HomeMy WebLinkAboutPacket.pdfTable of Contents
Agenda 2
Indian Bharatanatyam Dance Performance
Staff Report 7
Full Circle Farm Presentation
Staff Report 9
City Council Regular Meeting Minutes – September 1, 2010
Staff Report 11
Minutes 12
City Council Regular Meeting Minutes – September 15, 2010
Staff Report 21
Minutes 22
City Council & Saratoga Area Senior Coordinating Council
(SASCC)
Staff Report 29
Minutes 31
Treasurer’s Report for the Month Ended July 31, 2010
Treasurer’s Report for the Month Ended July 31, 2010 34
Review of Accounts Payable Check Registers
Council Check Register 39
09-09-10 Check Register 41
09-16-10 Check Register 46
09-24-10 Check Register 52
Ordinance Adopting Article 7-36 to Prohibit Smoking Outdoors
in the City of Saratoga and Making Conforming Amendments to
Articles 7-35 and 11-15
CC staff report no smoking 55
CC ordinance no smoking 58
CC ordinance no smoking exhibit A 64
Attachment #2 model no smoking ord 70
Attachment #3 no smoking Fast Facts 92
One Year Extension of Urgency Ordinance for Medical
Marijuana Dispensaries
MMD Staff Report 95
MMD Attachment 1 99
MMD Attachment 2 103
MMD Attachment 3 107
MMD Attachment 4 111
Formation of an Economic Development Community Advisory
Committee
Staff Report 115
Consider Legislation to Correct Underfunding of State Property
Tax Equity Allocations (TEA) to Saratoga, Monte Sereno,
Cupertino, and Los Altos Hills
TEA Staff Report 117
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Wednesday, October 6, 2010
REGULAR MEETING – 7:00 P.M. – CIVIC THEATER/COUNCIL CHAMBERS
AT 13777 FRUITVALE AVENUE
PLEDGE OF ALLEGIANCE
ROLL CALL
REPORT OF CITY CLERK ON POSTING OF AGENDA
(Pursuant to Gov’t. Code 54954.2, the agenda for this meeting was properly posted on
September 30, 2010.
COMMUNICATIONS FROM COMMISSIONS & PUBLIC
Oral Communications on Non-Agendized Items
Any member of the public will be allowed to address the City Council for up to three (3)
minutes on matters not on this agenda. The law generally prohibits the council from
discussing or taking action on such items. However, the Council may instruct staff
accordingly regarding Oral Communications under Council Direction to Staff.
Oral Communications - Council Direction to Staff
Instruction to Staff regarding actions on current Oral Communications.
Communications from Boards and Commissions
Council Direction to Staff
Instruction to Staff regarding actions on current Communications from Boards &
Commissions.
ANNOUNCEMENTS
CEREMONIAL ITEMS
None
SPECIAL PRESENTATIONS
1. Indian Bharatanatyam Dance Performance
Recommended action:
Enjoy the performance of three young artists dancing to Indian Bharatanatyam music.
AGENDA
REGULAR MEETING
SARATOGA CITY COUNCIL
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2. Full Circle Farm Presentation
Recommended action:
Listen to a short presentation about organic farming given by Rebecca Jepson.
CONSENT CALENDAR
The Consent Calendar contains routine items of business. Items in this section will be
acted in one motion, unless removed by the Mayor or a Council member. Any member of
the public may speak to an item on the Consent Calendar at this time, or request the
Mayor remove an item from the Consent Calendar for discussion. Public Speakers are
limited to three (3) minutes.
3. City Council Regular Meeting Minutes – September 1, 2010
Recommended action:
Approve minutes.
4. City Council Regular Meeting Minutes – September 15, 2010
Recommended action:
Approve minutes.
5. City Council & Saratoga Area Senior Coordinating Council (SASCC)
Joint Meeting Minutes – September 23, 2010
Recommended action:
Approve minutes.
6. Treasurer’s Report for the Month Ended July 31, 2010
Recommended action:
Review and accept the Treasurer’s Report for the month ended July 31, 2010.
7. Review of Accounts Payable Check Registers
Recommended action:
That the City Council review and accept the Check Registers for the following
Accounts Payable payment cycles:
September 09, 2010
September 16, 2010
September 24, 2010
PUBLIC HEARINGS
Members of the public may comment on any item for up to three minutes. Items
requested for continuance are subject to Council’s approval at the Council meeting.
8. Ordinance Adopting Article 7-36 to Prohibit Smoking Outdoors in the City of
Saratoga and Making Conforming Amendments to Articles 7-35 and 11-15
Recommended action:
Conduct a public hearing to consider adopting a new Article 7-36 of the City Code to
prohibit smoking in outdoor areas and amending Articles 7-35 and 11-15 to clarify
the scope of each of those Articles in relation to the new Article. Introduce and waive
the first reading of the ordinance and direct staff to place the ordinance on the consent
calendar for adoption at the next regularly scheduled meeting of the City Council.
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9. One Year Extension of Urgency Ordinance for Medical Marijuana Dispensaries
Recommended action:
Receive and approve this staff report regarding measures taken thus far to alleviate
the condition that led to adoption and first extension of the November 18, 2009
urgency ordinance for medical marijuana dispensaries (MMDs) and adopt an
ordinance extending the temporary moratorium on the establishment of MMDs for
one year.
OLD BUSINESS
None
NEW BUSINESS
10. Formation of an Economic Development Community Advisory Committee
Recommended action:
Review report and direct Staff accordingly.
11. Consider Legislation to Correct Underfunding of State Property Tax Equity
Allocations (TEA) to Saratoga, Monte Sereno, Cupertino, and Los Altos Hills
Recommended action:
Authorize the Mayor to appoint a two person City Council ad hoc committee to work
with Monte Sereno, Cupertino, and Los Altos Hills in a collaborative effort to support
legislation that would put the cities’ TEA property tax allocations on an equal footing
with comparable California cities and direct staff to prepare budget amendments
authorizing funding to support the legislative effort.
ADHOC & AGENCY ASSIGNMENT REPORTS
Mayor Kathleen King
ABAG
Hakone Foundation Executive Committee
West Valley Flood Control Zone & Watershed Advisory Committee
SCC Cities Association Selection Committee
West Valley Mayors and Managers Association
Vice Mayor Jill Hunter
Hakone Foundation Board
Historical Foundation
Library Joint Powers Association
Village AdHoc
Susie’s Garden Adhoc
Tree Adhoc
Councilmember Howard Miller
City School Ad-Hoc
Council Finance Committee
Electric Vehicle Charging Stations Adhoc
Highway 9 Adhoc
KSAR
Santa Clara County Cities Association Board
West Valley Solid Waste Joint Powers Authority
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West Valley Transportation Authority PAC
Councilmember Chuck Page
City School Ad-Hoc
Council Finance Committee
Santa Clara Valley Water District Commission
Saratoga Ministerial Association
West Valley Sanitation District
Councilmember Manny Cappello
Chamber of Commerce
County HCD Policy Committee
Electric Vehicle Charging Stations Adhoc
Highway 9 Adhoc
Santa Clara County Emergency Council
SASCC
Sister City Liaison
Village Adhoc
CITY COUNCIL ITEMS
CITY MANAGER’S REPORT
ADJOURNMENT
In accordance with the Ralph M. Brown Act, copies of the staff reports and other materials
provided to the City Council by City staff in connection with this agenda are available at the
office of the City Clerk at 13777 Fruitvale Avenue, Saratoga, CA 95070. Note that copies of
materials distributed to the City Council concurrently with the posting of the agenda are also
available on the City Website at www.saratoga.ca.us. Any materials distributed by staff after the
posting of the agenda are made available for public review at the office of the City Clerk at the
time they are distributed to the City Council.
In compliance with the Americans with Disabilities Act (ADA), if you need special
assistance to participate in this meeting, please contact the City Clerk at (408) 868-1269.
Notification 48 hours prior to the meeting will enable the City to make reasonable
arrangements to ensure accessibility to this meeting (28 CFR 35.102-35.104 ADA Title
II)
Certificate of Posting of Agenda:
I, Ann Sullivan, City Clerk for the City of Saratoga, declare that the foregoing agenda for
the meeting of the City Council for the City of Saratoga was posted on September 30,
2010, at the City of Saratoga, 13777 Fruitvale Ave., Saratoga, CA 95070 and was
available for public review at that location. The agenda is also available on the City’s
website at www.saratoga.ca.us
Signed this 30th day of September 2010 at Saratoga, California.
Ann Sullivan, CMC
City Clerk
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NOTE: To view current or previous City Council meetings anytime, go to the City
Video Archives at www.saratoga.ca.us
10/20 Regular Meeting – Joint Meeting with Traffic Safety Commission
11/3 Regular Meeting – Joint meeting with Saratoga Ministerial Association
11/17 Regular Meeting - Joint Meeting with Hakone Foundation
11/30 Council Reorganization
12/1 Regular Meeting - Joint Meeting with Library Commission and Friends of
the Saratoga Libraries
12/15 Regular Meeting -
CITY OF SARATOGA
CITY COUNCIL MEETING CALENDAR 2010
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SARATOGA CITY COUNCIL
MEETING DATE: October 6, 2010 AGENDA ITEM:
DEPARTMENT: City Manager’s Office CITY MANAGER: Dave Anderson
PREPARED BY: Ann Sullivan, City Clerk DIRECTOR: Dave Anderson
SUBJECT: Indian Bharatanatyam Dance Performance
RECOMMENDED ACTION:
Enjoy the performance of three young artists dancing to Indian Bharatanatyam music.
REPORT SUMMARY:
The dance performance will be demonstrated by: Meghna Chakraborty, an 8th grader at Redwood
Middle School; Varunika Raja, an 8th grader at Stratford School; and Sharanya Balaji, a 7th
grader at Stratford School. All three girls have been learning classical Indian dance called
“Bharatanatyam” for more than eight years. Their teacher, Vishal Ramani, has been teaching
dance in the Bay Area for more than 30 years. For more information on this form of classical art,
please visit www.shrikrupa.org
FISCAL IMPACTS:
N/A
CONSEQUENCES OF NOT FOLLOWING RECOMMENDED ACTION:
N/A
ALTERNATIVE ACTION:
N/A
FOLLOW UP ACTION:
None
ADVERTISING, NOTICING AND PUBLIC CONTACT:
Pursuant to Government Code 54954.2, this item was properly posted as a City Council agenda
item and was included in the packet made available on the City’s web site in advance of the
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meeting. A copy of the agenda packet is also made available at the Saratoga Branch Library each
Monday in advance of the Council meeting.
ATTACHMENTS:
None
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SARATOGA CITY COUNCIL
MEETING DATE: October 6, 2010 AGENDA ITEM:
DEPARTMENT: City Manager’s Office CITY MANAGER: Dave Anderson
PREPARED BY: Ann Sullivan, City Clerk DIRECTOR: Dave Anderson
SUBJECT: Full Circle Farm Presentation
RECOMMENDED ACTION:
Listen to a short presentation about organic farming given by Rebecca Jepson.
REPORT SUMMARY:
Full Circle Farm is an 11-acre organic, educational farm located in the heart of Silicon Valley.
For more information you can visit the Full Circle Farm website at www.fullcirclesunnyvale.org/
FISCAL IMPACTS:
N/A
CONSEQUENCES OF NOT FOLLOWING RECOMMENDED ACTION:
N/A
ALTERNATIVE ACTION:
N/A
FOLLOW UP ACTION:
None
ADVERTISING, NOTICING AND PUBLIC CONTACT:
Pursuant to Government Code 54954.2, this item was properly posted as a City Council agenda
item and was included in the packet made available on the City’s web site in advance of the
meeting. A copy of the agenda packet is also made available at the Saratoga Branch Library each
Monday in advance of the Council meeting.
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ATTACHMENTS:
None
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SARATOGA CITY COUNCIL
MEETING DATE: October 6, 2010 AGENDA ITEM:
DEPARTMENT: City Manager’s Office CITY MANAGER: Dave Anderson
PREPARED BY: Ann Sullivan, City Clerk DIRECTOR: Dave Anderson
SUBJECT: City Council Regular Meeting Minutes – September 1, 2010
RECOMMENDED ACTION:
Approve minutes.
REPORT SUMMARY:
Approve minutes as submitted for the September 1, 2010, City Council Regular Meeting.
FISCAL IMPACTS:
N/A
CONSEQUENCES OF NOT FOLLOWING RECOMMENDED ACTION:
N/A
ALTERNATIVE ACTION:
N/A
FOLLOW UP ACTION:
Retain minutes for legislative history.
ADVERTISING, NOTICING AND PUBLIC CONTACT:
Pursuant to Government Code 54954.2, this item was properly posted as a City Council agenda
item and was included in the packet made available on the City’s web site in advance of the
meeting. A copy of the agenda packet is also made available at the Saratoga Branch Library each
Monday in advance of the Council meeting.
ATTACHMENTS:
Attachment A – Minutes from the September 1, 2010 City Council Regular Meeting.
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MINUTES
SARATOGA REGULAR CITY COUNCIL MEETING
SEPTEMBER 1, 2010
The City Council met in Closed Session in the Administrative Conference Room, 13777
Fruitvale Avenue at 5:30 p.m.
ANNOUNCEMENT OF CLOSED SESSION
CONFERENCE WITH LEGAL COUNSEL – Existing Litigation – Government Code
Section 54956.9 (a): (1 Case)
City of Saratoga v. Sumit Dutta and Jaya Dutta, Santa Clara County Superior Court Case
No. 1-10-CV-172734
PUBLIC EMPLOYEE PERFORMANCE EVALUATION (Gov’t. Code 54957
Title: City Manager
MAYOR’S REPORT ON CLOSED SESSION
Mayor King announced that Council was unable to address all the items scheduled for
Closed Session during the 5:30 to 6:00PM meeting and Closed Session would be
continued in the Administrative Conference Room after the conclusion of the 7:00PM
Regular Meeting.
Mayor King called the Regular City Council meeting to order at 7:00PM and led the
Pledge of Allegiance.
ROLL CALL
PRESENT: Councilmembers Manny Cappello, Chuck Page, Howard Miller,
Vice Mayor Jill Hunter and Mayor Kathleen King
ABSENT: None
ALSO Dave Anderson, City Manager
PRESENT: Richard Taylor, City Attorney
Ann Sullivan, City Clerk
Barbara Powell, Assistant City Manager
John Cherbone, Public Works Director
John Livingstone, Community Development Director
Michael Fossati, Assistant Planner
Rina Shah, Planning Technician
REPORT OF CITY CLERK ON POSTING OF AGENDA
(Pursuant to Gov’t. Code 54954.2, the agenda for this meeting was properly posted on
August 27, 2010.
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COMMUNICATIONS FROM BOARDS AND COMMISSIONS
Joan Gomersall, Chair of the Heritage Preservation Commission (HPC), provided a short
synopsis of their Joint meeting with the City Council prior to the Regular meeting. She
noted the HPC completed the Heritage Inventory update, reviewed and provided
historical value for nine properties, completed the certification of the Local Government
Annual Report that is required by the State Office of Historic Preservation, and provided
assistance to City staff on the HPC website design. She added the HPC goals for the
upcoming year included applying for a Santa Clara County Historical Heritage
Commission grant for the Heritage Orchard Sign, pursuing the preservation of the
Carlson House, and completing the form to place the Hakone Gardens on the National
Register of Historic places.
Bob Himel, President of Saratoga Historical Foundation, provided a brief synopsis of the
Foundation’s accomplishments for the current year and plans for the upcoming year. He
noted the Foundation is a volunteer organization and is dedicated to preserving and
presenting Saratoga’s unique history. He added the Foundation would be holding a fund
raiser at Garrod Ranch towards the end of September and invited members of the Council
to attend the event. He noted people could visit their website at
www.saratogahistory.com for more information. Family memberships are $40 annually
and people can apply for memberships on line.
COUNCIL DIRECTION TO STAFF
None
ORAL COMMUNICATIONS ON NON-AGENDIZED ITEMS
Denise Goldberg thanked the Council for funding the September 11, 2010 Movie in the
Park at Wildwood Park. She noted food and music would be available starting at 5:00PM
and the movie “National Treasure” would start at 7:30PM.
COUNCIL DIRECTION TO STAFF
None
ANNOUNCEMENTS
Vice Mayor Jill Hunter noted the Washington Smithsonian would be displaying exhibits
at Hakone Gardens on September 2. In addition, she invited everyone to participate in the
Autumn Opera at Hakone on September 10th from 6:30 to 9:30PM.
Councilmember Chuck Page announced that the Los Gatos/Saratoga Assistance League
would be holding their annual fundraiser at the Saratoga Foothill Club on September 11th.
In addition, he noted that Sacred Heart is hosting a carnival on the weekend of September
25 and 26th at Sacred Heart.
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Mayor Kathleen King invited everyone to the Chamber’s annual Art & Wine Festival on
September 25 and 26 from 10:00AM to 6:00PM on Big Basin Way.
CEREMONIAL ITEMS
1. COMMENDATION HONORING ANURADHA SRIDHAR
STAFF RECOMMENDATION:
Read and present commendation.
Mayor King read and presented the commendation to musician Anuradha Sridhar,
who was joined on stage by members of her family and friends. Mia, a student of
Ms. Sridhar sang an Indian song.
SPECIAL PRESENTATIONS
2. 2010 US CENSUS BUREAU CERTIFICATE OF APPRECIATION
STAFF RECOMMENDATION:
Listen to a short presentation by Vince Khanna, US Census 2010 Outreach
representative and receive Certificate of Appreciation.
Vince Khanna, representative of the US Census Bureau, addressed the Council
regarding the 2010 Census taking and thanked the City and staff for their help in
assisting with the census taking. He presented the Council with a Certificate of
Appreciation.
CONSENT CALENDAR
3. CITY COUNCIL STUDY SESSION MINUTES – JUNE 24, 2010
STAFF RECOMMENDATION:
Approve minutes.
PAGE/MILLER MOVED TO APPROVE CITY COUNCIL STUDY SESSION
MINUTES – JUNE 24, 2010. MOTION PASSED 5-0-0.
4. CITY COUNCIL SPECIAL MEETING MINUTES – JULY 19, 2010
STAFF RECOMMENDATION:
Approve minutes.
PAGE/MILLER MOVED TO APPROVE CITY COUNCIL SPECIAL
MEETING MINUTES – JULY 19, 2010. MOTION PASSED 5-0-0.
5. CITY COUNCIL SPECIAL MEETING MINUTES – JULY 21, 2010
STAFF RECOMMENDATION:
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Approve minutes.
PAGE/MILLER MOVED TO APPROVE CITY COUNCIL SPECIAL
MEETING MINUTES – JULY 21, 2010. MOTION PASSED 5-0-0.
6. CITY COUNCIL MEETING MINUTES – JULY 21, 2010
STAFF RECOMMENDATION:
Approve minutes.
PAGE/MILLER MOVED TO APPROVE CITY COUNCIL MEETING
MINUTES – JULY 21, 2010. MOTION PASSED 5-0-0.
7. REFUNDING THE 2001 GENERAL OBLIGATION BONDS
STAFF RECOMMENDATION:
Review report and direct staff to issue Request for Qualifications or Request for
Proposals (RFQ/RFP) for refunding the 2001 General Obligation (GO) Bonds.
PAGE/MILLER MOVED TO DIRECT STAFF TO ISSUE REQUEST FOR
QUALIFICATIONS OR REQUEST FOR PROPOSALS (RFQ/RFP) FOR
REFUNDING THE 2001 GENERAL OBLIGATION (GO) BONDS. MOTION
PASSED 5-0-0.
8. APPROPRIATION OF MATCHING FUNDS FOR GRANT FUNDED
PROJECTS
STAFF RECOMMENDATION:
Approve Budget Resolution for Grant Funded Projects.
RESOLUTION NO: 10-050
PAGE/MILLER MOVED TO APPROVE BUDGET RESOLUTION FOR
GRANT FUNDED PROJECTS. MOTION PASSED 5-0-0.
9. RESOLUTION AMENDING COUNCIL AGENCY AND ADHOC
COMMITTEE LIAISON ASSIGNMENTS
STAFF RECOMMENDATION:
Adopt resolution amending Resolution 10-045 appointing Council representatives to
Committees, Agencies and Adhoc Committees.
RESOLUTION NO: 10-051
PAGE/MILLER MOVED TO ADOPT RESOLUTION AMENDING
RESOLUTION 10-045 APPOINTING COUNCIL REPRESENTATIVES TO
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COMMITTEES, AGENCIES AND ADHOC COMMITTEES. MOTION
PASSED 5-0-0.
10. PARKER RANCH UPPER TANK TRAIL EASEMENT RELOCATION ON
TWO PROPERTIES
STAFF RECOMMENDATION:
Saratoga Country Club:
1. Accept Offer of Dedication for a Pedestrian and Equestrian Trail Easement on
Saratoga Country Club property located at 21990 Prospect Road (APN 366-29-007).
2. Adopt Resolution Accepting Offer of Dedication and Abandonment of the Existing
Trail Easement on the same property.
Parker Ranch Open Space:
3. Accept Offer of Dedication for a Pedestrian and Equestrian Trail Easement on the
Parker Ranch Open Space (Parcel D of Tract 6528).
4. Adopt Resolution Accepting Offer of Dedication and Abandonment of the Existing
Trail Easement on the same property.
Councilmember Manny Cappello recused himself from discussing and voting on this
item due to a conflict of interest.
RESOLUTION NO: 10-052
Saratoga Country Club
PAGE/MILLER MOVED TO: 1. ACCEPT OFFER OF DEDICATION FOR A
PEDESTRIAN AND EQUESTRIAN TRAIL EASEMENT ON SARATOGA
COUNTRY CLUB PROPERTY LOCATED AT 21990 PROSPECT ROAD
(APN 366-29-007); AND 2. ADOPT RESOLUTION ACCEPTING OFFER OF
DEDICATION AND ABANDONMENT OF THE EXISTING TRAIL
EASEMENT ON THE SAME PROPERTY. MOTION PASSED 4-0-1 WITH
CAPPELLO ABSTAINING.
RESOLUTION NO: 10-053
Parker Ranch Open Space
PAGE/MILLER MOVED TO: 3. ACCEPT OFFER OF DEDICATION FOR A
PEDESTRIAN AND EQUESTRIAN TRAIL EASEMENT ON THE PARKER
RANCH OPEN SPACE (PARCEL D OF TRACT 6528); AND 4. ADOPT
RESOLUTION ACCEPTING OFFER OF DEDICATION AND
ABANDONMENT OF THE EXISTING TRAIL EASEMENT ON THE SAME
PROPERTY. MOTION PASSED 4-0-1 WITH CAPPELLO ABSTAINING.
11. COOPERATIVE AGREEMENT WITH SCVWD – CALABAZAS CREEK
REPAIR AT PADERO COURT
STAFF RECOMMENDATION:
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1. Approve the Cooperative Agreement between the City of Saratoga and the Santa
Clara Valley Water District for Stream Bank Erosion and Storm Drain Outfall Repair
along Calabazas Creek at Padero Court and authorize the City Manager to execute the
same.
2. Approve attached budget resolution.
RESOLUTION NO: 10-054
PAGE/MILLER MOVED TO 1.) APPROVE THE COOPERATIVE
AGREEMENT BETWEEN THE CITY OF SARATOGA AND THE SANTA
CLARA VALLEY WATER DISTRICT FOR STREAM BANK EROSION AND
STORM DRAIN OUTFALL REPAIR ALONG CALABAZAS CREEK AT
PADERO COURT AND AUTHORIZE THE CITY MANAGER TO EXECUTE
THE SAME; AND 2.) APPROVE ATTACHED BUDGET RESOLUTION.
MOTION PASSED 5-0-0.
PUBLIC HEARINGS
12. ZONING ORDINANCE AMENDMENT TO ARTICLE 11-15 TO PROHIBIT
SMOKING IN CITY OF SARATOGA PARKS
STAFF RECOMMENDATION:
Conduct a public hearing considering proposed amendment to adopt Article 11-15 of
the City Code to prohibit smoking in City parks. Close the public hearing, introduce
and waive the first reading of the ordinance and direct staff to place the ordinance on
the consent calendar for adoption at the next regularly scheduled meeting of the City
Council.
Community Development Director John Livingstone presented the staff report.
Mayor King opened the Public Hearing and invited public comment.
The following people requested to speak on this item:
Janet Ghanem, representative of Breathe California, applauded the Council for
agendizing this item and spoke in support of the proposed ordinance. She noted
Breathe California has funding available for signage and offered to help provide
signage funding for this program.
