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HomeMy WebLinkAboutPacket.pdfTable of Contents Agenda 4 City Council Regular Meeting Minutes for December 7, 2011 Staff Report 10 Attachment A: December 7, 2011 City Council Regular Meeting Minutes 12 Review of Accounts Payable Check Registers Check Register Report 18 12/1/2011 Check Register 20 12/7/2011 Check Register 25 Treasurer’s Report for the Month Ended November 30, 2011 Treasurers Report for the Month Ended November 30, 2011 28 Purchase of Village Pedestrian LED Lights Staff Report 34 1. LED Light Proposal 36 2. LED Light Specification Sheet 37 Saratoga Ave Overlay and Rehabilitation Project ESPL- 5332(014) – Notice of Completion. Council Report-Saratoga Ave Overlay and Rehab- Notice of Completion 38 Attachment 1 Notice of Completion 40 Highway 9 Safety Improvement Project Phase III, Austin Way – Award of Construction Contract. Staff Report 41 1. Bid Summary 43 2. Construction Contract 47 3. Improvement Plan 155 Award of Design Contract for the Village Pedestrian Enhancement Phase 2 Project Council Report Award of Design Contract for Village Ped Enhancement Phase 2 169 Attachment 1 Power Point Saratoga Village 10-26-11 171 Attachment 2 Village Pedestrian Enhancement Phase 2 Design Contract 192 Attachment 3 Key Map 241 Final Acceptance of Subdivision Dedications – Subdivision Application No. SUB07-0001, 19161 Cox Avenue Staff Report 242 1. Resolution Accepting Dedications 244 2. Parcel Map 246 3. Resolution No. 08-059 248 Subdivision Improvement Amendment and Drainage Maintenance Covenant for Balakrishnan Trust Property Staff Report 249 1. Amendment to Subdivision Improvement Agreement 251 1 2. Drainage Maintenance Covenant 262 3. Recorded Subdivision Improvement Agreement 274 Approval of Library Improvement Project and Authorizing Use of Library Improvement Fund Approval of Library Improvement Project and Authorizing Use of Library Improvement Fund 299 Commission Qualifications and Expiring Terms Staff Report 301 Attachment A: Commission Qualifications and Terms Expiring in 2012 303 Attachment B: Commission Attendance Records 305 Amendment to Weed Abatement Agreement Staff Report 307 Attachment A: Proposed Amendment to the Agreement Between the County of Santa Clara and City of Saratoga for Abatement of Weeds 309 2012 Hazardous Vegetation Program Commencement Resolution Staff Report 311 Attachment A: Resolution Declaring Hazardous Vegetation (Weeds) as a Public Nuisance and Setting Public Hearing Date 313 Council CalPERS Election of Optional Membership and Pension Reform Staff Report 315 Resolution 317 Annexation of 19351 Redberry Drive (APN 510-25-062) Staff Report 319 Attachment 1 - Resolution Approving Annexation 322 Attachment 2 - Legal Description of the Territory to be Annexed 324 Attachment 3 - Map of Approved Annexation 328 Attachment 4 - Staff Report for Initiation of Annexation (July 6, 2011)329 Attachment 5 - Letter from County Surveyor dated December 1, 2011 346 Resolution Adopting Council Agency and Ad Hoc Committee Appointments Staff Report 352 Attachment A: Resolution Appointing Council Representatives to Agencies and Ad Hoc Committees for 2012 354 Pre-Annexation Agreement for the Garrod Trust property at 22600 Mount Eden Road – ANX10-0002. Staff Report 355 Attachment 1 - Pre-Annexation Agreement 357 Attachment 2 - Background Report 368 Attachment 3 - Aerial Map Showing USA adjustments & Garrod Trust Properties 387 2 CDBG Program Update Staff report 389 CDBG Application 391 3 WEDNESDAY, DECEMBER 21, 2011 REGULAR MEETING – 7:00 P.M. – CIVIC THEATER/COUNCIL CHAMBERS AT 13777 FRUITVALE AVENUE PLEDGE OF ALLEGIANCE ROLL CALL REPORT OF CITY CLERK ON POSTING OF AGENDA (Pursuant to Gov’t. Code 54954.2, the agenda for this meeting was properly posted on December 16, 2011) REPORT FROM CLOSED SESSION COMMUNICATIONS FROM COMMISSIONS & PUBLIC Oral Communications on Non-Agendized Items Any member of the public will be allowed to address the City Council for up to three (3) minutes on matters not on this agenda. The law generally prohibits the council from discussing or taking action on such items. However, the Council may instruct staff accordingly regarding Oral Communications under Council Direction to Staff. Oral Communications - Council Direction to Staff Instruction to Staff regarding actions on current Oral Communications. Communications from Boards and Commissions Council Direction to Staff Instruction to Staff regarding actions on current Communications from Boards & Commissions. ANNOUNCEMENTS CEREMONIAL ITEMS None SPECIAL PRESENTATIONS None AGENDA REGULAR MEETING SARATOGA CITY COUNCIL 4 CONSENT CALENDAR The Consent Calendar contains routine items of business. Items in this section will be acted in one motion, unless removed by the Mayor or a Council member. Any member of the public may speak to an item on the Consent Calendar at this time, or request the Mayor remove an item from the Consent Calendar for discussion. Public Speakers are limited to three (3) minutes. 1. City Council Regular Meeting Minutes for December 7, 2011 Recommended action: Approve minutes. 2. Review of Accounts Payable Check Registers Recommended action: That the City Council review and accept check registers for the following accounts payable payment cycles: December 1, 2011 December 7, 2011 3. Treasurer’s Report for the Month Ended November 30, 2011 Recommended action: Review and accept the Treasurer’s Report for the month ended November 30, 2011. 4. Purchase of Village Pedestrian LED Lights Recommended action: Approve proposal from Electrical Distributors Co. in the amount of $143,438.77 for the purchase of 95 LED fixtures and photo controls. 5. Saratoga Ave Overlay and Rehabilitation Project ESPL-5332(014) – Notice of Completion Recommended action: Move to accept the Saratoga Ave Overlay and Rehabilitation Project ESPL- 5332(014) as complete and authorize staff to record the Notice of Completion for the construction contract. 6. Highway 9 Safety Improvement Project Phase III, Austin Way – Award of Construction Contract Recommended action: 1. Move to declare Granite Rock Company DBA, Pavex Construction Division of San Jose to be the lowest responsible bidder on the project. 2. Move to award a construction contract to Granite Rock Company DBA, Pavex Construction Division in the amount of $313,880.00 3. Move to authorize staff to execute change orders to the contract up to $32,000. 7. Award of Design Contract for the Village Pedestrian Enhancement Phase 2 Project Recommended action: 1. Move to award a professional services contract with Gates and Associates for Design Services in the amount of $179,943 connected to the Village Pedestrian Enhancement Phase 2 Project and authorize the City Manager to execute the same. 2. Move to authorize staff to execute change orders to the contract up to $18,000. 5 8. Final Acceptance of Subdivision Dedications – Subdivision Application No. SUB07-0001, 19161 Cox Avenue Recommended action: 1. Move to accept offers of dedication within the Subdivision SUB07-0001. 2. Move to adopt the resolution rescinding the previously rejected Offers of Dedications and accepting dedication of streets or portions of streets within Subdivision SUB07-0001 which includes portion of Cox Avenue and a portion of Brookglen Court into the City’s publicly maintained street system. 9. Subdivision Improvement Amendment and Drainage Maintenance Covenant for Balakrishnan Trust Property Recommended action: 1. Approve Amendment to Subdivision Improvement Agreement between the Balu and Mohini Balakrishnan Trust and the City of Saratoga. 2. Approve the Drainage Maintenance Covenant between the Balu and Mohini Balakrishnan Trust and the City of Saratoga. 10. Approval of Library Improvement Project and Authorizing Use of Library Improvement Fund Recommended action: Authorize use of approximately $5,000 in savings of the Saratoga Library Improvement Fund (LBIF) and approve a Post Indicator Valve (PIV) fire alarm project to improve and enhance the Saratoga Library. 11. Commission Qualifications and Expiring Terms Recommended action: Accept the list of Commission qualifications and terms expiring in the 2012 calendar year. 12. Amendment to Weed Abatement Agreement Recommended action: Approve the amendment to the agreement between the County of Santa Clara and the City of Saratoga for abatement of weeds and authorize the Mayor to sign the agreement amendment. 13. 2012 Hazardous Vegetation Program Commencement Resolution Recommended action: Approve resolution declaring hazardous vegetation (weeds) as a public nuisance and setting a public hearing on January 18, 2012 to consider objections to the Abatement List. 14. Council CalPERS Election of Optional Membership and Pension Reform Recommended action: Approve the terms and conditions contained in said Resolution which is attached hereto between the City Council and the City effective December 21, 2011. 15. Annexation of 19351 Redberry Drive (APN 510-25-062) Recommended action: Approve annexation of 19351 Redberry Drive (APN 510-25-062), an approximately 1.39 (gross) acre parcel and an adjacent portion of Redberry Drive, all of which is contiguous with the limits of the City of Saratoga and within the City’s Sphere of Influence and Urban Service Boundaries. 6 PUBLIC HEARINGS None OLD BUSINESS 16. Resolution Adopting Council Agency and Ad Hoc Committee Appointments Recommended action: Approve resolution adopting Council agency and ad hoc committee appointments. NEW BUSINESS 17. Pre-Annexation Agreement for the Garrod Trust property at 22600 Mount Eden Road – ANX10-0002. Recommended action: Approve the Pre-Annexation Agreement for the Garrod Trust and authorize the City Manager to sign it on behalf of the City. 18. CDBG Program Update Recommended action: Review and accept Staff’s application for CDBG ADA Improvement funds. ADHOC & AGENCY ASSIGNMENT REPORTS Mayor Chuck Page City School AdHoc Council Finance Committee Hakone Foundation Board Let’s Move City Mayor/Vice Mayor Oath of Office Santa Clara Valley Water District Commission Saratoga Ministerial Association TEA AdHoc West Valley Sanitation District Vice Mayor Jill Hunter Historical Foundation KSAR Community Access TV Board SASCC Tree AdHoc Village AdHoc West Valley Flood Control & Watershed Advisory Committee Councilmember Emily Lo Association of Bay Area Government Carlson House Restoration AdHoc Electric Vehicle Charging Stations AdHoc Highway 9 AdHoc Library Joint Powers Association Sister City Liaison Village AdHoc 7 Councilmember Howard Miller City School Ad-Hoc Council Finance Committee Hakone Foundation Executive Committee Santa Clara County Cities Association SCC Cities Association Selection Committee Valley Transportation Authority PAC West Valley Mayors and Managers Association West Valley Solid Waste Management Joint Powers Association Councilmember Manny Cappello Carlson House Restoration AdHoc Chamber of Commerce County HCD Policy Committee Electric Vehicle Charging Stations AdHoc Highway 9 AdHoc Let’s Move City Mayor/Vice Mayor Oath of Office Santa Clara County Emergency Council TEA AdHoc Tree AdHoc CITY COUNCIL ITEMS CITY MANAGER’S REPORT ADJOURNMENT In accordance with the Ralph M. Brown Act, copies of the staff reports and other materials provided to the City Council by City staff in connection with this agenda are available at the office of the City Clerk at 13777 Fruitvale Avenue, Saratoga, CA 95070. Note that copies of materials distributed to the City Council concurrently with the posting of the agenda are also available on the City Website at www.saratoga.ca.us. Any materials distributed by staff after the posting of the agenda are made available for public review at the office of the City Clerk at the time they are distributed to the City Council. In compliance with the Americans with Disabilities Act (ADA), if you need special assistance to participate in this meeting, please contact the City Clerk at (408) 868-1269. Notification 48 hours prior to the meeting will enable the City to make reasonable arrangements to ensure accessibility to this meeting (28 CFR 35.102-35.104 ADA Title II) Certificate of Posting of Agenda: I, Crystal Morrow, City Clerk for the City of Saratoga, declare that the foregoing agenda for the meeting of the City Council for the City of Saratoga was posted on December 16, 2011, at the City of Saratoga, 13777 Fruitvale Ave., Saratoga, CA 95070 and was available for public review at that location. The agenda is also available on the City’s website at www.saratoga.ca.us 8 Signed this 16th day of December 2011 at Saratoga, California. Crystal Morrow City Clerk NOTE: To view current or previous City Council meetings anytime, go to the City Video Archives at www.saratoga.ca.us 01/18 Regular Meeting –Joint meeting with Chamber of Commerce 01/26 Council Retreat 02/01 Regular Meeting –Joint meeting with Sheriff and County Fire 02/15 Regular Meeting –Joint meeting with Planning Commission 03/07 Regular Meeting – Joint meeting with Hakone Board 03/21 Regular Meeting –Joint meeting with SASSC 04/04 Regular Meeting 04/18 Regular Meeting 05/02 Regular Meeting 05/16 Regular Meeting 06/06 Regular Meeting 06/20 Regular Meeting 07/04 Fourth of July –City Hall closed 07/18 Regular Meeting 08/01 Regular Meeting 08/15 Regular Meeting 09/05 Regular Meeting 09/19 Regular Meeting 10/03 Regular Meeting – 10/17 Regular Meeting 11/01 Regular Meeting 11/14 Regular Meeting 12/04 Reorganization Meeting 12/05 Regular Meeting 12/19 Regular Meeting CITY OF SARATOGA CITY COUNCIL MEETING CALENDAR 2012 9 Page 1 of 2 SARATOGA CITY COUNCIL MEETING DATE: December 21, 2011 AGENDA ITEM: DEPARTMENT: City Manager’s Office CITY MANAGER: Dave Anderson PREPARED BY: Crystal Morrow DIRECTOR: Dave Anderson City Clerk SUBJECT: City Council Regular Meeting Minutes for December 7, 2011 RECOMMENDED ACTION: Approve minutes. BACKGROUND: The draft minutes for the City Council Regular Meeting on December 7, 2011 are to this report for Council review and approval. FISCAL IMPACTS: N/A CONSEQUENCES OF NOT FOLLOWING THE RECOMMENDED ACTIONS: N/A ALTERNATIVE ACTION(S): N/A FOLLOW UP ACTION(S): Retain minutes for legislative history. ADVERTISING, NOTICING AND PUBLIC CONTACT: Pursuant to Government Code 54954.2, this item was properly posted as a City Council agenda item and was included in the packet made available on the City’s web site in advance of the meeting. A copy of the agenda packet is also made available at the Saratoga Branch Library each Monday in advance of the Council meeting. 