HomeMy WebLinkAbout03-02-2005 City Council Study sessionCouncil Priority- Setting Study Session I
March 2, 2005
S:OOPM
Expected Schedule
5:00 pm City Manager Dave Anderson
Introduction of concepts: Minimum Services City and New Normal (see Attachments A
and B)
Need for Council direction in face of preliminary revenue and expenditure forecasts for
2005 -06
5:20 pm Community Input
30 minutes allocated for public comment
Time divided by number of interested speakers indicated by show of hands
5:50 pm Priority- setting Exercise (see below)
6:30 pm Mayor Kathleen King will summarize commonalities and differences of priorities, and try to
determine consensus
6:50 pm Steps for Study Session II scheduled for March 8 at 5:00 pm
Priority- setting Exercise
Before the meeting, please review the attached "List of Service Levels and Estimated Costs" (Attachment
C) and begin to determine your priorities (i.e., using a pencil, go down the list of topics and indicate "1
"2 etc., then bring your priority sheet to the meeting). You may write in additional services on the fill -in
lines.
At the meeting, each Council member will receive a packet of pre printed index cards with the service levels
and estimated costs shown. You will also receive blank cards in order to add City functions or services not
represented but important to you. Using the Finance Commission's recommended criteria (Attachment D),
staff has created three priority levels to help Council begin the process:
ESSENTIAL SERVICES: Services Citizens cannot provide for themselves
SHOULD PROVIDE: Services that contribute to Saratoga's unique quality of life
WOULD LIKE TO PROVIDE: Services that are currently in place but may not be necessities
You will be asked to prioritize all of the cards and tack them to a board in one of the three categories during
the session. You may change your priorities throughout the exercise. At the end of the session, the Mayor
will summarize the results and try to bring all Council members to consensus in preparation for Study
Session II.
Referenced Materials
Attachment A: "Saratoga as a Minimum Services City and the New Normal"
Attachment B: Saratoga's New Normal and Employee Retention"
Attachment C: List of Service Levels and Estimated Costs
Attachment D: Finance Commission's Recommendation to Council
Memorandum
To: City Council
From: Finance Commission
Date: February 2, 2005
Re: Budget Priorities and Saratoga as a Minimum Services City
The Commission certainly supports the concept that core priorities should receive first priority
when allocating funds. Core priorities can also be thought of as the absolute minimum services
that the City must provide.
The first challenge then becomes to define the core priorities and also the lower strata of
priorities. It is also important for the City government to remain in step with how the core
priorities change over time as the goals and objectives of the community change.
In addressing the issue of defining the priorities of Saratoga, the Commission divided City
services into the following three classes:
Class A Core Priorities, Must Provide: Essential services that members of the community
cannot provide for themselves, that they expect the City to provide, and that are critical to the
maintenance of the quality of life in Saratoga. (along with the level of administrative services
needed to support class A services.)
Class B Should Provide: Services that make an important contribution to the quality of life in
Saratoga but that are not absolutely necessary. (along with the additional level of administrative
services needed to support class B services.)
Class C Would Like to Provide: Services that enhance the quality of life in Saratoga but that
make a less important contribution than class B services. (along with the additional level of
administrative services needed to support class C services.)
The Commission feels that whenever possible fees should be charged to those benefiting from a
service to cover part or all of the cost of a service, particularly when the service is not a core
priority and particularly when the service benefits a subset of the population and not the citizenry
at large. Indeed, substantial fees can justify funding a service even though a higher priority
service that does not generate substantial fees is not receiving funding.
The following is a list of services currently provided by the City broken down into the three
classes described above according to the collective opinion of the Finance Commission.
Class A
o Police Services
Including three traffic safety officers
Without school resource officer
Without DARE officer
Infra- structure (streets, sewers, etc.)