Lorna Sumaraga, Health Educator with the Santa Clara County (SCC) Public Health
Department, spoke in support of the proposed ordinance.
Victoria Bourdon, representative from SCC Public Health Department, spoke in
support of the proposed ordinance.
Daniel Garcia, a senior at Fremont High School, spoke in support of the proposed
ordinance.
No one else requested to speak on this item.
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Mayor King closed the public hearing.
PAGE/MILLER MOVED TO INTRODUCE AND WAIVE THE FIRST
READING OF THE ORDINANCE AND DIRECT STAFF TO PLACE THE
ORDINANCE ON THE CONSENT CALENDAR FOR ADOPTION AT THE
NEXT REGULARLY SCHEDULED MEETING OF THE CITY COUNCIL.
MOTION PASSED 5-0-0.
OLD BUSINESS
13. EXTENSION OF THE CONDITIONAL USE PERMIT (CUP)
REIMBURSEMENT INCENTIVE PROGRAM UP TO JUNE 30, 2011
STAFF RECOMMENDATION:
Direct staff on one of the following:
1) End the CUP reimbursement incentive program and allow the three approved
businesses to be reimbursed if open by June 30, 2011.
2) Extend the reimbursement incentive program to accommodate a fifth business, if
open by June 30, 2011.
3) Extend the CUP reimbursement incentive program to allow conditional use permit
fees to be refunded for an additional sixth business if open by June 30, 2011.
Rina Shah, Planning Technician, presented the staff report.
Mayor King invited public comment.
No one requested to speak on this item.
MILLER/PAGE MOVED TO EXTEND THE CUP REIMBURSEMENT
INCENTIVE PROGRAM TO ALLOW CONDITIONAL USE PERMIT FEES
TO BE REFUNDED FOR AN ADDITIONAL SIXTH BUSINESS IF OPEN BY
JUNE 30, 2011. MOTION PASSED 5-0-0.
DIRECTION TO STAFF:
Place this item on the Council Retreat Agenda for additional discussion and to the
Agenda Planner for Council discussion in May or June 2011.
8:20PM: At this time Councilmember Miller invited a Prospect High School student
from the audience up on stage for recognition and confirmation of student’s
attendance as required for a government class assignment.
NEW BUSINESS
14. PROPOSED CITY PARTICIPATION IN A WEST VALLEY COLLEGE
STUDY OF THE CARLSON HOUSE
STAFF RECOMMENDATION:
Direct staff accordingly
Michael Fossati, Assistant Planner, presented the staff report.
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Paul Conrado, Heritage Preservation Commissioner, was present to answer questions
asked by Council. He noted the Saratoga Rotary would like to be a participant in the
exploratory study concerning the future of the Carlson House.
Mayor King invited public comment.
No one requested to speak on this item.
PAGE/MILLER MOVED TO ALLOCATE UP TO $16K FROM COUNCIL’S
DISCRETIONARY FUND TO PARTICIPATE IN AN EXPLORATORY
STUDY CONCERNING THE FUTURE OF THE CARLSON HOUSE
CONTINGENT ON THE OTHER STAKE HOLDERS COMMITMENT.
MOTION PASSED 5-0-0.
DIRECTION TO STAFF:
Schedule a site visit for the City Council prior to bringing this item back for
additional Council discussion. Invite Paul Conrado to join the Council at the site
visit.
ADHOC & AGENCY ASSIGNMENT REPORTS
Mayor Kathleen King – reported:
SCC Cities Association Selection Committee – Executive Committee met earlier today.
She noted the Committee will be reviewing the VTA License Initiative at the next
meeting as well as addressing suicide prevention in Palo Alto. She added they are also
accepting nominations for three positions on the board that will be available at the end of
2010.
West Valley Mayors and Managers Association – She noted members of the Association
were very impressed with the Saratoga restaurants that they visited and dined in this year.
Vice Mayor Jill Hunter – reported:
Tree Adhoc - She and Councilmember Cappello have been meeting with City Arborist
Kate Bear regarding saving Heritage Trees.
Councilmember Howard Miller – reported:
Council Finance Committee – met earlier this evening and they discussed Item No. 7 on
this evening’s agenda – 2001 General Obligation Bonds.
Councilmember Chuck Page – reported:
West Valley Sanitation District – that he attended the last meeting. He noted at the next
meeting they will be discussing the stipend that the Sanitation Commission receives.
Councilmember Manny Cappello – reported:
Chamber of Commerce – is organizing a forum to discuss Measure Q scheduled on
September 29.
Santa Clara County Emergency Council – The Emergency Council has been doing a
significant amount of emergency preparedness between the cities in the County. Citizens
can go to www.alertscc.com for more information on this topic and to sign up for
notification of emergencies in the County or in specific cities within the County.
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Councilmember Cappello announced that the family of Susie Nagpal is conducting a 5K
and 10K run/walk fundraiser in honor of Susie Nagpal on Saturday, September 18, 2010.
The monies raised will be donated to the Bonnie J. Addario Lung Cancer Foundation.
Interested participants that sign up before the 10th of September will be given a free t-
shirt.
CITY COUNCIL ITEMS
Councilmember Miller recommended agendizing for discussion CUP funding and
business descriptions at the January 2011 City Council Retreat.
Mayor King noted she would like to schedule the Full Circle Farms representative for a
presentation at a future Council meeting.
CITY MANAGER’S REPORT
None
ADJOURNMENT
Mayor King announced there was no additional business for the Regular Meeting and
stated Council and City Manager Dave Anderson would be proceeding to the
Administrative Conference Room immediately after the Regular meeting to continue with
scheduled Closed Session items.
There being no additional business, Mayor King asked for a motion to adjourn the
Regular Meeting.
PAGE/MILLER MOVED TO ADJOURN THE REGULAR MEETING AT 9:00PM
AND PROCEED TO THE ADMINISTRATIVE CONFERENCE ROOM TO
CONTINUE DISCUSSION OF CLOSED SESSION ITEMS. MOTION PASSED
5-0-0.
Respectfully submitted,
Ann Sullivan, CMC
City Clerk
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SARATOGA CITY COUNCIL
MEETING DATE: October 6, 2010 AGENDA ITEM:
DEPARTMENT: City Manager’s Office CITY MANAGER: Dave Anderson
PREPARED BY: Ann Sullivan, City Clerk DIRECTOR: Dave Anderson
SUBJECT: City Council Regular Meeting Minutes – September 15, 2010
RECOMMENDED ACTION:
Approve minutes.
REPORT SUMMARY:
Approve minutes as submitted for the September 15, 2010, City Council Regular Meeting.
FISCAL IMPACTS:
N/A
CONSEQUENCES OF NOT FOLLOWING RECOMMENDED ACTION:
N/A
ALTERNATIVE ACTION:
N/A
FOLLOW UP ACTION:
Retain minutes for legislative history.
ADVERTISING, NOTICING AND PUBLIC CONTACT:
Pursuant to Government Code 54954.2, this item was properly posted as a City Council agenda
item and was included in the packet made available on the City’s web site in advance of the
meeting. A copy of the agenda packet is also made available at the Saratoga Branch Library each
Monday in advance of the Council meeting.
ATTACHMENTS:
Attachment A – Minutes from the September 15, 2010 City Council Regular Meeting.
21
MINUTES
SARATOGA REGULAR CITY COUNCIL MEETING
SEPTEMBER 15, 2010
The City Council met in Closed Session in the Administrative Conference Room, 13777
Fruitvale Avenue at 5:30 p.m.
ANNOUNCEMENT OF CLOSED SESSION
CONFERENCE - REAL PROPERTY NEGOTIATION (Gov't Code Section 54956.8):
[APN 503-24-016] Agency Negotiator: Dave Anderson, City Manager.
CONFERENCE - REAL PROPERTY NEGOTIATION (Gov't Code Section 54956.8):
[APN 389-29-007] Agency Negotiator: Dave Anderson, City Manager.
MAYOR’S REPORT ON CLOSED SESSION
Mayor King stated there was no reportable information from the Closed Session.
The City Council held a Joint Meeting with Assemblymember Jim Beall in the
Administrative Conference Room at 6:00 p.m.
Mayor King called the Regular City Council meeting to order at 7:00 p.m. and stated this
evening’s meeting would be dedicated to the memory of Public Works Director John
Cherbone’s mother, who passed away on September 9, 2010.
Mayor King asked Jim Beall to lead the Pledge of Allegiance.
ROLL CALL
PRESENT: Councilmembers Manny Cappello, Howard Miller, Vice Mayor
Jill Hunter and Mayor Kathleen King
ABSENT: Chuck Page
ALSO Dave Anderson, City Manager
PRESENT: Richard Taylor, City Attorney
Ann Sullivan, City Clerk
Barbara Powell, Assistant City Manager
Iveta Harvancik, Acting Public Works Director
John Livingstone, Community Development Director
Cynthia McCormick, Assistant Planner
REPORT OF CITY CLERK ON POSTING OF AGENDA
City Clerk Ann Sullivan reported that pursuant to Government Code 54954.2, the agenda
for the meeting of September 15, 2010 was properly posted on September 10, 2010.
COMMUNICATIONS FROM BOARDS AND COMMISSIONS
22
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Council met with Assemblymember Jim Beall in a Joint Meeting at 6:00 p.m. prior to the
Regular meeting. Mr. Beall provided a short synopsis of his meeting with the City
Council. Mr. Beall spoke about the Tax Equity Allocation (TEA) funds, noting that
Saratoga is one of only four cities in the State of California that receives less than 7
percent of the property tax collected in the City. He added he is working on a Legislative
solution that would help increase the collected property taxes to be equal to all the other
cities in the State.
Mayor King thanked Assembly member Beall for allthat he has done for the City of
Saratoga while he was a member of the Santa Clara County Board of Supervisors and
now as the community’s elected Assembly member.
COUNCIL DIRECTION TO STAFF
None
ORAL COMMUNICATIONS ON NON-AGENDIZED ITEMS
Linda Rodgers, Saratoga resident, and member of the El Camino Hospital Foundation
Board, provided the Council with an update on the newly opened El Camino Hospital in
Los Gatos. She noted the hospital recently opened the Rehabilitation Center on
Dardanelli Lane located near the main hospital. She invited the Council and the public to
an open house reception at the Center on Wednesday, September 22, 2010 from 5:30 to
7:30 p.m.
Emily Lo addressed the Council regarding the Chamber-sponsored two day Art and Wine
Festival on September 25 and 26, 2010 from 10:00 a.m. to 6:00 p.m. and invited
everyone to participate in the festivities.
COUNCIL DIRECTION TO STAFF
None
ANNOUNCEMENTS
Councilmember Cappello invited everyone to participate in the “Stride for Susie Nagpal”
5 or 10K walk/run fund raiser event on Sunday, September 19, 2010. The event starts at
8:00 a.m. with a celebration from 10:00 to 11:00 a.m. in downtown Saratoga. All monies
raised will go towards cancer research.
Councilmember Miller noted that due to a prior commitment he would be leaving early
this evening.
Vice Mayor Hunter noted the Saratoga Historic Foundation is having their annual
fundraiser dinner at the Garrod Ranch on September 19, 2010 at 4:00 p.m. She noted
there will be a fantastic silent auction and all proceeds will go to the Historic Museum.
CEREMONIAL ITEMS
1. RECOGNITION OF MOVE-IT SARATOGA PARTICIPANTS
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3
STAFF RECOMMENDATION:
Recognize MOVE-IT Saratoga participants and present them with certificates of
completion.
SPECIAL PRESENTATIONS
None
CONSENT CALENDAR
2. REVIEW OF ACCOUNTS PAYABLE CHECK REGISTERS
STAFF RECOMMENDATION:
That the City Council review and accept the Check Registers for the following
Accounts Payable payment cycles:
July 15, 2010; July 23, 2010; August 5, 2010; August 13, 2010; August 16, 2010;
August 19, 2010; August 31, 2010 and September 1, 2010
MILLER/HUNTER MOVED TO ACCEPT THE CHECK REGISTERS FOR
THE FOLLOWING ACCOUNTS PAYABLE PAYMENT CYCLES:
JULY 15, 2010; JULY 23, 2010; AUGUST 5, 2010; AUGUST 13, 2010;
AUGUST 16, 2010; AUGUST 19, 2010; AUGUST 31, 2010 AND SEPTEMBER
1, 2010. MOTION PASSED 4-0-1 WITH COUNCILMEMBER PAGE ABSENT.
3. TREASURER'S REPORT FOR THE MONTH ENDED JUNE 30, 2010
STAFF RECOMMENDATION:
Review and accept the Treasurer’s Report for the month ended June 30, 2010.
MILLER/HUNTER MOVED TO ACCEPT THE TREASURER’S REPORT FOR
THE MONTH ENDED JUNE 30, 2010. MOTION PASSED 4-0-1 WITH
COUNCILMEMBER PAGE ABSENT.
4. ADOPT RESOLUTION AMENDING THE CITY OF SARATOGA’S
CONFLICT OF INTEREST CODE.
STAFF RECOMMENDATION:
Accept report and adopt attached Resolution.
RESOLUTION NO. 10-055
MILLER/HUNTER MOVED TO ADOPT RESOLUTION AMENDING THE
CITY OF SARATOGA’S CONFLICT OF INTEREST CODE. MOTION
PASSED 4-0-1 WITH COUNCILMEMBER PAGE ABSENT.
5. ADOPT ZONING ORDINANCE AMENDMENT TO ARTICLE 11-15 TO
PROHIBIT SMOKING IN CITY OF SARATOGA PARKS
STAFF RECOMMENDATION:
24
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Staff recommends the Council waive the Second Reading and adopt the Ordinance
amending the Zoning Regulations related to Smoking in City of Saratoga Parks.
ORDINANCE NO. 280
MILLER/HUNTER MOVED TO WAIVE THE SECOND READING AND
ADOPT THE ORDINANCE AMENDING THE ZONING REGULATIONS
RELATED TO SMOKING IN CITY OF SARATOGA PARKS. MOTION
PASSED 4-0-1 WITH COUNCILMEMBER PAGE ABSENT.
6. FY 2010 – 2011 CDBG COUNTY/CITY CONTRACT
STAFF RECOMMENDATION:
Adopt a Resolution authorizing the City Manager to execute a $485,874.22 contract
with Santa Clara County for the FY 2010-2011 CDBG Program.
Mayor King removed this item for clarification. She raised the issue regarding the
Carry-Over (Unused Funds) Projects from Prior Years and recommended Council
look at this item to see if they should reconsider how they use this funding or find a
way to carry the unused funds forward.
Cynthia McCormick noted the majority of the unused funds are in the ADA Projects
and those funds are expected to be spent by the end of this year. With regard to the
two SHARP funds, the County recommended the City transfer these funds to the
County. Ms McCormick stated Saratoga residents would continue to have access to
these funds and the unincorporated areas in Saratoga would also have access to these
funds. She added if Council agreed with the County’s recommendation to transfer the
funds to the County, her recommendation would be that Council authorize the City
Manager to send a letter to the Santa Clara County Board of Supervisors authorizing
the transfer of funds from the two SHARP programs to the County.
RESOLUTION NO. 10-056
KING/HUNTER MOVED TO 1) ADOPT A RESOLUTION AUTHORIZING
THE CITY MANAGER TO EXECUTE A $485,874.22 CONTRACT WITH
SANTA CLARA COUNTY FOR THE FY 2010-2011 CDBG PROGRAM; AND
2) AUTHORIZE THE CITY MANAGER TO SEND A LETTER TO THE
SANTA CLARA COUNTY BOARD OF SUPERVISORS OFFERING THE
TRANSFER OF FUNDS FROM THE TWO SHARP PROGRAMS (2004 AND
2005) TO THE COUNTY. MOTION PASSED 4-0-1 WITH COUNCILMEMBER
PAGE ABSENT.
7. RELEASE OF DEFERRED IMPROVEMENT AGREEMENT
STAFF RECOMMENDATION:
Move to adopt the Resolution of Satisfaction and Release of Deferred Improvement
Agreement between the City of Saratoga and Dr. Gregory T. Fox and Sisters of Notre
Dame De Namur, California Province, Incorporated.
RESOLUTION NO. 10-057
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KING/HUNTER MOVED TO ADOPT THE RESOLUTION OF
SATISFACTION AND RELEASE OF DEFERRED IMPROVEMENT
AGREEMENT BETWEEN THE CITY OF SARATOGA AND DR. GREGORY
T. FOX AND SISTERS OF NOTRE DAME DE NAMUR, CALIFORNIA
PROVINCE, INCORPORATED. MOTION PASSED 4-0-1 WITH
COUNCILMEMBER PAGE ABSENT.
8. PROPOSITION 116 CERTIFICATION
STAFF RECOMMENDATION:
Move to adopt the Resolution certifying that no additional state funding shall be
requested associated with hazardous waste removal as part of construction of the
Highway 9 Safety Improvement Project, Phase III.
RESOLUTION NO. 10-058
Mayor King removed this item for clarification.
KING/MILLER MOVED TO ADOPT THE RESOLUTION CERTIFYING
THAT NO ADDITIONAL STATE FUNDING SHALL BE REQUESTED
ASSOCIATED WITH HAZARDOUS WASTE REMOVAL AS PART OF
CONSTRUCTION OF THE HIGHWAY 9 SAFETY IMPROVEMENT
PROJECT, PHASE III. MOTION PASSED 4-0-1 WITH COUNCILMEMBER
PAGE ABSENT.
PUBLIC HEARINGS
None
OLD BUSINESS
None
NEW BUSINESS
None
At 7:25 p.m. Mayor King invited 10 high school students up on stage to be recognized for
their high school classroom assignment.
ADHOC & AGENCY ASSIGNMENT REPORTS
Mayor Kathleen King – reported:
Hakone Foundation Executive Committee – The Smithsonian Institute and Autumn Opera
events were a great success. Executive Director Lon Saavedra was present and thanked
the Mayor and Council for their support of the Hakone Foundation. He also noted the
September Executive Board meeting has been moved to October due to the unavailability
of several of the Board members in September.
SCC Cities Association Selection Committee – She attended the last meeting and Marty
Fenstersheib addressed the group regarding the $6.9 million dollar tobacco grant the
County received. This grant can only be used for creating policies and programs to
26
6
reduce the use of tobacco. Each city in the County would be allocated funds from this
grant to implement no smoking programs and adopt ordinances restricting the use of
tobacco.
West Valley Mayors and Managers Association – A representative from Santa Clara
County will be attending the next scheduled meeting to speak to the group regarding the
$6.9 million anti-tobacco grant the County received and the allocation of funds to cities
for implementing no smoking policies in their respective communities.
Vice Mayor Jill Hunter – reported:
Historical Foundation – Attended the meeting last week and they discussed the annual
fundraiser dinner and silent auction scheduled on September 19, 2010 at 4:00 p.m. at the
Garrod Ranch. The Foundation Board members are also making plans for the grand
opening of their newly landscaped park on October 3, 2010.
Councilmember Howard Miller – noted that he would provide committee reports at the
next Council meeting.
Councilmember Chuck Page – Absent
Councilmember Manny Cappello – reported:
Chamber of Commerce – Met last week and they discussed new memberships, the
Chamber’s financial status, and a possible 2010 Council Candidate Forum to discuss
Measure Q.
Sister City Liaison – Attended the last meeting and had nothing to report.
CITY COUNCIL ITEMS
None
CITY MANAGER’S REPORT
City Manager Dave Anderson noted he will be on vacation from Thursday, September
16th through September 26, 2010 and Barbara Powell will be Acting City Manager during
his absence.
ADJOURNMENT
There being no additional business, Mayor King asked for a motion to adjourn.
CAPPELLO/HUNTER MOVED TO ADJOURN THE REGULAR MEETING AT
7:35PM. MOTION PASSED 3-1-1 WITH COUNCILMEMBERS MILLER AND
PAGE ABSENT. [Councilmember Miller left the Dais at 7:30PM.]
Respectfully submitted,
27
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Ann Sullivan, CMC
City Clerk
28
SARATOGA CITY COUNCIL
MEETING DATE: October 6, 2010 AGENDA ITEM:
DEPARTMENT: City Manager’s Office CITY MANAGER: Dave Anderson
PREPARED BY: Ann Sullivan, City Clerk DIRECTOR: Dave Anderson
SUBJECT: City Council & Saratoga Area Senior Coordinating Council (SASCC)
Joint Meeting Minutes – September 23, 2010
RECOMMENDED ACTION:
Approve minutes.
REPORT SUMMARY:
Approve minutes as submitted for the September 23, 2010, Joint Meeting with City Council and
Saratoga Area Senior Coordinating Council.
FISCAL IMPACTS:
N/A
CONSEQUENCES OF NOT FOLLOWING RECOMMENDED ACTION:
N/A
ALTERNATIVE ACTION:
N/A
FOLLOW UP ACTION:
Retain minutes for legislative history.
ADVERTISING, NOTICING AND PUBLIC CONTACT:
Pursuant to Government Code 54954.2, this item was properly posted as a City Council agenda
item and was included in the packet made available on the City’s web site in advance of the
meeting. A copy of the agenda packet is also made available at the Saratoga Branch Library each
Monday in advance of the Council meeting.
ATTACHMENTS:
29
Attachment A – Minutes from the September 23, 2010 Joint Meeting.
30
MINUTES
CITY COUNCIL/SARATOGA AREA SENIOR COORDINATING COUNCIL (SASCC)
JOINT MEETING
SEPTEMBER 23, 2010
Mayor King called the Joint meeting with Saratoga Area Senior Coordinating Council to order at 12:00
Noon.
ROLL CALL
PRESENT: Councilmembers:
Manny Cappello, Howard Miller, Chuck Page,
Vice Mayor Jill Hunter, and Mayor Kathleen King
SASCC Board Members:
Dick Angus, Ann Waltonsmith, Marcia Hansen, Ashima
Sharkay, Katherine Schwda, Steve Wong, and Susan Huff,
SASCC Executive Director
ALSO
PRESENT:
Barbara Powell, Acting City Manager
Michael Taylor, Recreation and Facilities Director
Ann Sullivan, City Clerk
REPORT OF CITY CLERK ON POSTING OF AGENDA FOR SEPTEMBER 23, 2010
Ann Sullivan, City Clerk, reported that pursuant to Government Code Section 54954.2, the agenda for
the meeting of September 23, 2010, was properly posted on September 16, 2010.
ORAL COMMUNICATIONS FROM PUBLIC
No one requested to speak at this meeting.
COUNCIL DIRECTION TO STAFF
None
JOINT MEETING AGENDA ITEM:
1. Joint Meeting with Saratoga Area Senior Coordinating Council (SASCC).
Recommended Action:
Informational only.
31
2
Members of the Saratoga Area Senior Coordinating Council (SASCC) met with the City Council to
discuss SASCC’s annual budget and their projected income for the next Fiscal Year. Councilmembers
have expressed concerns regarding SASCC’s financial stability.
Members of the SASCC Board presented their financial report. They spoke about their efforts to
acquire available grants, implement fund raisers, and increase their membership. They added if Council
were to give them another matching grant, they would possibly break even next year. They concluded
by noting they were doing all they could to increase their revenue numbers.
Councilmembers expressed their disappointment that the Grants, Donations, Fees line in the Revenue
column of the financial report did not reflect the $30,000 matching grant funds that SASCC received
from Council in May 2010.
COUNCIL DISCUSSION:
Council members noted SASCC is experiencing financial difficulties and must find a way to live on
their proceeds as opposed to using the principal from their endowment to sustain their programs.
Mayor King:
o Concerned that SASCC may end up depleting their endowment in order to make ends meet.
o City would have to consider resuming the programs offered by SASCC.
Councilmember Cappello:
o Would like to see a proposed budget for next year (2011/12) that outlines specific cuts and/or
programs on the expense side in order to deliver a balanced budget.
o Balance the budget without the assumption of a grant from the City.
o Don’t assume income from other grants or businesses.
o Look at this endeavor in terms of a “business”.
Councilmember Miller:
o Agrees with everything Councilmember Cappello noted and recommended SASCC work with
projected numbers for each service provided and the necessary steps to reach a balanced budget.
o Look at what they are doing that is working for them now and see what they have to do in other
areas to break even.
Councilmember Page:
o Double your efforts to generate more revenue.
o Seriously consider programs that you can discontinue.
o Outline the services SASCC is going to provide, determine how you will provide those services
and how much it will cost, determine the needs of the community, and create a balanced budget
based on those concepts.
