HomeMy WebLinkAboutCity Council Resolution 11-070 RESOLUTION NO. 11- 070
RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA
ADOPTING MEMORANDUM OF UNDERSTANDING
FOR THE SARATOGA MANAGEMENT ORGANIZATION (SMO)
July 1, 2011 to June 30, 2015
WHEREAS, representatives of the City and SMO have reached agreement on
matters relating to the employment conditions of said employees, as reflected by the
written Memorandum of Understanding, which is attached hereto and made a part hereof;
and
WHEREAS, the Memorandum of Understanding was ratified by the SMO
membership; and
WHEREAS, this Council finds that the terms and conditions contained in said
Memorandum of Understanding fair and proper and in the best interest of the City; and
NOW, THEREFORE BE IT RESOLVED, by the City Council of the City of
Saratoga the terms and conditions contained in said Memorandum of Understanding for
the Saratoga Management Organization July 1, 2011 to June 30, 2015 attached as Exhibit
A to this resolution are hereby adopted.
The above and foregoing resolution was passed and adopted by the Saratoga City Council
at a regular meeting held on the 2 day of November 2011, by the following vote:
AYES: Council Members Manny Cappello, Emily Lo, Jill Hunter, Vice Mayor
Chuck Page, Mayor Howard Miller
NAYES: None
ABSTAIN: None
ABSENT: None
L-1 61./
Howard A. Miller, Mayor
ATTEST:
i. .LIL DATE: 3 9 7
Ann ulhvan,
City Clerk
MEMORANDUM OF UNDERSTANDING BETWEEN CITY OF SARATOGA AND SARATOGA MANAGEMENT ORGANIZATION (SMO)
JULY 1, 2011 TO JUNE 30, 2015
MEMORANDUM OF UNDERSTANDING
BETWEEN CITY OF SARATOGA
AND
SARATOGA MANAGEMENT ORGANIZATION (SMO)
JULY 1, 2011 TO JUNE 30, 2015
I. INTRODUCTION
This Memorandum of Understanding "MOU or "AGREEMENT" dated July 1, 2011, is between the City of
Saratoga, through its designated representatives, hereinafter referred to as "CITY" and the Saratoga
Management Organization, hereinafter referred to as "SMO The members of SMO are the persons holding
the positions listed below in Section II. Members of SMO are referred to herein as "SMO members" and
"employees."
This MOU complies with the provisions of the Meyers -Milias-Brown Act, as contained in Section 3500, et
seq., of the Government Code of the State of California in that the employer employee representatives noted
herein did meet in good faith and did reach an understanding on those matters within the scope of
representation.
This MOU also complies with Resolution No. 509 -2 relating to employer- employee relations, and Resolution
No. 489 -2, establishing the procedure for meeting and conferring with recognized employee organizations.
II. POSITIONS REPRESENTED BY SMO
Assistant City Manager
Public Works Director
Community Development Director
Finance and Administrative Services Director
Recreation and Facilities Director
III. GENERAL CONDITIONS
A. Total Agreement
This Agreement sets forth the full and entire understanding of the parties for the period beginning July 1,
2011, and continuing through June 30, 2015. This Agreement shall remain in effect until a new Agreement
is signed by both parties. This Agreement supersedes any prior understandings, representations, agreements
or promises of any kind, whether written, oral, express, or implied between the parties (including all prior
Memoranda of Understanding) with respect to the subject matter of the Agreement. No verbal statement or
other amendments, except an amendment mutually agreed upon between the parties and in writing attached
to this Agreement designated as an amendment to this Agreement, shall supersede or vary the provisions in
this Agreement. If any provision of this Agreement is adjudged to be void or unenforceable, the remainder
of the Agreement shall nevertheless remain in effect.
The parties have reached agreement on terms for four years and have agreed that no further economic
changes are anticipated to be needed. The parties can agree to change terms in the MOU if mutual
written agreement is reached as stated in the prior paragraph.