All mandated programs
Animal control
Development review and regulation
Appropriate staffing levels to support class A services
Class B
o Development review and regulation non mandated services
o Code enforcement
o Library services maintenance of grounds and facility
o School resource officer
o DARE officer
o Parks and Orchard minimal maintenance for passive use
Class C
o Neighborhood Traffic Management Program
o School crossing guards
o Economic development
o Parks maintenance for active use
Arts program
Special events
Web -based information and services
Financial and staff support to outside agencies (Chamber, Seniors, KSAR,
Hakone Gardens)
o Recreation
Important Notes:
1. As was previously stated, services in class B or C that can generate fees from the beneficiaries
of the services that cover all or substantial portions of the cost of the services should be favored
over class B and C services that do not generate such fees.
2. Some class B and C services may be fundable from non City sources and every effort should
be made to identify services that can be non City funded. It was noted in our discussions that the
only way to force non City funding, in some cases, may be to cut off City funding.
3. All of the services listed above are more complex than just yes or no questions. Those
complexities will need to be addressed when dollar budget alternatives are attached to each
service prior to detail budget discussions.
ATTACHMENT A
Saratoga as a Minimum Services City
and
The "New Normal"
March 2005
ATTACHMENT A
Background
Saratoga was incorporated in 1956 as a reaction to the post -war population boom and residents'
fear of unplanned development, higher taxes and piecemeal annexation by adjacent cities. After
incorporation, the City developed land use policies that fostered low- density semi -rural
residential development with the following characteristics:
Large lots
Single family homes
Single story ranch style development
Paved roads without curb, gutter or sidewalks
No streetlights except at major intersections and commercial areas
Neighborhood schools
Neighborhood parks
Institutional uses immediately adjacent to homes without intervening buffer zones.
Only one percent of City land zoned as commercial
Protection of property values
In addition, the City Founders believed that City government should provide a minimum of
services with correspondingly low tax rates. This low tax rate structure was locked in with the
passage of Proposition 13 in 1978 which capped property taxes levied from all local agencies to
1% of the assessed valuation of the property. Saratoga became a permanent "low -no tax" City
with a below average property tax allocation. The sales and gas tax revenues are low as business
in Saratoga is limited to two shopping centers, a small downtown and limited number of single
proprietor retail shops, service businesses and restaurants.
Implicit in the Founders' decision for Saratoga to be a minimum services city is a desire for
government to be small, efficient, and unobtrusive; an entity that meets standard needs such as
ensuring safety, keeping the roads paved without potholes, overseeing building permits, etc., but
is not a proactive force within the community. Other groups and service clubs such as the Rotary
would be relied upon to play a large role in civic life. Special districts provide significant
traditional municipal services such as water, sewer and fire services. Saratoga started out on this
path but now seems in transition as residents have less and less time to become personally
involved in civic activities and increasingly turn to local government for help.
In recent years, the demographics of Saratoga have changed substantially. Our long -time
population has gotten older while newcomers are typically younger, more ethnically diverse and
are more likely to have school -aged children. Approximately 30% of our population is Asian. In
addition, residents are especially affluent —the mean household income in 2000 was $177,000
and property values are among the highest in the country.
Demographic changes have affected the community's expectations. For example, active use
playfields for organized youth sports are in great demand. Additionally, the senior community is
expanding and the Saratoga Area Senior Coordinating Council (SASCC) has requested
additional resources to provide additional services. In response, the City built a state -of- the -art
p. 2
ATTACHMENT A
soccer and baseball complex at Congress Springs and an additional neighborhood park (Azule),
and has renovated four others E1 Quito, Wildwood, Gardner and Brookglen.
Over the past 10 years our City Councils have reflected the move to enhance the quality of life in
our neighborhoods. For Saratoga this means that residents want a say in determining who will
use City parks, where trails are placed, how traffic can be mitigated, etc., even what their
neighbor's home can look like. In response, the City has attempted to reach out to solve
neighborhood and school traffic problems by hiring additional police and instituting efforts such
as the Neighborhood Traffic Management Program. The City has also instituted programs to
protect neighborhoods by passing limits on construction hours, noise and tree protection
ordinances, sewer hookups and enhanced code enforcement efforts. This focus on
neighborhoods extends to the City's eight active Commissions. They have brought renewed
interest in promotion of citywide special events as well as other activities.