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Vice Mayor Hunter:
o The community is there to provide services for the children in the community.
o The community should be there to provide services for their senior citizens.
o Noted she appreciates the services SASCC provides to the community.
Mayor King noted she would have to leave the Joint Meeting at 1:15 p.m. due to a prior commitment
and noted Vice Mayor Hunter would be conducting the remainder of the Joint Meeting.
DIRECTION TO SASCC:
Revisit the programs offered in the Senior Center and Adult Care Center, create a sustainable program,
and provide the Council with a balanced budget for 2011/12 that does not include funding from potential
grants, including a challenge grant from the City Council.
Council noted they would continue to be supportive of SASCC and if Council agreed to matching grants
in the future they would be more definitive on what they expect from SASCC regarding those grant
dollars.
There being no additional business, Vice Mayor Hunter asked for a motion to adjourn.
PAGE/MILLER MOVED TO ADJOURN THE JOINT MEETING AT 1:25PM. MOTION
PASSED 4-0-1 WITH MAYOR KING ABSENT AT 1:15PM.
Respectfully submitted by:
Ann Sullivan, CMC
City Clerk
33
SARATOGA CITY COUNCIL
MEETING DATE: October 6, 2010 AGENDA ITEM:
DEPARTMENT: Finance & Administrative Services CITY MANAGER: Dave Anderson
PREPARED BY: Ann Xu, Accountant DEPT HEAD: Mary Furey
SUBJECT: Treasurer’s Report for the Month Ended July 31, 2010
RECOMMENDED ACTION
Review and accept the Treasurer’s Report for the month ended July 31, 2010.
REPORT SUMMARY
California government code section 41004 requires that the City Treasurer (the Municipal Code of the
City of Saratoga, Article 2-20, Section 2-20.035, designates the City Manager as the City Treasurer)
submit to the City Clerk and the legislative body a written report and accounting of all receipts,
disbursements, and fund balances.
Section 41004. Regularly, at least once each month, the City Treasurer shall submit to the City
Clerk a written report and accounting of all receipts, disbursements, and fund balances. He shall
file a copy with the legislative body.
The following attachments provide various financial transaction data for the City of Saratoga’s Funds
collectively as well as specifically for the City’s General (Operating) Fund, including an attachment from
the State Treasurer’s Office of Quarterly LAIF rates from the 1st Quarter of 1977 to present.
FISCAL IMPACT
Cash and Investments Balance by Fund
As of July 31, 2010, the City had $260,763 in cash deposit at Comerica bank, and $14,719,194 on deposit
with LAIF. Council Policy on operating reserve funds, adopted on April 20, 1994, states that: for cash
flow purposes, to avoid occurrence of dry period financing, pooled cash from all funds should not be
allowed to fall below $2,000,000. The total pooled cash balance as of July 31, 2010 is $14,979,957 and
exceeds the minimum limit required.
Unrestricted Cash
Comerica Bank260,763$
Deposit with LAIF14,719,194$
Total Unrestricted Cash14,979,957$
Cash Summary
34
The Fund Balance schedule presented on the following page represents actual funding available for all
funds at the end of the monthly period. This amount differs from the above Cash Summary schedule as
assets and liabilities are components of the fund balance. As illustrated in the summary below, Total
Unrestricted Cash is adjusted by the addition of Total Assets less the amount of Total Liabilities to arrive
at the Ending Fund Balance – which represents the actual amount of funds available.
CONSEQUENCES OF NOT FOLLOWING RECOMMENDED ACTION
The City would not be in compliance with Government Code Section 41004.
ALTERNATIVE ACTION
N/A
FOLLOW UP ACTION
N/A
ADVERTISING, NOTICING AND PUBLIC CONTACT
N/A
ATTACHMENTS
A – Change in Total Fund Balances by Fund
B – Change in Total Fund Balances by CIP Project
C – Local Agency Investment Fund (LAIF) Quarterly Apportionment Rates
Total Unrestricted Cash14,979,957$
Plus: Assets403,735
Less: Liabilities (1,200,713)
Ending Fund Balance14,182,979$
Adjusting Cash to Ending Fund Balance
35
ATTACHMENT A
CHANGES IN TOTAL FUND BALANCE
Fund Description
Fund
Balance
7/1/10
Increase/
(Decrease)
Jul
Current
Revenue
Current
Expenditure Transfers
Fund
Balance
7/31/10
General
Undesignated Unreserved Balance1,411,349 - 347,475 918,235 - 840,589
Reserved Fund Balance:
Petty Cash Reserve1,300 - - - - 1,300
Designated Fund Balances:
Designated for Operations 2,889,077 - - - - 2,889,077
Designated Economic Uncertainty 1,500,000 - - - - 1,500,000
Designated for Development 632,380 - - - - 632,380
Designated for Environmental 563,182 - - - - 563,182
Designated for Uncollected Deposits44,791 - - - - 44,791
Designated for Hillside Reserve300,000 - - - - 300,000
Designated for CIP Matching Grant600,000 - - - - 600,000
Designated for Carryforward68,600 - - - - 68,600
Special Revenue
Landscape/Lighting Districts440,391 - - 40,481 - 399,910
CDBG Federal Grants(9,621) - - - - (9,621)
SHARP Loan210,034 - - - - 210,034
Capital Project
Street Projects2,169,661 - 33,270 12,035 - 2,190,895
Park and Trail Projects653,881 - - - - 653,881
Facility Improvement Projects525,256 - 5,290 - - 530,546
Administrative Projects224,773 - - - - 224,773
Tree Fine Fund16,985 - - - - 16,985
CIP Grant Fund - Street Repair(136,390) - - - - (136,390)
CIP Grant Fund - Park & Trail(46,013) - - - - (46,013)
Gas Tax Fund279,470 - 24,978 - - 304,448
Debt Service
Library Bond 892,593 - - 686,828 205,765
Internal Service Fund
Liability/Risk Management244,562 - 50,000 3,254 - 291,307
Workers Compensation198,592 - 53,750 1,400 - 250,942
Office Stores Fund26,830 - 7,500 1,423 - 32,907
Information Technology Services 213,940 - 100,000 45,245 - 268,695
Equipment Maintenance54,258 - 50,000 15,677 - 88,581
Building Maintenance202,570 - 181,437 40,207 - 343,799
Equipment Replacement236,229 - 25,000 - - 261,229
Technology Replacement186,686 - 12,500 - - 199,186
Trust/Agency
Library Fund351,360 - - - - 351,360
KSAR - Community Access TV109,842 - - - - 109,842
Total City15,056,567 - 891,200 1,764,786 - 14,182,979
36
ATTACHMENT B
FUND BALANCES BY CIP PROJECT
CIP Funds/Projects
Fund
Balance
6/30/10
Increase/
(Decrease)
Jul
Current
Revenue
Current
Expenditure Transfers
Fund
Balance
7/31/10
Street Projects
Traffic Safety168,497 - - - 168,497
Highway 9 Safety Project50,008 - - - 50,008
Annual Street Resurfacing Project529,434 - 33,270 12,035 550,668
Sidewalks Annual Project87,092 - - - 87,092
Saratoga Sunnyvale Road Resurfacing99,011 - - - 99,011
Traffic Signal @ Verde Vista Lane90,000 - - - 90,000
Fourth Street Bridge100,000 - - - 100,000
Quito Road Bridge Replacement Design9,730 - - - 9,730
Quito Road Bridge Construction214,470 - - - 214,470
Village Façade Program978 - - - 978
Solar Power Radar Feedback Signs24,158 - - - 24,158
El Quito Area Curb Replacement37,553 - - - 37,553
Sobey Road Culvert Repair50,000 - - - 50,000
Annual Storm Drain Upgrade53,883 - - - 53,883
Village Trees & Lights at Sidestreets25,336 - - - 25,336
Prospect Road Median51,663 - - - 51,663
City Entrance Sign/Monument23,788 - - - 23,788
Village-Streetscape Impv 549,952 - - - 549,952
Saratoga-Sunnyvale/Gateway Sidewalk4,107 - - - 4,107
Total Street Projects2,169,661 - 33,270 12,035 - 2,190,895
Parks & Trails
Hakone Garden Koi Pond15,600 - - - 15,600
EL Quito Park Improvements27,571 - - - 27,571
Historical Park Landscape50,588 - - - 50,588
Hakone Garden Retaining Wall & D/W142,829 - - - 142,829
Hakone Garden Upper Moon House 125,000 - - - 125,000
West Valley Soccer Field(8,201) - - - (8,201)
Park/Trail Repairs23,762 - - - 23,762
Tank Trail Repair26,731 - - - 26,731
Mid Pen O/S Land Purchase250,000 - - - 250,000
Total Parks & Trails653,881 - - - - 653,881
Facility Improvements
Facility Projects88,644 - - - 88,644
Civic Center Improvement19 - - - 19
Theater Improvement71,474 - 5,290 - 76,764
North Campus Improvements3,920 - - - 3,920
HVAC System Upgrade117,949 - - - 117,949
Corp Yard Solar Project93,250 - - - 93,250
Vehicle Structure Solar125,000 - - - 125,000
Library - EXT Improvement15,000 - - - 15,000
McWilliams House Improvement10,000 - - - 10,000
Total Facility Improvements525,256 - 5,290 - - 530,546
Administrative Projects
Financial System Upgrade3,534 - - - 3,534
Document Imaging Project85,183 - - - 85,183
CDD Document Imaging Project40,876 - - - 40,876
Telecommunication System55,000 - - - 55,000
IT Emergency Power Back40,180 - - - 40,180
Total Administrative Projects224,773 - - - - 224,773
Tree Fine Fund
Tree Fine Fund16,985 - - - 16,985
CIP Fund - Street Repair
CIP Grant Fund(136,390) - - - (136,390)
CIP Fund - Park & Trail
CIP Grant Fund(46,013) - - - (46,013)
Gax Fund
Gas Tax Fund279,470 - 24,978 - 304,448
Total CIP Funds3,687,624 - 63,538 12,035 - 3,739,123
37
ATTACHMENT C
38
Dave Anderson
Melanie Whittaker Mary Furey
SUBJECT: Review of Accounts Payable Check Registers
RECOMMENDED ACTION:
That the City Council review and accept the Check Registers for the following Accounts Payable payment cycles:
REPORT SUMMARY:
Attached are the Check Registers for:
Date
Ending
Check No.
09/09/10 116069 116132 63 1,197,985.09 09/09/10 09/01/10 116068
09/16/10 116133 116204 71 267,408.55 09/16/10 09/09/10 116132
09/24/10 116205 116241 36 412,213.70 09/24/10 09/16/10 116204
AP Date Check No. Issued to Dept.Amount
09/09/10 116073 Facilities 118,029.20
09/09/10 116081 Public Works 80,340.00
09/09/10 116110 Public Safety 708,858.00
09/09/10 116112 Public Works 138,067.63
09/16/10 116155 Public Works 134,062.54
09/16/10 116199 Public Works 28,918.18
09/24/10 116226 Public Safety 354,429.00
DEPT. DIRECTOR:
SARATOGA CITY COUNCIL
MEETING DATE:October 6, 2010 AGENDA ITEM:
DEPARTMENT:Finance & Administrative Services CITY MANAGER:
September 9, 2010
September 16, 2010
September 24, 2010
PREPARED BY:
Prior Check Register
Accounts Payable
Accounts Payable
Accounts Payable
Amount
Checks
ReleasedDate
Starting
Check No.
Ending Check
No.
Total
ChecksType of Checks
Street Resurfacing
The following is a list of Accounts Payable checks issued for more than $20,000 and a brief description of the expenditure:
Fund Purpose
CIM Air, Inc CIP - Facility Project HVAC Upgrade
Duran & Venables CIP - Streets Project
SCC - Office of the
Sheriff General
Law Enforcement -
July & August 2010
O'Grady Paving CIP Streets - Grant Fund Saratoga Ave - Overlay
Saratoga Ave -
Resurfacing Project
WV Sanitation Dept General Clean Water Program
SCC - Office of the
Sheriff General
Law Enforcement -
September 2010
G Bortolotto & Co CIP Streets - Grant Fund
39
The following are Accounts Payable checks that were voided or manually issued:
AP Date Check No.Amount
09/09/10 n/a -
09/16/10 n/a -
09/24/10 116148 (4,995.00)
The following is a list of cash reduction by fund:
Fund #AP 09/09 AP 09/16 AP 09/24 Total
111 General 808,806.41 91,000.25 373,261.63 1,273,068.29
241 Arroyo de Saratoga Landscape 85.00 85.00
242 Bonnet Way Landscape 135.00 135.00
243 Carnelian Glen 135.00 135.00
244 Cunningham/Glasgow Landscape 150.00 150.00
245 Fredericksburg Landscape 132.00 132.00
246 Greenbriar Landscape 406.00 376.75 175.00 957.75
247 Kerwin Ranch Landscape 311.00 311.00
248 Leutar Court Landscape 85.00 85.00
249 Manor Drive Landscape 160.00 160.00
251 McCartysville Landscape 180.00 180.00
252 Prides Crossing Landscape 448.00 1,255.00 1,703.00
253 Saratoga Legends Landscape 158.00 164.21 322.21
254 Sunland Park Landscape 203.00 2,280.00 2,483.00
255 Tricia Woods Landscape 45.00 45.00
271 Beauchamps Landscape 85.00 85.00
272 Bellgrove Landscape 1,598.00 49.94 2,400.00 4,047.94
273 Gateway Landscape 203.00 203.00
274 Horseshoe Landscape/Lighting 640.00 640.00
275 Quito Lighting 165.00 165.00
276 Tollgate LLD 90.00 90.00
277 Village Commercial Landscape 2,648.00 2,648.00
411 CIP Street Projects 103,016.43 9,033.96 7,344.66 119,395.05
413 CIP Facility Projects 130,995.78 1,874.51 7,565.13 140,435.42
414 CIP Admin Projects 354.12 354.12
431 Grant Fund - CIP Streets 139,067.63 138,565.53 3,285.75 280,918.91
432 Grant Fund - Parks & Trails 1,000.00 1,000.00
611 Liability/Risk Mgt 8,632.02 200.00 8,832.02
612 Workers' Comp 136.34 926.61 141.99 1,204.94
621 Office Stores Fund 1,413.00 76.24 1,700.90 3,190.14
622 Information Technology 7,657.06 6,452.67 14,109.73
623 Vehicle & Equipment Maint 3,507.51 3,686.51 7,194.02
624 Building Maintenance 2,979.99 2,965.11 4,890.39 10,835.49
632 144.85 2,161.46 2,306.31
1,197,985.09 267,408.55 412,213.70 1,877,607.34
ALTERNATIVE ACTION:
N/A
FOLLOW UP ACTION:
N/A
ADVERTISING, NOTICING AND PUBLIC CONTACT:
N/A
ATTACHMENTS:
Check Registers in the 'A/P Checks By Period and Year' report format
Issued to Description
TOTAL
Columbia Electric Void - Reissue
Fund Description
IT Equipment Replacement
40
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54
1
SARATOGA CITY COUNCIL
MEETING DATE: October 6, 2010 AGENDA ITEM:
DEPARTMENT: Community Development CITY MANAGER: Dave Anderson
PREPARED BY: John Livingstone, AICP DIRECTOR: John Livingstone, AICP
SUBJECT: Ordinance Adopting Article 7-36 to Prohibit Smoking Outdoors in the
City of Saratoga and Making Conforming Amendments to Articles 7-35
and 11-15
RECOMMENDED ACTION:
Conduct a public hearing to consider adopting a new Article 7-36 of the City Code to
prohibit smoking in outdoor areas and amending Articles 7-35 and 11-15 to clarify the
scope of each of those Articles in relation to the new Article. Introduce and waive the
first reading of the ordinance and direct staff to place the ordinance on the consent
calendar for adoption at the next regularly scheduled meeting of the City Council.
REPORT SUMMARY:
The City of Saratoga Mayor Kathleen King has requested this item be placed on the City
Council agenda to prohibit smoking in outdoor areas of the City of Saratoga.
DISCUSSION:
The City of Saratoga currently regulates tobacco in several ways. In the mid-nineties,
the City adopted Article 7-35 of the Code of Ordinances, which prohibits smoking in
specified enclosed areas. Last year, the City added section 15-80.130 to the zoning code
to require use permits for tobacco retailers. In September, 2010 the Council adopted
Article 11-15 to prohibit smoking and tobacco use in publicly owned recreational areas,
including City-owned parks.
Existing state law (Health & Safety Code § 104495) prohibits smoking within 25 feet of
playgrounds and tot lots and expressly authorizes local communities to enact additional
restrictions. State law also prohibits smoking within 20 feet of entryways and operable
windows of government buildings (Govt. Code § 7597). The state smoke-free workplace
law prohibits smoking of tobacco products in enclosed places of employment, with some
limited exceptions. (Labor Code § 6404.5.) The proposed ordinance would not overlap
with this law because it would apply only to unenclosed places, including, for example,
outdoor dining areas. The reasonable distance requirement of the proposed ordinance
would further increase the protections afforded to employees, by prohibiting smoking
55
2
within 25 feet of any doorway, window, opening, crack, or vent of an enclosed place of
employment in which smoking is prohibited.
The proposed ordinance (Attachment 1) would expand these restrictions to include
outdoor areas not covered by State law or Articles 7-35 and 11-15 of the City’s Code of
Ordinances, including privately-owned recreational areas, service areas (such as outdoor
ATMs), dining areas, places of employment, common areas in multi-unit residences, and
other public places, including streets and sidewalks.
To simplify drafting, staff has not attempted to integrate the proposed ordinance with
existing Articles 7-35 and 11-15. Instead, the proposed ordinance includes minor
conforming amendments to clarify the scope of coverage of each ordinance. The City
intends that the definitions included in the proposed ordinance shall apply to this
ordinance only, and not to Articles 7-35 or 11-15, or to any other Article in the Code of
Ordinances.
Public Health Law & Policy (“PHLP”) has prepared a model ordinance restricting
smoking in outdoor areas for use by jurisdictions that wish to prohibit smoking that is not
covered by State regulations. The proposed ordinance is based on the PHLP model. The
PHLP full model ordinance in included as Attachment 2 and includes annotations
explaining the findings and policy options included in the ordinance.
In general, staff has included all of the options proposed by the PHLP model ordinance,
with the following exceptions:
• With respect to common areas of multi-unit residences, staff has not included the
alternate definition of “common area,” which would include enclosed areas as
well as unenclosed areas. As explained by PHLP, smoking in many of these
enclosed common areas may already be prohibited by the state smokefree
workplace law.
• With respect to other public places, the proposed ordinance prohibits smoking
in all unenclosed areas of public places at all times, including on streets and
sidewalks being used in a traditional capacity as pedestrian or vehicular
thoroughfares.
• With respect to enforcement, based on prior Council direction on the Tobacco
Retailer Ordinance, staff chose not to create a private right of enforcement thus
limiting enforcement methods to the traditional methods used to enforce the
Tobacco Retailer Ordinance and the No Smoking in Parks Ordinance, including
criminal enforcement as an infraction and civil and administrative actions brought
by the City.
The proposed ordinance authorizes a person with legal control over a common area of a
multi-unit residence to establish a designated smoking area in an unenclosed area if
certain conditions are met. As explained by PHLP, this allows residents to have a place
to go where they will not expose their family members or other residents to smoke.
56
3
Pursuant to the California Environmental Quality Act (“CEQA”), this action is exempt
under 14 California Code of Regulations (“CEQA Guidelines”) section 15061(b)(3) (the
amendments are exempt because it can be seen with certainty that there is no possibility
that the activity in question may have a significant effect on the environment).
FISCAL IMPACTS:
The ordinance requires the Community Development Department to provide education to
explain and clarify the ordinance and to provide guidance regarding enforcement. Staff is
applying for a grant that may assist with some of these costs; however, if funds are not
available, staff will propose a budget for these activities. In addition, signs will need to
be placed in City-owned unenclosed areas covered by the ordinance. The Public Works
Department has funding available for signs already in their budget.
ALTERNATIVES:
Provide staff with alternative direction.
CONSEQUENCES OF NOT FOLLOWING RECOMMENDED ACTION:
Smoking in outdoor areas would be allowed to the extent consistent with existing State
and local law.
FOLLOW UP ACTION:
Place the ordinance on the consent calendar for adoption at the October 20, 2010 meeting
of the City Council. Recommend the Administrative Services Director incorporate the
new policy and associated citation fees into the budget and fees schedule.
ADVERTISING, NOTICING AND PUBLIC CONTACT:
This item was posted as a City Council agenda item and was included in the packet made
available on the City’s website in advance of the meeting. A copy of the agenda packet is
also made available at the Saratoga Branch Library each Monday in advance of the
Council meeting and residents may subscribe to the agenda on-line by opting in at
www.saratoga.ca.us. Notice of this meeting was properly posted at City Hall and
published in the Saratoga News.
ATTACHMENTS:
1. Proposed Ordinance to Prohibit Smoking in Outdoor Areas in Saratoga
2. Public Health Law & Policy, Smokefree Outdoor Areas Ordinance, A Model
California Ordinance Regulating Smoking in Outdoor Areas (with Annotations)
(June 2009)
3. Fast Facts Handout from the Center of Disease Control
57
ORDINANCE __________
An Ordinance To Regulate Smoking and Tobacco Product Use in Outdoor Places
Findings
WHEREAS, tobacco use causes death and disease and continues to be an urgent public
health challenge, as evidenced by the following:
• Tobacco-related illness is the leading cause of preventable death in the United States,
accounting for about 443,000 deaths each year; and
• Scientific studies have concluded that tobacco use can cause chronic lung disease,
coronary heart disease, and stroke, in addition to cancer of the lungs, larynx,
esophagus, and mouth; and
• Some of the most common types of cancers including stomach, liver, uterine cervix,
and kidney are related to tobacco use; and
WHEREAS, secondhand smoke has been repeatedly identified as a health hazard, as
evidenced by the following:
• The U.S. Surgeon General concluded that there is no risk-free level of exposure to
secondhand smoke; and
• The California Air Resources Board placed secondhand smoke in the same category
as the most toxic automotive and industrial air pollutants by categorizing it as a toxic
air contaminant for which there is no safe level of exposure; and
• The California Environmental Protection Agency included secondhand smoke on the
Proposition 65 list of chemicals known to the state of California to cause cancer, birth
defects, and other reproductive harm; and
Whereas exposure to secondhand smoke causes death and disease, as evidenced by the
following:
• Secondhand smoke is responsible for as many as 73,000 deaths among nonsmokers
each year in the United States; and
• Exposure to secondhand smoke increases the risk of coronary heart disease by
approximately thirty percent; and
• Secondhand smoke exposure causes lower respiratory tract infections, such as
pneumonia and bronchitis in as many as 300,000 children in the United States under
the age of 18 months each year; and exacerbates childhood asthma; and
WHEREAS, smokeless tobacco is not a safe alternative to smoking and causes its own share
of death and disease, as evidenced by the following:
• Smokeless tobacco use causes leukoplakia, a disease causing white patches to form in
58
the user’s mouth that can become cancerous; smokeless tobacco products are known
to cause lung, larynx, esophageal, and oral cancer and the regular use of snuff doubles
the user’s risk of cardiovascular disease and death; and
• Prolonged use of snus, a form of smokeless tobacco, contributes to high blood
pressure, a factor of cardiovascular disease, and to a higher likelihood of suffering a
fatal stroke;
and
WHEREAS, tobacco use and exposure to secondhand smoke impose great social and
economic costs, as evidenced by the following:
• The total annual economic burden of smoking in the United States is $193 billion;
and
• From 2001-2004, the average annual health care expenditures attributable to smoking
were approximately $96 billion;
• The medical and other costs to nonsmokers due to exposure to secondhand smoke
were estimated at over $10 billion per year in the United States in 2005; and
and
• The total annual cost of smoking in California was estimated at $475 per resident or
$3,331 per smoker per year, for a total of nearly $15.8 billion in smoking-related
costs in 1999 alone; and
• California’s Tobacco Control Program saved the state and its residents $86 billion in
health care expenditures between the year of its inception, 1989, and 2004, with
savings growing yearly; and
WHEREAS, exposure to secondhand smoke anywhere has negative health impacts, and
exposure to secondhand smoke does occur at significant levels outdoors, as evidenced by the
following:
• Levels of secondhand smoke exposure outdoors can reach levels attained indoors
depending on direction and amount of wind and number and proximity of smokers;
and
• Irritation from secondhand smoke begins at levels as low as 4 micrograms per cubic
meter, and in some outdoor situations this level can be found as far away as 13 feet
from the burning cigarette; and
• To be completely free from exposure to secondhand smoke in outdoor places, a
person may have to move nearly 25 feet away from the source of the smoke, about
the width of a two lane road; and
• Studies on a cruise ship have found that even while cruising at 20 knots and with
unlimited air volume, outdoor smoking areas contained carcinogens in nearly the
same amounts as inside the ship’s casino where smoking was allowed; and
WHEREAS, cigarette butts pose a health threat to young children, as evidenced by the
following:
59
• In 2004, American poison control centers received nearly 8,000 reports of children
poisoned by the ingestion of cigarettes, cigarette butts, and other tobacco products;
and
• Children who ingest cigarette butts can experience vomiting, nausea, lethargy, and
gagging; and
WHEREAS, cigarette butts are a major and persistent source of litter, as evidenced by the
following:
• It is estimated that over two billion cigarette butts are discarded every day worldwide,
and that Americans alone discard more than 175 million pounds of cigarette butts
every year; and
• Cigarette butts are often cast onto sidewalks and streets, and frequently end up in
storm drains that flow into streams, rivers, bays, lagoons and ultimately the ocean;
and
• Cigarette filters, made of plastic cellulose acetate, take approximately 15 years to
decompose; and
WHEREAS, laws restricting the use of tobacco products have recognizable benefits to public
health and medical costs, as evidenced by the following:
• Cities with smokefree laws see an appreciable reduction in hospital admittances for
heart attacks in the months and years after such laws are passed; and
• Smoking bans help people reduce the number of cigarettes they smoke or quit
altogether; and
• Strong smoking regulations for restaurants decrease the number of children who
transition from experimenting with smoking to becoming actual smokers; and
WHEREAS, creating smokefree areas helps protect the health of the 86.7% of Californians
who are nonsmokers; and
WHEREAS, society is becoming less tolerant and less accepting of cigarette smoking, as
evidenced by the following,
• A 2008 survey of California voters found that 75% thought that secondhand smoke is
harmful, 64% were bothered by secondhand smoke, and 73% support laws restricting
smoking in outdoor public places; and
• People living in cities with strong smokefree air laws are more likely to believe
smoking is not acceptable and that smokers should attempt to quit smoking; and
• As of 2008, there are 187 California cities and counties with local laws restricting
smoking in at least one outdoor area; and
WHEREAS, state law prohibits smoking within 25 feet of playgrounds and tot lots and
expressly authorizes local communities to enact additional restrictions; and state law prohibits
60
smoking within 20 feet of entryways and operable windows of government buildings; and
WHEREAS, there is no Constitutional right to smoke; and
WHEREAS, the City Council of the City of Saratoga held a duly noticed public hearing on
October 6, 2010 and after considering all testimony and written materials provided in connection
with that hearing introduced this ordinance and subsequently adopted this ordinance on October
20, 2010.