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MEMORANDUM OF UNDERSTANDING BETWEEN CITY OF SARATOGA AND SARATOGA MANAGEMENT ORGANIZATION (SMO)
JULY 1, 2011 TO JUNE 30, 2015
Except as specifically provided in this Agreement, it is agreed and understood that SMO waives its right,
and agrees that the CITY shall not be required to negotiate with respect to any subject or matter covered in
this Agreement or with respect to any other matters within the scope of negotiations, during the term of this
Agreement.
The waiver of any breach, term, or condition of this Agreement by either party shall not constitute a
precedent in the future enforcement of all its terms and provisions.
B. City Council Approval
City Council approved the terms of this MOU incorporated in Resolution No. 11 -070 adopted on
November 2, 2011.
C. Validity of Memorandum
Should any article, section, or portion of this Agreement be held unlawful and unenforceable by any court
of competent jurisdiction, the court's decision shall only apply to the specific article, section, or portion of
this Agreement directly specified in the decision, and the remainder of this Agreement shall not be affected
by the decision.
IV. AT -WILL STATUS AND SEVERANCE
All members of SMO are at -will employees as stated in the Personnel Rules and serve at the pleasure of the City
Manager. Should the City Manager choose to terminate any SMO member, the following severance provisions
apply and will be made available to the SMO member if the separated SMO member signs and agrees to be bound
by a written general release agreeing not to sue and waiving claims and recovery against the City and all City
representatives and agents.
Starting on the one -year anniversary of the date of hire, SMO members shall be eligible for a general release
agreement with (A) a severance payment equal to three (3) month's salary; and (B) Health Insurance -and Dental
Insurance benefits specified in this agreement for a three (3) month period after termination. The severance
payment and continuation of benefits listed above shall be increased by one (1) month for each year on the
member's anniversary date up to a maximum of six (6) months' severance pay and benefits.
At the discretion of the SMO member whose employment has been terminated, the severance payment shall be
paid either in a lump sum, or in bi- weekly payments, beginning within ten (10) days of the effective date of
termination or within ten (10) days of the effective date of the signed general release, whichever is later. If a SMO
member selects bi- weekly payments, the SMO member may later choose to receive a lump sum payment for the
balance of the monthly severance payments. The change from bi- weekly payments to a lump sum payment for the
balance will be processed as soon as reasonably feasible and by no later than two weeks after the employee chooses
to change to a lump sum payment for the balance. The severance payment shall be based on the SMO member's
then monthly salary.
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MEMORANDUM OF UNDERSTANDING BETWEEN CITY OF SARATOGA AND SARATOGA MANAGEMENT ORGANIZATION (SMO)
JULY 1, 2011 TO JUNE 30, 2015
Severance benefits will be provided as follows:
Health Insurance: The SMO member must enroll in COBRA, directly through their existing health plan
provider, for extended health insurance. The SMO member must pay the health insurance premium directly to
his/her provider and submit a copy of the premium invoice and proof of payment to the City for reimbursement.
Dental Insurance: The City is able to directly enroll the SMO member in COBRA, through the City's carrier,
for extended dental insurance. The SMO member must contact the Human Resources Division and complete any
requested documents to activate acceptance of COBRA for dental insurance.
The Human Resources Division will provide to the SMO member a letter detailing all of the above instructions, and
providing the necessary paperwork in a timely fashion, sufficient to ensure that the SMO member does not become
ineligible for continued coverage.
V. SALARY ADMINISTRATION
A. Salary Ranges
Salary data for each position represented by SMO is periodically collected from the following list of
comparable cities:
Los Altos Menlo Park
San Carlos Cupertino
Los Gatos Morgan Hill
Campbell
The Department Directors and Assistant City Manager are internally aligned, as the incumbents concur that
the complexity and level of responsibility in the work is similar, regardless of assigned department. When
salary surveys are conducted, salary data is collected for each classification. The salary range is determined
by taking the salary data average of the five classifications.