Also part of the current City status is the aging City facilities and infrastructure. Many of our
roads, storm drains, etc., were constructed in the 1960s and 1970s, and are approaching the end
of their life spans. During 2002 the Public Works Department began using a new computer tool
that evaluated pavement condition and provides the results in a Pavement Management System
Survey. The analysis showed that city streets were in above average condition but that the
funding necessary to maintain that condition level was almost twice the funding available. City
buildings were largely constructed during this same period. Maintenance on these facilities has
been deferred for many years leading to gradual deterioration and increased maintenance costs.
Consequently two workshops held in Fall 2003 brought the need to address deterioration of City
infrastructure and facilities into sharp focus and led to the Council's decision to place a Utility
User Tax on the ballot for voter consideration in November 2004. This measure failed to pass in
November 2004.
Finances
As the City was in the midst of gearing up to provide an enhanced level of service, and greater
citizen participation, the city's funding base started to erode. Saratoga started with low revenues
due to the minimum services orientation and has suffered further financial hardships brought on
by a variety of reasons described below.
Proposition 13 locked in the low funding base reflective of a Minimum Services City.
In 1991, the legislature passed the Education Resource Augmentation Fund (ERAF)
take -away, diverting funds from local City property taxes to subsidize the schools.
The ERAF shift continued during the State's surplus years and continues to this day
to divert approximately 11 of the City's property tax base.
In the 1990s an attempt by the legislature to equalize the tax rate to 7% (of the 1%
collected) was derailed by Santa Clara County. Legislation was passed that diverted
45% of the "Tax Equity Allocation" funding to Santa Clara County. Instead of 7
Saratoga receives less (4.4% in 2003 -04). Due to special legislation passed in 2000
and the passage of the Library Bond issue, the City has now been made whole in this
area.
p. 3
ATTACHMENT A
A Utility User Tax was in effect for several years in the 1990s with voters choosing
not to extend the tax in 1996. A recent attempt to pass another Utility User Tax to
supplement spending on public safety, infrastructure and parks failed to pass in
November 2004.
In FY2003 -04 the State took $516,900 from the City by not funding the "VLF Gap
In FY2004 -05 and FY2005 -06 the State will take $260,100 each year as a part of the
formula under Proposition 1A.
The current recession has cut tax revenues over the past 3 years. The struggling
economy in combination with state take -aways has resulted in three years of
expenditure reductions that included staff layoffs and other service cuts. Revenues
have been relatively flat during this period while costs beyond the City's control such
as the contract with the Sheriff's Office and the cost of employee pension, health
insurance and workers compensation have risen rapidly.
Clearly, Saratoga is at a crossroads and needs to choose a path that will reconcile what's fiscally
possible with residents' expectations.
Saratoea's Future
Given Saratoga's minimum service beginnings, the changes in our City's population and
expectations, and the budget situation where expenses continue to outpace revenue, what kind of
City does Saratoga want to be?
Without an increase in revenues, the City is left with service levels that cannot be sustained by
the current revenue stream. Consequently, the City must revert back to a level of services for the
City that can be sustained over the long term including changes needed to create a definition of
"The New Normal" that can be sustained by our revenue stream. Returning to the City's
traditional core values produces a set of principles that can be used by City Council to develop a
philosophy of service delivery and may aid in setting priorities such as the following
General Fund revenues should be used to fund core priorities
Fees should cover the costs of providing other than core services where possible
Consider alternatives to direct service delivery for the sake of efficiency and cost
effectiveness, and use contracted services where possible; examples follow:
o Sheriff
o Animal Control
o Street Sweeping
o Traffic Engineer
o City Attorney
o Project design and engineering
o City Surveyor
o City Geologist
o City Arborist
o Public Works Inspectors
p. 4
ATTACHMENT A
o Recreation Instructors
Partner with other public agencies via joint powers or use agreements where
advantageous; Saratoga examples follow:
Solid Waste and Recycling Services
Library Services
Insurance /Risk Management
Worker's Compensation
Environmental mitigation
o Emergency services support (County Fire) (EOC- Saratoga Fire)
o Facility use at schools
To extend service delivery, partnering with private non profit organizations should be
considered. Existing examples are:
o Senior Services
o Adult Care Services
Leverage City dollars via support for private non profit agencies that provide civic
oriented services:
Saratoga Historical Foundation
Friends of the Saratoga Libraries
Hakone Foundation
o Chamber of Commerce
o Sister Cities
Encourage joint use /cooperative agreements with other public entities to make more
efficient use of public facilities such as joint use agreements with school districts for
facilities
City staff should be small and efficient; proficient in contract management techniques
and project management
Promote the use of volunteers
Additional changes are needed to bring the City out of crisis mode and back into equilibrium.