NOW THEREFORE, it is the intent of the City Council, in enacting this ordinance, to
provide for the public health, safety, and welfare by discouraging the inherently dangerous
behavior of smoking and tobacco use around non-tobacco users, especially children; by
protecting the public from exposure to secondhand smoke where they live, work, and play; by
reducing the potential for children to wrongly associate smoking and tobacco use with a healthy
lifestyle; and by affirming and promoting a healthy environment in and around the City’s
outdoor places.
Therefore, the City Council hereby ordains as follows:
Section 1. Adoption.
A. Article 7-36 of the Saratoga City Code is hereby adopted with the text shown in Exhibit
A.
B. Article 7-35 of the Saratoga City Code is hereby amended as follows (text shown in bold
underline (example) is added and text shown in strikeout (example) is deleted):
7-35.010 - Findings and purposes of Article.
The City Council finds and determines that there is an overwhelming body of
evidence indicating the adverse effects of tobacco smoke on the health and
physical comfort of people. The purposes of this Article are to protect the public
health and welfare by prohibiting or regulating smoking in certain enclosed
places and to strike a reasonable balance between the needs of persons who
smoke and the needs of nonsmokers to breathe smoke-free air, and to recognize
that where these needs conflict, the need to breathe smoke-free air shall have
priority. This Article shall apply only to smoking in enclosed places as
defined in this Article. Smoking in outdoor places is regulated by Article 7-
36 and 11-15 of this Code.
C. Article 11-15 of the Saratoga City Code is hereby amended as follows (text shown in
bold underline (example) is added and text shown in strikeout (example) is deleted):
Sec. 11-15.20 SMOKING AND TOBACCO USE PROHIBITED
61
(a) Smoking or using a Tobacco Product is prohibited anywhere in a
Recreational Area or in any Parking Area.
(b) Nothing in this article shall be construed to prohibit Smoking or
Tobacco Product use in any area in which such Smoking or Tobacco Product use
is already prohibited by state or federal law unless the applicable state or federal
law does not preempt additional local regulation.
(c) This Article shall apply only to smoking in a Recreational Area as
defined by this Article. Smoking in other outdoor or unenclosed areas is
regulated by Article 7-36 of this Code. Smoking in enclosed places is
regulated by Article 7-35 of this Code.
Section 2. Severance Clause.
It is the intent of the City Council of the City of Saratoga to supplement applicable state and
federal law and not to duplicate or contradict such law and this ordinance shall be construed
consistently with that intention. The City Council declares that each section, sub-section,
paragraph, sub-paragraph, sentence, clause and phrase of this ordinance is severable and
independent of every other section, sub-section, paragraph, sub-paragraph, sentence, clause and
phrase of this ordinance. If any section, sub-section, paragraph, sub-paragraph, sentence, clause
or phrase of this ordinance is held invalid, the City Council declares that it would have adopted
the remaining provisions of this ordinance irrespective of the portion held invalid, and further
declares its express intent that the remaining portions of this ordinance should remain in effect
after the invalid portion has been eliminated.
Section 3. California Environmental Quality Act.
Pursuant to the California Environmental Quality Act (“CEQA”), this action is exempt under 14
California Code of Regulations (“CEQA Guidelines”) section 15061(b)(3) (the amendments are
exempt because it can be seen with certainty that there is no possibility that the activity in
question may have a significant effect on the environment).
Section 4. Publication.
This ordinance or a comprehensive summary thereof shall be published in a newspaper of
general circulation of the City of Saratoga within fifteen days after its adoption.
The foregoing ordinance was introduced and first reading waived at the regular meeting of the
City Council of the City of Saratoga held on October 6, 2010, and was adopted by the following
vote following a second reading on October 20, 2010:
COUNCIL MEMBERS:
AYES:
62
NAYS:
ABSENT:
ABSTAIN:
SIGNED: ATTEST:
_________________________________ _____________________________
Kathleen King, Ann Sullivan,
MAYOR OF THE CITY OF SARATOGA CLERK OF THE CITY OF SARATOGA
APPROVED AS TO FORM:
__________________________________
Richard Taylor, CITY ATTORNEY
63
1
Exhibit A
ARTICLE 7-35 - SMOKING AND TOBACCO PRODUCT USE IN OUTDOOR
PLACES
Sec. 7-36.010. DEFINITIONS. The following words and phrases, whenever used in this
article shall have the meanings defined in this section unless the context clearly requires
otherwise:
(a) “Business” means any sole proprietorship, partnership, joint venture, corporation,
association, or other entity formed for profit-making purposes.
(b) “Common Area” means every Unenclosed Area of a Multi-Unit Residence that
residents of more than one Unit of that Multi-Unit Residence are entitled to enter or use,
including, for example, paths, courtyards, playgrounds, swimming pools, parking lots, and
picnic areas.
(c) “Dining Area” means any area, including streets and sidewalks, which is available
to or customarily used by the general public or an Employee, and which is designed,
established, or regularly used for consuming food or drink.
(d) “Employee” means any Person who is employed or retained as an independent
contractor by any Employer or Nonprofit Entity in consideration for direct or indirect
monetary wages or profit, or any Person who volunteers his or her services for an Employer
or Nonprofit Entity.
(e) “Employer” means any Business or Nonprofit Entity that retains the service of one
or more Employees.
(f) “Enclosed Area” means an area in which outside air cannot circulate freely to all
parts of the area, and includes an area that has:
(1) any type of overhead cover whether or not that cover includes vents or other
openings and at least three (3) walls or other vertical boundaries of any height
whether or not those boundaries include vents or other openings; or
(2) four (4) walls or other vertical boundaries that exceed six (6) feet in height
whether or not those boundaries include vents or other openings.
(g) “Multi-Unit Residence” means property containing two (2) or more Units, except
the following specifically excluded types of housing:
(1) a hotel or motel that meets the requirements set forth in California Civil Code
section 1940(b)(2);
(2) a single-family home; and
(3) a single-family home with a detached or attached in-law or second unit when
permitted pursuant to California Government Code sections 65852.1, 65852.150,
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2
65852.2 or an ordinance of the City of Saratoga adopted pursuant to those sections.
(h) “Nonprofit Entity” means any entity that meets the requirements of California
Corporations Code section 5003 as well as any corporation, unincorporated association or
other entity created for charitable, religious, philanthropic, educational, political, social or
similar purposes, the net proceeds of which are committed to the promotion of the objectives
or purposes of the entity and not to private gain. A government agency is not a Nonprofit
Entity within the meaning of this Article.
(i) “Person” means any natural person, Business, cooperative association, Nonprofit
Entity, personal representative, receiver, trustee, assignee, or any other legal entity including
government agencies.
(j) “Place of Employment” means any area under the legal or de facto control of an
Employer, that an Employee or the general public may have cause to enter in the normal
course of the operations, regardless of the hours of operation.
(k) “Public Place” means any place, publicly or privately owned, which is open to the
general public regardless of any fee or age requirement.
(l) “Reasonable Distance” means a distance of twenty-five (25) feet .
(m) “Recreational Area” means any area, including streets and sidewalks, that is
privately owned and open to the general public for recreational purposes, regardless of any
fee or age requirement. The term “Recreational Area” includes but is not limited to parks,
picnic areas, playgrounds, sports fields, golf courses, walking paths, gardens, hiking trails,
bike paths, horseback riding trails, swimming pools, roller- and ice-skating rinks, skateboard
parks, and amusement parks.
(n) “Service Area” means any publicly or privately owned area, including streets and
sidewalks, that is designed to be used or is regularly used by one or more Persons to receive a
service, wait to receive a service or to make a transaction, whether or not such service or
transaction includes the exchange of money. The term “Service Area” includes but is not
limited to information kiosks, automatic teller machines (ATMs), ticket lines, bus stops or
shelters, mobile vendor lines or cab stands.
(o) “Smoke” means the gases and particles released into the air by combustion when
the apparent or usual purpose of the combustion is human inhalation of the resulting
combustion products, such as, for example, tobacco smoke, marijuana smoke, and crack
cocaine smoke, except when the combusting material contains no tobacco and the purpose of
inhalation is solely olfactory, such as, for example, smoke from incense.
(p) “Smoking” means engaging in an act that generates Smoke, such as, for example:
possessing a lighted pipe, a lighted hookah pipe, a lighted cigar, or a lighted cigarette of any
kind; or lighting a pipe, a hookah pipe, a cigar, or a cigarette of any kind.
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3
(q) “Tobacco Product” means any substance containing tobacco leaf, and any product
or formulation of matter containing biologically active amounts of nicotine that is
manufactured, sold, offered for sale, or otherwise distributed with the expectation that the
product or matter will be introduced into the human body, but does not include any cessation
product specifically approved by the United States Food and Drug Administration for use in
treating nicotine or tobacco dependence.
(r) “Unenclosed Area” means any area that is not an Enclosed Area.
(s) “Unit” means a personal dwelling space, even where lacking cooking facilities or
private plumbing facilities, and includes any associated exclusive-use Enclosed Area or
Unenclosed Area, such as, for example, a private balcony, porch, deck, or patio. “Unit”
includes but is not limited to an apartment; a condominium; a townhouse; a room in a long-
term health care facility, assisted living facility, or hospital; a hotel or motel room; a room in
a single room occupancy (“SRO”) facility; a room in a homeless shelter; a mobile home; a
camper vehicle or tent; a single-family home; and an in-law or second unit.
Sec. 7-36.020. PROHIBITION OF SMOKING AND TOBACCO PRODUCT USE IN
UNENCLOSED AREAS
(a) Smoking and the use of Tobacco Products is prohibited in the Unenclosed Areas of
the following places within the City of Saratoga, except places where Smoking or the use of
Tobacco Products is already prohibited by state or federal law, in which case those laws
apply:
(1) Recreational Areas;
(2) Service Areas;
(3) Dining Areas;
(4) Places of Employment;
(5) Common Areas, provided that a Person with legal control over a Common Area
may designate a portion of the Unenclosed Area of the Common Area as a designated
Smoking area if the area meets all of the following criteria:
(a) the area must be located at least a Reasonable Distance from any Unit
or Enclosed Area where Smoking is prohibited by this Article or other law; by
binding agreement relating to the ownership, occupancy, or use of real
property; or by designation of a Person with legal control over the property. In
the case of a nonsmoking area created by agreement or designation, this
provision does not apply unless the Person designating the Smoking area has
actual knowledge of, or has been given notice of, the agreement or
designation. A designated Smoking area may require modification or
elimination as laws change, as binding agreements are created, and as
nonsmoking areas on neighboring property are established.
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4
(b) the area must not include, and must be at least a Reasonable Distance
from, Unenclosed Areas primarily used by children and Unenclosed Areas
with improvements that facilitate physical activity including, for example,
playgrounds, tennis courts, swimming pools, school campuses, and sandboxes;
(c) the area must be no more than ten percent (10%) of the total
Unenclosed Area of the Multi-Unit Residence for which it is designated;
(d) the area must have a clearly marked perimeter;
(e) the area must be identified by conspicuous signs;
(f) the area must be completely within an Unenclosed Area; and
(g) the area must not overlap with any Enclosed or Unenclosed Area in
which Smoking is otherwise prohibited by this Article or other provisions of
this Code, state law, or federal law; and
(6) Other Public Places.
(b) Nothing in this Article prohibits any Person, Employer, or Nonprofit Entity with legal
control over any property from prohibiting Smoking and Tobacco Product use on any part of
such property, even if Smoking or the use of Tobacco Products is not otherwise prohibited in
that area.
(c) The Director of the Community Development Department or the Director’s designee
shall engage in an ongoing educational program to explain and clarify the purposes and
requirements of this Article, as well as providing guidance to Persons, Employers, and
Nonprofit Entities about compliance. However, lack of such education shall not be a defense
to a violation of this Article.
Sec. 7-36.030. REASONABLE SMOKING DISTANCE REQUIRED
(a) Smoking in all Unenclosed Areas is prohibited within a Reasonable Distance from
any doorway, window, opening, crack, or vent into an Enclosed Area in which Smoking is
prohibited, except while actively passing on the way to another destination and provided
Smoke does not enter any Enclosed Area in which Smoking is so prohibited.
(b) Smoking in Unenclosed Areas is prohibited within a Reasonable Distance from any
Unenclosed Areas in which Smoking is prohibited , except while actively passing on the way
to another destination and provided Smoke does not enter any Unenclosed Area in which
Smoking is so prohibited.
(c) The prohibitions in subdivisions (a) and (b) shall not apply to Unenclosed Areas of
private residential properties that are not Multi-Unit Residences.
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5
Sec. 7-36.040. OTHER REQUIREMENTS AND PROHIBITIONS
(a) No Person, Employer, or Nonprofit Entity shall knowingly permit Smoking or the use
of Tobacco Products in an area which is under the legal or de facto control of the Person,
Employer or Nonprofit Entity and in which Smoking or the use of Tobacco Products is
prohibited by law, unless otherwise required by state or federal law.
(b) No Person, Employer, or Nonprofit Entity shall knowingly or intentionally permit the
presence or placement of ash receptacles, such as, for example, ash trays or ash cans, within
an area under the legal or de facto control of the Person, Employer or Nonprofit Entity and in
which Smoking or the use of Tobacco Products is prohibited by law, including, without
limitation, within a Reasonable Distance required by this article from any area in which
Smoking or the use of Tobacco Products is prohibited. Notwithstanding the foregoing, the
presence of ash receptacles in violation of this subsection shall not be a defense to a charge of
Smoking or the use of Tobacco Products in violation of any provision of this article.
(c) No Person shall dispose of used Smoking or Tobacco Product waste within the
boundaries of an area in which Smoking is prohibited, including inside the perimeter of any
Reasonable Distance required by this article.
(d) A Person, Employer, or Nonprofit Entity that has legal or de facto control of an
Unenclosed Area in which Smoking or the use of Tobacco Products is prohibited by this
article shall post a clear, conspicuous and unambiguous “No Use of Tobacco Products” or
“Tobacco-Free” sign at each point of ingress to the area, and in at least one other conspicuous
point within the area. The signs shall have letters of no less than one inch in height and shall
include the international “No Smoking” symbol (consisting of a pictorial representation of a
burning cigarette enclosed in a red circle with a red bar across it). Signs posted on the
exterior of buildings to comply with this section shall include the Reasonable Distance
requirement set forth in Sec. 7-36.030. At least one sign with the City phone number where
complaints can be directed must be conspicuously posted in each place in which Smoking is
prohibited. For purposes of this section, the City Manager or his/her designee shall be
responsible for the posting of signs in regulated facilities owned or leased in whole or in part
by the City. Notwithstanding this provision, the presence or absence of signs shall not be a
defense to a charge of Smoking or the use of Tobacco Products in violation of any other
provision of this Article.
(e) No Person, Employer, or Nonprofit Entity shall intimidate, threaten any reprisal, or
effect any reprisal, for the purpose of retaliating against another Person who seeks to attain
compliance with this article.
(f) Each instance of Smoking or Tobacco Product use in violation of this article shall
constitute a separate violation. For violations other than for Smoking, each day of a
continuing violation of this article shall constitute a separate violation.
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6
Sec. 7-36.050. PENALTIES AND ENFORCEMENT.
(a) The remedies provided by this Article are cumulative and in addition to any other
remedies available at law or in equity. Enforcement of this Article shall be the responsibility of
the City Manager. In addition, any peace officer or any enforcement officer designated by the
City Manager also may enforce this Article.
(b) Violations of this Article are subject to criminal enforcement as an infraction brought
by the City of Saratoga, punishable in accordance with Article 3-05 of this Code.
(c) Violations of this Article are subject to civil action or administrative citation brought
by the City of Saratoga in accordance with Articles 3-10 and 3-30 of this Code, as applicable.
(d) Causing, permitting, aiding, abetting or concealing a violation of any provision of this
Article shall also constitute a violation of the article.
(e) Except as otherwise provided, enforcement of this Article is at the sole discretion of
the City Council of the City of Saratoga. Nothing in this article shall create a right of action
in any Person against the City or its agents to compel public enforcement of this article
against any private party.
69
www.phlpnet.org • talc@phlpnet.org • (510) 302-3380
Smokefree Outdoor
Areas Ordinance
A Model California Ordinance
Regulating Smoking in Outdoor
Areas (with Annotations)
June 2009
Developed by the Technical Assistance Legal Center (TALC),
a project of Public Health Law & Policy.
This material was made possible by funds received from the
California Department of Public Health, under contract #04-35336.
Public Health Law & Policy is a nonprofit organization that provides legal information on matters
relating to public health. The legal information provided in this document does not constitute legal
advice or legal representation. For legal advice, readers should consult a lawyer in their state.
70
Model California Ordinance Regulating Smoking in Outdoor Areas—page 2
Technical Assistance Legal Center—June 2009
INTRODUCTION
The Technical Assistance Legal Center (TALC) developed this Model Ordinance to help
California cities and counties limit tobacco use and unwanted exposure to secondhand smoke in
outdoor areas. As the dangers of tobacco use and secondhand smoke become increasingly well
documented, one of the most important steps a community can take to protect and improve its
residents’ health is to create more smokefree or tobacco-free spaces. By addressing outdoor
tobacco use, this Model Ordinance also helps limit tobacco-related litter.
To assist cities and counties create smokefree and tobacco-free outdoor areas, this Model
Ordinance includes:
• Extensive findings based on the latest scientific information documenting the health
risks associated with tobacco use and exposure to secondhand tobacco smoke;
• Prohibitions on smoking in outdoor places including parks and other recreational
areas, restaurant patios, bus stops, public event sites, and common areas of multi-unit
housing;
• Optional language that can be included to prohibit all tobacco use in outdoor places;
• Requirements for posting No Smoking signs; and
• Robust enforcement mechanisms including the option for private individuals and
organizations to enforce the no-smoking provisions of this ordinance.
The Model Ordinance offers a variety of options. In some instances, blanks (e.g., [ ____ ] )
prompt you to customize the language to fit your community’s needs. In other cases, the
ordinance offers you a choice of options (e.g., [ choice one / choice two ] ). Some of the
ordinance options are followed by a comment that describes the legal provisions in more detail.
Some degree of customization is always necessary in order to make sure that the ordinance is
consistent with a community’s existing laws. Your city attorney or county counsel will likely be
the best person to check this for you.
The Model Ordinance is very broad and covers every conceivable outdoor space, but it can be
customized to fit the specific needs of your community. Some of the comments in the Model
Ordinance describe how to narrow the scope of the smoking restrictions, should that be
necessary. In addition, optional language is available to broaden the scope of the ordinance to
restrict not only smoking but all tobacco use.
TALC has also developed a separate ordinance to create smokefree multi-unit housing by
limiting smoking inside units and common areas, as well as other ordinances specifically
designed to create smokefree recreational areas and beaches. Some of the areas covered by those
ordinances are also included in this Model Ordinance. If you would like to adopt a
comprehensive or more customized approach, some aspects of other TALC ordinances can be
combined with this ordinance. If you have questions about how to adapt this ordinance for your
community, please contact TALC for assistance at (510) 302-3380 or via e-mail at
talc@phlpnet.org.
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Model California Ordinance Regulating Smoking in Outdoor Areas—page 3
Technical Assistance Legal Center—June 2009
AN ORDINANCE OF THE [ CITY
AMENDING THE [ ____ ] MUNICIPAL CODE TO REGULATE
/ COUNTY ] OF [ ____ ]
SMOKING [ AND TOBACCO PRODUCT USE
] IN OUTDOOR PLACES
The [ City Council of the City
/ Board of Supervisors of the County ] of [ ____ ] does ordain
as follows:
COMMENT: This is introductory boilerplate language that should be
adapted to the conventional form used in the jurisdiction.
SECTION I. FINDINGS.
The [ City Council of the City
/ Board of Supervisors of the County ] of [ ____ ] hereby finds and
declares as follows:
WHEREAS, tobacco use causes death and disease and continues to be an urgent public
health challenge, as evidenced by the following:
• Tobacco-related illness is the leading cause of preventable death in the United States,1
accounting for about 443,000 deaths each year;2
• Scientific studies have concluded that tobacco use can cause chronic lung disease,
coronary heart disease, and stroke, in addition to cancer of the lungs, larynx,
esophagus, and mouth;
and
3
• Some of the most common types of cancers including stomach, liver, uterine cervix,
and kidney are related to tobacco use;
and
4
and
WHEREAS, secondhand smoke has been repeatedly identified as a health hazard, as
evidenced by the following:
• The U.S. Surgeon General concluded that there is no risk-free level of exposure to
secondhand smoke;5
1 US Department of Health and Human Services, Centers for Disease Control and Prevention. Targeting Tobacco
Use: The Nation’s Leading Cause of Preventable Death. 2008, p. 2. Available at:
and
www.cdc.gov/nccdphp/publications/aag/pdf/osh.pdf.
2 US Department of Health and Human Services, Centers for Disease Control and Prevention. “Smoking-Attributable
Mortality, Years of Potential Life Lost, and Productivity Losses — United States, 2000-2004.” Morbidity and
Mortality Weekly Report, 57(45): 1226-1228, 2008. Available at:
www.cdc.gov/mmwr/preview/mmwrhtml/mm5745a3.htm.
3 US Department of Health and Human Services, Centers for Disease Control and Prevention. Targeting Tobacco
Use: The Nation’s Leading Cause of Preventable Death. 2008, p. 2. Available at:
www.cdc.gov/nccdphp/publications/aag/pdf/osh.pdf.
4 Leistikow B, Zubair K, et al. “Male Tobacco Smoke Load and Non-Lung Cancer Mortality Associations in
Massachusetts.” BMC Cancer, 8:341, 2008. Available at: www.biomedcentral.com/1471-2407/8/341.