10 Page 2 of 2 ATTACHMENTS: Attachment A: December 7, 2011 City Council Regular Meeting Minutes 11 MINUTES SARATOGA SPECIAL CITY COUNCIL MEETING DECEMBER 7, 2011 The City Council held a Joint Meeting with the Saratoga Heritage Preservation Commission and Saratoga Historical Foundation at 6:00 p.m. in the Administrative Conference Room. SARATOGA REGULAR CITY COUNCIL MEETING DECEMBER 7, 2011 Mayor Miller called the Regular City Council Meeting to order at 7:07 p.m. and invited Boy Scout Troop 535 to lead the Pledge of Allegiance. ROLL CALL PRESENT Council Members Manny Cappello, Emily Lo, Jill Hunter, Vice Mayor Chuck Page, and Mayor Howard Miller ABSENT: None ALSO PRESENT: Dave Anderson, City Manager Catherine Engberg, Acting City Attorney Crystal Morrow, City Clerk John Cherbone, Public Works Director Mary Furey, Finance and Administrative Services Director James Lindsey, Community Development Director Michael Taylor, Recreation and Facilities Director Monica LaBossiere, Human Resource Manager Michael Fossati, Planner Debbie Bretschneider, Executive Assistant to the City Manager/Deputy City Clerk REPORT OF CITY CLERK ON POSTING OF AGENDA City Clerk Crystal Morrow reported that pursuant to Government Code 54954.2, the agenda for the meeting was properly posted on December 2, 2011. ORAL COMMUNICATIONS ON NON-AGENDIZED ITEMS Members of Boy Scout Troop 535 announced that they would be holding an E-Waste Collection on January 7, 2012 from 10:00 am to 5:00 pm at Saratoga Prospect Center. Kathleen Casey addressed the Council and expressed concerns about the availability of parking and the level of noise in the Village. Annette Stransky from the Saratoga Historical Foundation summarized the Foundation’s Joint Meeting with the Council, which included discussion on the Foundation’s accomplishment. Mayor Miller shared information presented by the Heritage Preservation Commission during the joint meeting, including efforts to catalog historical assets in the City. 12 Scott Anderson, Saratoga Chamber of Commerce President, addressed the Council and thanked Mayor Miller for his leadership and support of the business community as Mayor. Anderson thanked other members of the Council for their support of the business community. COUNCIL DIRECTION TO STAFF None ANNOUNCEMENTS Council Member Lo announced an eReader event at Saratoga Library on December 10, 2011 from 10:00 a.m. to 12:00 p.m. Mayor Miller shared that the City of Saratoga won the Silicon Valley Turkey Trot Mayor’s Cup Challenge in the Small City Category. CEREMONIAL ITEMS 1. City Council Reorganization Recommended action: Appoint Mayor and Vice Mayor. Mayor Miller introduced the item, welcomed current and former dignitaries in the audience, and invited public comment on the item. The following person requested to speak on this item: Kathleen Casey No one else requested to speak at this time. Mayor Miller remarked on his term and reviewed some of the achievements and challenges of the past year. He also thanked his wife, family, friends, employers, fellow public officials, and City staff for their support during his term as mayor. Fellow Council Members thanked Mayor Miller for his leadership and hard work. City Clerk Crystal Morrow announced that the Offices of Mayor and Vice Mayor were vacant and opened nominations for Mayor. MILLER/CAPPELLO MOVED TO APPOINT COUNCIL MEMBER CHUCK PAGE AS MAYOR FOR THE YEAR 2012. MOTION PASSED 5-0-0. State Senator Joe Simitian administered the Oath of Office to Mayor Chuck Page. Mayor Page thanked State Senator Joe Simitian for attending the City Council Meeting and administering the Oath of Office, his fellow Council Members for selecting him as Mayor, City staff, and his daughters for their support. He then remarked on goals for his term as Mayor. Mayor Page invited nominations for the Office of Vice Mayor. 13 PAGE/CAPPELLO MOVED TO APPOINT JILL HUNTER AS THE VICE MAYOR FOR THE YEAR 2012. MOTION PASSED 5-0-0. State Senator Joe Simitian administered the Oath of Office to Vice Mayor Jill Hunter. Mayor Page invited public comment on the item. The following people requested to speak on this item: Kathleen Casey Lori Gaskin, West Valley College President Curtis Wright, Former Monte Sereno City Council Member Debra Cummins, Saratoga Chamber of Commerce No one else requested to speak on this item. Mayor Page called for a short recess and invited those in attendance to join the Council in the lobby for refreshments. Mayor Page reconvened the meeting at 8:23 p.m. CONSENT CALENDAR 2. City Council Regular and Special Meeting Minutes for November 16, 2011 Recommended action: Approve minutes. Vice Mayor Hunter removed this item from the consent calendar to request that the City Clerk correct the minutes on page 20 to reflect that the Saratoga Historical Foundation is seeking ways to generate revenues, not save money. HUNTER/MILLER MOVED TO APPROVE THE MINUTES AS AMENDED. MOTION PASSED 4-0-1 WITH MAYOR PAGE ABSTAINING. 3. Review of Accounts Payable Check Registers Recommended action: That the City Council review and accept check registers for the following accounts payable payment cycles: November 9, 2011 November 15, 2011 November 22, 2011 HUNTER/MILLER MOVED TO ACCEPT THE CHECK REGISTERS FOR THE FOLLOWING ACCOUNTS PAYABLE PAYMENT CYCLES: NOVEMBER 9, 2011, NOVEMBER 15, 2011, AND NOVEMBER 22, 2011. MOTION PASSED 5-0-0. 4. Treasurer’s Report for the Month Ended October 31, 2011 14 Recommended action: Review and accept the Treasurer’s Report for the month ended October 31, 2011. HUNTER/MILLER MOVED TO ACCEPT THE TREASURER’S REPORT FOR THE MONTH ENDED OCTOBER 31, 2011. MOTION PASSED 5-0-0. 5. Fiscal Year 2010/11 Comprehensive Annual Financial Report (CAFR) Recommended action: Review and accept the Fiscal Year 2010/11 Comprehensive Annual Financial Report (CAFR). Council Member Miller removed this item from the Consent Calendar to thank staff for their efforts preparing the CAFR. MILLER/CAPPELLO MOVED TO ACCEPT THE FISCAL YEAR 2010/11 COMPREHENSIVE ANNUAL FINANCIAL REPORT (CAFR). MOTION PASSED 5-0-0. 6. Development Impact Fee Report Recommended action: Staff recommends that the Council review and accept the annual AB1600 Development Impact Fee report for the year ended June 30, 2011. Vice Mayor Hunter removed this item to ask staff for additional information about developer fees. HUNTER/CAPPELLO MOVED TO ACCEPT THE ANNUAL AB1600 DEVELOPMENT IMPACT FEE REPORT FOR THE YEAR ENDED JUNE 30, 2011. MOTION PASSED 5-0-0. 7. Records Management Program: Resolution Authorizing Final Disposition of Certain City Records Recommended action: Adopt Resolution Authorizing Final Disposition of Certain City Records. HUNTER/MILLER MOVED TO ADOPT RESOLUTION AUTHORIZING FINAL DISPOSITION OF CERTAIN CITY RECORDS. MOTION PASSED 5- 0-0. 8. Resolution to authorize tax deferral of member paid contributions to California Public Employee Retirement System under Internal Revenue Code Section 414(h) (2) Recommended action: Adopt resolution authorizing tax deferral of member paid contributions to California Public Employee Retirement System (CalPERS) under Internal Revenue Code Section 414(h) (2). HUNTER/MILLER MOVED TO ADOPT RESOLUTION AUTHORIZING TAX DEFERRAL OF MEMBER PAID CONTRIBUTIONS TO CALIFORNIA PUBLIC EMPLOYEE RETIREMENT SYSTEM (CALPERS) UNDER INTERNAL REVENUE CODE SECTION 414(H) (2). MOTION PASSED 5-0-0. 9. Appointment of Library Commissioner 15 Recommended action: Adopt the attached resolution appointing one (1) member to the Saratoga Library Commission. HUNTER/MILLER MOVED TO ADOPT RESOLUTION APPOINTING ONE MEMBER TO THE SARATOGA LIBRARY COMMISSION. MOTION PASSED 5-0-0. NEW BUSINESS 10. 20330 Saratoga-Los Gatos Rd. (Villa Deodara) - Mills Act Agreement Recommended action: The Heritage Preservation Commission (HPC) recommends the City Council adopt the attached Resolution and direct the City Manager to enter into a Mills Act Agreement for the property located at 20330 Saratoga-Los Gatos Road. Community Development Department Planner Michael Fossati presented the staff report. Mayor Page invited public comment. No one requested to speak on this item. HUNTER/LO MOVED TO ADOPT THE RESOLUTION APPROVING 20330 SARATOGA-LOS GATOS ROAD PARTICIPATION IN THE MILLS ACT PROPERTY TAX ABATEMENT PROGRAM AND DIRECTED THE CITY MANAGER TO ENTER INTO A MILLS ACT AGREEMENT FOR THE PROPERTY LOCATED AT 20330 SARATOGA-LOS GATOS ROAD. MOTION PASSED 5-0-0. At this time, Mayor Page invited government studies students up on stage to be recognized. 11. Request for City Council Agency and Adhoc Assignments for 2012 Recommended action: Accept report and provide direction to staff. Page introduced the item and asked fellow Council Members to submit suggested changes to assignments and additions or removals to the list of agency and adhoc committee assignments to him by 5:00 p.m. on December 13, 2011. ADHOC & AGENCY ASSIGNMENT REPORTS Mayor Chuck Page Council Finance Committee – the Finance Committee held a meeting on December 7, 2011. West Valley Sanitation District – the West Valley Sanitation District is looking for a new District Manager. Page added that he attended a meeting with the Santa Clara County Local Agency Formation Commission (LAFCO) regarding the Garrod property annexation, the City’s urban service area boundaries, and the Saratoga Fire District. LAFCO will be conducting 16 an analysis on exact savings expected from consolidation of the Saratoga Fire District with Santa Clara County Fire Protection District. Vice Mayor Jill Hunter KSAR Community Access TV Board – the KSAR Board met with Redwood Middle School and will be moving forward with plans to develop a partnership between the two organizations. SASCC – The next SASCC Board meeting will be December 20, 2011. The Board will be discussing SASCC’s finances. Village AdHoc – The Village AdHoc approved a Village Façade Improvement Program application to paint over existing Harmonie Day Spa signage on the awning at 14501 Big Basin Way. Councilmember Emily Lo Carlson House Restoration AdHoc – the West Valley College Board of Directors authorized auction of the Carlson House. Council Member Howard Miller None Councilmember Manny Cappello None CITY COUNCIL ITEMS None CITY MANAGER’S REPORT None ADJOURNMENT CAPPELLO/MILLER MOVED TO ADJOURN THE MEETING AT 8:46 P.M. MOTION PASSED 5-0-0. Respectfully submitted, Crystal Morrow City Clerk 17 Dave Anderson Mary Furey Mary Furey SUBJECT: Review of Accounts Payable Check Registers RECOMMENDED ACTION: That the City Council review and accept check registers for the following accounts payable payment cycles: REPORT SUMMARY: Attached are Check Registers for: Date Ending Check No. 12/01/11 119102 119154 53 583,234.53 12/01/11 11/22/11 119101 12/07/11 119155 119203 49 160,882.43 12/07/11 12/01/11 119154 Date Check No. Issued to Dept.Amount 12/01/11 119111 PS 29,438.62 12/01/11 119139 PS 327,272.84 12/01/11 119141 PW 135,603.87 12/01/11 119150 Legal 25,243.36 12/07/11 119172 PW 60,553.80 AP Date Check No.Description Amount None Issued to Accounts Payable checks voided during this time period: Law Enforcement Nov CIP - Streets/Grants Saratoga Ave Overlay Legal Services OctShute Mihaly General CIP - Streets / Gas Tax Street Repair/Resurfacing City of San Jose General Animal Service Sept/Oct Duran & Venebles Accounts Payable checks issued for $20,000 or greater: Fund Purpose Office of the Sheriff General SARATOGA CITY COUNCIL MEETING DATE:December 21, 2011 AGENDA ITEM: DEPARTMENT:Finance & Administrative Services CITY MANAGER: PREPARED BY: O'Grady Paving Ending Check No. DEPT. DIRECTOR: Prior Check Register Accounts Payable Accounts Payable Checks Released December 1, 2011 December 7, 2011 Total Checks AmountType of Checks Date Starting Check No. 18 Fund #12/01/11 12/07/11 Total 111 General 418,417.40 62,245.05 480,662.45 231 Village Lighting 802.08 802.08 232 Azule Lighting - 233 Sarahills Lighting - 241 Arroyo de Saratoga Landscape - 242 Bonnet Way Landscape - 243 Carnelian Glen 135.00 135.00 244 Cunningham/Glasgow Landscape - 245 Fredericksburg Landscape - 246 Greenbriar Landscape 109.14 109.14 247 Kerwin Ranch Landscape 1,580.40 1,580.40 248 Leutar Court Landscape - 249 Manor Drive Landscape - 251 McCartysville Landscape - 252 Prides Crossing Landscape 5,623.73 5,623.73 253 Saratoga Legends Landscape 165.64 165.64 255 Tricia Woods Landscape - 271 Beauchamps Landscape 414.33 529.69 944.02 272 Bellgrove Landscape - 273 Gateway Landscape - 274 Horseshoe Landscape/Lighting 594.52 594.52 275 Quito Lighting - 276 Tollgate LLD 34.52 34.52 277 Village Commercial Landscape 449.26 449.26 311 Library Bond Debt Service 345.60 345.60 411 CIP Street Projects 37,129.84 23,270.82 60,400.66 412 CIP Park & Trail Projects 6,691.27 5,120.91 11,812.18 413 CIP Facility Projects - 414 CIP Admin Projects 1,356.48 1,356.48 421 Tree Fund - 431 Grant Fund - CIP Streets 106,187.11 14,095.25 120,282.36 432 Grant Fund - Parks & Trails 1,778.00 2,288.26 4,066.26 481 Gas Tax Fund 1,048.83 45,003.80 46,052.63 611 Liability/Risk Mgt 69.43 69.43 612 Workers' Comp - 621 Office Support Services Fund 1,413.00 1,117.42 2,530.42 622 Information Technology 436.26 104.95 541.21 623 Vehicle & Equipment Maint 234.62 2,201.96 2,436.58 624 Building Maintenance 738.72 1,875.55 2,614.27 631 - 632 508.12 508.12 583,234.53 160,882.43 - - - 744,116.96 FOLLOW UP ACTION: N/A ADVERTISING, NOTICING AND PUBLIC CONTACT: ATTACHMENTS: Check Registers in the 'A/P Checks By Period and Year' report format Pursuant to Government Code 54954.2, this item was properly posted as a City Council agenda item and included in the packet made available on the City’s website in advance of the meeting. A copy of the agenda packet is also made available at the Saratoga Branch Library each Monday in advance of the Council meeting. TOTAL Fund Description Vehicle & Equipment Replacement IT Equipment Replacement Cash reductions by fund: 19 SU N G A R D P U B L I C S E C T O R P A G E N U M B E R : 1 DA T E : 1 2 / 0 1 / 2 0 1 1 C I T Y O F S A R A T O G A A C C T P A 2 1 TI M E : 1 3 : 3 4 : 0 0 C H E C K R E G I S T E R - D I S B U R S E M E N T F U N D SE L E C T I O N C R I T E R I A : t r a n s a c t . c k _ d a t e = ’ 2 0 1 1 1 2 0 1 0 0 : 0 0 : 0 0 . 