Attention to staff retention and organizational issues
Evaluation of needed resources, i.e., funds for equipment and maintenance
The New Normal
For the past three years the City has been following the traditional course of recessionary
budgeting —where budgets are repeatedly scrutinized to wring out any expenditures not affecting
direct service provisions. Corresponding actions have been taken such as reducing employee
expenses by instituting a hiring freeze and layoffs, and limiting salary and benefit growth. In
addition, the City has deferred facility maintenance, under funded pavement management,
suspended capital equipment and furniture replacement, and halted purchasing of new computer
hardware and software. This process has resulted in high staff turnover, deteriorating facilities,
long -term degradation of our streets and roads, and greater costs for equipment maintenance.
p. 5
ATTACHMENT A
"The New Normal" is a term used to represent an end to recessionary budgeting as described
above and a return to normalized City operations around core City priorities. Examples of the
types of changes needed include funding for facility maintenance, addressing employee retention
issues, and beginning to once again purchase equipment. Implementation of the New Normal
may take several years. For example, 5 -year master plans for facilities and infrastructure
maintenance, and equipment purchases are presented for Council adoption now even without
funding sources being identified at this time.
Priorities
Preliminary revenue and expenditure estimates for 2005 -06 indicate a need to reduce
expenditures by approximately $1.2 million. However, even by doing so, the shortfall trend is
expected to continue so that further cuts will likely be needed starting in 2007 -08.
The City Council is challenged with the task of redefining core city priorities, achieving
excellence in services with fewer resources, and the unenviable responsibility for making
permanent reductions in current service levels to achieve fiscal stability.
This process will begin in March with several Council Priority Setting Study Sessions and
continue during the annual budget development process. The study sessions are the first steps in
setting the vision for Saratoga's future which may well require that the City reduce its scope of
services, shift responsibility for services to other institutions, or stop providing certain services
and support. In order for the New Normal to be successful, Saratoga residents must be viewed as
partners. In that capacity their participation is encouraged, and their understanding of the state of
the City's finances must be accurate.
By focusing on redefining core city priorities, the Council will be better able to make the
tradeoffs necessary to once again provide quality services on an ongoing basis regardless of the
state of the economy or state funding cuts. These tradeoffs are essential for the long -term
viability of the City.
p. 6
ATTACHMENT B
Saratoga's "New Normal" and Employee Retention
March 2005
ATTACHMENT B
Executive Summary
Since 2002, Saratoga as an organization has been operating in "crisis" mode. We've made budget
cuts in many areas including some with substantial staff impact. Frozen positions and layoffs have
translated to more work for remaining staff. In addition, wage freezes have been implemented. In
effect, staff has been doing more with less —a condition that is not sustainable without
consequences. Discussion of "minimum services" and a "new normal" for Saratoga includes
beginning to again invest in staff. This paper presents information and questions for Council
discussion.
Decisions made over the past several years related to employee compensation are now producing or
at least contributing to unintended consequences. Staff turnover has substantially increased since
July 1— eleven regular employees have left or given notice so far this year compared to two in 2003-
04 and four in 2002 -03.
Staff recommends Council reconsider the wage freeze currently in effect and recommends
reinstatement of annual increases of up to 5% for employees currently in mid range. In addition, we
recommend salary surveys be conducted every two years and range adjustments made as an
administrative matter instead of as part of negotiations.
More information with greater detail follows.
Overview of Public Sector Compensation
Compensation methods and issues in the public sector are very different from those in the private
sector. In addition to salary, private sector compensation options can include profit sharing,
bonuses, stock and stock options as well as other perquisites such as free trips, gifts, and honoraria.