5 US Department of Health and Human Services, Office of the Surgeon General. The Health Consequences of
Involuntary Exposure to Tobacco Smoke: A Report of the Surgeon General. 2007. Report highlights available at:
www.surgeongeneral.gov/library/secondhandsmoke/factsheets/factsheet7.html.
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Model California Ordinance Regulating Smoking in Outdoor Areas—page 4
Technical Assistance Legal Center—June 2009
• The California Air Resources Board placed secondhand smoke in the same category
as the most toxic automotive and industrial air pollutants by categorizing it as a toxic
air contaminant for which there is no safe level of exposure;6
• The California Environmental Protection Agency included secondhand smoke on the
Proposition 65 list of chemicals known to the state of California to cause cancer, birth
defects, and other reproductive harm;
and
7
and
Whereas exposure to secondhand smoke causes death and disease, as evidenced by the
following:
• Secondhand smoke is responsible for as many as 73,000 deaths among nonsmokers
each year in the United States;8
• Exposure to secondhand smoke increases the risk of coronary heart disease by
approximately thirty percent;
and
9
• Secondhand smoke exposure causes lower respiratory tract infections, such as
pneumonia and bronchitis in as many as 300,000 children in the United States under
the age of 18 months each year;
and
10 and exacerbates childhood asthma;11
and
[ Include the following findings about smokeless tobacco if your community will be
incorporating the optional language to create completely tobacco-free outdoor spaces. ]
WHEREAS, smokeless tobacco is not a safe alternative to smoking and causes its own share
of death and disease, as evidenced by the following:
• Smokeless tobacco use causes leukoplakia, a disease causing white patches to form in
the user’s mouth that can become cancerous;12
6 Resolution 06-01, Cal. Air Resources Bd. (2006) at 5. Available at:
smokeless tobacco products are known
www.arb.ca.gov/regact/ets2006/res0601.pdf;
See California Environmental Protection Agency, Air Resources Board. News Release, California Identifies
Secondhand Smoke as a “Toxic Air Contaminant.” Jan. 26, 2006. Available at:
www.arb.ca.gov/newsrel/nr012606.htm.
7 California Environmental Protection Agency, Office of Environmental Health Hazard Assessment. Chemicals
Known to the State to Cause Cancer or Reproductive Toxicity. 2006, p. 8 & 17. Available at:
www.oehha.ca.gov/prop65/prop65_list/files/P65single081106.pdf.
8 US Department of Health and Human Services, Centers for Disease Control and Prevention. Fact Sheet –
Secondhand Smoke. 2006. Available at:
www.cdc.gov/tobacco/data_statistics/fact_sheets/secondhand_smoke/general_facts/index.htm.
9 Barnoya J and Glantz S. “Cardiovascular Effects of Secondhand Smoke: Nearly as Large as Smoking.” Circulation,
111: 2684-2698, 2005. Available at: www.circ.ahajournals.org/cgi/content/full/111/20/2684.
10 US Department of Health and Human Services, Centers for Disease Control and Prevention. Targeting Tobacco
Use: The Nation’s Leading Cause of Preventable Death. 2008, p. 2. Available at:
www.cdc.gov/nccdphp/publications/aag/pdf/osh.pdf.
11 US Department of Health and Human Services, Centers for Disease Control and Prevention. Fact Sheet –
Secondhand Smoke. 2006. Available at:
www.cdc.gov/tobacco/data_statistics/fact_sheets/secondhand_smoke/general_facts/index.htm.
12 National Cancer Institute. Smokeless Tobacco and Cancer: Questions and Answers. 2003, p. 2. Available at:
www.smokefree.gov/Docs2/SmokelessTobacco_Q&A.pdf.
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Model California Ordinance Regulating Smoking in Outdoor Areas—page 5
Technical Assistance Legal Center—June 2009
to cause lung, larynx, esophageal, and oral cancer;13 and the regular use of snuff
doubles the user’s risk of cardiovascular disease and death;14
• Prolonged use of snus, a form of smokeless tobacco, contributes to high blood
pressure, a factor of cardiovascular disease, and to a higher likelihood of suffering a
fatal stroke;
and
15
and
WHEREAS, tobacco use and exposure to secondhand smoke impose great social and
economic costs, as evidenced by the following:
• The total annual economic burden of smoking in the United States is $193 billion;16
• From 2001-2004, the average annual health care expenditures attributable to smoking
were approximately $96 billion;
and
17
• The medical and other costs to nonsmokers due to exposure to secondhand smoke
were estimated at over $10 billion per year in the United States in 2005;
and
18
• The total annual cost of smoking in California was estimated at $475 per resident or
$3,331 per smoker per year, for a total of nearly $15.8 billion in smoking-related costs
in 1999 alone;
and
19
• California’s Tobacco Control Program saved the state and its residents $86 billion in
health care expenditures between the year of its inception, 1989, and 2004, with
savings growing yearly;
and
20
and
WHEREAS, exposure to secondhand smoke anywhere has negative health impacts, and
exposure to secondhand smoke does occur at significant levels outdoors, as evidenced by the
following:
13 US Department of Health and Human Services, Centers for Disease Control and Prevention. Targeting Tobacco
Use: The Nation’s Leading Cause of Preventable Death. 2008, p. 2. Available at:
www.cdc.gov/nccdphp/publications/aag/pdf/osh.pdf.
14 Hatsukami DK and Severson HH. “Oral Spit Tobacco: Addiction, Prevention, and Treatment.” Nicotine and
Tobacco Research, 1(1): 21-44, 1999.
15 Karolinska Institutet. “Prolonged Use of Swedish Moist Snuff Increases Risk of Fatal Cardiovascular Disease and
Stroke.” Medical News Today, November 15, 2007. Available at:
www.medicalnewstoday.com/articles/88868.php.
16 Centers for Disease Control and Prevention. News Release, Slightly Lower Adult Smoking Rates. 2008. Available
at: www.cdc.gov/media/pressrel/2008/r081113.htm.
17 Centers for Disease Control and Prevention. News Release, Slightly Lower Adult Smoking Rates. 2008. Available
at: www.cdc.gov/media/pressrel/2008/r081113.htm.
18 Behan DF, Eriksen MP and Lin, Y. Economic Effects of Environmental Tobacco Smoke. Schaumburg, IL: Society
of Actuaries, 2005, p. 2. Available at: www.soa.org/files/pdf/ETSReportFinalDraft(Final%203).pdf.
19 Max W, Rice DP, Zhang X, et al. The Cost of Smoking in California, 1999. Sacramento, CA: Tobacco Control
Section, California Department of Health Services, 2002, p. 74. Available at:
http://repositories.cdlib.org/cgi/viewcontent.cgi?article=1026&context=ctcre.
20 Lightwood JM, Dinno A and Glantz SA. “Effect of the California Tobacco Control Program on Personal Health
Care Expenditures.” PLoS Med, 5(8): e178, 2008. Available at:
www.plosmedicine.org/article/info:doi/10.1371/journal.pmed.0050178.
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Model California Ordinance Regulating Smoking in Outdoor Areas—page 6
Technical Assistance Legal Center—June 2009
• Levels of secondhand smoke exposure outdoors can reach levels attained indoors
depending on direction and amount of wind and number and proximity of smokers;21
• Irritation from secondhand smoke begins at levels as low as 4 micrograms per cubic
meter, and in some outdoor situations this level can be found as far away as 13 feet
from the burning cigarette;
and
22
• To be completely free from exposure to secondhand smoke in outdoor places, a
person may have to move nearly 25 feet away from the source of the smoke, about the
width of a two lane road;
and
23
• Studies on a cruise ship have found that even while cruising at 20 knots and with
unlimited air volume, outdoor smoking areas contained carcinogens in nearly the
same amounts as inside the ship’s casino where smoking was allowed;
and
24
and
WHEREAS, cigarette butts pose a health threat to young children, as evidenced by the
following:
• In 2004, American poison control centers received nearly 8,000 reports of children
poisoned by the ingestion of cigarettes, cigarette butts, and other tobacco products;25
and
• Children who ingest cigarette butts can experience vomiting, nausea, lethargy, and
gagging;26
and
21 Klepeis NE, Ott WR, and Switzer P. Real-Time Monitoring of Outdoor Environmental Tobacco Smoke
Concentrations: A Pilot Study. San Francisco: University of California, San Francisco and Stanford University,
2004, p. 34, 80. Available at: http://exposurescience.org/pub/reports/Outdoor_ETS_Final.pdf; See also Klepeis
NE, Ott WR and Switzer P. “Real-Time Measurement of Outdoor Tobacco Smoke Particles.” Journal of Air and
Waste Management Association, 57: 522-534, 2007. Available at:
www.ashaust.org.au/pdfs/OutdoorSHS0705.pdf.
22 Junker MH, Danuser B, Monn C, et al. “Acute Sensory Responses of Nonsmokers at Very Low Environmental
Tobacco Smoke Concentrations in Controlled Laboratory Settings.” Environmental Health Perspectives, 109(10):
1046-1052, 2001. Available at: www.pubmedcentral.nih.gov/picrender.fcgi?artid=1242082&blobtype=pdf;
Repace JL. “Benefits of Smoke-Free Regulations in Outdoor Settings: Beaches, Golf Courses, Parks, Patios, and
in Motor Vehicles.” William Mitchell Law Review, 34(4): 1621-1638, 2008. Available at:
http://tobacco.health.usyd.edu.au/site/supersite/contact/pdfs/WilliamMitchellRepace.pdf.
23 Repace JL. “Benefits of Smoke-Free Regulations in Outdoor Settings: Beaches, Golf Courses, Parks, Patios, and
in Motor Vehicles.” William Mitchell Law Review, 34(4): 1621-1638, 2008. Available at:
http://tobacco.health.usyd.edu.au/site/supersite/contact/pdfs/WilliamMitchellRepace.pdf.
24 Repace JL. “Benefits of Smoke-Free Regulations in Outdoor Settings: Beaches, Golf Courses, Parks, Patios, and in
Motor Vehicles.” William Mitchell Law Review, 34(4): 1621-1638, 2008. Available at:
http://tobacco.health.usyd.edu.au/site/supersite/contact/pdfs/WilliamMitchellRepace.pdf.
25 American Association of Poison Control Centers. 2004 Annual Report of the American Association of Poison
Control Centers Toxic Exposure Surveillance System. Elsevier Inc., 2004, p. 645. Available at:
www.poison.org/prevent/documents/TESS%20Annual%20Report%202004.pdf.
26 US Department of Health and Human Services, Centers for Disease Control and Prevention. “Ingestion of
Cigarettes and Cigarette Butts by Children – Rhode Island, January 1994-July 1996.” Morbidity and Mortality
Weekly Report, 46(06): 125-128, 1997. Available at: www.cdc.gov/mmwr/preview/mmwrhtml/00046181.htm.
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Model California Ordinance Regulating Smoking in Outdoor Areas—page 7
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WHEREAS, cigarette butts are a major and persistent source of litter, as evidenced by the
following:
• It is estimated that over two billion cigarette butts are discarded every day worldwide,
and that Americans alone discard more than 175 million pounds of cigarette butts
every year;27
• Cigarette butts are often cast onto sidewalks and streets, and frequently end up in
storm drains that flow into streams, rivers, bays, lagoons and ultimately the ocean;
and
28
• Cigarette filters, made of plastic cellulose acetate, take approximately 15 years to
decompose;
and
29
and
WHEREAS, laws restricting the use of tobacco products have recognizable benefits to public
health and medical costs, as evidenced by the following:
• Cities with smokefree laws see an appreciable reduction in hospital admittances for
heart attacks in the months and years after such laws are passed;30
• Smoking bans help people reduce the number of cigarettes they smoke or quit
altogether;
and
31
• Strong smoking regulations for restaurants decrease the number of children who
transition from experimenting with smoking to becoming actual smokers;
and
32
and
WHEREAS, creating smokefree areas helps protect the health of the 86.7% of Californians
who are nonsmokers;33
and
WHEREAS, society is becoming less tolerant and less accepting of cigarette smoking, as
evidenced by the following,
• A 2008 survey of California voters found that 75% thought that secondhand smoke is
harmful, 64% were bothered by secondhand smoke, and 73% support laws restricting
27 Surfrider Foundation, San Diego Chapter, Hold on to Your Butt, www.surfridersd.org/hotyb.php.
28 Surfrider Foundation, San Diego Chapter, Hold on to Your Butt, www.surfridersd.org/hotyb.php.
29 Surfrider Foundation, San Diego Chapter, Hold on to Your Butt, www.surfridersd.org/hotyb.php.
30 US Department of Health and Human Services, Centers for Disease Control and Prevention. “Reduced
Hospitalizations for Acute Myorcardial Infarction After Implementation of a Smoke-Free Ordinance – City of
Pueblo, Colorado, 2002 – 2006.” Morbidity and Mortality Weekly Report, 57(51&52): 1373-1377, 2009.
Available at: www.cdc.gov/mmwr/preview/mmwrhtml/mm5751a1.htm; Glantz SA. “Meta-Analysis of the Effects
of Smokefree Laws on Acute Myocardial Infarction: An Update.” Preventive Medicine, 47(4): 452-453, 2008.
31 Neighmond P. “Smoking Bans Help People Quit, Research Shows.” National Public Radio, October 25, 2007.
Available at: www.npr.org/templates/story/story.php?storyId=15610995.
32 Siegel M, Albers AB, Cheng DM, et al. “Local Restaurant Smoking Regulations and the Adolescent Smoking
Initiation Process: Results of a Multilevel Contexual Analysis Among Massachusetts Youth.” Archives of
Pediatrics and Adolescent Medicine, 162(5): 477-483, 2008. Available at: http://archpedi.ama-
assn.org/cgi/reprint/162/5/477.pdf.
33 Hong M, Barnes RL and Glantz SA. Tobacco Control in California 2003-2007: Missed Opportunities. San
Francisco: Center for Tobacco Control Research and Education, 2007, p. 9. Available at:
http://repositories.cdlib.org/cgi/viewcontent.cgi?article=1074&context=ctcre.
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smoking in outdoor public places;34
• People living in cities with strong smokefree air laws are more likely to believe
smoking is not acceptable and that smokers should attempt to quit smoking;
and
35
• As of 2008, there are 187 California cities and counties with local laws restricting
smoking in at least one outdoor area;
and
36
and
WHEREAS, state law prohibits smoking within 25 feet of playgrounds and tot lots and
expressly authorizes local communities to enact additional restrictions;37 and state law prohibits
smoking within 20 feet of entryways and operable windows of government buildings;38
and
WHEREAS, there is no Constitutional right to smoke;39
NOW THEREFORE, it is the intent of the [ City Council / County Board of Supervisors ], in
enacting this ordinance, to provide for the public health, safety, and welfare by discouraging the
inherently dangerous behavior of smoking [ and tobacco use ] around non-tobacco users,
especially children; by protecting the public from exposure to secondhand smoke where they
live, work, and play; by reducing the potential for children to wrongly associate smoking [ and
tobacco use ] with a healthy lifestyle; and by affirming and promoting a healthy environment in
and around the [ City’s / County’s ] outdoor places.
SECTION II. [ Article
/ Chapter ] of the [ ____ ] Municipal Code is hereby amended to read
as follows:
Sec. [ ____ (*1) ]. DEFINITIONS. The following words and phrases, whenever used in this
[ article
/ chapter ] shall have the meanings defined in this section unless the context clearly
requires otherwise:
(a) “Business” means any sole proprietorship, partnership, joint venture, corporation,
association, or other entity formed for profit-making purposes.
(b) “Common Area” means every Unenclosed Area of a Multi-Unit Residence that
residents of more than one Unit of that Multi-Unit Residence are entitled to enter or use,
including, for example, paths, courtyards, playgrounds, swimming pools, parking lots, and
picnic areas.
34 Goodwin Simon Victoria Research. Study of California Voters’ Attitudes About Secondhand Smoke Exposure.
Sacramento: Center for Tobacco Policy & Organizing, 2008, p. 1-3. Available at:
www.center4tobaccopolicy.org/_files/_files/Results%20of%20SHS%20Poll%20November%202008.pdf.
35 Indiana University. News Release, Indiana University Research at American Public Health Association Meeting.
October 27, 2008. Available at: http://newsinfo.iu.edu/tips/page/normal/9085.html#3.
36 California Clean Air Project, California Secondhand Smoke Policy Database,
http://ccap.etr.org/index.cfm?fuseaction=policydb.home.
37 Cal. Health & Safety Code § 104495 (West 2008).
38 Cal. Gov’t Code § 7597 (West 2008).
39 Public Health Law & Policy, Technical Assistance Legal Center. There Is No Constitutional Right to Smoke. 2005.
Available at: http://talc.phlaw.org/pdf_files/0051.pdf.
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[ “Common Area” means every Enclosed Area or Unenclosed Area of a Multi-Unit
Residence that residents of more than one Unit of that Multi-Unit Residence are entitled to
enter or use, including, for example, halls and paths, lobbies and courtyards, elevators and
stairs, community rooms and playgrounds, gym facilities and swimming pools, parking
garages and parking lots, shared restrooms, shared laundry rooms, shared cooking areas, and
shared eating areas.
]
COMMENT: If you would like to prohibit Smoking in all
Common Areas of Multi-Unit Residences, indoors and
out, you can use the bracketed alternative language for
this definition. If you choose this option, please contact
TALC for assistance in editing Section [_____(*2)] of this
ordinance for internal consistency, i.e., ensuring that the
title and relevant subsections appropriately reference
Enclosed and/or Unenclosed Areas.
Note that California Labor Code section 6404.5 (the state
smokefree workplace law) may already prohibit Smoking
in indoor Common Areas if the Multi-Unit Residence has
Employees, such as maintenance workers, property
managers, or others who work on-site.
The definition of Common Area does not include
balconies, patios, or decks of individual Units because
these are not shared areas.
(c) “Dining Area” means any area, including streets and sidewalks, which is available
to or customarily used by the general public or an Employee, and which is designed,
established, or regularly used for consuming food or drink.
COMMENT: This definition covers all Dining Areas, indoors
and out, but Section [____(*2)(a)] of this Model
Ordinance prohibits Smoking only in outdoor Dining
Areas. Smoking in indoor Dining Areas is already
prohibited by state law (Labor Code section 6404.5) and
possibly by your community’s local ordinances.
(d) “Employee” means any Person who is employed or retained as an independent
contractor by any Employer or Nonprofit Entity in consideration for direct or indirect
monetary wages or profit, or any Person who volunteers his or her services for an Employer
or Nonprofit Entity.
COMMENT: This definition makes clear that volunteers
and independent contractors are Employees for
purposes of this section.
(e) “Employer” means any Business or Nonprofit Entity that retains the service of one
or more Employees.
(f) “Enclosed Area” means an area in which outside air cannot circulate freely to all
parts of the area, and includes an area that has:
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(1) any type of overhead cover whether or not that cover includes vents or other
openings and at least [ three (3)
] walls or other vertical boundaries of any
height whether or not those boundaries include vents or other openings; or
(2) [ four (4) ] walls or other vertical boundaries that exceed [ six (6)
] feet in
height whether or not those boundaries include vents or other openings.
COMMENT: This definition describes “enclosed” places
that are not covered by the prohibitions in this ordinance.
(The definition of Unenclosed Area includes all areas
that are not Enclosed Areas.) This definition is narrow so
that most areas will be considered Unenclosed Areas
and therefore subject to this ordinance.
The number of walls and the height threshold can be
customized to meet the needs of your community, and
changing these numbers will affect the scope of the
ordinance. Reducing the number of walls in this definition
would broaden the definition of Enclosed Area, which
would result in narrowing the definition of Unenclosed
Area, thereby limiting the scope of the outdoor Smoking
restrictions in this ordinance.
An area that is partially covered by anything would be
analyzed under subparagraph (1), whereas only areas
that are totally uncovered would be analyzed under
subparagraph (2). It can be difficult to apply Labor Code
section 6404.5 to areas that are surrounded by lattice,
hedges, and other nonsolid structures. For purposes of
this ordinance any vertical boundary, regardless of
composition, constitutes an “other vertical boundary” for
application of this definition.
NOTE: If the Municipal Code already has Smoking
restrictions, it may contain a definition of “enclosed.”
Review the Code and make any necessary modification
to existing definitions and/or operative provisions to
ensure consistency with the new definition.
(g) “Multi-Unit Residence” means property containing two (2) or more Units [
, except
the following specifically excluded types of housing:
(1) a hotel or motel that meets the requirements set forth in California Civil Code
section 1940(b)(2);
(2) a mobile home park;
(3) a campground;
(4) a marina or port;
(5) a single-family home;
(6) a single-family home with a detached or attached in-law or second unit when
permitted pursuant to California Government Code sections 65852.1, 65852.150,
65852.2 or an ordinance of the [ City / County ] adopted pursuant to those sections;
and
(7) ____ ] .
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COMMENT: This definition is intended to be used in
conjunction with the definition of Unit in this Model
Ordinance, which makes clear that this term is limited to
dwelling spaces.
Because the definition of Unit is so broad and includes all
types of dwelling places—from rooms in a hotel to tents
at a campground—a community may want to limit the
types of dwelling places covered by this Model
Ordinance. The optional language provides examples of
the types of exceptions that communities are likely to
consider.
Note that the definition of Multi-Unit Residence without
any exemptions would include the following types of
dwelling places: apartments, condominiums,
townhomes, co-ops, and co-housing; affordable housing
(for seniors, for disabled tenants, for Section 8, etc.);
long-term health care facilities, assisted living facilities,
hospitals, and family support facilities; hotels, motels,
single room occupancy (“SRO”) facilities, dormitories,
and homeless shelters; mobile home parks,
campgrounds, marinas, and ports; single-family homes
and single-family homes with an in-law unit.
(h) “Nonprofit Entity” means any entity that meets the requirements of California
Corporations Code section 5003 as well as any corporation, unincorporated association or
other entity created for charitable, religious, philanthropic, educational, political, social or
similar purposes, the net proceeds of which are committed to the promotion of the objectives
or purposes of the entity and not to private gain. A government agency is not a Nonprofit
Entity within the meaning of this [ article
/ chapter ].
COMMENT: This definition is broader than the IRS
designation of a nonprofit organization in order to cover
more informal groups and associations.
(i) “Person” means any natural person, Business, cooperative association, Nonprofit
Entity, personal representative, receiver, trustee, assignee, or any other legal entity including
government agencies.
COMMENT: The Municipal Code may contain a definition
of “person”; review any existing definition of “person” in
the Municipal Code to determine whether to include this
definition in your ordinance.
This definition incorporates all entities defined as a
Business in this ordinance. In addition, it includes the
City and County.
(j) “Place of Employment” means any area under the legal or de facto control of an
Employer, that an Employee or the general public may have cause to enter in the normal
course of the operations, regardless of the hours of operation.
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COMMENT: This definition is broad enough to cover all
areas of a workplace, indoors and out. Section [
____(*2)(a)] of this Model Ordinance prohibits Smoking
only in the Unenclosed Areas of workplaces; if your
community also wants to restrict Smoking in indoor
workplaces exempted by the state smokefree workplace
law (e.g., retail tobacco shops, warehouses, hotel
lobbies, etc.) please contact TALC for assistance.
(k) “Public Place” means any place, publicly or privately owned, which is open to the
general public regardless of any fee or age requirement.
COMMENT: This is a very broad definition and is intended
as a “catch-all” to include all public areas that do not fall
within any other definition in this Model Ordinance.
This definition includes all Public Places, indoors and
out, but Section [____(*2)(a)] of this Model Ordinance
prohibits Smoking only in outdoor Public Places.
This definition is also broad enough to include all streets
and sidewalks, even when they are not being used as an
event site or to provide a service to the public. Section
[____(*2(a)(6)] contains optional language that can be
used to exclude streets and sidewalks from most
Smoking restrictions.
(l) “Reasonable Distance” means a distance of [ twenty-five (25
) ] feet in any direction
from an area in which Smoking is prohibited.
COMMENT: The number of feet constituting Reasonable
Distance can be changed to ensure a sufficient buffer
from drifting Smoke.
(m) “Recreational Area” means any area [ , including streets and sidewalks, ] that is [
publicly or privately owned / owned or operated by the [ City / County of ______
] ] and
open to the general public for recreational purposes, regardless of any fee or age requirement.
The term “Recreational Area” includes but is not limited to parks, picnic areas, playgrounds,
sports fields, golf courses, walking paths, gardens, hiking trails, bike paths, horseback riding
trails, swimming pools, roller- and ice-skating rinks, skateboard parks, amusement parks, and
beaches.