0 0 0 ’ AC C O U N T I N G P E R I O D : 6 / 1 2 F U N D - 0 0 9 - D I S B U R S E M E N T F U N D CA S H A C C T C H E C K N O I S S U E D T - - - - - - - - - - - - - - V E N D O R - - - - - - - - - - - - - B U D G E T U N I T - - - - - D E S C R I P T I O N - - - - - - S A L E S T A X A M O U N T 11 1 1 1 1 1 9 1 0 2 1 2 / 0 1 / 1 1 3 5 A C C E N T G R A P H I C S 1 1 1 2 2 0 1 D E S K P L A T E / C T Y C L E R K 0 . 0 0 6 4 . 5 4 11 1 1 1 1 1 9 1 0 3 1 2 / 0 1 / 1 1 5 0 0 A H M E D I F T I K H A R 1 1 1 R E F U N D - G E O 0 7 - 0 0 0 2 0 . 0 0 1 , 6 7 7 . 5 0 11 1 1 1 1 1 9 1 0 4 1 2 / 0 1 / 1 1 5 0 0 A N T E B I L I C 1 1 1 R E F U N D 0 6 - 4 3 2 0 . 0 0 1 , 5 2 4 . 5 2 11 1 1 1 1 1 9 1 0 5 1 2 / 0 1 / 1 1 9 5 3 A R C 1 1 1 5 3 0 1 P L A N C O P I E S / S A R A - S U N Y 0 . 0 0 1 3 . 8 1 11 1 1 1 1 1 9 1 0 6 1 2 / 0 1 / 1 1 3 2 7 B E L A N G E R , C H R I S T I N E 1 1 1 6 1 0 1 I N S T R U C T O R - B A L L R O O M 0 . 0 0 4 4 . 0 0 11 1 1 1 1 1 9 1 0 6 1 2 / 0 1 / 1 1 3 2 7 B E L A N G E R , C H R I S T I N E 1 1 1 6 1 0 1 I N S T R U C T O R - B A L L R O O M 0 . 0 0 1 3 2 . 0 0 11 1 1 1 1 1 9 1 0 6 1 2 / 0 1 / 1 1 3 2 7 B E L A N G E R , C H R I S T I N E 1 1 1 6 1 0 1 I N S T R U C T O R - B A L L R O O M 0 . 0 0 4 4 . 0 0 TO T A L C H E C K 0 . 0 0 2 2 0 . 0 0 11 1 1 1 1 1 9 1 0 7 1 2 / 0 1 / 1 1 5 0 0 C A R L S O N C H A N 1 1 1 R E F U N D 0 7 - 1 7 7 0 . 0 0 1 , 9 6 0 . 0 0 11 1 1 1 1 1 9 1 0 8 1 2 / 0 1 / 1 1 1 3 0 C D W G O V E R N M E N T 6 3 2 3 2 0 2 S U P P L I E S - C A R T R I D G E 0 . 0 0 1 0 8 . 2 7 11 1 1 1 1 1 9 1 0 8 1 2 / 0 1 / 1 1 1 3 0 C D W G O V E R N M E N T 6 3 2 3 2 0 2 S U P P L I E S - C A R T R I D G E 0 . 0 0 3 9 9 . 8 5 TO T A L C H E C K 0 . 0 0 5 0 8 . 1 2 11 1 1 1 1 1 9 1 0 9 1 2 / 0 1 / 1 1 9 3 5 C H R I S P C O M P A N Y 4 1 1 9 1 1 1 - 0 0 2 H E R R I M A N A V E S T R I P I N G 0 . 0 0 2 , 3 8 0 . 0 0 11 1 1 1 1 1 9 1 0 9 1 2 / 0 1 / 1 1 9 3 5 C H R I S P C O M P A N Y 4 1 1 R E T E N T I O N H E L D P O # 0 3 4 0 . 0 0 - 2 3 8 . 0 0 TO T A L C H E C K 0 . 0 0 2 , 1 4 2 . 0 0 11 1 1 1 1 1 9 1 1 0 1 2 / 0 1 / 1 1 6 1 7 C I T I E S A S S O C . O F S A N T A C 1 1 1 1 1 0 1 C I T I E S A S S O C E V E N T 0 . 0 0 1 3 0 . 0 0 11 1 1 1 1 1 9 1 1 0 1 2 / 0 1 / 1 1 6 1 7 C I T I E S A S S O C . O F S A N T A C 1 1 1 2 2 0 1 C I T I E S A S S O C E V E N T 0 . 0 0 1 3 0 . 0 0 11 1 1 1 1 1 9 1 1 0 1 2 / 0 1 / 1 1 6 1 7 C I T I E S A S S O C . O F S A N T A C 1 1 1 2 1 0 1 C I T I E S A S S O C E V E N T 0 . 0 0 6 5 . 0 0 TO T A L C H E C K 0 . 0 0 3 2 5 . 0 0 11 1 1 1 1 1 9 1 1 1 1 2 / 0 1 / 1 1 5 1 7 C I T Y O F S A N J O S E 1 1 1 7 1 0 1 A N I M A L S E R V I C E S 0 9 / 1 1 0 . 0 0 1 4 , 7 1 9 . 3 1 11 1 1 1 1 1 9 1 1 1 1 2 / 0 1 / 1 1 5 1 7 C I T Y O F S A N J O S E 1 1 1 7 1 0 1 A N I M A L S E R V I C E S 1 0 / 1 1 0 . 0 0 1 4 , 7 1 9 . 3 1 TO T A L C H E C K 0 . 0 0 2 9 , 4 3 8 . 6 2 11 1 1 1 1 1 9 1 1 2 1 2 / 0 1 / 1 1 9 3 0 C O L E S U P P L Y C O M P A N Y , I N C 1 1 1 5 3 0 1 J A N I T O R I A L S U P P L I E S 0 . 0 0 4 0 9 . 5 1 11 1 1 1 1 1 9 1 1 3 1 2 / 0 1 / 1 1 2 3 5 C O M C A S T 6 2 2 3 2 0 1 M T H L Y S R V 1 1 / 2 6 - 1 2 / 2 5 0 . 0 0 5 4 . 6 5 11 1 1 1 1 1 9 1 1 4 1 2 / 0 1 / 1 1 9 9 1 C O M C A S T 6 2 2 3 2 0 1 M T H L Y S R V 1 1 / 1 9 - 1 2 / 1 8 0 . 0 0 1 3 . 3 6 11 1 1 1 1 1 9 1 1 5 1 2 / 0 1 / 1 1 3 1 0 C U P E R T I N O U N I O N S C H O O L D 1 1 1 5 1 0 3 S T O R M / D R A I N E D U C A T I O N 0 . 0 0 2 0 8 . 8 7 11 1 1 1 1 1 9 1 1 6 1 2 / 0 1 / 1 1 3 4 2 D A T A T I C K E T I N C 1 1 1 7 1 0 1 C I T A T I O N F E E S 1 0 / 1 1 0 . 0 0 1 0 0 . 0 0 11 1 1 1 1 1 9 1 1 7 1 2 / 0 1 / 1 1 5 0 0 D A V I D R O G A N 1 1 1 R E F U N D 0 7 - 1 6 4 0 . 0 0 1 , 1 8 0 . 0 0 11 1 1 1 1 1 9 1 1 7 1 2 / 0 1 / 1 1 5 0 0 D A V I D R O G A N 1 1 1 R E F U N D 0 7 - 2 7 6 0 . 0 0 2 , 2 0 3 . 1 2 TO T A L C H E C K 0 . 0 0 3 , 3 8 3 . 1 2 11 1 1 1 1 1 9 1 1 8 1 2 / 0 1 / 1 1 5 6 4 D E L A G E L A N D E N P U B L I C F I 6 2 1 3 1 0 2 C O P I E R 1 1 / 2 1 - 1 2 / 2 0 0 . 0 0 1 , 4 1 3 . 0 0 11 1 1 1 1 1 9 1 1 9 1 2 / 0 1 / 1 1 2 6 0 D E P A R T M E N T O F P E S T I C I D E 1 1 1 5 3 0 1 L I C E N S E R E N E W A L - M E E K 0 . 0 0 6 0 . 0 0 11 1 1 1 1 1 9 1 2 0 1 2 / 0 1 / 1 1 4 1 9 E V E N T S E R V I C E S 1 1 1 5 3 0 1 M T H L Y R N T L - P R O S P 1 0 / 1 1 0 . 0 0 3 0 3 . 1 0 11 1 1 1 1 1 9 1 2 0 1 2 / 0 1 / 1 1 4 1 9 E V E N T S E R V I C E S 1 1 1 5 3 0 1 M T H L Y R N T L - W V C 1 1 / 1 1 0 . 0 0 1 5 1 . 5 5 20 SU N G A R D P U B L I C S E C T O R P A G E N U M B E R : 2 DA T E : 1 2 / 0 1 / 2 0 1 1 C I T Y O F S A R A T O G A A C C T P A 2 1 TI M E : 1 3 : 3 4 : 0 0 C H E C K R E G I S T E R - D I S B U R S E M E N T F U N D SE L E C T I O N C R I T E R I A : t r a n s a c t . c k _ d a t e = ’ 2 0 1 1 1 2 0 1 0 0 : 0 0 : 0 0 . 0 0 0 ’ AC C O U N T I N G P E R I O D : 6 / 1 2 F U N D - 0 0 9 - D I S B U R S E M E N T F U N D CA S H A C C T C H E C K N O I S S U E D T - - - - - - - - - - - - - - V E N D O R - - - - - - - - - - - - - B U D G E T U N I T - - - - - D E S C R I P T I O N - - - - - - S A L E S T A X A M O U N T TO T A L C H E C K 0 . 0 0 4 5 4 . 6 5 11 1 1 1 1 1 9 1 2 1 1 2 / 0 1 / 1 1 4 2 1 E W I N G I R R I G A T I O N 1 1 1 5 3 0 1 S U P P L I E S - P A R K S 0 . 0 0 1 8 8 . 4 2 11 1 1 1 1 1 9 1 2 1 1 2 / 0 1 / 1 1 4 2 1 E W I N G I R R I G A T I O N 1 1 1 5 3 0 1 S U P P L I E S - P A R K S 0 . 0 0 1 5 4 . 8 6 11 1 1 1 1 1 9 1 2 1 1 2 / 0 1 / 1 1 4 2 1 E W I N G I R R I G A T I O N 1 1 1 5 3 0 1 S U P P L I E S - P A R K S 0 . 0 0 3 8 . 3 2 11 1 1 1 1 1 9 1 2 1 1 2 / 0 1 / 1 1 4 2 1 E W I N G I R R I G A T I O N 1 1 1 5 3 0 1 S U P P L I E S - P A R K S 0 . 0 0 7 . 3 0 TO T A L C H E C K 0 . 0 0 3 8 8 . 9 0 11 1 1 1 1 1 9 1 2 2 1 2 / 0 1 / 1 1 5 0 0 F R A N K H O 1 1 1 4 2 0 1 R E F U N D / D U P L I C A T E F E E 0 . 0 0 1 , 7 0 4 . 0 0 11 1 1 1 1 1 9 1 2 3 1 2 / 0 1 / 1 1 4 5 4 G A C H I N A L A N D S C A P E M A N A G E 4 1 2 9 2 3 8 - 0 0 1 L N S C A P E / R A V E N W O O D P K 0 . 0 0 7 5 6 . 4 8 11 1 1 1 1 1 9 1 2 3 1 2 / 0 1 / 1 1 4 5 4 G A C H I N A L A N D S C A P E M A N A G E 4 1 2 9 2 3 8 - 0 0 1 C O B B L E C R E E K / R A V N W O O D 0 . 0 0 2 , 4 1 9 . 0 0 11 1 1 1 1 1 9 1 2 3 1 2 / 0 1 / 1 1 4 5 4 G A C H I N A L A N D S C A P E M A N A G E 4 3 2 9 2 7 4 - 0 0 1 W E E D R E M O V A L / J O E S T R L 0 . 0 0 1 , 7 7 8 . 0 0 11 1 1 1 1 1 9 1 2 3 1 2 / 0 1 / 1 1 4 5 4 G A C H I N A L A N D S C A P E M A N A G E 2 4 6 5 3 0 2 R I S E R S R E P A I R / G U A V A 0 . 0 0 1 0 9 . 1 4 11 1 1 1 1 1 9 1 2 3 1 2 / 0 1 / 1 1 4 5 4 G A C H I N A L A N D S C A P E M A N A G E 2 7 1 5 3 0 2 M A I N L I N E R P R / B E A U C H M P 0 . 0 0 4 1 4 . 3 3 11 1 1 1 1 1 9 1 2 3 1 2 / 0 1 / 1 1 4 5 4 G A C H I N A L A N D S C A P E M A N A G E 4 8 1 9 1 1 1 - 0 0 1 A L O H A / H W Y 0 9 1 1 / 1 1 0 . 0 0 3 9 0 . 0 0 11 1 1 1 1 1 9 1 2 3 1 2 / 0 1 / 1 1 4 5 4 G A C H I N A L A N D S C A P E M A N A G E 1 1 1 5 3 0 1 B I G B A S I N / W T R B A S K E T 0 . 0 0 5 4 5 . 0 0 TO T A L C H E C K 0 . 0 0 6 , 4 1 1 . 9 5 11 1 1 1 1 1 9 1 2 4 1 2 / 0 1 / 1 1 4 6 3 G R A I N G E R 6 2 3 5 2 0 2 S U P P L I E S - F A C I L I T I E S 0 . 0 0 1 4 . 8 8 11 1 1 1 1 1 9 1 2 5 1 2 / 0 1 / 1 1 4 7 0 G R E G O R I A N , A G N E S 1 1 1 6 1 0 1 I N S T R U C T O R - D A N C E 0 . 0 0 3 1 0 . 5 0 11 1 1 1 1 1 9 1 2 5 1 2 / 0 1 / 1 1 4 7 0 G R E G O R I A N , A G N E S 1 1 1 6 1 0 1 I N S T R U C T O R - D A N C E 0 . 0 0 2 4 1 . 5 0 11 1 1 1 1 1 9 1 2 5 1 2 / 0 1 / 1 1 4 7 0 G R E G O R I A N , A G N E S 1 1 1 6 1 0 1 I N S T R U C T O R - D A N C E 0 . 0 0 5 1 6 . 0 0 TO T A L C H E C K 0 . 0 0 1 , 0 6 8 . 0 0 11 1 1 1 1 1 9 1 2 6 1 2 / 0 1 / 1 1 4 8 9 H O R I Z O N D I S T R I B U T O R S , I N 1 1 1 5 3 0 1 W E A T H E R G U A R D C O V E R 0 . 0 0 2 3 9 . 7 0 11 1 1 1 1 1 9 1 2 7 1 2 / 0 1 / 1 1 5 2 0 F U N F U N F U N D A M E N T A L S 1 1 1 6 1 0 1 I N S T R U C T O R - B A S K E T B A L L 0 . 0 0 3 7 2 . 6 0 11 1 1 1 1 1 9 1 2 7 1 2 / 0 1 / 1 1 5 2 0 F U N F U N F U N D A M E N T A L S 1 1 1 6 1 0 1 I N S T R U C T O R - S P O R T S 0 . 0 0 2 9 1 . 6 0 11 1 1 1 1 1 9 1 2 7 1 2 / 0 1 / 1 1 5 2 0 F U N F U N F U N D A M E N T A L S 1 1 1 6 1 0 1 I N S T R U C T O R - S P O R T S 0 . 0 0 2 5 9 . 2 0 TO T A L C H E C K 0 . 0 0 9 2 3 . 4 0 11 1 1 1 1 1 9 1 2 8 1 2 / 0 1 / 1 1 1 4 H Y D R O T E C I R R I G A T I O N E Q U I 1 1 1 5 3 0 1 M A I N T / F O O T H I L L P A R K 0 . 0 0 9 4 . 0 0 11 1 1 1 1 1 9 1 2 8 1 2 / 0 1 / 1 1 1 4 H Y D R O T E C I R R I G A T I O N E Q U I 1 1 1 5 3 0 1 R E P A I R / G A T E W A Y 0 . 0 0 7 2 . 6 4 11 1 1 1 1 1 9 1 2 8 1 2 / 0 1 / 1 1 1 4 H Y D R O T E C I R R I G A T I O N E Q U I 2 5 2 5 3 0 2 P R I D E S C R O S S I N G @ M I L L E 0 . 0 0 5 , 6 2 3 . 7 3 11 1 1 1 1 1 9 1 2 8 1 2 / 0 1 / 1 1 1 4 H Y D R O T E C I R R I G A T I O N E Q U I 4 1 1 9 1 1 1 - 0 0 1 R P R / B O N N E T T W A Y 0 . 0 0 2 , 4 7 8 . 8 9 TO T A L C H E C K 0 . 0 0 8 , 2 6 9 . 2 6 11 1 1 1 1 1 9 1 2 9 1 2 / 0 1 / 1 1 1 9 I A N G E D D E S T R E E C A R E , I N 1 1 1 5 3 0 1 M A I N T / W A L K W A Y - H W Y 9 0 . 0 0 6 8 5 . 0 0 11 1 1 1 1 1 9 1 2 9 1 2 / 0 1 / 1 1 1 9 I A N G E D D E S T R E E C A R E , I N 1 1 1 5 2 0 1 M A I N T / B A I N T E R A V E 0 . 0 0 5 2 0 . 0 0 TO T A L C H E C K 0 . 0 0 1 , 2 0 5 . 0 0 11 1 1 1 1 1 9 1 3 0 1 2 / 0 1 / 1 1 6 3 I N T E R S T A T E T R A F F I C C O N T R 1 1 1 5 3 0 1 S U P P L I E S - P A R K S 0 . 0 0 1 0 8 . 2 5 11 1 1 1 1 1 9 1 3 1 1 2 / 0 1 / 1 1 5 2 5 J A M E L L O , N A N C Y 1 1 1 6 1 0 1 I N S T R U C T O R - Y O G A 0 . 0 0 3 0 8 . 0 0 11 1 1 1 1 1 9 1 3 1 1 2 / 0 1 / 1 1 5 2 5 J A M E L L O , N A N C Y 1 1 1 6 1 0 1 I N S T R U C T O R - Y O G A 0 . 0 0 1 7 8 . 2 5 TO T A L C H E C K 0 . 0 0 4 8 6 . 2 5 11 1 1 1 1 1 9 1 3 2 1 2 / 0 1 / 1 1 5 0 0 J O H N L I O U 1 1 1 R E F U N D 0 7 - 3 4 5 0 . 0 0 1 , 4 0 0 . 0 0 11 1 1 1 1 1 9 1 3 2 1 2 / 0 1 / 1 1 5 0 0 J O H N L I O U 1 1 1 R E F U N D 0 7 - 1 8 1 0 . 0 0 1 , 6 5 4 . 0 3 TO T A L C H E C K 0 . 0 0 3 , 0 5 4 . 0 3 21 SU N G A R D P U B L I C S E C T O R P A G E N U M B E R : 3 DA T E : 1 2 / 0 1 / 2 0 1 1 C I T Y O F S A R A T O G A A C C T P A 2 1 TI M E : 1 3 : 3 4 : 0 0 C H E C K R E G I S T E R - D I S B U R S E M E N T F U N D SE L E C T I O N C R I T E R I A : t r a n s a c t . c k _ d a t e = ’ 2 0 1 1 1 2 0 1 0 0 : 0 0 : 0 0 . 0 0 0 ’ AC C O U N T I N G P E R I O D : 6 / 1 2 F U N D - 0 0 9 - D I S B U R S E M E N T F U N D CA S H A C C T C H E C K N O I S S U E D T - - - - - - - - - - - - - - V E N D O R - - - - - - - - - - - - - B U D G E T U N I T - - - - - D E S C R I P T I O N - - - - - - S A L E S T A X A M O U N T 11 1 1 1 1 1 9 1 3 3 1 2 / 0 1 / 1 1 1 0 0 K S A R 1 1 1 8 3 0 1 B R O A D C A S T 1 1 / 1 1 0 . 0 0 1 , 9 5 0 . 0 0 11 1 1 1 1 1 9 1 3 4 1 2 / 0 1 / 1 1 3 2 1 M E T A L F A B , I N C 4 1 1 9 1 4 1 - 0 0 2 C U R B C O V E R P L A T E 0 . 0 0 8 1 . 1 9 11 1 1 1 1 1 9 1 3 5 1 2 / 0 1 / 1 1 5 0 0 M I C H A E L A N D V E R O N I C A M I L 1 1 1 R E F U N D 0 7 - 3 7 9 0 . 0 0 1 , 7 8 0 . 0 0 11 1 1 1 1 1 9 1 3 6 1 2 / 0 1 / 1 1 4 9 9 C A R P E N T E R S L O C A L 2 2 3 6 ( M 1 1 1 D E D : 3 0 0 0 D U E S 0 . 0 0 3 3 0 . 0 0 11 1 1 1 1 1 9 1 3 7 1 2 / 0 1 / 1 1 8 3 M U S I C A L M E , I N C 1 1 1 6 1 0 1 I N S T R U C T O R - M U S I C 0 . 0 0 3 4 3 . 3 5 11 1 1 1 1 1 9 1 3 7 1 2 / 0 1 / 1 1 8 3 M U S I C A L M E , I N C 1 1 1 6 1 0 1 I N S T R U C T O R - M U S I C 0 . 0 0 3 0 8 . 7 0 11 1 1 1 1 1 9 1 3 7 1 2 / 0 1 / 1 1 8 3 M U S I C A L M E , I N C 1 1 1 6 1 0 1 I N S T R U C T O R - M U S I C 0 . 0 0 1 2 6 . 0 0 11 1 1 1 1 1 9 1 3 7 1 2 / 0 1 / 1 1 8 3 M U S I C A L M E , I N C 1 1 1 6 1 0 1 I N S T R U C T O R - M U S I C 0 . 0 0 3 4 0 . 2 0 11 1 1 1 1 1 9 1 3 7 1 2 / 0 1 / 1 1 8 3 M U S I C A L M E , I N C 1 1 1 6 1 0 1 I N S T R U C T O R - M U S I C 0 . 0 0 1 5 7 . 5 0 TO T A L C H E C K 0 . 0 0 1 , 2 7 5 . 7 5 11 1 1 1 1 1 9 1 3 8 1 2 / 0 1 / 1 1 1 3 5 N O R T H B A Y B L D G M A I N T E N A N 6 2 4 6 2 0 2 W K L Y S R V 1 1 / 1 - 1 1 / 5 0 . 0 0 2 2 8 . 0 0 11 1 1 1 1 1 9 1 3 8 1 2 / 0 1 / 1 1 1 3 5 N O R T H B A Y B L D G M A I N T E N A N 6 2 4 6 2 0 2 W K L Y S R V 1 0 / 3 0 - 1 0 / 3 1 0 . 0 0 9 5 . 0 0 TO T A L C H E C K 0 . 0 0 3 2 3 . 0 0 11 1 1 1 1 1 9 1 3 9 1 2 / 0 1 / 1 1 1 O F F O F S H E R I F F - F I S C A L S V 1 1 1 7 1 0 1 L A W E N F O R C E M E N T 1 1 / 1 1 0 . 0 0 3 2 7 , 2 7 2 . 8 4 11 1 1 1 1 1 9 1 4 0 1 2 / 0 1 / 1 1 1 4 5 O F F I C E D E P O T I N C . 1 1 1 4 2 0 1 O F F I C E S U P P L I E S 0 . 0 0 1 0 . 8 1 11 1 1 1 1 1 9 1 4 0 1 2 / 0 1 / 1 1 1 4 5 O F F I C E D E P O T I N C . 1 1 1 4 2 0 1 O F F I C E S U P P L I E S 0 . 0 0 6 3 . 9 4 11 1 1 1 1 1 9 1 4 0 1 2 / 0 1 / 1 1 1 4 5 O F F I C E D E P O T I N C . 1 1 1 4 1 0 1 O F F I C E S U P P L I E S 0 . 0 0 6 3 . 9 5 11 1 1 1 1 1 9 1 4 0 1 2 / 0 1 / 1 1 1 4 5 O F F I C E D E P O T I N C . 1 1 1 4 1 0 1 O F F I C E S U P P L I E S 0 . 0 0 4 7 . 4 7 TO T A L C H E C K 0 . 0 0 1 8 6 . 1 7 11 1 1 1 1 1 9 1 4 1 1 2 / 0 1 / 1 1 7 7 7 O ’ G R A D Y P A V I N G , I N C . 4 3 1 R E T E N T I O N H E L D P O # 0 2 5 0 . 0 0 - 2 , 6 4 5 . 5 4 11 1 1 1 1 1 9 1 4 1 1 2 / 0 1 / 1 1 7 7 7 O ’ G R A D Y P A V I N G , I N C . 4 1 1 R E T N E T I O N H E L D P O # 0 2 5 0 . 0 0 - 8 3 1 . 4 8 11 1 1 1 1 1 9 1 4 1 1 2 / 0 1 / 1 1 7 7 7 O ’ G R A D Y P A V I N G , I N C . 4 3 1 9 1 1 2 - 0 0 2 S A R A T O G A A V E O V E R L A Y 0 . 0 0 1 0 5 , 8 2 1 . 6 5 11 1 1 1 1 1 9 1 4 1 1 2 / 0 1 / 1 1 7 7 7 O ’ G R A D Y P A V I N G , I N C . 4 1 1 9 1 1 2 - 0 0 2 S A R A T O G A A V E O V E R L A Y 0 . 0 0 3 3 , 2 5 9 . 2 4 TO T A L C H E C K 0 . 0 0 1 3 5 , 6 0 3 . 8 7 11 1 1 1 1 1 9 1 4 2 1 2 / 0 1 / 1 1 1 7 3 P A C I F I C G A S & E L E C T R I C 4 3 1 9 1 2 2 - 0 0 4 H W Y 9 P H A S E I I I G R A N T 0 . 0 0 2 , 0 0 0 . 0 0 11 1 1 1 1 1 9 1 4 3 1 2 / 0 1 / 1 1 1 9 5 P A P A M E M B E R S H I P 1 1 1 5 3 0 1 D U E S - D E P A R E D E S 0 . 0 0 4 0 . 0 0 11 1 1 1 1 1 9 1 4 3 1 2 / 0 1 / 1 1 1 9 5 P A P A M E M B E R S H I P 1 1 1 5 3 0 1 D U E S - S I G I F R E D O J U A R E Z 0 . 0 0 4 0 . 0 0 11 1 1 1 1 1 9 1 4 3 1 2 / 0 1 / 1 1 1 9 5 P A P A M E M B E R S H I P 1 1 1 5 3 0 1 D U E S - P A B L O J U A R E Z 0 . 0 0 4 0 . 0 0 TO T A L C H E C K 0 . 0 0 1 2 0 . 0 0 11 1 1 1 1 1 9 1 4 4 1 2 / 0 1 / 1 1 8 9 0 P E E L L E T E C H N O L O G I E S , I N C 4 1 4 9 4 1 2 - 0 0 1 S C A N N I N G - P U B W O R K S 0 . 0 0 1 , 3 5 6 . 4 8 11 1 1 1 1 1 9 1 4 5 1 2 / 0 1 / 1 1 2 5 9 P L A Y G R O U N D S U N L I M I T E D 4 1 2 9 2 1 1 - 0 0 3 E Q U I P M E N T / B R O O K G L E N 0 . 0 0 1 , 8 5 8 . 6 5 11 1 1 1 1 1 9 1 4 6 1 2 / 0 1 / 1 1 3 3 4 P O W E L L , B A R B A R A 1 1 1 8 1 0 1 M E D I C A L R E I M 1 2 / 2 0 1 1 0 . 