The CITY will be adjusting the salary ranges administratively effective July 1, 2012, as a result of the FY
2011 -12 compensation study and administratively every two years thereafter according to salary survey
compensation data, ensuring that the CITY pays the average of its comparable cities.
1. Adjustments to Salary Range as the result of a Salary Survey and Anniversary Date:
Any salary range adjustments for a classification implemented by the CITY will not establish a new
salary anniversary date for employees serving in that classification.
2. Adjustments to Salary Range as the result of a Salary Survey and Retention of Step:
Whenever the schedule of compensation for a classification is revised, each incumbent in a position to
which the revised schedule applies shall be paid at the same step in the revised range as the step at
which the employee was paid in the previous range.
See Attachment A: SMO 5 -Step Salary Range Table for FY2011 -2012
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MEMORANDUM OF UNDERSTANDING BETWEEN CITY OF SARATOGA AND SARATOGA MANAGEMENT ORGANIZATION (SMO)
JULY 1, 2011 TO JUNE 30, 2015
B. 5 -Step Salary Plan and Cost of Living Adjustment
1. Cost of Living Adjustment
For fiscal year 2011 -12, each SMO member shall receive a cost -of- living adjustment of one and 37/100
percent (1.37
For each subsequent year of this MOU, each SMO member shall receive an annual cost -of- living
adjustment of no less than one percent (1.0 and no greater than two and one -half percent (2.5 as
based upon the annual average for the 12 month period of January 1 to December 31 of the U.S.
Department of Labor, Bureau of Labor Statistics, "All Urban Consumers (CPI -U)" for the "San Francisco
Oaldand -San Jose" region.
If the annual average falls below one percent (1.0 each SMO member shall nevertheless receive
a minimum one percent (1.0 cost -of- living adjustment; if the above Index increases above two and
one -half percent (2.5 each SMO member shall nevertheless receive a maximum two and one -half
percent (2.5 cost -of- living adjustment.
2. Base Salary
Employees occupying a position in a classification covered by this Memorandum shall be paid a base
salary within the range established for that position's classification.
3. Placement Within Range
The CITY will determine salary placement consistent with the personnel rules.
4. Progression Within Range
Each employee will be eligible to receive a salary increase to the next higher step within the range of
their assigned classification upon the employee's anniversary date of hire.
5. Eligibility for Progression within Range
All regular employees will be evaluated on an annual basis and will be eligible to advance in their salary
range based on annual performance evaluation results.
No increase in salary shall be automatic solely upon completion of a specified period of service. All
increases shall be contingent upon a satisfactory annual evaluation of the employee's performance, and
shall require recommendation of the City Manager. In the case that an employee receives a cumulative
rating of less than three (3) points on the annual performance evaluation, indicating a cumulative rating
less than "meets expectations the employee will not receive a salary increase other than an approved
and budgeted cost -of- living increase. An employee who is denied an increase in salary may discuss
such denial with the City Manager. The decision of the City Manager shall be final.
An employee who has received a cumulative rating of three (3) points or greater during the annual
employee performance evaluation will be eligible to receive a salary increase of five percent (5 (1
step) above their existing salary as of the employee's established anniversary date, until such time as the
employee reaches the top of his/her salary range, at which time the employee shall not advance beyond
the top of the established range.
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MEMORANDUM OF UNDERSTANDING BETWEEN CITY OF SARATOGA AND SARATOGA MANAGEMENT ORGANIZATION (SMO)
JULY 1, 2011 TO JUNE 30, 2015
VI. REVIEW AND APPRAISAL
All SMO members will receive annual reviews, consistent with the CITY's performance review process.
New employees shall be evaluated after six months and after one year of service. All appraisals will be in
writing and will be signed by both the City Manager and the SMO member being reviewed.