These types of compensation are not available in the public sector for a variety of reasons—mostly
because they don't exist in the government structure and may present opportunities for conflict of
interest. Pensions were once common among private sector employers but have become less so over
time.
Common types of compensation in the public sector follow:
COLA or cost of living adjustment. Often but not always tied to CPI, these salary
increases are designed to help salaries keep up with inflation.
Step (or Merit) increases. Except for City Managers and occasionally department heads,
salary ranges are typically used for job classifications. Most public sector employers use
salary ranges to assess annual salary increases based on increasing job proficiency. The most
basic use is to bring a new hire in at the bottom step and each year give them the ability to
advance by either a standard 5% or a variable amount up to a specified percentage. By the
end of say, 4 -5 years, the employee has become an "expert" in that particular job and earns
the top step.
Usually the top step is based on established criteria (such as salary survey) and then a range
that represents 25% of salary below that point sets the bottom step. Advancement is made in
increments —for example, 5 steps of 5% each; in Saratoga we have 26 steps of 1% each.
When an employee reaches the top step, they stop advancing although they may continue to
receive the other types of salary increases described in this section.
2
ATTACHMENT B
Market adjustments. Most cities conduct salary surveys and compare existing salaries to
those of a set of comparable cities (usually negotiated with employee groups). Typically
cities also set a policy for how to use the data, i.e., a policy that states Council's intention of
remaining competitive by maintaining salary levels at the average of the comparable group.
The salary survey data is then used to reset the pay range including moving the employees
within the range. In the past few years, Saratoga has adjusted only the range with no actual
increase to the employee.
Bonus or Incentive pay. Some cities offer a one -time lump sum annual bonus for superior
performance. The amount is often a percent of salary. This mechanism is an incentive for
employees who are at top step to keep providing superior performance.
Many benefits are common to both public and private sectors. For example, health insurance is
often provided to both groups. Increasingly, pension programs such as the Public Employee
Retirement System (PERS) are less common in the private sector.
Saratoga's Recent History
In the past, Saratoga has used salary ranges for all positions except the City Manager and City
Attorney (who are employed under contract), and provided salary increases linked to merit,
promotion, probation, performance incentive pay, and COLAs (either negotiated or tied to CPI).
Starting in 2003 -04, all salary increases were frozen with the exception of a 1.4% across the -board
increase provided to everyone. In June 2004, the Saratoga Employee Association and the Saratoga
Management Organization agreed to continue the salary freeze with the exception of a 2% increase
for all represented staff each year in 2004 -05 and in 2005 -06. The Millman's Union (who represents
the streets and parks staff located at the Corporation Yard) recently agreed to accept the same 2%
increase for 2004 -05 but limited the agreement to one year.
Saratoga Compared to Other Cities
Actual salaries in Saratoga are falling behind. Periodically, we survey other cities' salary levels.
The agreed -upon comparison cities are Campbell, Cupertino, Los Altos, Los Gatos, Menlo Park,
Morgan Hill and San Carlos. The average of the group's highest salary is then compared to
Saratoga's highest for each classification. A summary of results from Spring 2004 follows:
Employee Group
Relationship between
Range of high and low
Percent of employee
Saratoga salary and
salaries by
classifications
average salary of
classification
below average
Surveyed Cities
Saratoga Employee
2.5% below average
4.8% above to 10.3%
85%
Association SEA
below average
Millman's Union
0.5% below average
9.7% above to 4%
78%
below average
Saratoga Management
10.1% below average
3.8% below to 12.9%
100%
Organization (SMO)
below average
The SMO ranges were adjusted July 1 as part of negotiations but no salaries were increased beyond
the 2% per year in the 2004 -06 agreement. SEA's and the Union's salary ranges were not adjusted.
ATTACHMENT B
Not only are salaries low, but other compensation offered by Saratoga is also conservative. Some
examples follow:
Retiree Medical. Some cities pay the full cost of medical insurance for retirees who meet
certain criteria. Saratoga provides $200 per month for employees who retire with more than
20 years of experience with Saratoga (a very small number of employees). The City agreed
to this modest benefit in 2001 by requiring that the costs were offset by employee payment of
5% of health care premiums. The net effect is that Saratoga retirees receive a modest
medical offset that is paid for by current employees.