0 0 5 7 0 . 9 9 11 1 1 1 1 1 9 1 4 7 1 2 / 0 1 / 1 1 4 0 9 R E P U B L I C I T S I N C 2 3 1 5 3 0 2 R P R / B I G B A S I N L I G H T S 0 . 0 0 8 0 2 . 0 8 11 1 1 1 1 1 9 1 4 8 1 2 / 0 1 / 1 1 1 S A N T A C L A R A C O U N T Y V E C T O 1 1 1 8 1 0 1 A S S E S S M E N T F Y 1 1 - 1 2 0 . 0 0 2 7 3 . 7 8 11 1 1 1 1 1 9 1 4 9 1 2 / 0 1 / 1 1 5 0 0 S H I N K U S H A R M A 1 1 1 R E F U N D - F A C I L I T Y 0 . 0 0 3 4 2 . 2 4 22 SU N G A R D P U B L I C S E C T O R P A G E N U M B E R : 4 DA T E : 1 2 / 0 1 / 2 0 1 1 C I T Y O F S A R A T O G A A C C T P A 2 1 TI M E : 1 3 : 3 4 : 0 0 C H E C K R E G I S T E R - D I S B U R S E M E N T F U N D SE L E C T I O N C R I T E R I A : t r a n s a c t . c k _ d a t e = ’ 2 0 1 1 1 2 0 1 0 0 : 0 0 : 0 0 . 0 0 0 ’ AC C O U N T I N G P E R I O D : 6 / 1 2 F U N D - 0 0 9 - D I S B U R S E M E N T F U N D CA S H A C C T C H E C K N O I S S U E D T - - - - - - - - - - - - - - V E N D O R - - - - - - - - - - - - - B U D G E T U N I T - - - - - D E S C R I P T I O N - - - - - - S A L E S T A X A M O U N T 11 1 1 1 1 1 9 1 5 0 1 2 / 0 1 / 1 1 1 5 4 S H U T E M I H A L Y & W E I N B E R G E 1 1 1 8 2 0 1 C T Y A T T N - C O M D E V E L O P 0 . 0 0 3 , 9 1 6 . 8 0 11 1 1 1 1 1 9 1 5 0 1 2 / 0 1 / 1 1 1 5 4 S H U T E M I H A L Y & W E I N B E R G E 1 1 1 8 2 0 1 C T Y A T T N - O F C / C T Y C N C L 0 . 0 0 2 , 4 0 0 . 0 0 11 1 1 1 1 1 9 1 5 0 1 2 / 0 1 / 1 1 1 5 4 S H U T E M I H A L Y & W E I N B E R G E 1 1 1 8 2 0 1 C T Y A T T N - P U B L I C W O R K S 0 . 0 0 1 , 8 4 3 . 2 0 11 1 1 1 1 1 9 1 5 0 1 2 / 0 1 / 1 1 1 5 4 S H U T E M I H A L Y & W E I N B E R G E 1 1 1 8 2 0 1 C T Y A T T N - R E C R E A T I O N 0 . 0 0 7 6 . 8 0 11 1 1 1 1 1 9 1 5 0 1 2 / 0 1 / 1 1 1 5 4 S H U T E M I H A L Y & W E I N B E R G E 1 1 1 8 2 0 1 C T Y A T T N - C T Y C L R K O F C 0 . 0 0 1 , 3 8 2 . 4 0 11 1 1 1 1 1 9 1 5 0 1 2 / 0 1 / 1 1 1 5 4 S H U T E M I H A L Y & W E I N B E R G E 1 1 1 8 2 0 1 C T Y A T T N - C T Y M A N A G E R 0 . 0 0 9 4 0 . 8 0 11 1 1 1 1 1 9 1 5 0 1 2 / 0 1 / 1 1 1 5 4 S H U T E M I H A L Y & W E I N B E R G E 1 1 1 8 2 0 1 C T Y A T T N - W E S T L A W 0 . 0 0 2 2 1 . 9 6 11 1 1 1 1 1 9 1 5 0 1 2 / 0 1 / 1 1 1 5 4 S H U T E M I H A L Y & W E I N B E R G E 1 1 1 8 2 0 1 C T Y A T T N - C O D E E N F O R C E 0 . 0 0 6 5 2 . 8 0 11 1 1 1 1 1 9 1 5 0 1 2 / 0 1 / 1 1 1 5 4 S H U T E M I H A L Y & W E I N B E R G E 1 1 1 8 2 0 1 C T Y A T T N - A D V A N C E P L A N 0 . 0 0 4 9 9 . 2 0 11 1 1 1 1 1 9 1 5 0 1 2 / 0 1 / 1 1 1 5 4 S H U T E M I H A L Y & W E I N B E R G E 1 1 1 8 2 0 1 C T Y A T T N - I N N A T S A R A 0 . 0 0 3 , 6 4 8 . 0 0 11 1 1 1 1 1 9 1 5 0 1 2 / 0 1 / 1 1 1 5 4 S H U T E M I H A L Y & W E I N B E R G E 1 1 1 8 2 0 1 C T Y A T T N - H R 0 . 0 0 6 5 2 . 8 0 11 1 1 1 1 1 9 1 5 0 1 2 / 0 1 / 1 1 1 5 4 S H U T E M I H A L Y & W E I N B E R G E 1 1 1 8 2 0 1 C T Y A T T N - R E I M E X P E N S E 0 . 0 0 2 0 . 5 6 11 1 1 1 1 1 9 1 5 0 1 2 / 0 1 / 1 1 1 5 4 S H U T E M I H A L Y & W E I N B E R G E 3 1 1 8 6 0 1 C T Y A T T N - B O N D R E F U N D 0 . 0 0 3 4 5 . 6 0 11 1 1 1 1 1 9 1 5 0 1 2 / 0 1 / 1 1 1 5 4 S H U T E M I H A L Y & W E I N B E R G E 1 1 1 8 2 0 1 C T Y A T T N - S I G N O R D I N C E 0 . 0 0 5 7 6 . 0 0 11 1 1 1 1 1 9 1 5 0 1 2 / 0 1 / 1 1 1 5 4 S H U T E M I H A L Y & W E I N B E R G E 1 1 1 8 2 0 1 G E N L G L - C O M D E V E L O P 0 . 0 0 4 7 0 . 4 0 11 1 1 1 1 1 9 1 5 0 1 2 / 0 1 / 1 1 1 5 4 S H U T E M I H A L Y & W E I N B E R G E 1 1 1 8 2 0 1 G E N L G L - P U B L I C W O R K S 0 . 0 0 3 5 2 . 8 0 11 1 1 1 1 1 9 1 5 0 1 2 / 0 1 / 1 1 1 5 4 S H U T E M I H A L Y & W E I N B E R G E 1 1 1 8 2 0 1 G E N L G L - C O D E E N F O R C E 0 . 0 0 4 1 6 . 5 0 11 1 1 1 1 1 9 1 5 0 1 2 / 0 1 / 1 1 1 5 4 S H U T E M I H A L Y & W E I N B E R G E 1 1 1 8 2 0 1 G E N L G L - S I G N O R D I N C E 0 . 0 0 3 0 8 . 7 0 11 1 1 1 1 1 9 1 5 0 1 2 / 0 1 / 1 1 1 5 4 S H U T E M I H A L Y & W E I N B E R G E 1 1 1 8 2 0 1 O U T S I D E C O U N S E L 0 . 0 0 1 , 3 6 0 . 0 0 11 1 1 1 1 1 9 1 5 0 1 2 / 0 1 / 1 1 1 5 4 S H U T E M I H A L Y & W E I N B E R G E 1 1 1 8 2 0 1 Q U A R R Y A C Q U I S I T I O N 0 . 0 0 4 , 1 4 7 . 0 4 11 1 1 1 1 1 9 1 5 0 1 2 / 0 1 / 1 1 1 5 4 S H U T E M I H A L Y & W E I N B E R G E 4 3 1 9 1 5 2 - 0 0 2 Q U I T O R D B R I D G E S 0 . 0 0 1 , 0 1 1 . 0 0 TO T A L C H E C K 0 . 0 0 2 5 , 2 4 3 . 3 6 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 5 2 0 1 J O A N - O F F I C E S U P P L I E S 0 . 0 0 1 1 . 8 9 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 5 3 0 1 J O A N - P O S T A G E 0 . 0 0 1 . 4 8 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 6 1 0 1 T A Y L O R - P L U G N P A Y 0 . 0 0 3 0 . 9 0 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 6 2 0 1 C O M C T R S U P P L I E S 0 . 0 0 4 7 . 3 2 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 6 1 0 1 C A M P S U P P L I E S / G A M E S 0 . 0 0 3 0 0 . 9 7 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 6 1 0 1 A D A M - M T H L Y E M A I L S 0 . 0 0 8 5 . 0 0 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 1 2 0 1 A D A M - S N A C K S / Y O U T H 0 . 0 0 9 . 4 8 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 6 1 0 1 A D A M - S U P P L I E S 0 . 0 0 6 . 9 7 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 5 3 0 1 S H A W N - S U P P L I E S / P A R K S 0 . 0 0 1 3 9 . 1 0 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 5 3 0 1 S H A W N - T R A I N I N G S U P L 0 . 0 0 3 0 . 9 4 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 5 3 0 1 S U P P L I E S - P A R K S 0 . 0 0 1 4 . 9 1 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 4 1 2 9 2 3 8 - 0 0 1 R A V E N S W O O D S U P P L I E S 0 . 0 0 8 2 . 1 4 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 2 1 0 1 D A V E - R O T A R Y L U N C H E S 0 . 0 0 1 7 0 . 0 0 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 6 2 4 6 2 0 2 F A C I L I T I E S - S U P P L I E S 0 . 0 0 1 1 4 . 9 4 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 4 2 0 1 L O R I - O F F I C E S U P P L I E S 0 . 0 0 5 . 5 9 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 2 2 0 1 A N N - O F F I C E S U P P L I E S 0 . 0 0 4 5 2 . 3 2 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 1 1 0 1 A N N - C N C L M T G S U P P L I E S 0 . 0 0 4 8 . 7 8 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 6 2 2 3 2 0 1 L E O - O N L I N E B A C K U P S 0 . 0 0 1 0 1 . 9 5 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 6 2 2 3 2 0 1 L E O - M I S A C C O N F 0 . 0 0 2 6 6 . 3 0 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 3 3 0 1 G F O A W E B I N A R 0 . 0 0 1 7 0 . 0 0 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 3 1 0 1 C L A R I T A S R E P O R T 0 . 0 0 1 1 9 . 0 0 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 4 8 1 9 1 1 1 - 0 0 1 M E A S U R I N G T O O L / P U M P 0 . 0 0 6 5 8 . 8 3 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 6 2 3 5 2 0 2 V E H S U P P L I E S / T O O L S 0 . 0 0 2 0 5 . 2 3 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 6 2 3 5 2 0 2 P A R T - V E H # 1 0 5 0 . 0 0 1 4 . 5 1 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 6 1 0 1 K I M - R E C S U P P L I E S 0 . 0 0 2 8 . 7 7 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 6 1 0 1 K I M - E X C U R S I O N E X P S 0 . 0 0 1 , 0 0 1 . 3 0 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 6 2 4 6 2 0 2 T H O M A S - C O N F M E A L 0 . 0 0 1 5 . 8 6 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 6 2 4 6 2 0 2 T H O M A S - O F C S U P P L I E S 0 . 0 0 2 8 4 . 9 2 23 SU N G A R D P U B L I C S E C T O R P A G E N U M B E R : 5 DA T E : 1 2 / 0 1 / 2 0 1 1 C I T Y O F S A R A T O G A A C C T P A 2 1 TI M E : 1 3 : 3 4 : 0 0 C H E C K R E G I S T E R - D I S B U R S E M E N T F U N D SE L E C T I O N C R I T E R I A : t r a n s a c t . c k _ d a t e = ’ 2 0 1 1 1 2 0 1 0 0 : 0 0 : 0 0 . 0 0 0 ’ AC C O U N T I N G P E R I O D : 6 / 1 2 F U N D - 0 0 9 - D I S B U R S E M E N T F U N D CA S H A C C T C H E C K N O I S S U E D T - - - - - - - - - - - - - - V E N D O R - - - - - - - - - - - - - B U D G E T U N I T - - - - - D E S C R I P T I O N - - - - - - S A L E S T A X A M O U N T 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 1 2 0 1 A B B Y - P C S T U D Y S E S S I O N 0 . 0 0 3 0 0 . 0 0 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 4 2 0 1 A B B Y - P U B L I C S T O R A G E 0 . 0 0 8 2 . 0 0 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 4 1 0 1 K A T E / A B O R M E M B E R S H I P 0 . 0 0 1 6 5 . 0 0 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 3 3 0 1 M O N I C A - S U P P L I E S 0 . 0 0 6 . 5 0 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 3 3 0 1 C A L P E L R A C O N F E R E N C E 0 . 0 0 9 7 8 . 0 0 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 3 3 0 1 C A L P E L R A / L O D G I N G 0 . 0 0 6 6 5 . 9 4 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 3 3 0 1 L A B O R L A W P O S T E R S 0 . 0 0 9 6 . 8 1 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 1 1 0 1 D E B B I E - C N C L M T G E X P S 0 . 0 0 6 4 1 . 6 4 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 2 1 0 1 D E B B I E - D O O R S I G N S 0 . 0 0 2 1 . 6 9 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 1 1 0 1 D E B B I E - C N C L C O N F . 0 . 0 0 1 0 0 . 0 0 11 1 1 1 1 1 9 1 5 2 1 2 / 0 1 / 1 1 3 9 1 U S B A N K P U R C H A S I N G C A R D 1 1 1 2 2 0 1 D E B B I E - C T Y C L E R K D U E S 0 . 0 0 4 5 . 0 0 TO T A L C H E C K 0 . 0 0 7 , 5 2 1 . 9 8 11 1 1 1 1 1 9 1 5 3 1 2 / 0 1 / 1 1 4 0 2 V I S T A L A N D S C A P E & M A I N T E 1 1 1 5 3 0 1 T R A I L C L E A N U P / H A K O N E 0 . 0 0 5 1 0 . 0 0 11 1 1 1 1 1 9 1 5 3 1 2 / 0 1 / 1 1 4 0 2 V I S T A L A N D S C A P E & M A I N T E 1 1 1 5 3 0 1 T R L C L E A N U P / T E E R L I N K 0 . 0 0 5 5 0 . 0 0 11 1 1 1 1 1 9 1 5 3 1 2 / 0 1 / 1 1 4 0 2 V I S T A L A N D S C A P E & M A I N T E 1 1 1 5 3 0 1 C L E A N U P / P A R K E R R A N C H 0 . 0 0 6 7 0 . 0 0 11 1 1 1 1 1 9 1 5 3 1 2 / 0 1 / 1 1 4 0 2 V I S T A L A N D S C A P E & M A I N T E 1 1 1 5 3 0 1 C L E A N U P / V I L L A O A K T R L 0 . 0 0 7 4 0 . 0 0 11 1 1 1 1 1 9 1 5 3 1 2 / 0 1 / 1 1 4 0 2 V I S T A L A N D S C A P E & M A I N T E 1 1 1 5 3 0 1 C L E A N U P / P R O S P E C T T R L 0 . 0 0 1 , 3 6 0 . 0 0 11 1 1 1 1 1 9 1 5 3 1 2 / 0 1 / 1 1 4 0 2 V I S T A L A N D S C A P E & M A I N T E 1 1 1 5 3 0 1 M A I N T / P I C E A C T T R A I L 0 . 0 0 1 8 5 . 0 0 11 1 1 1 1 1 9 1 5 3 1 2 / 0 1 / 1 1 4 0 2 V I S T A L A N D S C A P E & M A I N T E 1 1 1 5 3 0 1 M A I N T / O R C H A R D T R A I L 0 . 0 0 2 5 5 . 0 0 11 1 1 1 1 1 9 1 5 3 1 2 / 0 1 / 1 1 4 0 2 V I S T A L A N D S C A P E & M A I N T E 4 1 2 9 2 1 1 - 0 0 1 M A I N T / V I L L A O A K S 0 . 0 0 1 , 5 7 5 . 0 0 TO T A L C H E C K 0 . 0 0 5 , 8 4 5 . 0 0 11 1 1 1 1 1 9 1 5 4 1 2 / 0 1 / 1 1 5 0 0 W A R R E N A N D L E E B E L L 1 1 1 R E F U N D 0 6 - 3 0 9 0 . 0 0 6 5 2 . 2 6 TO T A L C A S H A C C O U N T 0 . 0 0 5 8 3 , 2 3 4 . 5 3 TO T A L F U N D 0 . 0 0 5 8 3 , 2 3 4 . 5 3 TO T A L R E P O R T 0 . 0 0 5 8 3 , 2 3 4 . 5 3 24 SU N G A R D P U B L I C S E C T O R P A G E N U M B E R : 1 DA T E : 1 2 / 0 7 / 2 0 1 1 C I T Y O F S A R A T O G A A C C T P A 2 1 TI M E : 2 0 : 2 3 : 2 8 C H E C K R E G I S T E R - D I S B U R S E M E N T F U N D SE L E C T I O N C R I T E R I A : t r a n s a c t . c k _ d a t e = ’ 2 0 1 1 1 2 0 7 0 0 : 0 0 : 0 0 . 0 0 0 ’ AC C O U N T I N G P E R I O D : 6 / 1 2 F U N D - 0 0 9 - D I S B U R S E M E N T F U N D CA S H A C C T C H E C K N O I S S U E D T - - - - - - - - - - - - - - V E N D O R - - - - - - - - - - - - - B U D G E T U N I T - - - - - D E S C R I P T I O N - - - - - - S A L E S T A X A M O U N T 11 1 1 1 1 1 9 1 5 5 1 2 / 0 7 / 1 1 5 4 6 A B A G P O W E R P U R C H A S I N G P O 6 2 4 6 2 0 2 G A S S R V 1 2 / 1 1 0 . 0 0 9 8 5 . 8 1 11 1 1 1 1 1 9 1 5 6 1 2 / 0 7 / 1 1 5 0 0 A B E L Z U N I G A 1 1 1 R E F U N D - F A C I L I T Y 0 . 0 0 3 0 0 . 0 0 11 1 1 1 1 1 9 1 5 7 1 2 / 0 7 / 1 1 5 2 1 A L L I E D L O C K & S A F E I N C 1 1 1 5 3 0 1 P A D L O C K S / P A R K S 0 . 0 0 2 4 8 . 4 3 11 1 1 1 1 1 9 1 5 8 1 2 / 0 7 / 1 1 9 7 0 A T K I N S O N , A N D E L S O N , L O Y A , R 1 1 1 3 3 0 1 L E G A L / N E G O T I A T I O N S V C 0 . 0 0 1 8 , 2 1 2 . 1 6 11 1 1 1 1 1 9 1 5 9 1 2 / 0 7 / 1 1 6 4 1 B K F E N G I N E E R S 4 3 1 9 1 2 2 - 0 0 4 H W Y 9 S A F E T Y I M P V T S 0 . 0 0 3 4 6 . 1 0 11 1 1 1 1 1 9 1 6 0 1 2 / 0 7 / 1 1 6 4 1 B K F E N G I N E E R S 4 1 1 9 1 2 2 - 0 0 1 H W Y 9 P H A S E I I I M P V T S 0 . 0 0 1 , 7 8 1 . 3 5 11 1 1 1 1 1 9 1 6 0 1 2 / 0 7 / 1 1 6 4 1 B K F E N G I N E E R S 4 3 1 9 1 2 2 - 0 0 1 H W Y 9 P H A S E I I I M P V T S 0 . 0 0 1 3 , 7 4 9 . 1 5 TO T A L C H E C K 0 . 0 0 1 5 , 5 3 0 . 5 0 11 1 1 1 1 1 9 1 6 1 1 2 / 0 7 / 1 1 5 0 0 B O N N I E G R O G A N 1 1 1 6 1 0 1 R E F U N D - A C T I V I T Y 0 . 0 0 1 0 9 . 0 0 11 1 1 1 1 1 9 1 6 2 1 2 / 0 7 / 1 1 5 0 0 C H R I S J O N E S 1 1 1 R E F U N D - F A C I L I T Y 0 . 0 0 3 0 0 . 0 0 11 1 1 1 1 1 9 1 6 3 1 2 / 0 7 / 1 1 1 7 6 C I E N E G A L A N D S C A P I N G 2 7 7 5 3 0 2 N E W S R A C K M A I N T 1 1 / 1 1 0 . 0 0 7 5 . 0 0 11 1 1 1 1 1 9 1 6 3 1 2 / 0 7 / 1 1 1 7 6 C I E N E G A L A N D S C A P I N G 1 1 1 5 3 0 1 F O O T H I L L P A R K 1 1 / 1 1 0 . 0 0 1 7 8 . 0 0 11 1 1 1 1 1 9 1 6 3 1 2 / 0 7 / 1 1 1 7 6 C I E N E G A L A N D S C A P I N G 2 4 3 5 3 0 2 C A R N E L I A N G L E N 1 1 / 1 1 0 . 0 0 1 3 5 . 0 0 11 1 1 1 1 1 9 1 6 3 1 2 / 0 7 / 1 1 1 7 6 C I E N E G A L A N D S C A P I N G 1 1 1 5 3 0 1 V I L L A G E G A R B A G E 1 1 / 1 1 0 . 0 0 2 2 0 . 0 0 11 1 1 1 1 1 9 1 6 3 1 2 / 0 7 / 1 1 1 7 6 C I E N E G A L A N D S C A P I N G 1 1 1 5 3 0 1 C O N G R E S S S P R I N G S 1 1 / 1 1 0 . 0 0 4 0 0 . 0 0 11 1 1 1 1 1 9 1 6 3 1 2 / 0 7 / 1 1 1 7 6 C I E N E G A L A N D S C A P I N G 2 7 4 5 3 0 2 H O R S E S H O E D R 1 1 / 1 1 0 . 0 0 3 2 0 . 0 0 TO T A L C H E C K 0 . 0 0 1 , 3 2 8 . 0 0 11 1 1 1 1 1 9 1 6 4 1 2 / 0 7 / 1 1 1 8 8 C I T Y O F C A M P B E L L 1 1 1 6 1 0 1 E X C U R S I O N 1 2 / 5 - 1 2 / 6 0 . 0 0 2 , 2 2 3 . 0 0 11 1 1 1 1 1 9 1 6 5 1 2 / 0 7 / 1 1 5 1 7 C I T Y O F S A N J O S E 1 1 1 7 1 0 1 F Y 1 1 - 1 2 C A L I D 0 . 0 0 2 9 1 . 0 0 11 1 1 1 1 1 9 1 6 6 1 2 / 0 7 / 1 1 2 3 5 C O M C A S T 6 2 2 3 2 0 1 M T H L Y S R V 1 1 / 2 6 - 1 2 / 2 5 0 . 0 0 1 0 4 . 