not
allowing the retail stores and restaurants to provide these products, the City would force consumers and
retailers to change their behavior. However, it is important to consider when one product is banned
another product that meets the needs of the consumer will replace it The City needs to consider what that
product will be and what the environmental, litter, and waste management costs of that product will be.
In imposing a ban, the City would need to consider the scope of the ban, the implementation timetable,
and enforcement. This solution would differ significantly from a rebate, because it could save retailers
73 University College Dublin. "Applying Environmental Product Taxes and Levies Lessons from the Experience
with the Irish Plastic Bags Levy." July 2003.
74 Environment Australia. "Plastic Shopping Bags Analysis of Levies and Environmental Impacts" December
2002.
75 AEA Technology "Proposed Plastic Bag Levy Extended Impact Assessment Final Report, Volume I: Main
Report." 2005.
76 Environment Australia. "Plastic Shopping Bags Analysis of Levies and Environmental Impacts" December
2002.
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POLICY TOOLS FOR REDUCING IMPACT OF SINGLE -USE, CARRYOUT PLASTIC BAGS AND FOAM FOOD PACKAGING
money by eliminating the need for them to purchase disposable bags to provide free to consumers; or cost
them money because the replacement product is more expensive.
7.3.1 Scope
The scope of the ban will define what type of bags and what type and size of retail stores and restaurants
are included in the ordinance. The scope will influence the number of bags and foam food packaging
eliminated from the City's litter and waste management costs, the implementation and enforcement costs
of the program, and how the consumer behavior changes. A larger number of bags and foam food
packaging will be eliminated with a broader scope, but the implementation costs for the City may increase
with a larger initial ban. For the bag ban, the City could include only food service retailers; all retailers,
and/or retailers of a certain size (based on annual sales or retail square footage). For the foam food
packaging ban, the City could include only large chain restaurants; only fast food restaurants; all
restaurants and food service locations. Smaller retail stores and restaurants may also feel the impact of
the ban greater than the larger retail stores. However, including all retail stores and restaurants creates a
more consistent policy that is easier for consumers to understand. The scope would also include which
institutions, if any, to exempt, based on special circumstances, such as hospitals and/or schools.
The scope of the bag ban could include plastic and paper bags; exclude compostable plastic bags; exclude
bags made with recycled paper; or exclude all paper bags. The City of San Francisco allows compostable
plastic bags at retailers, but the City also has an extensive compost collection program including
residences. Without a comprehensive curbside compost collection program, compostable plastic bags
may still end up in garbage and blowing in the wind as litter. They will also end up in residential
recycling carts, where they will make it more difficult to separate plastic film for recycling. The foam
food packaging ban could include all food packaging, foam food packaging, all plastic food packaging; or
exclude compostable packaging. As stated earlier, the impact of allowing compostable packaging on
diversion rates and litter will 'depend on a robust curbside food composting program.
7.3.2 Implementation Timetable
The implementation timetable can also influence the effectiveness of the ban. Enough time must be
allowed for public outreach to ensure consumers are prepared for the ban and are able to find an
alternative to the banned product. The City could also link the implementation to certain milestones. For
March 28, 2008 Page 25 Final Draft
POLICY TOOLS FOR REDUCING IMPACT OF SINGLE -USE, CARRYOUT PLASTIC BAGS AND FOAM FOOD PACKAGING
example, Los Angeles County recently approved a plastic bag ban if retailers are not able to meet
diversion milestones."
7.3.3 Examples
o San Francisco (bag)
The City of San Francisco passed an ordinance in March 2007, which banned non-
compostable plastic bags and paper bags without at least 40 percent recycled content. The
ban applies to supermarkets with gross annual sales of two million dollars and retail
pharmacies with at least five locations within San Francisco. Supermarkets had to comply
with the law after six months; pharmacies had to comply with the law after one year. San
Francisco offers curbside collection of compostables, which includes food scraps, food
contaminated paper and certified, compostable plastics 7
The law has only been in effect for approximately six months for supermarkets and has not
gone into effect for pharmacies. No comprehensive studies have been done to determine the
impact of the ban on the use of plastic bags or quantity of bags in the litter stream.
Preliminary analysis indicates that there has been a 60 percent reduction in the use of plastic
bags, which includes a 30 percent increase in use of reusable bags. The City had 95 percent
compliance immediately with supermarkets.
o Oakland, California (bag)
Concerned about marine litter and the negative environmental effects of plastic bags, the City
of Oakland passed an ordinance to ban the use of non- compostable plastic carryout bags at
retailers which gross one million dollars or more annually. All retail stores had six months
before the law took effect. The ordinance was passed in July 2007. However, in August
2007, the Coalition to Support Plastic Bag Recycling, including grocers and recycling
organizations, filed a lawsuit against the City claiming the ban "will lead to increased use of
paper bags, which could have its own negative environmental consequences. The lawsuit
claims that the City should have completed an environmental impact statement prior to
passing the ordinance.
o Bangladesh (bag)
Bangladesh faced serious flooding issues caused by plastic bag litter clogging sewer drains
during the monsoon season. The government introduced a ban on the manufacture and use of
plastic bags in 2002. The ban was introduced through a phased implementation procedure
starting with the capital only, and then extending to other cities.
o Palo Alto, California (bag)
At its City Council meeting on April 28, 2008, the City of Palo Alto will be considering the
adoption of a "Reusable Bag Ordinance" which would ban the use of single -use plastic
carryout bags. The proposed ban would prohibit the distribution of polyethylene bags at
77 Los Angeles County "An Overview of Carryout Bags in Los Angeles County: A Staff Report to the Los Angeles
County Board of Supervisors." August 2007
78 http: /www.sfgov.org/ site/ uploadedf iles/bdsupvrs/ordinances07 /00081- 07.pdf. Accessed March 2008.