VII. EMPLOYEE BENEFITS
A. Health and Dental Premium Contributions
The CITY contributes 100% of the medical premium for regular, full -time employees who
select either the Kaiser, Blue Shield, or PERS Choice plans. Each plan includes eligibility for
employee only, employee 1 dependent, and employee 2+ dependents. For employees
who elect to enroll in the PERS Care Plan, the CITY will contribute the amount equal to the
Kaiser, Blue Shield, or PERS Choice plan premium, whichever is greater, depending on the
plan choice (i.e. employee only, employee 1 dependent, or employee 2+ dependents).
The CITY contributes 100% of the dental premium for regular, full -time employees.
B. Health and Dental In -Lieu Payments
Effective January 1, 2012 an employee who completes and submits required documents (1) to prove that the
employee has other health insurance coverage and (2) to waive City provided health insurance coverage will
receive a payment per month of $350.00 as additional taxable wages.
The employee must complete and submit any required documents and provide proof of other health insurance
coverage during open enrollment (in or around October) to be eligible for the cash -in -lieu payment beginning
the following January 1.
Only qualifying events as defined by law allow employees to make a change to their health, dental, and/or in-
lieu enrollment elections during the year (outside of the annual open enrollment period).
Any employee who declines to accept coverage in the Dental Plan, evidenced by signing a waiver form, shall
receive a monthly in -lieu payment of $25.00.
C. New Hire Medical
Effective July 1, 2011, for any employee hired on or after July 1, 2011, the City will provide a monthly health
insurance contribution as follows: $600.00 for employee -only coverage, $1200.00 for employee plus one
dependent coverage, and $1500.00 for employee plus two or more (family) coverage. If an employee selects a
health insurance plan with a monthly premium above the City contribution, the employee will pay the amount
above the City contribution as a payroll deduction.
D. Deferred Compensation
The CITY provides employees the opportunity to contribute to an IRS Section 457 deferred compensation plan.
Employees may contribute up to the maximum allowed by law. Contributions may come from employee's
regular earnings through payroll deductions, or from any unused portion of their Benefits Allowance.
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MEMORANDUM OF UNDERSTANDING BETWEEN CITY OF SARATOGA AND SARATOGA MANAGEMENT ORGANIZATION (SMO)
JULY 1, 2011 TO JUNE 30, 2015
In addition, the CITY will match SMO members' contributions to a deferred compensation account up to a
maximum of $200.00 per month.
E. Car Allowance
SMO members shall receive a monthly $275.00 car allowance.
F. Life and Accidental Death and Dismemberment Insurance
The City pays 100% of the premium cost for life and accidental death and dismemberment insurance
coverage for SMO members in the amount of $150,000.
G. Disability Coverage:
The City provides disability coverage, consisting of Short Term Disability payments and Long Term
Disability insurance, to provide each SMO member with income protection if he /she becomes unable to
perform the functions of his position due to a serious health condition or disability.
a. Short -Term Disability
The City will pay 75% of each SMO member monthly salary after he /she has used all accrued PTO.
Short Term Disability payments will commence only after 12 continuous working days during which
he /she is totally disabled, or when all accrued PTO is exhausted, whichever is later. Short term
disability payments are reported to PERS as salary earned.
b. Long -Term Disability
The City provides a Long Term Disability plan including a paid coverage plan design of 66.66% of
salary to a maximum of $2,000 per month with a voluntary buy up option paid by SMO members to a
maximum of $8,200 per month. Because these payments are made through a group policy, they are not
reported to PERS as salary earned.
VIII. LEAVE
A. Annual Leave Accrual
All SMO employees hired after July 1, 2011, will accrue annual leave (paid time off or PTO) at the
following rate:
First 60 months of employment 22 days (176 hours) per year
61st through 120th month 27 days (216 hours) per year
121st month and beyond 32 days (256 hours) per year
Members of SMO hired prior to July 1, 2011, who began employment with more than five (5) years of
public service experience (as employees of a City, County, State or District) shall begin accruing at the
sixty -one (61) month rate.