9 5 11 1 1 1 1 1 9 1 6 7 1 2 / 0 7 / 1 1 2 5 0 C O T T O N S H I R E S A N D A S S O C I 1 1 1 G E O S R V S 5 1 4 0 0 . 0 0 1 , 2 3 7 . 5 0 11 1 1 1 1 1 9 1 6 7 1 2 / 0 7 / 1 1 2 5 0 C O T T O N S H I R E S A N D A S S O C I 1 1 1 G E O S R V G E O 0 1 1 - 0 0 0 9 0 . 0 0 2 , 6 8 7 . 5 0 TO T A L C H E C K 0 . 0 0 3 , 9 2 5 . 0 0 11 1 1 1 1 1 9 1 6 8 1 2 / 0 7 / 1 1 5 8 9 C P O L T D 6 2 1 3 1 0 2 M T H L Y S R V 1 0 / 2 2 - 1 1 / 2 1 0 . 0 0 1 , 0 8 4 . 7 2 11 1 1 1 1 1 9 1 6 9 1 2 / 0 7 / 1 1 2 6 0 D E P A R T M E N T O F P E S T I C I D E 1 1 1 5 3 0 1 R E N E W A L / M A R S H A L L 0 . 0 0 6 0 . 0 0 11 1 1 1 1 1 9 1 7 0 1 2 / 0 7 / 1 1 1 D E P A R T M E N T O F R E V E N U E 1 1 1 7 1 0 1 P A R K I N G C I T 1 1 / 1 1 0 . 0 0 2 7 5 . 0 0 11 1 1 1 1 1 9 1 7 1 1 2 / 0 7 / 1 1 3 4 1 D U - A L L S A F E T Y 1 1 1 5 3 0 1 T R A I N I N G 1 0 / 1 3 / 2 0 1 1 0 . 0 0 9 5 0 . 0 0 11 1 1 1 1 1 9 1 7 2 1 2 / 0 7 / 1 1 3 5 5 D U R A N & V E N A B L E S , I N C . 4 8 1 R E T E N T I O N H E L D P O # 0 6 6 0 . 0 0 - 2 , 2 0 3 . 2 0 11 1 1 1 1 1 9 1 7 2 1 2 / 0 7 / 1 1 3 5 5 D U R A N & V E N A B L E S , I N C . 4 8 1 R E T E N T I O N H E L D P O # 0 6 5 0 . 0 0 - 2 , 4 7 5 . 0 0 11 1 1 1 1 1 9 1 7 2 1 2 / 0 7 / 1 1 3 5 5 D U R A N & V E N A B L E S , I N C . 4 1 1 R E T E N T I O N H E L D P O # 0 6 8 0 . 0 0 - 2 , 0 5 0 . 0 0 11 1 1 1 1 1 9 1 7 2 1 2 / 0 7 / 1 1 3 5 5 D U R A N & V E N A B L E S , I N C . 4 8 1 9 1 1 1 - 0 0 1 G O L E T A S H O U L D E R R P R 0 . 0 0 2 4 , 7 5 0 . 0 0 11 1 1 1 1 1 9 1 7 2 1 2 / 0 7 / 1 1 3 5 5 D U R A N & V E N A B L E S , I N C . 4 8 1 9 1 1 1 - 0 0 1 A Z U L E A R E A P A T H W A Y 0 . 0 0 2 2 , 0 3 2 . 0 0 11 1 1 1 1 1 9 1 7 2 1 2 / 0 7 / 1 1 3 5 5 D U R A N & V E N A B L E S , I N C . 4 1 1 9 1 4 1 - 0 0 2 V I L L A O A K S S I L T R E M V L 0 . 0 0 2 0 , 5 0 0 . 0 0 TO T A L C H E C K 0 . 0 0 6 0 , 5 5 3 . 8 0 25 SU N G A R D P U B L I C S E C T O R P A G E N U M B E R : 2 DA T E : 1 2 / 0 7 / 2 0 1 1 C I T Y O F S A R A T O G A A C C T P A 2 1 TI M E : 2 0 : 2 3 : 2 8 C H E C K R E G I S T E R - D I S B U R S E M E N T F U N D SE L E C T I O N C R I T E R I A : t r a n s a c t . c k _ d a t e = ’ 2 0 1 1 1 2 0 7 0 0 : 0 0 : 0 0 . 0 0 0 ’ AC C O U N T I N G P E R I O D : 6 / 1 2 F U N D - 0 0 9 - D I S B U R S E M E N T F U N D CA S H A C C T C H E C K N O I S S U E D T - - - - - - - - - - - - - - V E N D O R - - - - - - - - - - - - - B U D G E T U N I T - - - - - D E S C R I P T I O N - - - - - - S A L E S T A X A M O U N T 11 1 1 1 1 1 9 1 7 3 1 2 / 0 7 / 1 1 3 7 8 E K I M P A I N T I N G - N O R T H , I 4 8 1 9 1 1 1 - 0 0 1 G R A F F I T I R M V L / H W Y 9 0 . 0 0 5 0 0 . 0 0 11 1 1 1 1 1 9 1 7 4 1 2 / 0 7 / 1 1 4 1 6 E V A N S W E S T V A L L E Y S P R A Y 1 1 1 5 3 0 1 S P R A Y / C O N G R E S S S P R I N G 0 . 0 0 2 , 3 5 0 . 0 0 11 1 1 1 1 1 9 1 7 5 1 2 / 0 7 / 1 1 4 2 3 F E H R & P E E R S 1 1 1 5 1 0 1 T R A F F I C S F T Y C O M M I S 0 . 0 0 5 , 3 8 0 . 9 4 11 1 1 1 1 1 9 1 7 6 1 2 / 0 7 / 1 1 4 5 5 G A R D E N L A N D P O W E R E Q U I P M E 1 1 1 5 3 0 1 S U P P L I E S - P A R K S 0 . 0 0 8 . 5 7 11 1 1 1 1 1 9 1 7 7 1 2 / 0 7 / 1 1 9 2 0 G O L D E N G A T E G R O U P T I C K E T 1 1 1 6 1 0 1 T O T E M 1 1 / 1 7 / 1 1 - 3 T I X S 0 . 0 0 2 1 7 . 5 0 11 1 1 1 1 1 9 1 7 8 1 2 / 0 7 / 1 1 4 6 3 G R A I N G E R 6 2 4 6 2 0 2 S U P P L I E S - F A C I L I T I E S 0 . 0 0 1 4 3 . 8 7 11 1 1 1 1 1 9 1 7 9 1 2 / 0 7 / 1 1 6 4 8 H E A L T H E D U C A T I O N S E R V I C E 6 1 1 8 4 9 9 A E D P A D C A R T R I D G E S 0 . 0 0 6 9 . 4 3 11 1 1 1 1 1 9 1 8 0 1 2 / 0 7 / 1 1 1 9 I A N G E D D E S T R E E C A R E , I N 1 1 1 5 3 0 1 T R E E S / K E V I N M O R A N P K 0 . 0 0 2 , 4 5 0 . 0 0 11 1 1 1 1 1 9 1 8 0 1 2 / 0 7 / 1 1 1 9 I A N G E D D E S T R E E C A R E , I N 4 8 1 9 1 1 1 - 0 0 1 M A I N T / H W Y 9 0 . 0 0 2 , 4 0 0 . 0 0 11 1 1 1 1 1 9 1 8 0 1 2 / 0 7 / 1 1 1 9 I A N G E D D E S T R E E C A R E , I N 4 1 2 9 2 1 1 - 0 0 3 T R E E M A I N T / G A R D I N E R 0 . 0 0 2 , 4 0 0 . 0 0 TO T A L C H E C K 0 . 0 0 7 , 2 5 0 . 0 0 11 1 1 1 1 1 9 1 8 1 1 2 / 0 7 / 1 1 6 3 I N T E R S T A T E T R A F F I C C O N T R 4 1 1 9 1 1 1 - 0 0 2 S U P P L I E S - S T R E E T S 0 . 0 0 8 5 2 . 4 7 11 1 1 1 1 1 9 1 8 2 1 2 / 0 7 / 1 1 9 1 7 J O S O N F E N C E 4 1 2 9 2 1 1 - 0 0 1 I N S T L F E N C E / M O R A N P K 0 . 0 0 2 , 6 8 8 . 0 0 11 1 1 1 1 1 9 1 8 2 1 2 / 0 7 / 1 1 9 1 7 J O S O N F E N C E 4 1 1 9 1 1 1 - 0 0 1 I N S T L G A T E / 4 T H S T R E E T 0 . 0 0 2 , 1 8 7 . 0 0 TO T A L C H E C K 0 . 0 0 4 , 8 7 5 . 0 0 11 1 1 1 1 1 9 1 8 3 1 2 / 0 7 / 1 1 1 2 3 K E L E X S E C U R I T Y 6 2 4 6 2 0 2 R P R / C I V I C T H E A T R E 0 . 0 0 3 1 0 . 0 0 11 1 1 1 1 1 9 1 8 4 1 2 / 0 7 / 1 1 1 3 2 K E N F U S O N P E S T M A N A G E M E N 1 1 1 5 3 0 1 P E S T C N T R L - C I V I C C T R 0 . 0 0 2 1 0 . 0 0 11 1 1 1 1 1 9 1 8 4 1 2 / 0 7 / 1 1 1 3 2 K E N F U S O N P E S T M A N A G E M E N 1 1 1 5 3 0 1 P E S T C N T R L / G A R D N E R P K 0 . 0 0 3 0 . 0 0 11 1 1 1 1 1 9 1 8 4 1 2 / 0 7 / 1 1 1 3 2 K E N F U S O N P E S T M A N A G E M E N 1 1 1 5 3 0 1 P E S T C N T R L / L I B R A R Y 0 . 0 0 9 0 . 0 0 TO T A L C H E C K 0 . 0 0 3 3 0 . 0 0 11 1 1 1 1 1 9 1 8 5 1 2 / 0 7 / 1 1 9 0 3 K I T C H E N W O R L D L L C 6 2 4 6 2 0 2 S U P P L I E S - F A C I L I T I E S 0 . 0 0 8 6 . 8 6 11 1 1 1 1 1 9 1 8 6 1 2 / 0 7 / 1 1 1 0 0 4 K O M P A N 4 1 2 9 2 1 1 - 0 0 3 S E E S A W / B E A U C H A M P S P K 0 . 0 0 3 2 . 9 1 11 1 1 1 1 1 9 1 8 7 1 2 / 0 7 / 1 1 6 6 5 M A R K T H O M A S & C O M P A N Y 4 3 2 9 2 7 4 - 0 0 1 J O E ’ S T R L A T D E A N Z A 0 . 0 0 1 , 2 7 5 . 0 0 11 1 1 1 1 1 9 1 8 8 1 2 / 0 7 / 1 1 1 3 5 N O R T H B A Y B L D G M A I N T E N A N 6 2 4 6 2 0 2 W K L Y S R V 1 1 / 1 3 - 1 1 / 1 9 0 . 0 0 2 8 5 . 0 0 11 1 1 1 1 1 9 1 8 9 1 2 / 0 7 / 1 1 1 O F F O F S H E R I F F - F I S C A L S V 1 1 1 7 1 0 1 L I V E S C A N S 0 9 / 1 1 0 . 0 0 2 0 . 0 0 11 1 1 1 1 1 9 1 9 0 1 2 / 0 7 / 1 1 9 8 2 P O W E R P L A N 6 2 3 5 2 0 2 E Q U I P M E N T R E P A I R 0 . 0 0 1 , 4 9 0 . 4 7 11 1 1 1 1 1 9 1 9 1 1 2 / 0 7 / 1 1 8 7 S A N J O S E W A T E R C O M P A N Y 1 1 1 5 3 0 1 P A R K S / O P E N S P A C E 0 . 0 0 5 , 9 8 4 . 3 4 11 1 1 1 1 1 9 1 9 1 1 2 / 0 7 / 1 1 8 7 S A N J O S E W A T E R C O M P A N Y 2 7 1 5 3 0 2 B E A U C H A M P S 0 . 0 0 5 2 9 . 6 9 11 1 1 1 1 1 9 1 9 1 1 2 / 0 7 / 1 1 8 7 S A N J O S E W A T E R C O M P A N Y 2 7 7 5 3 0 2 V I L L A G E C O M M E R C I A L 0 . 0 0 3 7 4 . 2 6 11 1 1 1 1 1 9 1 9 1 1 2 / 0 7 / 1 1 8 7 S A N J O S E W A T E R C O M P A N Y 2 5 3 5 3 0 2 S A R A L E G E N D S 0 . 0 0 1 6 5 . 6 4 11 1 1 1 1 1 9 1 9 1 1 2 / 0 7 / 1 1 8 7 S A N J O S E W A T E R C O M P A N Y 2 4 7 5 3 0 2 K E R W I N R A N C H 0 . 0 0 1 , 5 8 0 . 4 0 11 1 1 1 1 1 9 1 9 1 1 2 / 0 7 / 1 1 8 7 S A N J O S E W A T E R C O M P A N Y 2 7 6 5 3 0 2 T O L L G A T E 0 . 0 0 3 4 . 5 2 11 1 1 1 1 1 9 1 9 1 1 2 / 0 7 / 1 1 8 7 S A N J O S E W A T E R C O M P A N Y 2 7 4 5 3 0 2 H O R S E S H O E D R . 0 . 0 0 2 7 4 . 5 2 11 1 1 1 1 1 9 1 9 1 1 2 / 0 7 / 1 1 8 7 S A N J O S E W A T E R C O M P A N Y 1 1 1 5 3 0 1 M E D I A N S / P A R K W A Y S 0 . 0 0 7 0 0 . 3 4 26 SU N G A R D P U B L I C S E C T O R P A G E N U M B E R : 3 DA T E : 1 2 / 0 7 / 2 0 1 1 C I T Y O F S A R A T O G A A C C T P A 2 1 TI M E : 2 0 : 2 3 : 2 8 C H E C K R E G I S T E R - D I S B U R S E M E N T F U N D SE L E C T I O N C R I T E R I A : t r a n s a c t . c k _ d a t e = ’ 2 0 1 1 1 2 0 7 0 0 : 0 0 : 0 0 . 0 0 0 ’ AC C O U N T I N G P E R I O D : 6 / 1 2 F U N D - 0 0 9 - D I S B U R S E M E N T F U N D CA S H A C C T C H E C K N O I S S U E D T - - - - - - - - - - - - - - V E N D O R - - - - - - - - - - - - - B U D G E T U N I T - - - - - D E S C R I P T I O N - - - - - - S A L E S T A X A M O U N T TO T A L C H E C K 0 . 0 0 9 , 6 4 3 . 7 1 11 1 1 1 1 1 9 1 9 2 1 2 / 0 7 / 1 1 1 3 6 S C O T T Y ’ S A U T O M O T I V E 6 2 3 5 2 0 2 M A I N T E N A N C E - V E H # 1 0 8 0 . 0 0 7 1 1 . 4 9 11 1 1 1 1 1 9 1 9 3 1 2 / 0 7 / 1 1 5 0 0 S I M O N P R U T T O N 1 1 1 R E F U N D - F A C I L I T Y 0 . 0 0 5 0 0 . 0 0 11 1 1 1 1 1 9 1 9 4 1 2 / 0 7 / 1 1 3 3 L I G H T S Q U A R E D L P 1 1 1 7 1 0 2 M T H L Y S R V 1 1 / 1 4 - 1 2 / 1 3 0 . 0 0 7 3 . 9 8 11 1 1 1 1 1 9 1 9 5 1 2 / 0 7 / 1 1 5 0 0 S Y L V I A C A R R O L L 1 1 1 R E F U N D - F A C I L I T Y 0 . 0 0 3 0 0 . 0 0 11 1 1 1 1 1 9 1 9 6 1 2 / 0 7 / 1 1 3 4 3 T M T E N T E R P R I S E S I N C 1 1 1 5 3 0 1 S A W D U S T - P A R K S 0 . 0 0 6 2 . 7 9 11 1 1 1 1 1 9 1 9 7 1 2 / 0 7 / 1 1 3 8 9 U S A V E R O C K E R Y 4 3 2 9 2 7 4 - 0 0 1 J O E S T R A I L P L A Q U E S 0 . 0 0 2 0 8 . 2 6 11 1 1 1 1 1 9 1 9 8 1 2 / 0 7 / 1 1 9 7 6 U R B A N T R E E M A N A G E M E N T I N 1 1 1 5 3 0 1 C O M P O S T / B L A N E Y P L A Z A 0 . 0 0 3 7 5 . 0 0 11 1 1 1 1 1 9 1 9 9 1 2 / 0 7 / 1 1 5 5 7 V A V R I N E K , T R I N E , D A Y & C 1 1 1 3 1 0 1 A U D I T S E R V I C E S 1 0 / 1 1 0 . 0 0 1 5 , 0 0 0 . 0 0 11 1 1 1 1 1 9 2 0 0 1 2 / 0 7 / 1 1 4 0 2 V I S T A L A N D S C A P E & M A I N T E 4 3 2 9 2 3 1 - 0 0 1 B E N C H P A D S / A Z U L E P A R K 0 . 0 0 8 0 5 . 0 0 11 1 1 1 1 1 9 2 0 1 1 2 / 0 7 / 1 1 9 0 1 W A X I E S A N I T A R Y S U P P L Y 6 2 4 6 2 0 2 J A N I T O R I A L S U P P L I E S 0 . 0 0 6 4 . 0 1 11 1 1 1 1 1 9 2 0 2 1 2 / 0 7 / 1 1 4 0 8 W C B S - W E S T C O A S T B U I L D I 1 1 1 5 3 0 1 L I B R A R Y 1 1 / 1 1 0 . 0 0 1 0 0 . 0 0 11 1 1 1 1 1 9 2 0 2 1 2 / 0 7 / 1 1 4 0 8 W C B S - W E S T C O A S T B U I L D I 1 1 1 5 3 0 1 1 1 / 0 1 / 2 0 1 1 S E R V I C E S 0 . 0 0 7 0 0 . 0 0 TO T A L C H E C K 0 . 0 0 8 0 0 . 0 0 11 1 1 1 1 1 9 2 0 3 1 2 / 0 7 / 1 1 4 3 9 X E R O X C O R P O R A T I O N 6 2 1 3 1 0 2 R Y U 4 2 7 1 5 9 C O P I E R 1 2 / 1 1 0 . 0 0 1 6 . 3 5 11 1 1 1 1 1 9 2 0 3 1 2 / 0 7 / 1 1 4 3 9 X E R O X C O R P O R A T I O N 6 2 1 3 1 0 2 R Y U 2 7 2 9 7 1 C O P I E R 1 2 / 1 1 0 . 0 0 1 6 . 3 5 TO T A L C H E C K 0 . 0 0 3 2 . 7 0 TO T A L C A S H A C C O U N T 0 . 0 0 1 6 0 , 8 8 2 . 4 3 TO T A L F U N D 0 . 0 0 1 6 0 , 8 8 2 . 4 3 TO T A L R E P O R T 0 . 0 0 1 6 0 , 8 8 2 . 4 3 27 MEETIN DEPART PREPAR SUBJEC RECOM Review an REPORT California the legisla Municipa the City T Sectio Clerk file a The follo collective the State T FISCAL Cash and As of Nov deposit w cash flow allowed to and excee NG DATE: TMENT: RED BY: T: Treasur MENDED A nd accept the T SUMMARY a government ative body a w l Code of the Treasurer. on 41004. R k a written rep copy with the wing attachm ely as well as Treasurer’s O IMPACT d Investments vember 30, 2 with LAIF. Co w purposes, to o fall below $ eds the minim SA December 21 Finance & A Ann Xu, Acc rer’s Report ACTION Treasurer’s R Y t code section written report e City of Sara Regularly, at l port and accou e legislative b ments provide specifically f Office of Quar s Balance by F 011, the City ouncil Policy avoid occurr $2,000,000. T mum limit requ Unrestrict Comerica Deposit wi Total Unr ARATOGA 1, 2011 Administrative countant for the Mont Report for the n 41004 requ and accounti atoga, Article east once eac unting of all body. e various fina for the City’s rterly LAIF ra Fund y had $776,28 on operating rence of dry p The total pool uired. ted Cash Bank ith LAIF restricted Ca Cas A CITY C e Services th Ended No e month ende ires that the C ing of all rece e 2-20, Sectio ch month, the receipts, disb ancial transac General (Op ates from the 82 in cash dep g reserve fund period financin led cash balan ash sh Summary OUNCIL AGENDA CITY M DIRECT ovember 30, 2 d November City Treasure eipts, disburse on 2-20.035 d e City Treasu bursements, a ction data for perating) Fund 1st Quarter of posit at Come ds, adopted on ng, pooled ca nce as of Nov 77$ 11,94$ 12,722$ A ITEM: MANAGER: TOR: Mary F 2011 30, 2011. er submit to t ements, and f designates th urer shall subm and fund balan r the City of d, including a f 1977 to pres erica bank, an n April 20, 19 ash from all fu vember 30, 20 76,282 46,225 2,507 Dave Ander Furey the City Cler fund balances e City Manag mit to the Cit nces. He sha f Saratoga’s F an attachment sent. nd $11,946,2 994, states tha funds should n 011 is $12,72 rson rk and . The ger as ty all Funds t from 225 on at: for not be 22,507 28 The Fund Balance schedule presented on the following page represents actual funding available for all funds at the end of the monthly period. This amount differs from the above Cash Summary schedule as assets and liabilities are components of the fund balance. As illustrated in the summary below, Total Unrestricted Cash is adjusted by the addition of Total Assets less the amount of Total Liabilities to arrive at the Ending Fund Balance – which represents the actual amount of funds available. Fund Balances Designations In February 2009, the Governmental Accounting Standards Board (GASB) issued Statement No. 54, Fund Balance Reporting and Governmental Fund Type Definitions. This standard left unchanged the total amount reported as fund balance, but substantially altered the categories and terminology used to describe its components. The new categories and terminology focuses, not on financial resources available for appropriation, but on the extent to which the government is bound to honor constraints on the specific purpose for which the amounts in the fund can be spent. The components of fund balance are now categorized as follows: “non-spendable fund balance”, resources that are inherently non-spendable from the vantage point of the current period; “restricted fund balance”, resources that are subject to external enforceable legal restrictions; “committed fund balance”, resources whose use is constrained by limitations that the government imposes upon itself at its highest level of decision making and remain binding unless removed in the same manner; “assigned fund balance”, resources that reflects a government’s intended use of resources, such intent would have to be established at either the highest level of decision making, by a body, or an official designated for that purpose; and “unassigned fund balance”, net resources in excess of what can properly be classified in one of the other four categories. Currently, the City’s fund balance reserves fall into one of the four spendable categories; restricted, committed, assigned, or unassigned fund balance. CONSEQUENCES OF NOT FOLLOWING RECOMMENDED ACTION The City would not be in compliance with Government Code Section 41004. ALTERNATIVE ACTION N/A FOLLOW UP ACTION N/A ADVERTISING, NOTICING