Employee Contributions to Benefits. All Saratoga employees pay 5% of health care
premiums. Many other cities pay the full cost of health care premiums. (Because this is a
percent and not fixed, the amount saved by the City will grow while the retiree medical
benefit stays fixed unless further action is taken.)
Retirement. Saratoga offers the most conservative retirement plan for employees —PERS
2%P55. Other options available to non public safety employees are 2.5 @55, 2.7 @55,
and 3 @60. Examples of other cities that offer enhanced PERS plans follow:
Campbell 2.5 @55
Milpitas 2.7 @55
Los Altos 2.7 @55
Pacifica 3 @60
Wage Freezes. Other cities have implemented wage freezes as well. However, their freezes
were different from Saratoga in that we froze every form of increased compensation
including step increases (previously called merit increases here). Other cities did not and this
difference is now contributing to staff turnover.
Council is familiar with the recent impacts of other agencies' decisions to adopt 3 @50 for public
safety employees. Most if not all cities in California are grappling with both the financial and the
equity implications of the new retirement plan. In Saratoga's case, the Sheriff's contract includes
the enhanced retirement benefit.
Consequences— Intended and Unintended
Saratoga's actions over the past several years have been reactive to budget uncertainty and meant to
be temporary until revenues increased. The actions have produced a number of intended and
unintended results that are described below.
Mid -range staff are more negatively impacted than other staff. In 2003 -04, 2004 -05,
and 2005 -06, staff either received or have agreed to accept a flat, across the board
increase that applies to everyone. As a result, staff who were not at the top of their salary
range have sustained a greater financial loss. Typically these staff were hired more
recently and are in the middle of their career. Staff who have been here a long time are
generally at the top of the salary range and not eligible for any additional step increases.
Over the long term, Saratoga will be especially unable to keep mid -range employees.
M
ATTACHMENT B
Saratoga is losing its ability to keep workers as demonstrated by dramatically
increasing turnover rates: 6.8% in 2002 -03; 3.5% in 2003 -04; 19.4% so far in 2004 -05.
The list of who has left in the past few years follows.
Fiscal
Position Title
Name
Date left
Status
Year
FY
Park Maintenance Worker I
Juan Arriaga
08/02/02
Filled
2002 -03
Office Specialist III
Laura Miyakawa
10/30/02
Frozen
Administrative Analyst
Paula Reeve
07/11/02
merged w/EDC
Community Services Officer
Rhett Edmonds
02/28/03
frozen
FY
Rec. Program Coordinator
S. Lowery
09/03/03
Refilled
2003 -04
AS Director
Jesse Baloca
5/6/2004
Refilled
FY
Park Maint. Worker
D. McLean
7/9/04
Refilled
2004 -05
Facilities Maint. Supervisor
Robert Kirk
7/29/04
Refilled
Park Maint. Supervisor
Dennis Leong
9/9/04
Refilled
Facilities Maint. Worker
Joe Vega
9/17/04
Refilled
Public Safety Officer
Steve Prosser
10/21/04
Recruiting now
Admin Analyst II/Econ Dev.
Danielle Surdin
12/3/04
TBD
Community Dev. Director
Tom Sullivan
12/31/04
Recruiting now
Admin Analyst I
Cary Bloomquist
1/3/05
TBD
Building Inspector
Jeff Britton
1/21/05
Recruiting now
Building Inspector
Jim Sutherland
Mar 2005
TBD
Assistant Engineer
Morgan Kessler
May 2005
TBD
We've created an incentive to leave Saratoga. Many staff salaries, because they are
frozen, continue to fall farther behind other cities in the region. Taking a new position in
a different city would allow staff to make up the 2 -3 year loss. Several staff members
have already done so.
Turnover is costly. While a small amount of regular turnover benefits the organization
by bringing in new experience and skills, excessive turnover creates instability and is
very costly both in time and in real dollars. HR staff defer other important duties while
recruitment efforts are underway. Sometimes outside recruitment agencies are hired to
conduct the process. Interim employee costs can be high and not always offset by regular
staff savings. For example, the salary savings resulting from Jesse Baloca's departure
mostly covered the compensation paid to Interim Finance Director Pete Kolf. However,
because no local interim candidates were available, the City paid Pete's hotel and other
related costs at an estimated cost of $14,000.