All employees begin accruing annual leave upon hire. New employees may not use annual leave during
their first six months of employment except for illnesses and other circumstances approved by the City
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MEMORANDUM OF UNDERSTANDING BETWEEN CITY OF SARATOGA AND SARATOGA MANAGEMENT ORGANIZATION (SMO)
JULY 1, 2011 TO JUNE 30, 2015
Manager. Annual leave and/or administrative leave are to be used for all time off from work except for Jury
Duty and Military leave.
FY 2011 -12 PTO Cash -Out Option:
For each employee with over 600 hours of accrued PTO, the City will allow a cash -out of accrued PTO
down to 400 hours as a cash payment or tax deferred contribution to their deferred compensation account.
Employees will be allowed to request the cash -out up to two times, to be paid out by June 30, 2012, at their
own discretion.
FY PTO Cash -Out Option Effective Fiscal Year 2012 -2013 through Fiscal Year 2014 -2015:
A PTO Cash -Out Option will not be made other than at the time of termination, except for the optional PTO
cash -out plan described as follows:
If an employee has used the required minimum of 80 accrued hours of PTO in the prior fiscal year, the
employee is eligible to cash out up to a maximum of 200 accrued hours of PTO per fiscal year on
approximately September 1 and/or March 1. An employee must maintain a minimum balance of 200 hours
of accrued PTO after the cash out.
PTO Accruals:
Effective July 1, 2012, the PTO accrual cap in the Personnel Rules will be enforced. Under no
circumstances can an employee accrue more than the accrual PTO cap at any point in time. Once an
employee reaches the accrual cap, no additional PTO will accrue until the employee uses his or her accrued
PTO and reduces the balance to less than the accrual cap. Thereafter, PTO benefits will continue to accrue
on a prospective basis only until the employee reaches the cap. No retroactive credit will be given for the
time when accrued PTO was at the cap.
PTO Increments:
PTO must be taken by exempt employees only in increments of one hour or more in a workday.
B. Administrative Leave
CITY shall grant SMO members, on a fiscal year basis, 65 hours of administrative leave. Administrative leave is
compensated time off given to regular, full -time exempt employees of the City. This leave shall be taken in a
manner consistent with PTO. Use of administrative leave is a privilege and is provided in recognition that City
projects often require employees to devote whatever hours are necessary, irrespective of a regular scheduled work
week, to fulfill the obligations of the job. Employees are granted a specific number of hours per fiscal year,
specified in each bargaining agreement. Administrative leave must be taken by exempt employees only in
increments of one hour or more in a workday (29 CFR 541.710 Employees of Public Agencies). For example,
where an employee leaves work for one hour or more early to take care of personal business.
Administrative Leave cannot be carried over from year to year and must be used by June 30th of the fiscal year.
Administrative Leave must be exhausted prior to using PTO.
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MEMORANDUM OF UNDERSTANDING BETWEEN CITY OF SARATOGA AND SARATOGA MANAGEMENT ORGANIZATION (SMO)
JULY 1, 2011 TO JUNE 30, 2015
IX. RETIREMENT (PERS)
Effective July 1, 2011, each employee will pay 7% of the employee's compensation on a pre -tax basis for
the CalPERS 2 @55 retirement plan.
New Hire Ca1PERS Retirement Plan: Any employee hired on or after July 1, 2011, (and effective as soon
as the City can complete the legally required process for this item) will receive the following 2nd tier
retirement option:
a) A retirement plan of 2% at 60 with a retirement benefit based on a calculation using a three year
average compensation (as summarized in the PERS actuarial summary letter attached as Exhibit 1).
b) Each employee will pay on a pre -tax basis 100% of the employee's contribution as determined by
PERS toward the CalPERS 2 @60 retirement plan.
X. TUITION REIMBURSEMENT
All regular employees of the CITY who have been employed continually for at least three (3) months prior to
the commencement of an approved or required course are eligible for the CITY's tuition reimbursement
program.