AND PUBLIC CONTACT Pursuant to Government Code 54954.2, this item was properly posted as a City Council agenda item and was included in the packet made available on the City’s web site in advance of the Total Unrestricted Cash12,722,507$ Plus: Assets210,342 Less: Liabilities (1,802,217) Ending Fund Balance11,130,632$ Adjusting Cash to Ending Fund Balance 29 meeting. A copy of the agenda packet is also made available at the Saratoga Branch Library each Monday in advance of the Council meeting. ATTACHMENTS A – Change in Total Fund Balances by Fund under GASB 54 B – Change in Total Fund Balances by CIP Project C – Local Agency Investment Fund (LAIF) Quarterly Apportionment Rates 30 ATTACHMENT A CHANGES IN TOTAL FUND BALANCE UNDER GASB 54 Fund Description Fund Balance 7/1/11 Increase/ (Decrease) Jul-Oct Current Revenue Current Expenditure Transfers Fund Balance 11/30/11 Restricted Fund Balances: Environmental Services513,182 - - - - 513,182 Committed Fund Balances: Hillside Stability500,000 - - - - 500,000 Assigned Fund Balances: Capital Projects500,000 - (160,000) 340,000 Carryforwards326,900 - - - - 326,900 Unassigned Fund Balances: Operations 2,903,522 - - - - 2,903,522 Economic Uncertainty 1,500,000 - - - - 1,500,000 Development Services632,380 - - - - 632,380 Uncollected Deposits44,791 - - - - 44,791 Other Unassigned563,290 (1,959,046) 1,309,544 1,460,557 (14,000) (1,560,770) Subtotal 7,484,065 (1,959,046) 1,309,544 1,460,557 (174,000) 5,200,005 Special Revenue Landscape/Lighting Districts504,125 (116,573) 23,604 34,911 - 376,245 CDBG Federal Grants- 7,087 - - - 7,087 Capital Project Street Projects1,906,037 (17,818) 43,433 166,433 170,000 1,935,220 Park and Trail Projects959,923 (303,393) 8,655 27,594 - 637,592 Facility Improvement Projects942,051 (71,250) - 43,040 136,430 964,191 Administrative Projects147,329 (3,177) - 1,356 (1,430) 141,365 Tree Fund36,771 2,000 300 - - 39,071 CIP Grant Street Repair Projects(9,850) (230,809) 113,944 121,442 - (248,157) CIP Grant Park & Trail Projects(40,302) (235,127) - 8,157 - (283,586) CIP Grant Administrative Projects810 2,608 - - - 3,418 Gas Tax Fund532,645 224,495 144,217 23,190 (106,000) 772,167 Debt Service Library Bond 850,657 (689,884) 695 346 - 161,123 Internal Service Fund Liability/Risk Management134,905 (105,808) 566 6,342 - 23,321 Workers Compensation224,104 189 - 700 - 223,594 Office Stores Fund15,831 10,463 701 4,411 - 22,584 Information Technology Services 231,063 61,403 - 24,057 - 268,409 Equipment Maintenance42,817 33,766 - 10,170 - 66,413 Building Maintenance208,518 144,721 - 66,570 - 286,669 Equipment Replacement331,373 40,000 - - - 371,373 Technology Replacement185,567 2,943 - 981 (25,000) 162,530 Total City14,688,437 (3,203,209) 1,645,659 2,000,255 - 11,130,632 31 ATTACHMENT B FUND BALANCES BY CIP PROJECT CIP Funds/Projects Fund Balance 7/1/11 Increase/ (Decrease) Jul-Oct Current Revenue Current Expenditure Transfers Fund Balance 11/30/11 Street Projects Traffic Safety129,793 (70,142) - - 50,000 109,651 Highway 9 Safety Project36,033 (3,067) - 7,712 90,000 115,254 Annual Street Resurfacing Project 453,149 114,135 43,433 13,232 (121,781) 475,704 Annual Sidewalks Project52,905 (2,500) - 63,630 50,000 36,775 Saratoga Sunnyvale Road Resurfacing99,011 - - - - 99,011 Traffic Signal @ Verde Vista Lane90,000 - - - - 90,000 Fourth Street Bridge100,000 - - - - 100,000 Quito Road Bridge Replacement Design6,581 (2,686) - 3,420 - 476 Quito Road Bridge Construction214,470 - - - - 214,470 Village Façade Program978 - - - 20,000 20,978 Solar Power Radar Feedback Signs24,158 - - - - 24,158 El Quito Area Curb Replacement37,553 - - - - 37,553 Annual Storm Drain Upgrades38,507 (18,073) - 81 50,000 70,353 Prospect Road Median537 (308) - - (537) (308) Padero Erosion Mitigation12,963 - - - - 12,963 Monte Vista Storm Drain1,082 - - - (1,082) - Canyon View/Elva Storm Drain35,000 (25,000) - - - 10,000 Village-Streetscape Improvements313,991 (8,730) - 78,357 - 226,904 Village-Phase II Construction256,800 (1,447) - - 33,400 288,753 Saratoga-Sunnyvale/Gateway Sidewalk2,525 - - - - 2,525 Total Street Projects1,906,037 (17,818) 43,433 166,433 170,000 1,935,220 Parks & Trails Hakone Garden Koi Pond25 - - - (25) - EL Quito Park Improvements10,999 (1,000) - 10,000 - - Hakone Garden Retaining Wall & D/W137,379 - - - - 137,379 Hakone Garden Upper Moon House 375,000 - - - - 375,000 Park Restroom Improvements57,589 - - - - 57,589 Lower House ADA Ramp- (635) - 375 - (1,010) Park/Trail Repairs17,681 - 8,655 1,575 25 24,787 Playground Safety Equipment39,064 (4,948) - 1,859 - 32,257 Blaney Plaza Improvements6,527 - - - - 6,527 Ravenswood Playground Improvement65,626 (44,685) - 13,785 - 7,157 Tank Trail Repair31 (31) - - - - Mid Pen O/S Land Purchase250,000 (252,094) - - - (2,094) Total Parks & Trails959,923 (303,393) 8,655 27,594 - 637,592 Facility Improvements Facility Projects125,518 (5,553) - 17,782 66,665 168,847 Theater Improvement76,653 (12,454) - 2,295 (5,893) 56,011 North Campus Improvements120,446 (2,747) - - - 117,699 Corp Yard Solar Project85,337 - - - - 85,337 Vehicle Structure Solar125,000 (1,350) - - - 123,650 Library Improvements335,596 (32,343) - 7,566 - 295,687 SPCC Furniture & Fixtures4,065 - - - - 4,065 HVAC System Upgrade- (14,228) - 9,854 14,228 (9,854) Museum HVAC Unit Replacements- - - 5,542 - (5,542) City Hall Emergency Power Backup- (2,575) - - 61,430 58,855 Electric Charging Stations65,000 - - - - 65,000 McWilliams House Improvements4,435 - - - - 4,435 Total Facility Improvements942,051 (71,250) - 43,040 136,430 964,191 Administrative Projects Financial System Upgrade3,534 - - - - 3,534 PW Document Imaging Project80,815 (1,885) - 1,356 10,000 87,573 CDD Document Imaging Project22,907 (786) - - - 22,121 CMO Document Imaging Project3,643 (506) - - - 3,137 IT Network Cabling Replacement- - - - 25,000 25,000 IT Emergency Power Back Up36,430 - - - (36,430) - Total Administrative Projects147,329 (3,177) - 1,356 (1,430) 141,365 Tree Fund Citywide Tree Planting Program12,147 (500) 300 - - 11,947 SMSCF Tree Donation Program- 2,500 - - - 2,500 Tree Dedication Program24,623 - - - - 24,623 Total Tree Fund36,771 2,000 300 - - 39,071 CIP Grant Street Repair Projects (9,850) (230,809) 113,944 121,442 - (248,157) CIP Grant Park & Trail Projects (40,302) (235,127) - 8,157 - (283,586) CIP Grant Administrative Projects 810 2,608 - - - 3,418 Gas Tax Fund 532,645 224,495 144,217 23,190 (106,000) 772,167 Total CIP Funds4,475,414 (632,471) 310,549 391,212 199,000 3,961,281 32 ATTACHMENT C MarchJuneSe ptemberDecember 1977 5.68 5.78 5.84 6.45 1978 6.97 7.35 7.86 8.32 1979 8.81 9.10 9.26 10.06 1980 11.11 11.54 10.01 10.47 1981 11.23 11.68 12.40 11.91 1982 11.82 11.99 11.74 10.71 1983 9.87 9.64 10.04 10.18 1984 10.32 10.88 11.53 11.41 1985 10.32 9.98 9.54 9.43 1986 9.09 8.39 7.81 7.48 1987 7.24 7.21 7.54 7.97 1988 8.01 7.87 8.20 8.45 1989 8.76 9.13 8.87 8.68 1990 8.52 8.50 8.39 8.27 1991 7.97 7.38 7.00 6.52 1992 5.87 5.45 4.97 4.67 1993 4.64 4.51 4.44 4.36 1994 4.25 4.45 4.96 5.37 1995 5.76 5.98 5.89 5.76 1996 5.62 5.52 5.57 5.58 1997 5.56 5.63 5.68 5.71 1998 5.70 5.66 5.64 5.46 1999 5.19 5.08 5.21 5.49 2000 5.80 6.18 6.47 6.52 2001 6.16 5.32 4.47 3.52 2002 2.96 2.75 2.63 2.31 2003 1.98 1.77 1.63 1.56 2004 1.47 1.44 1.67 2.00 2005 2.38 2.85 3.18 3.63 2006 4.03 4.53 4.93 5.11 2007 5.17 5.23 5.24 4.96 2008 4.18 3.11 2.77 2.54 2009 1.91 1.51 0.90 0.60 2010 0.56 0.56 0.51 0.46 2011 0.51 0.48 0.38 Quarterly Apportionment Rates Local Agency Investment Fund 33 SARATOGA CITY COUNCIL MEETING DATE: December 21, 2011 AGENDA ITEM: ______ ORIGINATING DEPT: Public Works CITY MANAGER: PREPARED BY: John Cherbone DEPT HEAD: John Cherbone SUBJECT: Purchase of Village Pedestrian LED Lights ______________________________________________________________________________ RECOMMENDED ACTION(S): 1. Approve proposal from Electrical Distributors Co. in the amount of $143,438.77 for the purchase of 95 LED fixtures and photo controls. REPORT SUMMARY: Background: On June 4, 2010, the City entered into an agreement with the Sate of California for the use of Federal Energy Efficiency and Conservation Block Grant funds. The City’s awarded share in this program is $168,675. Discussion: The purchase of the LED lights is a perquisite to the installation of new light poles connected to the Village Pedestrian Improvement Project. By the time the order is received for the LED lights the contract for the light pole installation will be awarded. Work is scheduled to begin as early as March. FISCAL IMPACTS: Funding for this work is programmed in the budget under Village LED Street Lights. ALTERNATIVE ACTION(S): None additional. 34 2 of 2 FOLLOW UP ACTION(S): Purchase of the LED street lights will move forward. ADVERTISING, NOTICING AND PUBLIC CONTACT: This item was posted as a City Council agenda item and was included in the packet made available on the City’s web site in advance of the meeting. A copy of the agenda packet is also made available at the Saratoga Branch Library each Monday in advance of the Council meeting and residents may subscribe to the agenda on-line by opting in at www.saratoga.ca.us. ATTACHMENTS: 1. LED Light Proposal 2. LED Light Specification Sheet 35 36 37 Page 1 of 2 SARATOGA CITY COUNCIL MEETING DATE: December 21, 2011 AGENDA ITEM: DEPARTMENT: Public Works CITY MANAGER: Dave Anderson PREPARED BY: Macedonio Nunez DIRECTOR: John Cherbone Associate Engineer SUBJECT: Saratoga Ave Overlay and Rehabilitation Project ESPL-5332(014) – Notice of Completion. RECOMMENDED ACTION: Move to accept the Saratoga Ave and Overlay and Rehabilitation Project ESPL-5332(014) as complete and authorize staff to record the Notice of Completion for the construction contract. REPORT SUMMARY: All work for the Saratoga Ave Overlay and Rehabilitation Project ESPL-5332(014) has been completed by the City’s contractor, O’Grady Paving, Inc. and has been inspected by Public Work’s staff. The scope of work includes furnishing all materials, equipment, and labor to perform asphalt overlay, perform dig out rehabilitation work and re-stripe segments of Saratoga Ave. The original contract award amount was $701,767.50, with the approve change order authority in the amount of $50,000. The total approved budget is $751,765.50. The final contract amount of $735,026.74 is within the Council approved budget. In order to close out the construction contract and begin the one-year maintenance/warranty period, it is recommended that the Council accept the project as complete. Further, it is recommended that the Council authorize staff to record the attached Notice of Completion for the construction contract so that the requisite 30-day Stop Notice for the filing of claims by subcontractors or material providers may commence. FISCAL IMPACTS: This project has been partially paid for through The American Recovery and Reinvestment Act of 2009 for the amount of $714,000 and the remaining balance of $21,026.74 was funded from the City’s Street Maintenance Fund CONSEQUENCES OF NOT FOLLOWING RECOMMENDED ACTION: The project would not be accepted as complete and staff would notify the contractor of any additional work required by the City Council before the project would be accepted as complete. 38 Page 2 of 2 ALTERNATIVE ACTION: N/A FOLLOW UP ACTION: Staff will record the Notice of Completion for the construction contracts and release the contract sureties and retentions thirty days thereafter. ADVERTISING, NOTICING AND PUBLIC CONTACT: This item was posted as a City Council agenda item and was included in the packet made available on the City’s web site in advance of the meeting. A copy of the agenda packet is also made available at the Saratoga Branch Library each Monday in advance of the Council meeting and residents may subscribe to the agenda on-line by opting in at www.saratoga.ca.us. ATTACHMENTS: 1. Notice of Completion for the Saratoga Ave Overlay and Rehabilitation Project ESPL-5332(014). 39 Recording requested by, And to be returned to: City of Saratoga Public Works Department 13777 Fruitvale Avenue Saratoga, CA 95070 NOTICE OF COMPLETION NOTICE IS HEREBY GIVEN that the work agreed and performed under the contract mentioned below between the City of Saratoga, a municipal corporation, whose address is 13777 Fruitvale Ave., Saratoga, CA 95070, as Owner of property or property rights, and the Contractor mentioned below, on property of the Owner, was accepted as complete by the Owner on the 21st day of December, 2011. Contract Number: N/A Contract Date: September 16th, 2009 Contractor’s Name: O’Grady Paving, Inc. Contractor’s Address: 2513 Wyandotte Street, Mountain View, CA, 94043 Description of Work: Saratoga Ave Overlay and Rehabilitation Project ESPL-5332(014) Notice is given in accordance with the provisions of Section 3093 of the Civil Code of the State of California. The undersigned certifies that he is an officer of the City of Saratoga, that he has read the foregoing Notice of Acceptance of Completion and knows the contents thereof; and that the same is true of his own knowledge, except as to those matters which are therein stated on the information or belief, as to those matters the he believes to be true. I certify under penalty of perjury that the foregoing is true and correct. Executed at the City of Saratoga, County of Santa Clara, State of California on___________________, 2011. CITY OF SARATOGA BY:____________________________ ATTEST:____________________________ Dave Anderson Crystal Morrow, City Clerk City Manager Gov. Code 40814 40 Page 1 of 2 SARATOGA CITY COUNCIL MEETING DATE: December 21, 2011 AGENDA ITEM: DEPARTMENT: Public Works CITY MANAGER: Dave Anderson PREPARED BY: Iveta Harvancik DIRECTOR: John Cherbone Senior Engineer SUBJECT: Highway 9 Safety Improvement Project Phase III, Austin Way – Award of Construction Contract. RECOMMENDED ACTION: 1. Move to declare Granite Rock Company DBA, Pavex Construction Division of San Jose to be the lowest responsible bidder on the project. 