COMMENT: This definition can apply to all recreational
areas that are open to the general public, whether on
public or private land. If the community wants to limit the
reach of the ordinance to only include publicly owned or
operated recreational facilities, then select the phrase
“owned or operated by the City / County of ____”.
This definition can also be expanded to encompass
streets and sidewalks that are used as Recreational
Areas by adding the optional bracketed language
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“including streets and sidewalks”.
This definition includes all Recreational Areas, indoors
and out, but Section [____(*2)(a)] of this Model
Ordinance prohibits Smoking only in outdoor
Recreational Areas.
This definition includes beaches, which is not defined in
this Model Ordinance. If you would like to include a
separate, more specific definition of the term “beach,”
please see the definition included in TALC’s “Model
California Ordinance Regulating Smoking and Tobacco
Use on Beaches,” available on TALC’s website at
www.phlpnet.org.
(n) “Service Area” means any publicly or privately owned area, including streets and
sidewalks, that is designed to be used or is regularly used by one or more Persons to receive a
service, wait to receive a service or to make a transaction, whether or not such service or
transaction includes the exchange of money. The term “Service Area” includes but is not
limited to information kiosks, automatic teller machines (ATMs), ticket lines, bus stops or
shelters, mobile vendor lines or cab stands.
COMMENT: This definition includes all Service Areas,
indoors and out, but Section [____(*2)(a)] of this Model
Ordinance prohibits Smoking only in outdoor Service
Areas.
(o) “Smoke” means the gases and particles released into the air by combustion when
the apparent or usual purpose of the combustion is human inhalation of the resulting
combustion products, such as, for example, tobacco smoke, marijuana smoke, and crack
cocaine smoke, except when the combusting material contains no tobacco and the purpose of
inhalation is solely olfactory, such as, for example, smoke from incense.
COMMENT: This is a special definition that is more limited
than the common understanding of what “smoke” is. For
example, smoke from a fireplace or a barbeque grill is
not “Smoke” for the purposes of this ordinance because
the smoke generated by those activities is not produced
for the purpose of inhaling it. The limitation placed on
“Smoke” by this definition is important to avoid
unintended consequences, such as inadvertently
prohibiting the burning of incense.
This definition includes marijuana, but Smoking
marijuana for medical purposes can be excluded from
the prohibitions of this ordinance should a community
decide to do so. Please contact TALC for assistance in
drafting a medical marijuana exception.
(p) “Smoking” means engaging in an act that generates Smoke, such as, for example:
possessing a lighted pipe, a lighted hookah pipe, a lighted cigar, or a lighted cigarette of any
kind; or lighting a pipe, a hookah pipe, a cigar, or a cigarette of any kind.
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COMMENT: This definition includes marijuana, but
Smoking marijuana for medical purposes can be
excluded from the prohibitions of this ordinance in some
circumstances; please contact TALC for assistance.
(q) “Tobacco Product” means any substance containing tobacco leaf, and any product
or formulation of matter containing biologically active amounts of nicotine that is
manufactured, sold, offered for sale, or otherwise distributed with the expectation that the
product or matter will be introduced into the human body, but does not include any cessation
product specifically approved by the United States Food and Drug Administration for use in
treating nicotine or tobacco dependence.
COMMENT: This definition is written broadly to include
nontraditional tobacco and nicotine products such as
nicotine water and nicotine lollipops, but without
interfering with the FDA’s mission of approving products
intended to benefit public health, such as nicotine
patches and other nicotine cessation products.
(r) “Unenclosed Area” means any area that is not an Enclosed Area.
COMMENT: This definition establishes the scope of the
ordinance very broadly, and includes all areas that are
not defined as Enclosed Areas.
(s) “Unit” means a personal dwelling space, even where lacking cooking facilities or
private plumbing facilities, and includes any associated exclusive-use Enclosed Area or
Unenclosed Area, such as, for example, a private balcony, porch, deck, or patio. “Unit”
includes but is not limited to an apartment; a condominium; a townhouse; a room in a long-
term health care facility, assisted living facility, or hospital; a hotel or motel room; a room in
a single room occupancy (“SRO”) facility; a room in a homeless shelter; a mobile home; a
camper vehicle or tent; a single-family home; and an in-law or second unit.
COMMENT: This definition is intentionally extremely broad.
It is designed to capture all conceivable “dwelling
spaces” as the examples illustrate. However, because of
the way that this model ordinance is designed, any
limitations on the types of housing covered by the
ordinance should be added to the defined term “Multi-
Unit Residence” and not here. For example, some
“mobile homes” in mobile home parks may be included
in this definition and even cited in the examples, but
nevertheless, “mobile homes” can be specifically
excluded from the ordinance under the definition of
“Multi-Unit Residence.”
Sec. [ ____ (*2) ]. PROHIBITION OF SMOKING [ AND TOBACCO PRODUCT USE
]
IN UNENCLOSED AREAS
COMMENT: If a community wants to prohibit the use of all
Tobacco Products in addition to Smoking, then include
the optional bracketed text referring to the use of
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Tobacco Products each time it is referenced in the
ordinance.
(a) Smoking [ and the use of Tobacco Products ] is prohibited in the Unenclosed Areas of
the following places within the [ City / County of ____ ], except places where Smoking [ or
the use of Tobacco Products
] is already prohibited by state or federal law, in which case
those laws apply:
COMMENT: The “except places where …” language
avoids potential preemption issues by making clear that
the local ordinance is not duplicative of existing law but
rather “fills in” gaps in existing state or federal law.
(1) Recreational Areas;
(2) Service Areas;
(3) Dining Areas;
(4) Places of Employment;
(5) Common Areas [
, provided that a Person with legal control over a Common Area
may designate a portion of the Unenclosed Area of the Common Area as a designated
Smoking area if the area meets all of the following criteria:
COMMENT: The bracketed optional language would permit
landlords or property managers, for example, to locate a
designated Smoking area in the outdoor portion of the
Common Area of a Multi-Unit Residence. By allowing for
an outdoor Smoking area, residents will have a place to
go where they will not expose their family members or
other residents to Smoke.
(a) the area must be located a Reasonable Distance from any Unit or
Enclosed Area where Smoking is prohibited by this [ article / chapter ] or
other law; by binding agreement relating to the ownership, occupancy, or use
of real property; or by designation of a Person with legal control over the
property. In the case of a nonsmoking area created by agreement or
designation, this provision does not apply unless the Person designating the
Smoking area has actual knowledge of, or has been given notice of, the
agreement or designation. A designated Smoking area may require
modification or elimination as laws change, as binding agreements are created,
and as nonsmoking areas on neighboring property are established.
COMMENT: This clause limits where a Smoking area can
be located in order to prevent drifting Smoke from
entering smokefree areas. As written, it includes areas
on neighboring property that are designated as
nonsmoking by contract (e.g., a smokefree lease term
for a rental unit next to, but not a part of, the Multi-Unit
Residence) and areas on neighboring property
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designated by a property owner or lessee as nonsmoking
(e.g., a neighboring business).
(b) the area must not include, and must be a Reasonable Distance from,
Unenclosed Areas primarily used by children and Unenclosed Areas with
improvements that facilitate physical activity including, for example,
playgrounds, tennis courts, swimming pools, school campuses, and sandboxes;
(c) the area must be no more than [ ten percent (10%) ]
of the total
Unenclosed Area of the Multi-Unit Residence for which it is designated;
(d) the area must have a clearly marked perimeter;
(e) the area must be identified by conspicuous signs;
(f) the area must be completely within an Unenclosed Area; and
(g) the area must not overlap with any Enclosed or Unenclosed Area in
which Smoking is otherwise prohibited by this [ article / chapter ] or other
provisions of this Code, state law, or federal law
]; and
(6) Other Public Places [ , when being used for a public event, including a farmers’
market, parade, craft fair, festival, or any other event which may be attended by the
general public
/ , provided that Smoking is permitted on streets and sidewalks being used
in a traditional capacity as pedestrian or vehicular thoroughfares, unless otherwise
prohibited by this [ article / chapter ] or other law ].
COMMENT: This is a very broad restriction, which can
capture all Public Places that are not otherwise
specifically defined in the ordinance. If your community
would like to limit the Smoking restrictions to Public
Places that are being used as a public event site, include
the single-underlined
optional language. Your community
may wish to tailor the public event description in this
section to include and/or cross-reference any existing
local permit ordinance requirements.
This definition of Public Place is also broad enough to
cover streets and sidewalks, even when those areas are
not used as an event site or to provide a service to the
public. If your community does want such a broad
restriction, include the double-underlined optional
language. Regardless of which option you include in your
ordinance, Smoking on some streets and sidewalks will
be restricted by the ordinance if they are within the
Reasonable Distance requirement or subject to another
nonsmoking law.
If you would like to further customize the Smoking
restrictions in your community (such as restricting
Smoking in certain commercial districts or establishing
“smokers’ areas”), appropriate language can be included
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in this subsection. Please contact TALC for assistance in
drafting language to fit the needs of your community.
(b) Nothing in this [ article / chapter ] prohibits any Person, Employer, or Nonprofit
Entity with legal control over any property from prohibiting Smoking [ and Tobacco Product
use ] on any part of such property, even if Smoking [ or the use of Tobacco Products
] is not
otherwise prohibited in that area.
[(c) The Director of [ ] or his/her designee shall engage in an ongoing educational
program to explain and clarify the purposes and requirements of this [ article / chapter ], as
well as providing guidance to Persons, Employers, and Nonprofit Entities about compliance.
However, lack of such education shall not be a defense to a violation of this [ article
/ chapter
]. ]
COMMENT: This optional provision would require that the
city or county provide education to those affected by this
ordinance. You should identify which government official
should be in charge of this program.
Sec. [ ____ (*3) ]. REASONABLE SMOKING DISTANCE REQUIRED
(a) Smoking in all Unenclosed Areas shall be prohibited within a Reasonable Distance
from any doorway, window, opening, crack, or vent into an Enclosed Area in which Smoking
is prohibited, except while actively passing on the way to another destination and provided
Smoke does not enter any Enclosed Area in which Smoking is prohibited.
COMMENT: This creates a buffer zone around Enclosed
smokefree areas, allowing Smoking only if passing
through the zone.
(b) Smoking in Unenclosed Areas shall be prohibited within a Reasonable Distance from
any Unenclosed Areas in which Smoking is prohibited under Sec. [ ____ (*2) ] of this
[ article
/ chapter ], except while actively passing on the way to another destination and
provided Smoke does not enter any Unenclosed Area in which Smoking is prohibited.
[ (c) The prohibitions in subdivisions (a) and (b) shall not apply to Unenclosed Areas of
private residential properties that are not Multi-Unit Residences.
]
COMMENT: Subsection (c) is optional; include it if you
want to allow Smoking on private residential property that
is located within the Reasonable Distance parameters.
As written, subsections (a) and (b) would prohibit
Smoking on private residential property, other than multi-
unit housing, within twenty-five feet of an area in which
Smoking is prohibited. For example, if a backyard of a
private home abutted an area where Smoking is
prohibited, subections (a) and (b) will prohibit Smoking in
that private backyard.
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Sec. [ ____ (*4) ]. OTHER REQUIREMENTS AND PROHIBITIONS
(a) No Person, Employer, or Nonprofit Entity shall knowingly permit Smoking [ or the
use of Tobacco Products ] in an area which is under the legal or de facto control of the
Person, Employer or Nonprofit Entity and in which Smoking [ or the use of Tobacco
Products
] is prohibited by law, unless otherwise required by state or federal law.
COMMENT: This provision makes anyone who is in control
of an area responsible for any Smoking done in violation
of this and other no-smoking laws. Thus, enforcement
actions can be taken against a Business, landlord,
Employer, or Nonprofit Entity, in addition to the individual
tobacco user, if they knowingly break the law.
(b) No Person, Employer, or Nonprofit Entity shall knowingly or intentionally permit the
presence or placement of ash receptacles, such as, for example, ash trays or ash cans, within
an area under the legal or de facto control of the Person, Employer or Nonprofit Entity and in
which Smoking [ or the use of Tobacco Products ] is prohibited by law, including, without
limitation, within a Reasonable Distance required by this [ article / chapter ] from any area in
which Smoking [ or the use of Tobacco Products ] is prohibited. Notwithstanding the
foregoing, the presence of ash receptacles in violation of this subsection shall not be a
defense to a charge of Smoking [ or the use of Tobacco Products ] in violation of any
provision of this [ article
/ chapter ].
(c) No Person shall dispose of used Smoking or Tobacco Product waste within the
boundaries of an area in which Smoking is prohibited, including inside the perimeter of any
Reasonable Distance required by this [ article
/ chapter ].
(d) A Person, Employer, or Nonprofit Entity that has legal or de facto control of an
Unenclosed Area in which Smoking [ or the use of Tobacco Products ] is prohibited by this
[ article / chapter ] shall post a clear, conspicuous and unambiguous “No Smoking” [ or No
Use of Tobacco Products ] or “Smokefree” [ or “Tobacco-Free” ] sign at each point of ingress
to the area, and in at least one other conspicuous point within the area. The signs shall have
letters of no less than one inch in height and shall include the international “No Smoking”
symbol (consisting of a pictorial representation of a burning cigarette enclosed in a red circle
with a red bar across it). Signs posted on the exterior of buildings to comply with this section
shall include the Reasonable Distance requirement set forth in Sec. [ ___ (*3) ]. [ At least one
sign with the [ City / County ] phone number where complaints can be directed must be
conspicuously posted in each place in which Smoking is prohibited. ] For purposes of this
section, the City Manager or his/her designee shall be responsible for the posting of signs in
regulated facilities owned or leased in whole or in part by the [ City / County ].
Notwithstanding this provision, the presence or absence of signs shall not be a defense to a
charge of Smoking [ or the use of Tobacco Products ] in violation of any other provision of
this [ article
/ chapter ].
COMMENT: Communities concerned about enforcement,
and with the funds to print local signs, may wish to
include the bracketed sentence, which requires signs to
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have the phone number for complaints. Note that this will
be more expensive than using standard signs.
(e) No Person, Employer, or Nonprofit Entity shall intimidate, threaten any reprisal, or
effect any reprisal, for the purpose of retaliating against another Person who seeks to attain
compliance with this [ article
/ chapter ].
(f) Each instance of Smoking [ or Tobacco Product use ] in violation of this [ article /
chapter ] shall constitute a separate violation. For violations other than for Smoking, each day
of a continuing violation of this [ article
/ chapter ] shall constitute a separate violation.
Sec. [ ____ (*5) ]. PENALTIES AND ENFORCEMENT.
(a) The remedies provided by this [ article
/ chapter ] are cumulative and in addition to
any other remedies available at law or in equity.
COMMENT: The following provisions are designed to offer
a variety of options to the drafter and to the enforcing
agency. Drafters may choose to include some or all of
these options. Once the ordinance is enacted, the
enforcing agency will have the discretion to choose
which enforcement tools to use. As a practical matter,
these enforcement options would not be applied
simultaneously, although multiple remedies might be
used against a particularly egregious violator over time.
(b) Each incident of Smoking [ or use of Tobacco Products ] in violation of this [ article /
chapter ] is an infraction subject to a [ one hundred dollar ($100) ] fine [ or otherwise
punishable pursuant to section ___ of this code ]. Other violations of this [ article / chapter ]
may, in the discretion of the [ City Prosecutor
/ District Attorney ], be prosecuted as
infractions or misdemeanors when the interests of justice so require. Enforcement of this
chapter shall be the responsibility of [ ____ ]. In addition, any peace officer or code
enforcement official also may enforce this chapter.
COMMENT: The first sentence establishes the penalty for
the core type of violation: Smoking where it is prohibited.
The fine amount can be modified but cannot exceed
$100 for a first infraction. It is separated from the main
enforcement provision that follows, so that law
enforcement officers can simply write a ticket for illegal
Smoking. The second sentence, sometimes called a
“wobbler,” affords the prosecuting attorney discretion
whether to pursue a violation as an infraction (like a
parking ticket) or a misdemeanor (a crime punishable by
up to a $1,000 fine and/or six months in County Jail).
Alternatively, violations can be set as either an infraction
or a misdemeanor in all circumstances. Misdemeanors
are more serious crimes for which a jury trial is available
to defendants. Fines and other criminal penalties are
established by the Penal Code and are typically reflected
in the general punishments provision of a local code.
88
Model California Ordinance Regulating Smoking in Outdoor Areas—page 20
Technical Assistance Legal Center—June 2009
This provision also designates a primary enforcement
agency, which is recommended, but remains flexible by
permitting any enforcement agency to enforce the law.
(c) Violations of this [ article / chapter ] are subject to a civil action brought by the [ City
/ County of ____ ], punishable by a civil fine not less than [ two hundred fifty dollars ($250) ]
and not exceeding [ one thousand dollars ($1,000)
] per violation.
COMMENT: This provision provides civil fines for violating
the ordinance. It requires that a traditional civil suit be
filed by the city or county (possibly in small claims court).
The fine amounts can be adjusted but cannot exceed
$1,000 per violation. See California Government Code
section 36901.
(d) Causing, permitting, aiding, abetting, or concealing a violation of any provision of this
[ article / chapter ] shall also constitute a violation of this [ article
/ chapter ].
COMMENT: This is standard language that is typically
included in a city or county code and may be omitted if
duplicative of existing code provisions.
(e) Any violation of this [ article
/ chapter ] is hereby declared to be a nuisance.
COMMENT: By expressly declaring that a violation of this
ordinance is a nuisance, this provision allows
enforcement of the ordinance by the city or county via
the administrative nuisance abatement procedures
commonly found in municipal codes.
Note that this declaration merely says that violating the
ordinance qualifies as a nuisance (e.g., when Smoking in
a Recreational Area, the violation is the nuisance, not the
Smoke). It is not the same thing as a local ordinance
declaring Smoke a nuisance. Please contact TALC for
more information on how a local ordinance can declare
that all nonconsensual exposure to secondhand smoke
is a nuisance.
(f) In addition to other remedies provided by this [ article / chapter ] or by other law, any
violation of this [ article / chapter ] may be remedied by a civil action brought by the [ City
Attorney
/ County Counsel ], including, but not limited to, administrative or judicial nuisance
abatement proceedings, civil or criminal code enforcement proceedings, and suits for
injunctive relief.
COMMENT: It is common to provide that the local
government’s lawyers may go to court to seek
injunctions and other penalties in addition to fines. The
express provision for injunctive relief lowers the showing
required to obtain a preliminary or permanent injunction
as described in IT Corp. v. County of Imperial, 35 Cal. 3d
63 (1983).
89
Model California Ordinance Regulating Smoking in Outdoor Areas—page 21
Technical Assistance Legal Center—June 2009
A public agency should think carefully about the
nuisance abatement procedure it chooses in enforcing
this ordinance after it is adopted. A local government
may provide for treble damages for the second or
subsequent nuisance abatement judgment within a two-
year period, as long as the ordinance is enacted
pursuant to Government Code section 38773.5. See
Government Code section 38773.7. Treble damages are
not available, however, under the alternative nuisance
abatement procedures in Government Code
section 38773.1 (nuisance abatement liens) and Health
& Safety Code section 17980 (abatement of substandard
buildings). Government Code section 38773.7
(authorizing treble damages) establishes a procedure for
nuisance abatement where the cost of the abatement
can be collected via the property tax roll as a special
assessment against the property on which the violation
occurs.
[ (g) Except as otherwise provided, enforcement of this [ article / chapter ] is at the sole
discretion of the [ City / County ]. Nothing in this [ article / chapter ] shall create a right of
action in any Person against the [ City / County ] or its agents to compel public enforcement
of this [ article / chapter ] against private parties.
]
COMMENT: This is an optional provision, which makes
clear that a City or County cannot be liable to any Person
for failure to enforce the Smoking restrictions in this
ordinance.
(h) Any Person acting for the interests of itself, its members, or the general public may
bring a civil action to enjoin a violation of this [ article / chapter ] by a landlord, Employer,
Business, or Nonprofit Entity or to enjoin repeat violations of this [ article
/ chapter ] by an
individual.
COMMENT: This provision enables private citizens to go to
court to seek compliance with the ordinance through an
injunction (a court order to do or not do something).
Money damages are not an available remedy. Because
an injunction is the only remedy available, small claims
court is not an appropriate venue for filing a lawsuit
under this provision.
Note that while a landlord, Employer, Business, or
Nonprofit Entity may be sued for one violation of this
ordinance, an individual can be sued only for repeat
violations. This limitation is intended to address concerns
about the potential for abusive lawsuits.
SECTION III. STATUTORY CONSTRUCTION & SEVERABILITY. It is the intent of
the [ City Council / Board of Supervisors ] of the [ City / County ] of [ ____ ] to supplement
applicable state and federal law and not to duplicate or contradict such law and this ordinance
shall be construed consistently with that intention. If any section, subsection, subdivision,
paragraph, sentence, clause or phrase of this ordinance, or its application to any person or
90
Model California Ordinance Regulating Smoking in Outdoor Areas—page 22
Technical Assistance Legal Center—June 2009
circumstance, is for any reason held to be invalid or unenforceable, such invalidity or
unenforceability shall not affect the validity or enforceability of the remaining sections,
subsections, subdivisions, paragraphs, sentences, clauses or phrases of this ordinance, or its
application to any other person or circumstance. The [ City Council / Board of Supervisors ] of
the [ City
/ County ] of [ ____ ] hereby declares that it would have adopted each section,
subsection, subdivision, paragraph, sentence, clause or phrase hereof independently, irrespective
of the fact that any one or more other sections, subsections, subdivisions, paragraphs, sentences,
clauses or phrases hereof be declared invalid or unenforceable.
COMMENT: This is standard language.
91
Fast Facts
Morbidity and Mortality Related to Tobacco Use
Worldwide, tobacco use causes more than 5 million deaths per year.1
Current trends show that tobacco use will cause more than 8 million deaths annually by 2030.1
Cigarette smoking is the leading preventable cause of death in the United States.2
In the United States, cigarette smoking is responsible for about one in five deaths annually, or
about 443,000 deaths per year.3
An estimated 49,000 of these deaths are the result of secondhand smoke exposure.3
On average, smokers die 13 to 14 years earlier than nonsmokers.2
For every person who dies of a smoking-related disease, 20 more people suffer with at least
one serious illness from smoking.4
Cigarette smoking increases the length of time that people live with a disability by about 2
years.5
Tobacco-Related Costs and Expenditure in the United
States
Annually, cigarette smoking costs more than $193 billion ($97 billion in lost productivity and
$96 billion in health care expenditures).3
Health care costs associated with exposure to secondhand smoke average $10 billion
annually.6
In 2005, the latest year with available data, the cigarette industry spent almost $13.4 billion, or
more than $36 million per day, on advertising and promotional expenses.7
States spend less than 3% of the $24.9 billion available to them from tobacco excise taxes and
tobacco industry legal settlements on preventing and controlling tobacco use.8 Investing only
17% of these funds would allow every state tobacco control program to be funded at
CDC-recommended minimum levels.9
Tobacco Use in the United States
Approximately 19.8% of U.S. adults (43.4 million people) are current cigarette smokers.10
Prevalence of cigarette smoking is highest among American Indians/Alaska Natives (36.4%),
followed by African Americans (19.8%), whites (21.4%), Hispanics (13.3%), and Asians
Smoking and Tobacco Use :: Fact Sheet :: Fast Facts :: Office on Smoking...http://www.cdc.gov/tobacco/data_statistics/fact_sheets/fast_facts/index.htm
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92
[excluding Native Hawaiians and other Pacific Islanders](9.6%).10
In the United States, 20% of high school students are current cigarette smokers.11
Each day, about 1,100 persons younger than 18 years of age become regular smokers; that is,
they begin smoking on a daily basis.12
Among adult smokers, 70% report that they want to quit completely,13 and more than 40% try
to quit each year.9
References
World Health Organization. WHO Report on the Global Tobacco Epidemic, 2008
(http://www.who.int/tobacco/mpower/en/) (http://www.cdc.gov/Other/disclaimer.html) .
Geneva: World Health Organization; 2008 [accessed 2009 Mar 31].
1.
Centers for Disease Control and Prevention. Annual Smoking-Attributable Mortality,
Years of Potential Life Lost, and Productivity Losses—United States, 1995–1999
(http://www.cdc.gov/mmwr/preview/mmwrhtml/mm5114a2.htm) . Morbidity and
Mortality Weekly Report [serial online]. 2002;51(14):300–303 [accessed 2009 Mar 31].
2.