A. Coursework for Degree or Certificate
If the course(s) taken is/are job related or in fulfillment of the requirements for a degree or certificate, one-
hundred percent (100 reimbursement will be afforded for tuition, fees and books by the CITY up to a
maximum of one thousand dollars ($1,000) per employee per fiscal year. For SMO members the City
Manager will determine job relatedness.
B. Coursework for Professional Development
If the course(s) is /are not specifically related to the employee's current position, and does not fulfill the
requirements for a degree or certificate, but does provide for professional development related to the
worker's position of employment or a higher position in the CITY, reimbursement will be afforded for
tuition, fees and books by the CITY at one hundred percent (100 up to a maximum five hundred dollars
($500) per employee per fiscal year.
Reimbursement will be afforded after successful completion of the course(s) requirements. Successful
completion is defined as a "C" grade or a "Pass" on a pass -fail system.
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MEMORANDUM OF UNDERSTANDING BETWEEN CITY OF SARATOGA AND SARATOGA MANAGEMENT ORGANIZATION (SMO)
JULY 1, 2011 TO JUNE 30, 2015
XI. WORIUNG CONDITIONS
The CITY will continue to operate on a 9/80 work schedule to be determined, for SMO members, by the City
Manager where a full -time work week, constitutes forty (40) hours within seven consecutive 24 hour days, also
defined as one hundred sixty -eight (168) hours. Employees on a 9/80 schedule are scheduled to work 8 nine
hour days, 1 eight hour day, and have one day off every two weeks. An employee's workweek begins in the
middle of the employee's 8 hour day and the employee's day off is on the same day of the week in the
following week. For example, the standard 9/80 work schedule is as follows:
Sunday Monday Tuesday Wednesday Thursday Friday Saturday
4
(end)
off 9 9 9 9 4 off
(start)
off
(end)
off 9 9 9 9 off off
(start)
4
(end)
off 9 9 9 9 4 off
(start)
off
(end)
off 9 9 9 9 off off
(start)
The City Manager has discretion to require some SMO employees to work a schedule different from the
standard 9/80 schedule including a schedule that is not 9/80. Fridays when the CITY is not open for business
are referenced as "off- Fridays."
The work period (pay period) is the period encompassing two consecutive workweeks.
A holiday furlough will exist whereby the CITY operations are closed from December 24 through January 1 of
every year. Employees shall utilize their available balances (annual leave or administrative leave), if
applicable. Employees that utilize unpaid leave due to insufficient leave balance shall maintain regular benefit
status.
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MEMORANDUM OF UNDERSTANDING BETWEEN CITY OF SARATOGA AND SARATOGA MANAGEMENT ORGANIZATION (SMO)
JULY 1, 2011 TO JUNE 30, 2015
XII. SCOPE OF AGREEMENT
This MOU represents the entire and complete understanding reached between the representatives of the CITY
and the representatives of SMO for the period designated, and applies to all positions represented by SMO.
XVI. RATIFICATION
This MOU was ratified by a majority vote of the members of the SMO on October 24, 2011. City Council
approved the terms of this MOU incorporated in Resolution No. 11 -070 adopted on November 2, 2011.
Representative of the Representative of the
City of Saratoga: Saratoga Management Organization:
Dave Anderson, City Manager Mich. el Taylor, ecreation d Facilities Director,
SMO President
Date: 2-Q Date: 11 F
Attachment A: SMO 5 -Step Salary Range Table for FY2011 -2012
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Attachment A
Saratoga Management Organization (SMO)
FY 2011/12 Salary Range Table
SMO Positions
Assistant City Manager
Community Development Director
Finance Administrative Services Director
Public Works Director
Recreation Facilities Director
Pay Step 1 Step 2 Step 3 Step 4 Step 5
Schedule
Bi Weekly 5,437.60 5,709.60 5,995.20 6,295.20 6,609.60
Annual 141, 377.60 148, 449.60 155, 875.20 163, 675.20 171, 849.60
Hourly 67.97 71.37 74.94 78.69 82.62