2. Move to award a construction contract to Granite Rock Company DBA, Pavex Construction Division in the amount of $313,880.00 3. Move to authorize staff to execute change orders to the contract up to $32,000. REPORT SUMMARY: Pursuant to the Clean Air and Transportation Improvement Act of 1990 (CATIA) approved by voters as Proposition 116, Public Works staff applied for a grant to improve bicycle safety along Highway 9 (Saratoga-Los Gatos Road). The City has been awarded this grant in the amount of 460,851. This project became known as Phase III of the Highway 9 Safety Improvement Masterplan – a multijurisdictional project to improve bicycle and pedestrian safety along Highway 9 between Saratoga Village and Los Gatos Boulevard. The scope of improvements in Phase III includes realigning Austin Way intersection to increase safety, installation of a raised median on Highway 9, upgrade of signalized intersections on Highway 9 to include bicycle sensors, and design of a new bicycle lane at Los Gatos Boulevard requiring a low retaining wall. Sealed bids for Highway 9 Safety Improvement Project Phase III were opened on Tuesday, December 13th. A total of eight contractors submitted bids. Granite Rock Company DBA, Pavex Construction Division of San Jose submitted the lowest responsible bid of $313,880. Bid amounts were very competitive ranging from $313,880 to $408,010. Staff has carefully checked the bid along with the listed references and has determined that the bid is responsive to the Notice Inviting Sealed Bids dated November 28th, 2011. It is therefore recommended the Council declare Granite Rock Company DBA, Pavex Construction Division to be the lowest responsible bidder and award the construction contract to this company. 41 Page 2 of 2 Further, it is recommended that the Council authorize staff to execute change orders to the contract up to an amount of $32,000 to cover any unforeseen circumstances and address additional work, which may arise during the course of the project. FISCAL IMPACTS: The Proposition 116 grant will cover the cost of construction cost. The grant also funded 5% of the project engineering design cost. Remaining design costs were shared by local agencies including the cities of Saratoga and Monte Sereno, Town of Los Gatos, Santa Clara County and VTA. CONSEQUENCES OF NOT FOLLOWING RECOMMENDED ACTION: Granite Rock Company DBA, Pavex Construction Division will not be declared the lowest responsible bidder and a construction contract will not be awarded to that firm. The Council may make specific findings to declare another bidder to be the lowest responsible bidder. ALTERNATIVE ACTION: N/A FOLLOW UP ACTION: The contract will be executed and the contractor will be issued a Notice to Proceed. Work will begin early next year and will be complete in six months. ADVERTISING, NOTICING AND PUBLIC CONTACT: This item was posted as a City Council agenda item and was included in the packet made available on the City’s web site in advance of the meeting. A copy of the agenda packet is also made available at the Saratoga Branch Library each Monday in advance of the Council meeting and residents may subscribe to the agenda on-line by opting in at www.saratoga.ca.us. ATTACHMENTS: 1. Bid Summary 2. Construction Contract 3. Improvement Plans 42 Highway 9 Phase III Construction Bids Opened 12/14/2011 at 10:00 am Item Description Unit Unit Price Quantity Amount Quantity Amount Unit Price Quantity Amount Quantity Amount 1 Mobilization LS $4,000 1 $4,000 1 $4,000 $11,000 1 $6,000 1 $5,000 2 Clearing, Grubbing, Trimming, and Sweeping LS $2,500 1 $2,500 1 $2,500 $4,000 1 $3,000 1 $1,000 3 Traffic Handling LS $16,000 1 $16,000 1 $16,000 $20,000 1 $5,000 1 $15,000 4 Prepare WPCP LS $250 1 $250 1 $250 $2,000 1 $1,000 1 $1,000 5 Water Pollution Control LS $1,500 1 $1,500 1 $1,500 $2,000 1 $1,000 1 $1,000 6 Roadway Excavation CY $50 45 $2,250 350 $17,500 $60 45 $2,700 350 $21,000 7 Remove Concrete Sidewalk and Curb Ramp SF $1 0 $0 200 $200 $20 0 $0 200 $4,000 8 Remove Base and Surfacing CY $55 75 $4,125 0 $0 $50 75 $3,750 0 $0 9 Remove Concrete Curb LF $3 165 $495 200 $600 $10 165 $1,650 200 $2,000 10 Asphalt Concrete TON $175 60 $10,500 110 $19,250 $200 60 $12,000 110 $22,000 11 Concrete Curb and Gutter LF $50 0 $0 230 $11,500 $35 0 $0 230 $8,050 12 Concrete Curb (Type A1-6)LF $28 260 $7,280 0 $0 $20 260 $5,200 0 $0 13 Concrete Curb (Type A3-6)LF $24 70 $1,680 0 $0 $25 70 $1,750 0 $0 14 Concrete Curb (Type B3-6)LF $24 70 $1,680 0 $0 $25 70 $1,750 0 $0 15 AC Dike LF $17 0 $0 190 $3,230 $20 0 $0 190 $3,800 16 Concrete Sidewalk SF $13 0 $0 180 $2,340 $9 0 $0 180 $1,620 17 Curb Ramp EA $1,700 0 $0 1 $1,700 $1,400 0 $0 1 $1,400 18 Cobblestone Median SF $19 60 $1,140 0 $0 $20 60 $1,200 0 $0 19 Concrete Median SF $26 55 $1,430 0 $0 $25 55 $1,375 0 $0 20 Adjust SSMH to Grade EA $750 1 $750 0 $0 $1,000 1 $1,000 0 $0 21 Signing and Striping LS $7,500 1 $7,500 1 $7,500 $15,000 1 $10,000 1 $5,000 22 Traffic Signal Modification (Fruitvale Ave-Loc. 1)LS $17,700 1 $17,700 0 $0 $18,000 1 $18,000 0 $0 23 Traffic Signal Modification (Quito Rd-Loc. 2)LS $8,100 1 $8,100 0 $0 $9,000 1 $9,000 0 $0 24 Traffic Signal Modification (Santa Cruz Ave-Loc. 3)LS $15,500 1 $15,500 0 $0 $16,000 1 $16,000 0 $0 25 Traffic Signal Modification (Alberto Wy-Loc. 4) (Town)LS $26,000 0 $0 1 $26,000 $26,000 0 $0 1 $26,000 26 Traffic Signal Modification (Los Gatos Blvd-Loc. 5) (Town)LS $13,400 0 $0 1 $13,400 $14,000 0 $0 1 $14,000 27 Street Light (Austin Way-Loc. 6)LS $12,700 1 $12,700 0 $0 $13,000 1 $13,000 0 $0 28 Flashing Solar Warning Sign LS $12,800 1 $12,800 0 $0 $13,000 1 $13,000 0 $0 29 Landscaping LS $44,890 1 $44,890 0 $0 $45,000 1 $45,000 0 $0 30 Keystone Retaining Wall SF $24 0 $0 360 $8,640 $30 0 $0 360 $10,800 31 Miscellaneous LS $1,500 1 $1,500 1 $1,500 $2,000 1 $1,000 1 $1,000 Subtotal $176,270 Subtotal $137,610 Subtotal $173,375 Subtotal $143,670 PAVEX CONSTRUCTION (GRANITE ROCK)O'GRADY PAVING Austin Way/Other Locations Los Gatos Blvd/Other Locations Total Base Bid $317,045$313,880 Bid Summary Los Gatos Blvd/Other Locations Total Base Bid Austin Way/Other Locations Page 1 of 4 Printed 12/16/2011 PDF created with pdfFactory Pro trial version www.pdffactory.com 43 Highway 9 Phase III Construction Bids Opened 12/14/2011 at 10:00 am Item Description Unit 1 Mobilization LS 2 Clearing, Grubbing, Trimming, and Sweeping LS 3 Traffic Handling LS 4 Prepare WPCP LS 5 Water Pollution Control LS 6 Roadway Excavation CY 7 Remove Concrete Sidewalk and Curb Ramp SF 8 Remove Base and Surfacing CY 9 Remove Concrete Curb LF 10 Asphalt Concrete TON 11 Concrete Curb and Gutter LF 12 Concrete Curb (Type A1-6)LF 13 Concrete Curb (Type A3-6)LF 14 Concrete Curb (Type B3-6)LF 15 AC Dike LF 16 Concrete Sidewalk SF 17 Curb Ramp EA 18 Cobblestone Median SF 19 Concrete Median SF 20 Adjust SSMH to Grade EA 21 Signing and Striping LS 22 Traffic Signal Modification (Fruitvale Ave-Loc. 1)LS 23 Traffic Signal Modification (Quito Rd-Loc. 2)LS 24 Traffic Signal Modification (Santa Cruz Ave-Loc. 3)LS 25 Traffic Signal Modification (Alberto Wy-Loc. 4) (Town)LS 26 Traffic Signal Modification (Los Gatos Blvd-Loc. 5) (Town)LS 27 Street Light (Austin Way-Loc. 6)LS 28 Flashing Solar Warning Sign LS 29 Landscaping LS 30 Keystone Retaining Wall SF 31 Miscellaneous LS Bid Summary Unit Price Quantity Amount Quantity Amount Unit Price Quantity Amount Quantity Amount 1 $2,900 1 $1,500 1 $11,000 1 $11,000 1 $13,000 1 $6,000 $4,000 1 $4,000 1 $4,000 1 $9,000 1 $9,000 $4,000 1 $4,000 1 $4,000 1 $1,000 1 $1,000 $300 1 $300 1 $300 1 $4,000 1 $1,750 $800 1 $800 1 $800 $50 45 $2,250 350 $17,500 $90 45 $4,050 350 $31,500 $6 0 $0 200 $1,200 $3 0 $0 200 $600 $50 75 $3,750 0 $0 $90 75 $6,750 0 $0 $9 165 $1,485 200 $1,800 $13 165 $2,145 200 $2,600 $170 60 $10,200 110 $18,700 $173 60 $10,380 110 $19,030 $24 0 $0 230 $5,520 $33 0 $0 230 $7,590 $19 260 $4,940 0 $0 $25 260 $6,500 0 $0 $21 70 $1,470 0 $0 $19 70 $1,330 0 $0 $21 70 $1,470 0 $0 $19 70 $1,330 0 $0 $20 0 $0 190 $3,800 $19 0 $0 190 $3,610 $15 0 $0 180 $2,700 $7 0 $0 180 $1,260 0 $0 1 $1,800 $1,400 0 $0 1 $1,400 $51 60 $3,060 0 $0 $17 60 $1,020 0 $0 $30 55 $1,650 0 $0 $10 55 $550 0 $0 $2,625 1 $2,625 0 $0 $400 1 $400 0 $0 $20,630 1 $20,630 1 $8,200 $11,250 1 $11,250 1 $11,250 $20,660 1 $20,660 0 $0 $15,600 1 $15,600 0 $0 $9,500 1 $9,500 0 $0 $7,400 1 $7,400 0 $0 $18,000 1 $18,000 0 $0 $14,800 1 $14,800 0 $0 0 $0 1 $30,300 $29,100 0 $0 1 $29,100 0 $0 1 $14,800 $20,400 0 $0 1 $20,400 $8,755 1 $8,755 0 $0 $12,700 1 $12,700 0 $0 $17,500 1 $17,500 0 $0 $15,600 1 $15,600 0 $0 $62,400 1 $62,400 0 $0 $29,850 1 $29,850 0 $0 $30 0 $0 360 $10,800 $40 0 $0 360 $14,400 1 $0 1 $0 $25,000 1 $25,000 1 $25,000 Subtotal $220,245 Subtotal $136,370 Subtotal $186,755 Subtotal $187,840 GUERRA CONSTRUCTION GOLDEN BAY CONSTRUCTION Austin Way/Other Locations Los Gatos Blvd/Other Locations Total Base Bid $374,595 Austin Way/Other Locations Los Gatos Blvd/Other Locations Total Base Bid $356,615 Page 2 of 4 Printed 12/16/2011 PDF created with pdfFactory Pro trial version www.pdffactory.com 44 Highway 9 Phase III Construction Bids Opened 12/14/2011 at 10:00 am Item Description Unit 1 Mobilization LS 2 Clearing, Grubbing, Trimming, and Sweeping LS 3 Traffic Handling LS 4 Prepare WPCP LS 5 Water Pollution Control LS 6 Roadway Excavation CY 7 Remove Concrete Sidewalk and Curb Ramp SF 8 Remove Base and Surfacing CY 9 Remove Concrete Curb LF 10 Asphalt Concrete TON 11 Concrete Curb and Gutter LF 12 Concrete Curb (Type A1-6)LF 13 Concrete Curb (Type A3-6)LF 14 Concrete Curb (Type B3-6)LF 15 AC Dike LF 16 Concrete Sidewalk SF 17 Curb Ramp EA 18 Cobblestone Median SF 19 Concrete Median SF 20 Adjust SSMH to Grade EA 21 Signing and Striping LS 22 Traffic Signal Modification (Fruitvale Ave-Loc. 1)LS 23 Traffic Signal Modification (Quito Rd-Loc. 2)LS 24 Traffic Signal Modification (Santa Cruz Ave-Loc. 3)LS 25 Traffic Signal Modification (Alberto Wy-Loc. 4) (Town)LS 26 Traffic Signal Modification (Los Gatos Blvd-Loc. 5) (Town)LS 27 Street Light (Austin Way-Loc. 6)LS 28 Flashing Solar Warning Sign LS 29 Landscaping LS 30 Keystone Retaining Wall SF 31 Miscellaneous LS Bid Summary Unit Price Quantity Amount Quantity Amount Unit Price Quantity Amount Quantity Amount 12,000.00 1 $6,000 1 $600 $5,000.00 1 $5,000.00 1 $5,000.00 4,200.00 1 $2,100 1 $2,100 1 $8,500.00 1 $13,000.00 2,000.00 1 $1,000 1 $1,000 $10,000.00 1 $10,000.00 1 $10,000.00 1,000.00 1 $500 1 $500 $3,750.00 1 $3,750.00 1 $3,750.00 1,000.00 1 $500 1 $500 $3,750.00 1 $3,750.00 1 $3,750.00 25.00 45 $1,125 350 $8,750 $72.00 45 $3,240.00 350 $25,200.00 1.50 0 200 $300 $37.00 0 $0.00 200 $7,400.00 98.00 75 $7,350 0 $0 $45.00 75 $3,375.00 0 $0.00 5.50 165 $907.50 200 $1,100 $25.00 165 $4,125.00 200 $5,000.00 610.00 60 $36,600 110 $67,100 $210.00 60 $12,600.00 110 $23,100.00 28.00 0 $0 230 $6,440 $33.91 0 $0.00 230 $7,799.30 28.00 260 $7,280 0 $0 $32.11 260 $8,348.60 0 $0.00 28.00 70 $1,960 0 $0 $26.00 70 $1,820.00 0 $0.00 22.00 70 $1,540 0 $0 $26.61 70 $1,862.70 0 $0.00 15.00 0 $0 190 $2,850 $30.00 0 $0.00 190 $5,700.00 10.00 0 $0 180 $1,800 $12.33 0 $0.00 180 $2,219.40 3,300.00 0 $0 1 $3,300 $3,080.00 0 $0.00 1 $3,080.00 30.00 60 $1,800 0 $0 $25.62 60 $1,537.20 0 $0.00 30.00 55 $1,650 0 $0 $12.07 55 $663.85 0 $0.00 350.00 1 $350 0 $0 $500.00 1 $500.00 0 $0.00 25,000.00 1 $12,500 1 $12,500 1 $14,695.00 1 $8,027.00 15,600.00 1 $15,600 0 $0 $20,355.00 1 $20,355.00 0 $0.00 7,400.00 1 $7,400 0 $0 $9,315.00 1 $9,315.00 0 $0.00 14,800.00 1 $14,800 0 $0 $17,825.00 1 $17,825.00 0 $0.00 29,100.00 0 $0 1 $29,100 $29,900.00 0 $0.00 1 $29,900.00 20,400.00 0 $0 1 $20,400 $15,410.00 0 $0.00 1 $15,410.00 12,700.00 1 $12,700 0 $0 $14,605.00 1 $14,605.00 0 $0.00 15,600.00 1 $15,600 0 $0 $14,720.00 1 $14,720.00 0 $0.00 42,000.00 1 $42,000 0 $0 $51,624.00 1 $51,624.00 0 $0.00 72.00 0 $0 360 $25,920 $32.30 0 $0.00 360 $11,628.00 900.00 1 $450 1 $450 $2,500.00 1 $2,500.00 1 $2,500.00 Subtotal $191,713 Subtotal $184,710 Subtotal $212,211 Subtotal $182,464 GRANITE CONSTRUCTION GALEDRIGE CONSTRUCTION Austin Way/Other Locations Los Gatos Blvd/Other Locations Total Base $394,675 Austin Way/Other Locations Los Gatos Blvd/Other Locations Total Base Bid $376,423 Page 3 of 4 Printed 12/16/2011 PDF created with pdfFactory Pro trial version www.pdffactory.com 45 Highway 9 Phase III Construction Bids Opened 12/14/2011 at 10:00 am Item Description Unit 1 Mobilization LS 2 Clearing, Grubbing, Trimming, and Sweeping LS 3 Traffic Handling LS 4 Prepare WPCP LS 5 Water Pollution Control LS 6 Roadway Excavation CY 7 Remove Concrete Sidewalk and Curb Ramp SF 8 Remove Base and Surfacing CY 9 Remove Concrete Curb LF 10 Asphalt Concrete TON 11 Concrete Curb and Gutter LF 12 Concrete Curb (Type A1-6)LF 13 Concrete Curb (Type A3-6)LF 14 Concrete Curb (Type B3-6)LF 15 AC Dike LF 16 Concrete Sidewalk SF 17 Curb Ramp EA 18 Cobblestone Median SF 19 Concrete Median SF 20 Adjust SSMH to Grade EA 21 Signing and Striping LS 22 Traffic Signal Modification (Fruitvale Ave-Loc. 1)LS 23 Traffic Signal Modification (Quito Rd-Loc. 2)LS 24 Traffic Signal Modification (Santa Cruz Ave-Loc. 3)LS 25 Traffic Signal Modification (Alberto Wy-Loc. 4) (Town)LS 26 Traffic Signal Modification (Los Gatos Blvd-Loc. 5) (Town)LS 27 Street Light (Austin Way-Loc. 6)LS 28 Flashing Solar Warning Sign LS 29 Landscaping LS 30 Keystone Retaining Wall SF 31 Miscellaneous LS Bid Summary Unit Price Quantity Amount Quantity Amount Unit Price Quantity Amount Quantity Amount $14,500 1 $14,500 1 $14,500 $10,000 1 $10,000 1 $10,000 $18,200 1 $18,200 1 $18,200 $6,500 1 $6,500 1 $6,500 $10,100 1 $10,100 1 $10,100 $10,000 1 $10,000 1 $10,000 $500 1 $500 1 $500 $1,000 1 $1,000 1 $1,000 $500 1 $500 1 $500 $1,500 1 $1,500 1 $1,500 $90 45 $4,050 350 $31,500 $50 45 $2,250 350 $17,500 $10 0 $0 200 $2,000 $4 0 $0 200 $800 $110 75 $8,250 0 $0 $40 75 $3,000 0 $0 $11 165 $1,815 200 $2,200 $4 165 $660 200 $800 $153 60 $9,180 110 $16,830 $160 60 $9,600 110 $17,600 $33 0 $0 230 $7,590 $30 0 $0 230 $6,900 $26 260 $6,760 0 $0 $30 260 $7,800 0 $0 $10 70 $700 0 $0 $30 70 $2,100 0 $0 $10 70 $700 0 $0 $30 70 $2,100 0 $0 $25 0 $0 190 $4,750 $40 0 $0 190 $7,600 $13 0 $0 180 $2,340 $15 0 $0 180 $2,700 $1,700 0 $0 1 $1,700 $3,000 0 $0 1 $3,000 $45 60 $2,700 0 $0 $70 60 $4,200 0 $0 $44 55 $2,420 0 $0 $30 55 $1,650 0 $0 $700 1 $700 0 $0 $1,000 1 $1,000 0 $0 $12,600 1 $12,600 1 $12,600 $15,000 1 $15,000 1 $15,000 $21,500 1 $21,500 0 $0 $35,000 1 $35,000 0 $0 $3,500 1 $3,500 0 $0 $12,500 1 $12,500 0 $0 $13,200 1 $13,200 0 $0 $22,500 1 $22,500 0 $0 $25,500 0 $0 1 $25,500 $44,950 0 $0 1 $44,950 $28,500 0 $0 1 $28,500 $22,800 0 $0 1 $22,800 $4,100 1 $4,100 0 $0 $10,500 1 $10,500 0 $0 $14,200 1 $14,200 0 $0 $16,500 1 $16,500 0 $0 $41,500 1 $41,500 0 $0 $35,000 1 $35,000 0 $0 $78 0 $0 360 $28,080 $50 0 $0 360 $18,000 $200 1 $200 1 $200 $5,500 1 $5,500 1 $5,500 Subtotal $191,875 Subtotal $207,590 Subtotal $215,860 Subtotal $192,150 REDGWICK CONSTRUCTON PRISM ENGINEERING Austin Way/Other Locations Los Gatos Blvd/Other Locations Total Base Bid $408,010 Austin Way/Other Locations Los Gatos Blvd/Other Locations Total Base $399,465 Page 4 of 4 Printed 12/16/2011 PDF created with pdfFactory Pro trial version www.pdffactory.com 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 147 148 149 150 151 152 153 154 155 Co n s t r u c t i o n D e t a i l s Ph a s e 3 156 Fr u i t v a l e A v e a n d S t a t e R o u t e 9 Tr a f f i c S i g n a l M o d i f i c a t i o n P l a n ( L o c a t i o n 1 ) Ph a s e 3 157 Ph a s e 3 Co n d u c t o r & P o l e E q u i p m e n t S c h e d u l e Tr a f f i c S i g n a l M o d i f i c a t i o n P l a n ( L o c a t i o n 1 ) 158 Ph a s e 3 Qu i t o R o a d a n d S t a t e R o u t e 9 Tr a f f i c S i g n a l M o d i f i c a t i o n P l a n ( L o c a t i o n 2 ) 159 Ph a s e 3 Co n d u c t o r & P o l e E q u i p m e n t S c h e d u l e Tr a f f i c S i g n a l M o d i f i c a t i o n P l a n ( L o c a t i o n 2 ) 160 Ph a s e 3 N. S a n t a C r u z A v e . a n d S t a t e R o u t e 9 Tr a f f i c S i g n a l M o d i f i c a t i o n P l a n ( L o c a t i o n 3 ) 161 Ph a s e 3 Co n d u c t o r & P o l e E q u i p m e n t S c h e d u l e Tr a f f i c S i g n a l M o d i f i c a t i o n P l a n ( L o c a t i o n 3 ) 162 ³³ ³ PLANT LIST PP-1 PLANT LIST AND PLANTING SPECIFICATIONS 163 Ph a s e 3 PLANTING PLAN PP-2 164 Co n s t r u c t i o n D e t a i l s Ph a s e 3 165 Co n s t r u c t i o n D e t a i l s 24" 1/2" RADIUS 2% SLOPE 4" 3" #4 REBAR 6" 1" RADIUS 1"6" 1" RADIUS 1. 