New hires may be brought in at higher salary than existing employees. Because new
hires have continued to increase their salary elsewhere while salaries here have been
frozen, we may have to offer more than the salary of existing workers to be competitive.
Alternatively, if we cannot offer competitive salaries, we may not be able to hire first
choice candidates.
5
ATTACHMENT B
Negative impacts on service to the community. Loss of continuity and institutional
memory; more risk of mistakes by new employees with corresponding costs in legal fees
and /or loss of public good will.
Other negative effects. Employee morale is low and makes moving the organization
forward difficult. A sense of uncertainty also negatively affects our ability to attract
quality staff to fill vacancies. Performance evaluations —an important management
tool —are viewed as worth little time or effort.
With revenues continuing to lag behind expenditures and the increasing realization that our financial
problems are structural, staff urges Council to revisit wage freeze decisions and consider reinstating
some form of additional compensation to attract and retain quality employees.
Council Policy Issues
No Council articulated policies for its relationship with staff exist. Some examples of where
policies could be set follow:
What message to send to staff regarding compensation? Many cities have policies
stating a goal i.e., remain competitive with other similar cities, attract high quality
employees, etc., and then set salary ranges in line with that goal (i.e., regional average,
75' percentile, etc.).
What type of employees to attract and /or retain? If we are looking to keep employees
for most of their career then we focus on retiree benefits such as the retiree medical
benefit. If we want to attract those in mid career then salary and health care while
working are probably most important.
How often salary surveys are to be conducted and how is data used? Many cities
conduct the surveys annually or on a regular basis, and reset the salary ranges as an
administrative matter.
Accept that Saratoga serves as training ground for other cities? If not, what can be
done within Saratoga's limited resources to reduce turnover? If so, should we develop
and implement mechanisms to help address the negative impacts of constant turnover?
For example, create an orientation process for each department and /or director position
that helps transfer institutional memory. Document policies and procedures so that new
employees have written guidelines that help service remain consistent.
Types of Salary Compensation for Council Consideration
Estimated costs of each compensation type for 2005 -06 for each employee group:
0
Estimated Cost
COLA 1%
$40,000
Step /Merit 5% for eligible employees (could be called
"Performance Pay"
$250,000
Market Adjustment
To be determined
Bonus /Incentive Pay 1%
$40,000
0
ATTACHMENT B
Staff believes the four compensation types listed above are most influential to address the turnover
and some of the other issues that have been identified at this time. However, other compensation
options exist such as increasing the retirement benefit or implementing deferred compensation
contributions. With Council direction, staff will investigate these other options.
Conclusion
The organization has been asked to do more with less over the past few years and additional cuts will
be challenging to find. Saratoga has become uncompetitive with other cities, and staff is starting to
leave in large numbers. With the financial challenges we face and our history, attracting high quality
employees who will work for the City for 3 -5 years with some opportunity for advancement here
may be the best target. Discussion and action are needed to help shape Saratoga's future.
Recommendations
Staff recommends Council articulate a policy that will establish the City's position regarding the
kind of employees they wish to attract and retain.
We also recommend that Council reinstate a step increase mechanism effective July 1, 2005, and
that it be removed from the negotiated MOUs and instead become incorporated into City policy. In
Saratoga, step increases are called Merit Increases. We recommend Council reinstate the
opportunity to advance up to 5% within the salary range each year; another name such as
"Performance Pay" could be substituted to convey the intent to reward excellent performance.
These actions would trigger meet and confer action with the employee groups.
In addition, salary surveys should be conducted on a regular basis and staff suggests they be
performed every two years. Salary range adjustments based on the survey results should then be
made administratively and not as part of negotiations. If accepted, the salary data collected in spring
2004 would be applied to existing salary ranges.
Staff further recommends that market adjustments (increasing actual salaries as a result of the salary
range adjustment) be considered in future years.