79 http: /www.sfenvironment.org/our_programs /topics.html ?ssi= 3 &ti 6. Accessed March 2008.
8° City of Palo Alto. "Analysis Regarding the Issue of Single -use Retail Carryout Bags. March 2008.
81 http: /clerkwebsvrl. oaklandnet .com /attachments/I6942.pdf. Accessed March 2008.
82 http:// www .chicoer.com/news /national/ci 8120001. Accessed March 2008.
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POLICY TOOLS FOR REDUCING IMPACT OF SINGLE -USE, CARRYOUT PLASTIC BAGS AND FOAM FOOD PACKAGING
83 City of Palo Alto. "Notice of Intent to Adopt a Negative Declaration." March 17, 2008.
8" http: /www.sfenvironment.or& downloads /library /foodservicewaste.pdf. Accessed March 2008.
85 ibid
March 28, 2008
checkout stands at large supermarkets (with gross annual sales of $2 million or more) and
large pharmacies (with over 10,000 feet of store space) within the City. Polyethylene bags
would continue to be allowed in the produce and meat sections of the stores. The intent of the
ordinance is "to effect a transition to reusable bags at the impacted stores, and have that
transition carryover to other consumer outlets." The City has posted a Notice of Intent under
the California Environmental Quality Act to adopt a Negative Declaration that such an
ordinance will not have a significant negative impact on the environment. 83
o Berkeley, California (foam)
The City of Berkeley adopted an EPS ban in 1988. The law requires that 50 percent, by
volume, of all takeout food packaging be recyclable or compostable. The ban became
effective in 1990. The City has reported no problems from restaurants in converting to
alternative materials."
o Portland, Oregon (foam)
The City of Portland adopted an EPS ban in 1989. The City was concerned about
diminishing landfill space and the negative impacts of litter. Retail food vendors and
restaurants cannot serve food in polystyrene foam products. The ban excluded schools and
churches. McDonalds and Kentucky Fried Chicken sued the City of Portland to prevent the
ban from being implemented and did not win the lawsuit.
o San Francisco, California (foam)
Out of a concern for public health, the City of San Francisco banned the use of
chlorofluorocarbons (CFC) in food containers in 1988. At the time, Styrofoam food
containers, a commonly used product, had CFCs. In 2006, out of a concern for litter and
diminishing landfill space, the City of San Francisco adopted a ban on foam takeout food
containers from restaurants, retail food vendors, City departments and City contractors. In
addition, restaurants, retail food vendors, etc., are required to use compostable or recyclable
materials as an alternative. The Iaw has an exception if there is no affordable alternative,
defined as "purchasable for no more than 15 percent more than the purchase cost of non-
biodegradable, non compostable, or non recyclable alternatives. The law, which went into
effect in June 2007, applies to approximately 3,400 restaurants and city facility food service
providers and vendors.
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o Millbrae, California (foam)
The City of Millbrae adopted an EPS ban in 2007. The City prohibits food service vendors,
such as restaurants, grocery stores, coffee shops and bars, from using foam or solid
polystyrene disposable food service ware. In addition, food service ware must be
compostable, reusable, or recyclable, unless there is no available alternative. The law went
into effect on January 1, 2008. The ban includes containers and bowls, plates, trays, cartons,
cups, lids, straws, and utensils 8
8.0 CONCLUSION
The City has pledged, through the Green Vision Goals, to "Divert 100 percent of the waste from landfill
and convert waste to energy and through the Urban Accords to "adopt a citywide program that reduces
the use of a disposable, toxic, or non renewable product category by at least 50 percent in seven years."
As part of meeting both of these pledges, the City is interested in policy tools available to reduce the
consumption of single -use plastic carryout bags and foam food packaging. In addition, the City, County,
and State have not been able to reduce Iitter generation and accumulation in local creeks and streams to an
acceptable level through their comprehensive litter management programs. As a result, the City may face
millions of dollars in required physical improvements to the storm water system to reduce the
accumulation of litter, such as plastic bags and foam food packaging. Plastic debris, including foam and
bags, comprise 60 percent of litter in the San Francisco Bay area; this debris travels into the Pacific Ocean
where it accumulates. Single -use plastic carryout bags and foam food packaging do not degrade in the
marine environment and have been found to substantially affect marine life.
Even with the emphasis on recycling of plastics in the last several decades, the plastic carryout bag
recycling rate, statewide, remains at approximately 5 and the foam food packaging recycling rate is
negligible. The City currently collects both products through its curbside recycling program. The foam
food packaging is not reaching the processors in a marketable condition; and the plastic bags increase the
processing costs and can reduce the marketability of other recyclables. Reusable carryout bags are
considered to be the best option to reduce waste and litter, protect wildlife and conserve resources.
Reusable bags offer a solution toward waste and litter reduction. The City can choose to supplement and
enhance the State regulations; use market tools to influence behavior; or ban these products from being
used in the City.
86 Letter dated October 18, 2007 from the Ronnald Pop, Department of Public Works City of Millbrae to businesses.
March 28, 2008 Page 28 Final Draft