Centers for Disease Control and Prevention. Smoking-Attributable Mortality, Years of
Potential Life Lost, and Productivity Losses—United States, 2000–2004
(http://www.cdc.gov/mmwr/preview/mmwrhtml/mm5745a3.htm) . Morbidity and
Mortality Weekly Report [serial online]. 2008;57(45):1226–1228 [accessed 2009 Mar 31].
3.
Centers for Disease Control and Prevention. Cigarette Smoking-Attributable Morbidity
—United States, 2000 (http://www.cdc.gov/mmwr/preview/mmwrhtml
/mm5235a4.htm) . Morbidity and Mortality Weekly Report [serial online]. 2003;52(35)
[accessed 2009 Mar 31].
4.
Nusselder WJ, Looman CWN, Marang-van de Mheen PJ, van de Mheen H, Mackenbachet JP.
Smoking and the Compression of Morbidity. Journal of Epidemiology and Community
Health. 2000;54:566–74.
5.
Behan DF, Eriksen MP, Lin Y. Economic Effects of Environmental Tobacco Smoke
Report (http://www.soa.org/research/life/research-economic-effect.aspx)
(http://www.cdc.gov/Other/disclaimer.html) [paper on the Internet]. Schaumburg, IL: Society of
Actuaries; 2005 [accessed 2009 Mar 31].
6.
Federal Trade Commission. Cigarette Report for 2004 and 2005 (http://www.ftc.gov
/reports/tobacco/2007cigarette2004-2005.pdf) (http://www.cdc.gov/Other
/disclaimer.html) (PDF–880 KB). Washington, DC: Federal Trade Commission; 2007
[accessed 2009 Mar 31].
7.
Campaign for Tobacco Free Kids. A Broken Promise to Our Children: The 1998 State
Tobacco Settlement Nine Years Later (http://tobaccofreekids.org/reports/settlements
/2008/fullreport.pdf) (http://www.cdc.gov/Other/disclaimer.html) (PDF–1.82 MB).
Washington, DC: Campaign for Tobacco Free Kids; 2007 [updated 2007 Dec 12; accessed 2009
Mar 31].
8.
Centers for Disease Control and Prevention. Best Practices for Comprehensive Tobacco
Control Programs—2007 (/tobacco/stateandcommunity/best_practices/index.htm) .
Atlanta: U.S. Department of Health and Human Services, Centers for Disease Control and
Prevention, National Center for Chronic Disease Prevention and Health Promotion, Office on
Smoking and Health; October 2007. [accessed 2009 Mar 31].
9.
Centers for Disease Control and Prevention. Cigarette Smoking Among Adults—United
States, 2007 (http://www.cdc.gov/mmwr/preview/mmwrhtml/mm5745a2.htm) .
Morbidity and Mortality Weekly Report [serial online]. 2008;57(45):1221–1226 [accessed 2009
Mar 31].
10.
Centers for Disease Control and Prevention. Cigarette Use Among High School Students11.
Smoking and Tobacco Use :: Fact Sheet :: Fast Facts :: Office on Smoking...http://www.cdc.gov/tobacco/data_statistics/fact_sheets/fast_facts/index.htm
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93
Page last reviewed: May 29, 2009
Page last updated: May 29, 2009
Content source: Office on Smoking and Health, National Center for Chronic Disease Prevention and Health Promotion
Centers for Disease Control and Prevention 1600 Clifton Rd. Atlanta, GA 30333, USA
800-CDC-INFO (800-232-4636) TTY: (888) 232-6348, 24 Hours/Every Day -
cdcinfo@cdc.gov
—United States, 1991–2007 (http://www.cdc.gov/mmwr/preview/mmwrhtml
/mm5725a3.htm) . Morbidity and Mortality Weekly Report [serial online].
2008;57(25):689–691 [accessed 2009 Mar 31].
Substance Abuse and Mental Health Services Administration. Results from the 2006
National Survey on Drug Use and Health (http://oas.samhsa.gov/nsduh/2k6nsduh
/2k6results.pdf) (http://www.cdc.gov/Other/disclaimer.html) (PDF–1.41 MB): (Office of
Applied Studies, NSDUH Series H-32, DHHS Publication No. SMA 07–4293). Rockville, MD
[accessed 2009 Mar 31].
12.
Centers for Disease Control and Prevention. Cigarette Smoking Among Adults—United
States, 2000 (http://www.cdc.gov/mmwr/preview/mmwrhtml/mm5129a3.htm) .
Morbidity and Mortality Weekly Report [serial online]. 2002;51:642–5 [accessed 2009 Mar 31].
13.
Smoking and Tobacco Use :: Fact Sheet :: Fast Facts :: Office on Smoking...http://www.cdc.gov/tobacco/data_statistics/fact_sheets/fast_facts/index.htm
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SARATOGA CITY COUNCIL
MEETING DATE: October 6, 2010 AGENDA ITEM:
DEPARTMENT: Community Development CITY MANAGER: Dave Anderson
PREPARED BY: John F. Livingstone, AICP DIRECTOR: John F. Livingstone, AICP
SUBJECT: One Year Extension of Urgency Ordinance for Medical Marijuana
Dispensaries
RECOMMENDED ACTION:
Receive and approve this staff report regarding measures taken thus far to alleviate the condition
that led to adoption and first extension of the November 18, 2009 urgency ordinance for medical
marijuana dispensaries (MMDs) and adopt an ordinance extending the temporary moratorium on
the establishment of MMDs for one year.
BACKGROUND:
As reported in the November 18, 2009 Staff Report, the City of Saratoga has received several
inquiries from prospective MMD operators. The City of Saratoga’s Code does not specifically
address the regulation or location of medical marijuana dispensaries or list MMDs as a permitted
use or conditionally permitted use in any zoning district.
At the public hearing on November 18, 2009, the City Council heard testimony from the
Community Development Director and Captain Calderone of the Santa Clara County Sheriff’s
Office regarding adverse impacts associated with MMDs experienced by some local
jurisdictions, including increases in loitering, burglaries and robberies, and the resulting increases
in service calls to law enforcement. The City Council also heard testimony from interested
citizens in favor and opposed to the establishment of MMDs in the City.
After the public hearing, the Council approved an urgency ordinance adopting a 45-day
moratorium on the establishment of MMDs, in order to protect the public health, safety and
welfare and to provide the City time to determine whether to adopt an ordinance regulating the
location or operation of MMDs.
On December 16, 2009, a second public hearing was conducted extending the moratorium for ten
months and 15 days to November 17, 2010.
95
DISCUSSION:
The City may extend the interim moratorium on MMDs for an additional year, if the City follows
the procedures of Government Code § 65858(a) and (c), which require:
• Notice pursuant to Government Code § 65090.
• A public hearing to address the proposed extension.
• Approval of the extension by a four-fifths vote.
• Findings “that there is a current and immediate threat to the public health, safety, or
welfare, and that the approval of additional subdivision, use permits, variances, building
permits, or any other applicable entitlement for use which is required in order to comply
with the zoning ordinance would result in that threat to public health, safety, or welfare.”
In accordance with Government Code § 65090, notice of the public hearing to consider the
extension of the moratorium was published in the Saratoga News on September 21, 2010.
Since adoption of the urgency ordinance, staff has begun evaluating the City’s options for
regulating MMDs, as directed by the Council. Specifically, staff has commenced the following
measures to alleviate the conditions that led to the adoption of the interim ordinance:
• Consulting with the City Attorney regarding relevant state and federal case law on
medical marijuana dispensaries and legally appropriate rules and regulations addressing
medical marijuana dispensaries in the City;
• Reviewing secondary sources on medical marijuana dispensaries, including, but not
limited to, the California Attorney General’s August 2008 “Guidelines for the Security
and Non-Diversion of Marijuana Grown for Medical Use;”
• Collecting and reviewing medical marijuana dispensary ordinances from other California
municipalities;
• Researching laws and enactments in other states regarding medical marijuana;
• Researching operation of existing medical marijuana dispensaries in other municipalities
and counties; and
• Researching options of adopting a regulatory ordinance permitting the operation of
medical marijuana dispensaries or prohibiting the use.
Staff expects to continue these activities during the extension of the moratorium. In addition,
staff expects to prepare recommendations and related ordinances, staff reports and other
documentation, as necessary, for consideration by the City Council.
The City Attorney continues to monitor developments regarding legal issues that will help the
city understand the framework for legally appropriate regulation. In August, 2010, the Court of
Appeal for the Fourth District issued an opinion in Qualified Patients Ass’n v. City of Anaheim,
Case No. G040077. Qualified Patients involves a challenge by a medical marijuana dispensary
to a ban enacted by the City of Anaheim. The court of appeal held that the federal Controlled
Substances Act, 21 U.S.C. § 801 et seq.. does not preempt California state law decriminalizing
marijuana for medical purposes. However, the court declined to decide whether state law
preempts the City of Anaheim's ban on medical marijuana dispensaries, because it found the
issue was not directly presented by the appeal. In addition to Qualified Patients, several other
96
cases relevant to the issue of the scope of cities’ authority to regulate MMDs are making their
way through the state and federal courts. Accordingly, considerable legal uncertainty regarding
local regulation of medical marijuana still exists, and may be resolved during the extension of the
City’s moratorium.
In staff’s view, the current and immediate threat to the public health, safety and welfare described
in the November 18, 2009 staff report and by the Community Development Director and Captain
Calderone at the November 18, 2009 public hearing continue to exist. The City’s zoning code
does not contain regulations specifically addressed to MMDs, and without such regulations, any
approval of an MMD could conflict with the requirements of the General Plan, zoning ordinance,
forthcoming City regulations or state law, and result in irreversible land use incompatibility and
adverse impacts to City residents, patients and businesses.
The current moratorium will expire on November 17, 2010, unless the City Council adopts the
proposed ordinance extending the moratorium. Based upon the ongoing uncertainty regarding
the legal status of MMDs and their regulation by local governments, as well as evidence of the
continued threat to the public health, safety and welfare of unregulated establishment of MMDs
in the City, staff recommends that the City extend the temporary moratorium as authorized by
Government Code 65858.
ENVIRONMENTAL ASSESSMENT:
The proposed moratorium ordinance is exempt from review under the California Environmental
Quality Act (CEQA), pursuant to Sections 15060(c)(2), 15060(c)(3), and 15061(b)(3), because
the proposal will not result in a direct or reasonably foreseeable indirect physical change in the
environment, and only directs that a planning study be undertaken.
FISCAL IMPACT:
Instituting a study of medical marijuana dispensaries will require a significant commitment of
staff time. While funding this staff time will not require an additional appropriation, it will
require staff to adjust its priorities in working on other issues. The City Attorney has estimated
legal fees to advise staff during the study at approximately $7,000.00. Failure to adopt a
moratorium could require the commitment of additional police resources to deal with any
criminal issues associated with MMDs. Subsequent adoption of a licensing requirement could
increase staffing costs which could be offset by license fees.
FOLLOW UP ACTION:
This ordinance or a comprehensive summary thereof shall be published in a newspaper of general
circulation of the City of Saratoga within fifteen days after its adoption.
ADVERTISING, NOTICING AND PUBLIC CONTACT:
This item was posted as a City Council agenda item and was included in the packet made
available on the City’s web site in advance of the meeting. A copy of the agenda packet is also
made available at the Saratoga Branch Library each Monday in advance of the Council meeting
97
and residents may subscribe to the agenda on-line by opting in at www.saratoga.ca.us. Notice of
this meeting was published in the Saratoga News on September 21, 2010.
ATTACHMENTS:
1. November 18, 2009 Staff Report re: Adoption of Urgency Ordinance for Medical
Marijuana Dispensaries
2. December 16, 2009 Staff Report re: Extension of Urgency Ordinance for Medical
Marijuana Dispensaries
3. Urgency Ordinance Adopted November 18, 2009 and December 16, 2009
4. Proposed Urgency Ordinance Extension
98
Page 1 of 4
SARATOGA CITY COUNCIL
MEETING DATE: November 18, 2009 AGENDA ITEM:
DEPARTMENT: Community Development CITY MANAGER: Dave Anderson
PREPARED BY: John F. Livingstone, AICP DIRECTOR: John F. Livingstone, AICP
SUBJECT: Urgency Ordinance for Medical Marijuana Dispensaries
RECOMMENDED ACTION:
Adopt the proposed interim urgency ordinance placing a 45 day moratorium on the establishment
of medical marijuana dispensaries in order to provide the City of Saratoga with time to determine
whether to adopt an ordinance regulating the location or operation of medical marijuana
dispensaries.
BACKGROUND:
The City of Saratoga has received several inquiries from prospective medical marijuana
dispensary operators. The City of Saratoga’s Code does not specifically address the regulation or
location of medical marijuana dispensaries or list medical marijuana dispensaries as a permitted
use or conditionally permitted use in any zoning district.
In California, some cities that have permitted the establishment of medical marijuana
dispensaries have reported adverse impacts on public health, safety, and welfare, including an
increase in crimes such as loitering, illegal drug activity, burglaries, robberies and other criminal
activity within and around dispensaries, as well as increased pedestrian and vehicular traffic,
noise and parking violations. Some local jurisdictions also report that medical marijuana
dispensaries increase demands for police response, as well as maintenance of public streets and
sidewalks.
Therefore, staff is proposing the adoption of an interim urgency ordinance imposing a
moratorium on the approval, commencement, establishment of medical marijuana dispensaries
until such time staff is able to study the issue and present recommendations to the City Council.
DISCUSSION:
In November 1996, California voters enacted “The Compassionate Use Act of 1996,” also known
as Proposition 215, codified at Health and Safety Code Section 11362.5 et seq. Proposition 215
allows a person to cultivate and possess marijuana for medical purposes with a doctor’s
recommendation without violating certain state criminal laws regarding possession or cultivation
of marijuana.
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Page 2 of 4
In October 2003, the State Legislature adopted Senate Bill 420, the Medical Marijuana Program
Act, which, among other things, exempts from certain state criminal sanctions individuals
engaged in collective and cooperative cultivation of medical marijuana. The Medical Marijuana
Program Act went into effect on January 1, 2004.
In 2008, the California Attorney General issued guidelines regarding lawful operation of
cooperatives and collectives, including organizing under appropriate business forms, generating
no profits and complying with state tax law and local business license requirements. The
Attorney General advised that only dispensaries that comply with the recommendations in its
guidelines would be protected from criminal liability under existing state law.
The manufacture, distribution, or possession of marijuana is a federal criminal offense pursuant
to the federal Controlled Substances Act, 21 U.S.C. § 801 et seq. The Controlled Substances Act
may be enforced by federal authorities against persons possessing or using marijuana, regardless
of the protections offered by the Compassionate Use Act and Medical Marijuana Program Act.
However, earlier this year, the United States Attorney General announced his intention to ease
enforcement of the Controlled Substances Act against medical marijuana dispensaries, and the
United States Department of Justice recently issued a memorandum stating that federal resources
should not be focused on prosecution of individuals whose actions are in clear and unambiguous
compliance with existing state laws providing for medical use of marijuana.
The Compassionate Use Act, the Medical Marijuana Program Act and the recent
pronouncements from federal prosecutors, have fostered interest in the establishment of medical
marijuana dispensaries, including within the City of Saratoga and surrounding cities. Medical
marijuana dispensaries have been established throughout California and the Bay Area, including
in San Francisco, Oakland, and Santa Cruz. As a result of the presence of medical marijuana
dispensaries, some local agencies have reported increases in illegal drug activity, illegal drug
sales, robberies of persons leaving the dispensaries, loitering around dispensaries, falsely
obtained identification cards, and other criminal activity. Some local agencies also report
increased demands for police response, as well as maintenance of public streets and sidewalks, in
areas surrounding medical marijuana dispensaries.
The City of Saratoga currently does not have regulations regarding licensing for persons seeking
to establish a medical marijuana dispensary. Further, the City of Saratoga Municipal Code does
not specifically address the regulation or location of medical marijuana dispensaries, and a
medical marijuana dispensary is not a type of use which is specifically defined in the City of
Saratoga’s zoning code regulations. Based upon the experiences of other local jurisdictions and
the rapidly evolving law governing medical marijuana, staff recommends that the City adopt a
moratorium on medical marijuana dispensaries until staff has the opportunity to further study the
issue and advise the City Council regarding options for legally appropriate and effective
regulation. The scope of the study resulting from the moratorium may include, but not limited to,
the following:
1. Review processes used by other cities and counties when considering applications from
persons seeking to open and operate a medical marijuana dispensary;
100
Page 3 of 4
2. Determine whether to establish licensing and criminal background check processes for
proposed operators and employees of a medical marijuana dispensary;
3. Decide if licensing needs to be regularly renewed;
4. Determine in which zoning districts, if any, medical marijuana dispensaries might be
allowed to operate;
5. Decide whether to prohibit medical marijuana dispensaries from locating near schools or
other sensitive uses;
6. Decide whether medical marijuana dispensaries should be located a minimum distance
from other medical marijuana dispensaries;
7. Potential regulations regarding the operation, hours, security features, and other conditions
for the operation of medical marijuana dispensaries; and
9. Other related issues.
The adoption of a moratorium will give staff sufficient time to study this issue and prevent
medical marijuana dispensaries from locating in the City of Saratoga until proper procedures and
regulations are established.
Government Code Section 65858 allows a jurisdiction to adopt a zoning ordinance that prohibits
any uses that conflict with a contemplated zoning proposal that the City Council, Planning
Commission, or Planning Division is considering or studying or intends to study within a
reasonable time to protect the public safety, health, and welfare. The urgency ordinance requires
a four-fifths vote of the City Council for adoption and shall be effective for no more than 45
days. The City Council may further extend the urgency ordinance for 10 months and 15 days
after a noticed public hearing, and may subsequently extend the urgency ordinance for one
additional year. Ten days prior to the expiration of the ordinance, the City must issue a written
report describing the measures taken to alleviate the conditions which led to the adoption of the
ordinance.
Staff estimates that it will take 12 to 18 months to study issues related to medical marijuana
dispensaries; therefore, it is likely that staff will return to the City Council with a request for a
extension of the ordinance.
ENVIRONMENTAL ASSESSMENT:
The proposed moratorium ordinance is exempt from review under the California Environmental
Quality Act (CEQA), pursuant to Sections 15060(c)(2), 15060(c)(3), and 15601(b)(3), because
the proposal will not result in a direct or reasonably foreseeable indirect physical change in the
environment, and only directs that a planning study be undertaken.
FISCAL IMPACT:
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Page 4 of 4
Instituting a study of medical marijuana dispensaries will require a significant commitment of
staff time. While funding this staff time will not require an additional appropriation, it will
require staff to adjust its priorities in working on other issues. Failure to adopt a moratorium
could require the commitment of additional staff and police resources to deal with any criminal
issues associated with medical marijuana dispensaries. Subsequent adoption of a licensing
requirement could increase staffing costs which could be offset by license fees.
FOLLOW UP ACTION:
As directed.
ADVERTISING, NOTICING AND PUBLIC CONTACT:
Notice of this meeting was properly posted.
ATTACHMENTS:
1. Proposed Urgency Ordinance
102
Page 1 of 4
SARATOGA CITY COUNCIL
MEETING DATE: December 16, 2009 AGENDA ITEM:
DEPARTMENT: Community Development CITY MANAGER: Dave Anderson
PREPARED BY: John F. Livingstone, AICP DIRECTOR: John F. Livingstone, AICP
SUBJECT: Extension of Urgency Ordinance for Medical Marijuana Dispensaries
RECOMMENDED ACTION:
Receive and approve this staff report regarding measures taken thus far to alleviate the condition
that led to adoption of the November 18, 2009 urgency ordinance for medical marijuana
dispensaries (MMDs) and adopt an ordinance extending for ten months and 15 days the
temporary moratorium on the establishment of MMDs.
BACKGROUND:
As reported in the November 18, 2009 Staff Report, the City of Saratoga has received several
inquiries from prospective MMD operators. The City of Saratoga’s Code does not specifically
address the regulation or location of medical marijuana dispensaries or list MMDs as a permitted
use or conditionally permitted use in any zoning district.
At the public hearing on November 18, 2009, the City Council heard testimony from the
Community Development Director and Captain Calderone of the Santa Clara County Sheriff’s
Office regarding adverse impacts associated with MMDs experienced by some local
jurisdictions, including increases in loitering, burglaries and robberies, and attendant increases in
service calls to law enforcement. The City Council also heard testimony from interested citizens
in favor and opposed to the establishment of MMDs in the City.
After the public hearing, the Council approved an urgency ordinance adopting a 45-day
moratorium on the establishment of MMDs, in order to protect the public health, safety and
welfare and to provide the City time to determine whether to adopt an ordinance regulating the
location or operation of MMDs. The November 18, 2009 City Council Staff Report is attached
as Attachment 1, and the ordinance is attached as Attachment 2.
DISCUSSION:
The City may extend the interim moratorium on MMDs for ten months and 15 days, and
subsequently for an additional year, if the City follows the procedures of Government Code §
65858(a) and (c), which require:
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• Notice pursuant to Government Code § 65090.
• A public hearing to address the proposed extension.
• Approval of the extension by a four-fifths vote.
• Findings “that there is a current and immediate threat to the public health, safety, or
welfare, and that the approval of additional subdivision, use permits, variances, building
permits, or any other applicable entitlement for use which is required in order to comply
with the zoning ordinance would result in that threat to public health, safety, or welfare.”
In accordance with Government Code § 65090 notice of the public hearing to consider the
extension of the moratorium was published in the Saratoga News on December 1, 2009.
Since adoption of the urgency ordinance, staff has begun evaluating the City’s options for
regulating MMDs, as directed by the Council. Specifically, staff has commenced the following
measures to alleviate the conditions that led to the adoption of the interim ordinance:
• Consulting with the City Attorney regarding relevant state and federal case law on
medical marijuana dispensaries and legally appropriate rules and regulations addressing
medical marijuana dispensaries in the City;
• Reviewing secondary sources on medical marijuana dispensaries, including, but not
limited to, the California Attorney General’s August 2008 “Guidelines for the Security
and Non-Diversion of Marijuana Grown for Medical Use;” and
• Collecting and reviewing medical marijuana dispensary ordinances from other California
municipalities.
City staff anticipates adding the following measures during the remaining period of the
moratorium:
• Research laws and enactments in other states regarding medical marijuana;
• Research operation of existing medical marijuana dispensaries in other municipalities and
counties;
• Research options of adopting a regulatory ordinance permitting the operation of medical
marijuana dispensaries or prohibiting the use; and
• Prepare recommendations and related ordinances, staff reports and other documentation,
as necessary, for consideration by the City Council.
The City Attorney is still in the process of evaluating the relevant legal issues and developing
guidance for legally appropriate regulation. The federal Department of Justice recently issued a
memorandum encouraging U.S. attorneys in California not to spend resources enforcing the
federal Controlled Substances Act against individuals who are in compliance with state medical
marijuana laws; however, there is currently considerable uncertainty regarding the legal status of
dispensaries and the scope of federal and state preemption with respect to local regulation of
medical marijuana. A case currently pending before the Court of Appeal for the Fourth District,
Qualified Patients Ass’n v. City of Anaheim, Case No. G040077, may resolve at least some of the
legal issues. Qualified Patients involves a challenge by a medical marijuana dispensary to a ban
enacted by the City of Anaheim. A decision in that case is expected in December 2009. In
addition, the California Supreme Court recently heard oral argument in a case that invalidated
portions of the Medical Marijuana Program Act (MMPA) dealing with amount limits on
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possession of marijuana on the grounds that it unconstitutionally amends the Compassionate Use
Act, and several cases relevant to the issue of the scope of cities’ authority to regulate MMDs are
making their way through the state courts. Accordingly, some of the legal uncertainty regarding
local regulation of medical marijuana may be resolved during the extension of the City’s
moratorium.
In staff’s view, the current and immediate threat to the public health, safety and welfare described
in the November 18, 2009 staff report and by the Community Development Director and Captain
Calderone at the November 18, 2009 public hearing continue to exist. The City’s zoning code
does not contain regulations specifically addressed to MMDs, and without such regulations, any
approval of an MMD could conflict with the requirements of the General Plan, zoning ordinance,
forthcoming City regulations or state law, and result in irreversible land use incompatibility and
adverse impacts to City residents, patients and businesses.
The 45-day moratorium will expire on January 2, 2010, unless the City Council adopts the
proposed ordinance extending the moratorium (Attachment 3). Based upon the ongoing
uncertainty regarding the legal status of MMDs and their regulation by local governments, as
well as evidence of the continued threat to the public health, safety and welfare of unregulated
establishment of MMDs in the City, staff recommends that the City extend the temporary
moratorium as authorized by Government Code 65858.
Staff estimates that it will take 12 to 18 months to study issues related to MMDs; therefore, it is
likely that staff will return to the City Council with a request for another moratorium extension.
ENVIRONMENTAL ASSESSMENT:
The proposed moratorium ordinance is exempt from review under the California Environmental
Quality Act (CEQA), pursuant to Sections 15060(c)(2), 15060(c)(3), and 15601(b)(3), because
the proposal will not result in a direct or reasonably foreseeable indirect physical change in the
environment, and only directs that a planning study be undertaken.
FISCAL IMPACT:
Instituting a study of medical marijuana dispensaries will require a significant commitment of
staff time. While funding this staff time will not require an additional appropriation, it will
require staff to adjust its priorities in working on other issues. The City Attorney has estimated
legal fees to advise staff during the study at approximately $7,000.00. Failure to adopt a
moratorium could require the commitment of additional police resources to deal with any
criminal issues associated with MMDs. Subsequent adoption of a licensing requirement could
increase staffing costs which could be offset by license fees.
FOLLOW UP ACTION:
As directed.
ADVERTISING, NOTICING AND PUBLIC CONTACT:
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Notice of the public hearing was published in the Saratoga News on December 1, 2009 and
notice of this meeting was properly posted.
ATTACHMENTS:
1. November 18, 2009 Staff Report re: Adoption of Urgency Ordinance for Medical
Marijuana Dispensaries
2. Urgency Ordinance Adopted November 18, 2009
3. Proposed Urgency Ordinance Extension
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AN INTERIM URGENCY ORDINANCE CREATING A TEMPORY
MORATORIUM RESTRICTING MEDICAL MARIJUANA DISPENSARIES
FROM BEING LOCATED IN THE CITY OF SARATOGA, TO TAKE EFFECT
IMMEDIATELY
BEFORE THE CITY COUNCIL OF THE CITY OF SARATOGA
THE CITY COUNCIL OF THE CITY OF SARATOGA FINDS AND DECLARES
AS FOLLOWS:
WHEREAS, in 1996 the voters of the State of California approved Proposition 215
which was codified as Health and Safety Code Section 11362.5, et seq., and entitled “The
Compassionate Use Act of 1996” (“the Act”); and
WHEREAS, the intent of the Act was to enable seriously ill persons to obtain, use
and cultivate marijuana for medical use under limited, specified circumstances; and
WHEREAS, on January 1, 2004, Senate Bill 420, the Medical Marijuana Program
Act (“MMPA”), became effective to clarify the scope of the Act and to allow cities and
counties to adopt and enforce rules and regulations consistent with the MMPA and the
Act; and
WHEREAS, as a result of the Act and the MMPA, individuals have established
medical marijuana dispensaries in various cities in California, and
WHEREAS, on June 6, 2005, the United States Supreme Court found in Gonzales
v. Raich, 125 S. Ct. 2195 (2005) there to be no legally recognizable medical necessity
exception under the Federal Controlled Substances Act to the prohibition of possession,
use, manufacture, or distribution of marijuana under federal law, and
WHEREAS, in February 2009 the U.S. Attorney General stated that federal law
enforcement official would ease enforcement at medical marijuana dispensaries, and in
October 2009, the U.S. Department of Justice issued a memorandum stating that federal
resources should not be focused on prosecution of individuals whose actions are in clear
and unambiguous compliance with existing state laws providing for medical use of
marijuana, and
WHEREAS, while the experiences in the regulation and policing of medical
marijuana dispensaries have varied from city to city, several California cities have
reported an increase in crime, such as burglary, robbery, odor, loitering around the
dispensaries, an increase in vehicular traffic and noise in the vicinity of dispensaries, and
the sale of illegal drugs, including the illegal resale of marijuana from dispensaries, in the
areas immediately surrounding such medical marijuana dispensaries, and
WHEREAS, The City of Saratoga has not adopted rules and regulations specifically
applicable to the establishment and operation of medical marijuana dispensaries and the
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lack of such controls may lead to an establishment of dispensaries and the inability for
the City to regulate these establishments in a manner that will protect the general public,
homes and businesses adjacent and near such businesses, and the patients or clients of
such establishments, and
WHEREAS, based on the lack of any consistent experience of cities statewide and
in the absence of any regulatory program in the City regarding the review of the
establishment and operation of medical dispensaries, the City should consider whether
negative effects on the public health, safety, and welfare may occur in the City of
Saratoga as a result of the operation of medical marijuana dispensaries and the lack of
appropriate regulations governing the establishment and operation of such facilities, and
WHEREAS, City staff requires time to evaluate the relevant issues and develop
guidance for legally appropriate regulation, and
WHEREAS, the establishment of, or the issuance or approval of any permit,
certificate of occupancy, or other entitlement for the legal establishment of a medical
marijuana dispensary in the City of Saratoga will result in a current and immediate threat
to public health, safety and welfare in that the Saratoga Municipal Code does not
currently regulate the location and operation of medical marijuana dispensaries and does
not have a regulatory program in effect that will appropriately regulate the location,
establishment, and operation of medical dispensaries in the City, and
WHEREAS, there is no feasible alternative to satisfactorily study the potential
impact identified above as well or better than the adoption of this interim urgency
moratorium ordinance.
NOW, THEREFORE BE IT ORDAINED by the City Council of the City of
Saratoga as follows:
SECTION 1. For purposes of this ordinance, “medical marijuana dispensary”
means any for profit or not-for-profit facility or location, whether permanent or
temporary, where the owner(s) or operator(s) intends to or does possess and
distribute marijuana for any purpose.
SECTION 2. For the period of this ordinance, or any extension thereof, a
medical marijuana dispensary shall be considered a prohibited use in any zoning
district of the City, even if located within an otherwise permitted use. No permits
or authorizations for a medical marijuana dispensary shall issue while this
ordinance is in effect.
SECTION 3. The City Manager or his designees shall: (1) review and consider
options for the regulation of medical marijuana dispensaries in the City, including,
but not limited to, the development of appropriate rules and regulations governing
the location and operation of such establishments in the City; (2) meet with medical
patients, advocates, law enforcement representatives, and other interested parties;
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and (3) provide to the City Council a written report describing the measures which
the City has taken to address the conditions which led to the adoption of this
ordinance.
SECTION 4. The City Council finds that this ordinance is not subject to the
California Environmental Quality Act (“CEQA”) pursuant to CEQA Guidelines
Sections 15060(c)(2) (the activity will not result in a direct or reasonably
foreseeable indirect physical change in the environment) and 15060(c)(3) (the
activity is not a project as defined in Section 15378) (Title 14, of the California
Code of Regulations) because it has no potential for resulting in physical change to
the environment, directly or indirectly; it prevents changes in the environment
pending the completion of the contemplated Municipal Code review.
SECTION 5. This interim urgency ordinance is adopted pursuant to Section
65858 of the California Government Code.
SECTION 6. This interim urgency ordinance shall take effect immediately upon
its adoption by a four-fifths (4/5) vote of the City Council. This interim urgency
ordinance shall continue in effect for forty-five (45) days from the date of its
adoption and shall thereafter be of no further force and effect unless, after notice
pursuant to California Government Code Section 65090 and a public hearing, the
City Council extends this interim urgency ordinance for an additional period of time
pursuant to California Government Code Section 65858.
SECTION 7. If any section, subsection, subdivision, paragraph, sentence, clause,
phrase or word in this Ordinance or any part hereof is for any reason, held to be
unconstitutional or invalid, or ineffective by any court of competent jurisdiction
such decision shall not affect the validity of effectiveness of the remaining portions
of the Ordinance or any part hereof. The City Council hereby declares that it would
have passed this Ordinance and each section, subsection, subdivision, sentence,
clause and phrase thereof, irrespective of the fact that any one or more sections,
subsections, subdivisions, sentences, clauses, phrases or words be declared
unconstitutional.
SECTION 8. This ordinance or a comprehensive summary thereof shall be
published in a newspaper of general circulation of the City of Saratoga within
fifteen days after its adoption.
[Continued next page.]
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The foregoing ordinance was introduced and read at the regular meeting of the City
Council of the City of Saratoga held on the 18th day of November, 2009, and was
adopted by at least a four-fifths (4/5) vote of the City Council as follows:
COUNCIL MEMBERS:
AYES:
NAYS:
ABSENT:
ABSTAIN:
SIGNED:
__________________________________
CHUCK PAGE
MAYOR OF THE CITY OF SARATOGA
Saratoga, California
ATTEST:
__________________________________
ANN SULLIVAN
CLERK OF THE CITY OF SARATOGA
Saratoga, California
APPROVED AS TO FORM:
____________________________________________
RICHARD TAYLOR, CITY ATTORNEY
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CITY OF SARATOGA
ORDINANCE NO ___
AN INTERIM URGENCY ORDINANCE EXTENDING THE TEMPORARY
MORATORIUM RESTRICTING MEDICAL MARIJUANA DISPENSARIES
FROM BEING LOCATED IN THE CITY OF SARATOGA, TO TAKE EFFECT
IMMEDIATELY
THE CITY COUNCIL OF THE CITY OF SARATOGA FINDS AND DECLARES
AS FOLLOWS:
WHEREAS, the possession, cultivation, possession for sale, transportation,
distribution, furnishing, and giving away of marijuana is generally unlawful under
California law; and
WHEREAS, in 1996 the voters of the State of California approved Proposition 215
which was codified as Health and Safety Code Section 11362.5 et seq., and entitled “The
Compassionate Use Act of 1996” (“the Act”); and
WHEREAS, the intent of the Act was to enable seriously ill persons to obtain, use
and cultivate marijuana for medical use under limited, specified circumstances; and
WHEREAS, on January 1, 2004, Senate Bill 420, the Medical Marijuana Program
Act (“MMPA”), codified at Health and Safety Code Section 11362.7 et seq., became
effective to clarify the scope of the Act and to allow cities and counties to adopt and
enforce rules and regulations consistent with the MMPA and the Act; and
WHEREAS, the MMPA establishes a limited defense to criminal prosecution for
qualified patients, persons with valid identification cards and primary caregivers as those
terms are defined in the statute who collectively or cooperatively cultivate medical
marijuana; and
WHEREAS, as a result of the Act and the MMPA, individuals have established
medical marijuana dispensaries in various cities in California; and
WHEREAS, there is considerable uncertainty regarding the legal status of medical
marijuana dispensaries and local government authority to regulate them under existing
state law; and
WHEREAS, in August 2010, the Court of Appeal for the Fourth District issued an
opinion in Qualified Patients Ass’n v. City of Anaheim, Case No. G040077, holding that
the federal Controlled Substances Act, codified at 21 USC section 801 et seq., does not
preempt state law decriminalizing marijuana for medical purposes, but declining to reach
the question of whether the City of Anaheim’s ban on medical marijuana dispensaries is
preempted by state law; and
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WHEREAS, litigation currently pending in the California and federal courts may
resolve or clarify some of the legal issues regarding regulation of medical marijuana
dispensaries; and
WHEREAS, while the experiences in the regulation and policing of medical
marijuana dispensaries have varied from city to city, several California cities have
reported an increase in crime, such as burglary, robbery, odor, loitering around the
dispensaries, an increase in vehicular traffic and noise in the vicinity of dispensaries, and
the sale of illegal drugs, including the illegal resale of marijuana from dispensaries, in the
areas immediately surrounding such medical marijuana dispensaries; and
WHEREAS, there are no medical marijuana dispensaries currently operating in the
City, but City staff has received inquiries from several persons regarding whether such a
use is permitted by the City;
WHEREAS, a current and immediate threat to the public health, safety and welfare
exists because the City has not adopted rules and regulations specifically applicable to the
establishment and operation of MMDs and the lack of such controls may lead to the
establishment of MMDs and the inability for the City to regulate these establishments in a
manner that will protect the general public, homes and businesses adjacent and near such
businesses, and the patients or clients of such establishments; and
WHEREAS, based on the lack of any consistent experience of cities statewide and
in the absence of any regulatory program in the City regarding the review of the
establishment and operation of medical dispensaries, the City should consider options for
regulating MMDs; and
WHEREAS, on November 18, 2009, the City Council adopted by a unanimous vote
an interim ordinance imposing as an urgency measure a moratorium on granting
approvals and entitlements for use for medical marijuana dispensaries; and
WHEREAS, on December 16, 2009, the City Council adopted by a unanimous vote
an extension of that interim ordinance for a period of ten months and fifteen days; and
WHEREAS, pursuant to Government Code section 65858, the interim ordinance
will expire on November 17, 2010, unless extended by the Council for an additional
period of one year; and
WHEREAS, City staff requires additional time to evaluate the relevant issues and
develop guidance for legally appropriate regulation, and
WHEREAS, the establishment of, or the issuance or approval of any permit,
certificate of occupancy, or other entitlement for the legal establishment of a medical
marijuana dispensary in the City of Saratoga would result in a current and immediate
threat to public health, safety and welfare in that the Saratoga City Code does not
currently regulate the location and operation of medical marijuana dispensaries and does
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not have a regulatory program in effect that will appropriately regulate the location,
establishment, and operation of medical dispensaries in the City, and
WHEREAS, this ordinance is not subject to the California Environmental Quality
Act (“CEQA”) pursuant to CEQA Guidelines Sections 15061(b)3 (there is no possibility
that the activity in question may have a significant effect on the environment) and
15060(c)(2) (the activity will not result in a direct or reasonably foreseeable indirect
physical change in the environment) and 15060(c)(3) (the activity is not a project as
defined in Section 15378) (Title 14, of the California Code of Regulations) because it has
no potential for resulting in physical change to the environment, directly or indirectly; it
prevents changes in the environment pending the completion of the contemplated City
Code review; and
WHEREAS, there is no feasible alternative to satisfactorily study the potential
impact identified above as well or better than the adoption of this interim urgency
moratorium ordinance, in accordance with Government Code section 65858, extending
the ordinance adopted December 16, 2009 until November 17, 2011, or such additional
period as may subsequently be authorized by the City Council in accordance with
applicable laws.
NOW, THEREFORE BE IT ORDAINED by the City Council of the City of
Saratoga as follows:
SECTION 1. Section 6 of the interim urgency ordinance adopted by the Saratoga
City Council on November 18, 2009 is hereby amended to state the following:
SECTION 6. This interim urgency ordinance shall continue in effect until
November 17, 2011 and shall thereafter be of no further force and effect
unless, after notice pursuant to California Government Code Section
65090 and a public hearing, the City Council extends this interim urgency
ordinance for an additional period of time pursuant to California
Government Code Section 65858.
SECTION 2. This interim urgency ordinance shall take effect immediately upon
its adoption by a four-fifths (4/5) vote of the City Council.
SECTION 3. This ordinance or a comprehensive summary thereof shall be
published in a newspaper of general circulation of the City of Saratoga within
fifteen days after its adoption.
The foregoing ordinance was introduced and read at the regular meeting of the City
Council of the City of Saratoga held on the 6th day of October 2010, and was
adopted by at least a four-fifths (4/5) vote of the City Council as follows:
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COUNCIL MEMBERS:
AYES:
NAYS:
ABSENT:
ABSTAIN:
SIGNED:
__________________________________
KATHLEEN KING
MAYOR OF THE CITY OF SARATOGA
Saratoga, California
ATTEST:
__________________________________
ANN SULLIVAN
CLERK OF THE CITY OF SARATOGA
Saratoga, California
APPROVED AS TO FORM:
____________________________________________
RICHARD TAYLOR, CITY ATTORNEY
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SARATOGA CITY COUNCIL
MEETING DATE: October 6, 2010 AGENDA ITEM:
DEPARTMENT: Community Development CITY MANAGER: Dave Anderson
PREPARED BY: John F. Livingstone, AICP DIRECTOR: John F. Livingstone, AICP
SUBJECT: Formation of an Economic Development Community Advisory Committee
RECOMMENDED ACTION:
Review report and direct Staff accordingly.
REPORT SUMMARY:
At the July 21st City Council meeting during Oral Communications on Non-Agenda Items a
resident asked the City Council to create a committee to promote new retail establishments in the
Village. Council member Chuck Page expressed interest in appointing a volunteer citizen
committee to advise the Council on the issue. The City Council requested that staff agendize the
item for formal discussion at a City Council meeting.
DISCUSSION:
The City Council may direct staff on the formation and goals of the committee.
FISCAL IMPACTS:
The formation of a Community Advisory Committee would require minimal staff time. A City
Council member or staff could attend the meetings in an advisory capacity. Work generated
from the committee would be implemented as part of the staff work program. The Brown Act
would apply to an advisory committee requiring some noticing.
CONSEQUENCES OF NOT FOLLOWING RECOMMENDED ACTION:
There would be no Committee to work on issues related to Economic Development in the City.
ALTERNATIVE ACTION:
Continue to rely upon the existing Economic Development programs and activities.
FOLLOW UP ACTION:
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As directed.
ADVERTISING, NOTICING AND PUBLIC CONTACT:
This item was posted as a City Council agenda item and was included in the packet made
available on the City’s web site in advance of the meeting. A copy of the agenda packet is also
made available at the Saratoga Branch Library each Monday in advance of the Council meeting
and residents may subscribe to the agenda on-line by opting in at www.saratoga.ca.us. Notice of
this meeting was published in the Saratoga Newspaper on April 20th.
ATTACHMENTS:
None
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SARATOGA CITY COUNCIL
MEETING DATE: October 6, 2010 AGENDA ITEM:
DEPARTMENT: City Manager CITY MANAGER: Dave Anderson
PREPARED BY: Richard Taylor, City Attorney DIRECTOR: Dave Anderson
SUBJECT: Consider Legislation to Correct Underfunding of State Property Tax
Equity Allocations (TEA) to Saratoga, Monte Sereno, Cupertino, and
Los Altos Hills
RECOMMENDED ACTION:
Authorize the Mayor to appoint a two person City Council ad hoc committee to work
with Monte Sereno, Cupertino, and Los Altos Hills in a collaborative effort to support
legislation that would put the cities’ TEA property tax allocations on an equal footing
with comparable California cities and direct staff to prepare budget amendments
authorizing funding to support the legislative effort.
REPORT SUMMARY:
During the City Council’s September 15, 2010 meeting with Assembly member Jim
Beall, he indicated that the legislature may be receptive to considering legislation that
would ultimately place Saratoga, Monte Sereno, Cupertino, and Los Altos Hills on an equal
footing with comparable California cities with respect to TEA property tax allocations. The
recommended action would allow the City to begin working to build support for such
legislation.
DISCUSSION:
Saratoga, Monte Sereno, Cupertino, and Los Altos Hills receive a substantially smaller
share of Tax Equity Allocation (TEA) funds than all other comparable cities in
California. This is due to decisions made in response to the passage of Proposition 13 in
1978. The shortfall was partially reduced by Assembly Bill 117 in 2006. Known as the
TEA Legislation, the bill assured the affected cities a higher percentage of property tax
revenues. In 2007 this increased funding to the City by roughly $830,000. Assembly
Member Cohn sponsored the bill which resulted from a joint effort of the City of
Saratoga, Santa Clara County, Cupertino, Monte Sereno and Los Altos Hills.
While the TEA legislation brought greater equity to the TEA allocations, it required the
cities to share with the State (through the ERAF) a greater portion of their property tax
revenues than other jurisdictions. Assemblymember Beall is considering legislation what
would remove this special requirement so that Saratoga and the other affected cities
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would be treated the same over time as all other cities that receive TEA funding.
At least one other affected city has already expressed interest in this issue. On September
21, 2010 the Cupertino City Council considered a report from its Fiscal Strategic Plan
Committee as a result of the Hewlett Packard relocation to Palo Alto. One of the
recommendations approved by Cupertino was direction to its City Manager to explore
legislation to address this issue.
Assembly Bill 117 was passed largely as a result of a strong and coordinated effort of the
four affected cities working with the legislative affairs firm of Joe Gonsalves and Son in
Sacramento and Greg Sellers to coordinate efforts at the local level. If Council wishes to
support new TEA legislation staff recommends that the City consider using a similar
approach. This would involve creating an ad hoc committee of two Council members to
work with other affected cities. The City would also retain Greg Sellers and the
Gonsalves firm to leverage their expertise in this area from the AB 117 effort in assisting
the cities in supporting new legislation. The City would consult with Santa Clara County
as well but the County’s involvement will not be as significant as in the AB 117
legislative effort because, unlike AB 117, the proposed legislation would have no effect
on County revenues.
FISCAL IMPACTS:
If the City of Saratoga chooses to move forward with an effort to fully restore the TEA
funding base using the same four city approach used in 2005-06 the costs are anticipated
to be similar. Costs among the Cities were apportioned by the proportion of TEA Funds
received by each City:
Cupertino 52.78%
Saratoga 29.75%
Los Altos Hills 9.72%
Monte Sereno 7.75%
Costs for the legislative consultant in Sacramento was $3,000/mo, engaged in the fall
preceding the legislative session through the end of the next legislative session. Costs for
the local legislative consultant was $4,000/mo, engaged in the fall preceding the
legislative session through the end of the next legislative session. The Local legislative
consultant also received a success fee upon the passage of the legislation and signature by
the Governor to be paid from the increased revenue stream.
ALTERNATIVES:
Provide staff with alternative direction.
CONSEQUENCES OF NOT FOLLOWING RECOMMENDED ACTION:
The City’s TEA allocations will remain unchanged.
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FOLLOW UP ACTION:
Mayor to appoint ad hoc committee and staff to place budget amendments on next
consent calendar. The ad hoc will work with Cupertino, Monte Sereno and Los Altos
Hills and staff will work to retain the Gonsalves firm and Greg Sellars (if available).
ADVERTISING, NOTICING AND PUBLIC CONTACT:
This item was posted as a City Council agenda item and was included in the packet made
available on the City’s website in advance of the meeting. A copy of the agenda packet is
also made available at the Saratoga Branch Library each Monday in advance of the
Council meeting and residents may subscribe to the agenda on-line by opting in at
www.saratoga.ca.us. Notice of this meeting was properly posted at City Hall and
published in the Saratoga News.
ATTACHMENTS:
1. TEA Fact Sheet
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Tax Equity Allocation (TEA) Santa Clara County/Los
Altos Hills, Monte Sereno, Saratoga, Cupertino
Fact Sheet
PROBLEM
When Proposition 13 passed in 1978, it froze
property taxes at their current levels. This action
created significant problems for cities that at the
time had low property tax rates, because they
couldn’t raise those rates to meet their community
needs. In Santa Clara County, four cities were
significantly below the average rate: Los Altos Hills,
Cupertino, Saratoga and Monte Sereno. Section 98 of the California Revenue and Taxation Code was passed to correct this situation, giving qualified cities what is referred to as Tax Equity Allocation (TEA). If the County accepted trial court funding, it also had to provide at least 7% of the property tax to its cities. Impacts to ERAF
created by the shift were backfilled by the
state. Santa Clara County told its TEA cities that the amount of revenues the County would receive from trial court funding would not offset the amount it would lose by bringing its TEA cities up to 7%.
Consequently, legislation was enacted which limited
the four TEA cities in Santa Clara to just 55% of
what other TEA cities in the state received. The
four TEA cities in the Santa Clara County were
the only cities in the state disadvantaged by this
legislation.
In 2006, Assembly Bill 117 repealed the 55% limit
in the County of Santa Clara on Tax Equity
Allocation (TEA) funding for the county's four
no/low-property-tax cities. The State, however,
required the cities to continue to remit the
County’s ERAF rate on these funds so that the
bill would have no effect on the State budget and
would avoid the Appropriations Committee.
THIS REQUEST
The ERAF rate that the County was remitting was
47.7%, compared to the rate for the four separate
cities, which ranged from 7.53% to 17.37%. Due to
this difference, approximately $2.592 million in
property tax dollars is still not vesting to these cities.
They are being treated differently than the other
TEA cities adjusted with Section 98 of the
California Revenue and Tax Code.
SUMMARY
Legislative reallocation of scarce property tax
dollars frequently leads to bitter local controversies.
By repealing Santa Clara County's unique 55% limit
on TEA funding, AB 117 eliminated a long-standing
source of contention between the County and
its four-no/low cities.
The inconsistency of ERAF requirements for all
TEA cities however still exists. Impacts to
ERAF as a result of the shift in property tax
should be automatically backfilled by the state
for these last four effected cities per current law,
like every other county and city in California.
Staff Contact: Carol Atwood (408) 777-3226
Date: November 20, 2007
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