5 " 3" 12"6" NOTES: 1. ALL RADII LESS THAN 100' SHALL USE FLEXIBLE WOOD OR METAL FORMS TO ELIMINATE ANGULAR POINTS AT 10' SECTION POINTS. 2. 2" WEEP HOLES TO BE PLACED ON EACH SIDE OF DRIVEWAY SECTION & AT MAX. 60' C/C IN CUT SECTIONS WHERE SIDEWALK DRAIN NOT REQUIRED BY TOWN ENGINEER. 3. 3/4" EXPANSION JOINTS TO BE PLACED AT DRIVEWAY SECTIONS, CURB RETURNS, CURB RAMPS & COLD JOINTS OR A MAX. OF 30' C/C. EXPANSION JOINTS SHALL PROTRUDE 1" BELOW THE BOTTOM OF GUTTER. 4. THRU JOINTS SHALL BE PLACED ADJACENT TO CATCH BASINS, INLETS AT POINTS OF TANGENCY ON STREETS, AND AT ALLEY AND DRIVEWAY RETURNS. MAXIMUM SPACING SHALL BE 30' PRE-MOLDED JOINT FILLER, SHALL BE 1/2" WIDE AND CONFORM TO AASHTO DESIGN M213. DUMMY JOINTS SHALL BE PLACED EVERY 10'. 5. PORTLAND CEMENT CONCRETE SHALL BE CLASS A WITH 5% TO 6% AIR-ENTRAINMENT. 6. FINISHED WORK SHALL NOT VARY MORE THAN 1/8" IN GRADE AND 1/4" IN ALIGNMENT. 7. THE FINISHED CURB SHALL IMMEDIATELY BE SPRAYED WITH A TRANSPARENT CURING COMPOUND. CURB SHALL BE COVERED BY WATERPROOF PAPER OR PLASTIC MEMBRANE IN THE EVENT OF RAIN OR OTHER UNSUITABLE WEATHER. CURING TIME SHALL BE A MINIMUM OF 72 HOURS. 8. EXPOSED SURFACES SHALL BE A LIGHT BROOM FINISH. 9. ALL CURB AND GUTTER SHALL BE PLACED ON A MIN. OF 4" AGGREGATE BASE CLASS II 95% MAX. COMPACTION ASTM D1557. 10. #4 REBAR SHALL BE EXTENDED ALONG LENGTH OF THE CURB AND GUTTER. 11. FOR CONCRETE SIDEWALK DETAILS, SEE ARCHITECTURAL SITE CONSTRUCTION DETAIL SHEETS. 12 " - 1 4 " (V A R I E S ) CLASS II AGGREGATE BASE 6"-8" (VARIES)(SEE NOTES 12 & 13) 12. UNLESS OTHERWISE NOTED ON THE PLANS, CURB SHALL BE 6" FROM FL TO TC. 13. FOR CURB TRANSITION DETAIL, SEE DETAIL 2 THIS SHEET. (S E E NO T E 1 4 ) 14. GUTTER PAN SLOPE SHALL NOT EXCEED 5% SLOPE AT PEDESTRIAN CURB RAMP ENTRY LOCATIONS. CONTRACTOR SHALL USE 1.2" (MAX) BETWEEN LIP OF GUTTER AND FLOWLINE AT THESE LOCATIONS. 1. SIDEWALKS SHALL BE A MINIMUM OF 4" THICK, AND SHALL BE CLASS A PORTLAND CEMENT CONCRETE, WITH AIR ENTRAINMENT (MIN. 5%, MAX. 6%). 2. FULL EXPANSION JOINTS SHALL BE PLACED TO MATCH THOSE PLACED IN ADJACENT CURB &GUTTER, WITH MAXIMUM SPACING OF 30 FEET. 3. SUBGRADE SHALL HAVE 95% MAXIMUM COMPACTION ASTM D1557. 4. SIDEWALK SHALL BE AT LEAST 6" THICK BEHIND RESIDENTIAL DRIVEWAYS AND BEHIND ROLL-CURB AND 8" THICK BEHIND COMMERCIAL DRIVEWAYS. 5. THE FINISHED SIDEWALK SHALL BE SPRAYED WITH A TRANSPARENT CURING COMPOUND COVERED BY WATERPROOF PAPER OR PLASTIC SHEETING IN THE EVENT OF RAIN OR OTHER INCLEMENT WEATHER. CURING TIME SHALL BE FOR A MINIMUM OF 72 HOURS. 6. ALL JOINTS SHALL BE CLEANED AND EDGED WITH AN EDGER HAVING A 1/4" RADIUS. 7. THE WIDTH OF SIDEWALKS DIRECTLY BEHIND CURB WITHOUT PLANTER SHALL BE A MIN. OF 4.5' FROM BACK OF CURB. TYPICAL SECTION TOOLED SCORE JOINT NOTES: SEECONCRETE CURB AND GUTTER EXPANSION JOINT EVERY 30' MAX. A SEE NOTE 1 A A PLAN VIEWS 2% VARIE S 4" AGGREGATE BASE COMPACTION ASTM D1557CLASS II, 95% MAX. VARIES CIVIL PLANS CONCRETE CURB AND GUTTER USE #3 BAR @12". 24" LONG AT THIS LOCATION IN LIEU OF REINFORCEMENT DETAILED IN LOS GATOS STD PLAN 210 USE #4 BAR AT THIS LOCATION AS DETAILED IN 4" PVC DRAIN Ph a s e 3 DE S I G N H E I G H T 24" 1" - 1 1/4" 8" TOWN OF LOS GATOS STD PLAN No. 210 166 Ph a s e 3 Al b e r t o W a y a n d S a r a t o g a - L o s G a t o s R d 167 Ph a s e 3 Lo s G a t o s B l v d . a n d S a r a t o g a - L o s G a t o s R d 168 Page 1 of 2 SARATOGA CITY COUNCIL MEETING DATE: December 21, 2011 AGENDA ITEM: DEPARTMENT: Public Works CITY MANAGER: Dave Anderson PREPARED BY: Macedonio Nunez DIRECTOR: John Cherbone Associate Engineer SUBJECT: Award of Design Contract for the Village Pedestrian Enhancement Phase 2 Project RECOMMENDED ACTION: 1. Move to award a professional services contract with Gates and Associates for Design Services in the amount of $179,943 connected to the Village Pedestrian Enhancement Phase 2 Project and authorize the City Manager to execute the same. 2. Move to authorize staff to execute change orders to the contract up to $18,000. REPORT SUMMARY: The design services for this project will mainly focus on the Village Pedestrian Enhancement Phase 2 Project where the City was awarded a $1,161,000 grant to improve the pedestrian crossings in the Village. Of this total grant amount $134,000 is programmed to be used for design services and the remaining $1,027,000 for construction once the City is ready for that phase. Gates and Associates is the same design consultant that designed the initial Village Pedestrian Enhancement Project. On October 26 a public meeting was held to discuss the Phase 2 priority areas and the wish list for additional improvements (Attachment 1Power Point Saratoga Village10-26-11). As a result of the public meeting Gates and Associates developed a proposal as illustrated in the Attachment 2 Village Pedestrian Enhancement Phase 2 Design Contract (in Exhibit A Scope of Work). Attachment 3 Key Map also illustrates the highlighted final locations as part of the Phase 2 design. If items in the wish list, such as the arch over Big Basin Way don’t move forward, the design cost for those items will be eliminated as well. It therefore recommended that City Council award a professional services contract with Gates and Associates for Design Services in the amount of $179,943 and authorize the City Manager to execute the same 169 Page 2 of 2 FISCAL IMPACTS: The grant will reimburse $134,000 of the consulting services and the remaining $45,943 will funded from the Village CIP budget. The recommended change order amount of $18,000 will be also funded from the same budget. CONSEQUENCES OF NOT FOLLOWING RECOMMENDED ACTION: Gates and Associates would not be awarded a professional services contract and the design work for the Village Pedestrian Enhancement Phase 2 Project would not move forward. ALTERNATIVE ACTION: The Council could direct staff to solicit additional proposals FOLLOW UP ACTION: The contract will be executed and the consultant will be issued a Notice to Proceed. Work will begin as soon as possible. ADVERTISING, NOTICING AND PUBLIC CONTACT: A second Public Meeting and subsequent approval by City Council will occur after the Holidays. This item was posted as a City Council agenda item and was included in the packet made available on the City’s web site in advance of the meeting. A copy of the agenda packet is also made available at the Saratoga Branch Library each Monday in advance of the Council meeting and residents may subscribe to the agenda on-line by opting in at www.saratoga.ca.us. ATTACHMENTS: 1. Power Point Saratoga Village 10-26-11 2. Village Pedestrian Enhancement Phase 2 Design Contract 3. Key Map 170 Sa r a t o g a V i l l a g e pe d e s t r i a n e n h a n c e m e n t s Phase II Saratoga, ca Oc t o b e r 2 6 , 2 0 1 1 Gates + Associates 17 1 agenda Sa r a t o g a V i l l a g e P h a s e I I P e d e s t r i a n E n h a n c e m e n t s – I n t r o d u c t i o n – P h a s e I I P r i o r i t y A r e a s – W i s h L i s t f o r A d d i t i o n a l I m p r o v e m e n t s – Q u e s t i o n s a n d C o m m e n t s 17 2 Sa r a t o g a V i l l a g e P e d e s t r i an E n h a n c e m e n t D i a g r a m 17 3 4th st r e e t i n t e r s e c t i o n B e f o r e & A f t e r Be f o r e Af t e r 17 4 Ph a s e I I g r a n t p r i o r i t y a r e a s 1. M i d  Bl o c k  Cr o s s i n g 2. I n  Pa v e m e n t  Li g h t s  at  St a r b u c k s 3. B l a n e y  Pl a z a  De c o r a t i v e  Concrete Street  Pa v i n g 4. T h e  St r e e t s c a p e  Im p r o v e m e n t s  (at the spur  ro a d )  Sa r a t o g a ‐Lo s  Ga t o s  Rd up to the  co r n e r  of  Oa k  St r e e t .   5. L o w  Fe n c e  an d  La n d s c a p e  Improvements  at  Bl a n e y  Pl a z a  an d  Ga s  Station 6. S a r a t o g a  Vi l l a g e  Si g n a g e  Plan 7. S i d e w a l k  Ga p  Cl o s u r e  fr o m  Saratoga‐ Su n n y v a l e  Rd  to  th e  Ne w  Bus Stop Shelter 8. N e w  Bu s  Sh e l t e r   9. R e m o v e  an d  Re p l a c e  Ex .  Street Light Poles  wi t h  LE D  Li g h t  fi x t u r e s  (S e p a r a t e  Funding) 10 . S p o t  Co n c r e t e  Si d e w a l k / C u r b  & Gutter  Re p a i r s  Th r o u g h o u t  Vi l l a g e To t a l  Co n s t r u c t i o n  Bu d g e t :   $1,283,750.00 Gr a n t  Co n s t r u c t i o n  is  80 % :   $1,027,000.00 Ci t y  Lo c a l  Ma t c h  Co n s t r u c t i o n  is  20 % :              $256,750.00 17 5 Ph a s e I I g r a n t p r i o r i t y a r e a s Gr a n t P r i o r i t y A r e a s Es t i m a t e d C o n s t r u c t i o n Bu d g e t 1.  Mi d  Bl o c k  Cr o s s i n g $1 5 0 , 0 0 0 . 0 0 2.  In  Pa v e m e n t  Li g h t s  at  St a r b u c k s $5 0 , 0 0 0 . 0 0 3.  Bl a n e y  Pl a z a  De c o r a t i v e  Co n c r e t e  St r e e t  Pa v i n g $2 , 5 0 0 . 0 0 4.  Th e  St r e e t s c a p e  Im p r o v e m e n t s  (a t  th e  sp u r  ro a d )   Sa r a t o g a ‐Lo s  Ga t o s  Ro a d  up  to  th e  co r n e r  of  Oa k  St r e e t .   $2 2 0 , 0 0 0 . 0 0 5.  Lo w  Fe n c e  an d  La n d s c a p e  Im p r o v e m e n t s  at  Bl a n e y  Pl a z a  an d  Ga s  St a t i o n $5 0 , 0 0 0 . 0 0 6.  Sa r a t o g a  Vi l l a g e  Si g n a g e  Pl a n $1 5 0 , 0 0 0 . 0 0 7.  Si d e w a l k  Ga p  Cl o s u r e  fr o m  Sa r a t o g a ‐Su n n y v a l e  Ro a d  to   th e  Ne w  Bu s  St o p  Sh e l t e r $1 5 , 0 0 0 . 0 0 8.  Ne w  Bu s  Sh e l t e r   $2 5 , 0 0 0 . 0 0 9.  Re m o v e  an d  Re p l a c e  Ex .  St r e e t  Li g h t  Po l e s  wi t h  LE D  Li g h t  fi x t u r e s   $1 2 8 , 0 0 0 . 0 0 10 .  Sp o t  Co n c r e t e  Si d e w a l k / C u r b  & Gu t t e r  Re p a i r s  Th r o u g h o u t  Vi l l a g e $1 6 0 , 0 0 0 . 0 0 17 6 Ph a s e I I g r a n t p r i o r i t y a r e a 1 : M i d b l o c k c r o s s i n g Ex i s t i n g C o n d i t i o n Pr o p o s e d 17 7 Ph a s e I I g r a n t p r i o r i t y a r e a 2 : I n P a v i n g L i g h t s a t S t a r b u c k s 17 8 Ph a s e I I g r a n t p r i o r i t y a r e a 3: d e c o r a t i v e c o n c r e t e s t r e e t paving Ex i s t i n g C o n d i t i o n 17 9 Ph a s e I I g r a n t p r i o r i t y a r e a 4: T h e S t r e e t s c a p e I m p r o v e m e n t s Ex i s t i n g C o n d i t i o n St a m p e d C o n c r e t e I n t e r l o c k i n g P a v e r s St r e e t P r i n t C o l o r A s p h a l t 18 0 Ph a s e I I g r a n t p r i o r i t y a r e a 5: L o w F e n c e a t B l a n e y P l a z a Ex i s t i n g C o n d i t i o n s Wo o d R a i l i n g o n Lo w S t u c c o W a l l 18 1 Ph a s e I I G r a n t p r i o r i t y a r e a 6 : S a r a t o g a V i l l a g e S i g n P l a n 18 2 Ph a s e I I P r i o r i t y a r e a 6 : S a r a t o g a V i l l a g e S i g n a g e P l a n Lo c a l B u s i n e s s D i r e c t o r y V e h i c u l a r D i r e c t i o n a l P e d e s t r i a n D i r e c t i o n a l • M e r c h a n t •P a r k i n g • V a l e t S e r v i c e • B a n n e r s 18 3 Ph a s e I I g r a n t p r i o r i t y a r e a 7 : S i d e w a l k g a p c l o s u r e Ex i s t i n g C o n d i t i o n s 18 4 Ph a s e I I g r a n t p r i o r i t y a r e a 8 : N e w B u s S h e l t e r 18 5 Wi s h L i s t f o r A d d i t i o n a l I m p r o v e m e n t s Wi s h l i s t P r o j e c t s - ga t e w a y e l e m e n t s ( $ 5 0 , 0 0 0 . 0 0 t o $ 7 5 , 0 0 0 . 0 0 ) -5 th st r e e t i m p r o v e m e n t s ( $ 1 1 5 , 0 0 0 . 0 0 ) -6 th st r e e t i m p r o v e m e nt s ( $ 7 0 , 0 0 0 . 0 0 ) - S t a i r s t o c r e e k ( $ 4 0 , 0 0 0 . 0 0 ) - c r o s s w a l k i m p r o v e m e n t s a t B i g B as i n W a y a n d H i g h w a y 9 ( $ 6 0 , 0 0 0 . 0 0 ) 4thStreet 3rdStreet 5thStreet 6thStreet Saratoga-Los Gatos Road HWY 9 Wi l d w o o d Pa r k Bi g B a s i n W a y Oa k S t r e e t 18 6 Wi s h l i s t p r o j e c t : E n t r a n ce M o n u m e n t a t t h e c o r n e r Ex i s t i n g C o n d i t i o n s 18 7 Wi s h l i s t p r o j e c t : E n t r a n ce M o n u m e n t a t t h e c o r n e r 18 8 Wi s h l i s t p r o j e c t : 5 th st r e e t i m p r o v e m e n t s 18 9 Wi s h l i s t p r o j e c t : 6 t h s t r e e t i m p r o v e m e n t s 19 0 Qu e s t i o n s & Co m m e n t s 19 1 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work CITY OF SARATOGA STANDARD INDEPENDENT CONTRACTOR AGREEMENT THIS AGREEMENT is made at Saratoga, California by and between the CITY OF SARATOGA, a municipal corporation ("City"), and Gates & Associates, "Contractor"), who agree as follows: RECITALS WHEREAS, City requires the services of a qualified contractor to provide the work product described in Exhibit A of this Agreement; and WHEREAS, City lacks the qualified personnel to provide the specified work product; and WHEREAS, Contractor is duly qualified to provide the required work product; and WHEREAS, Contractor is agreeable to providing such work product on the terms and conditions hereinafter set forth. NOW THEREFORE, the parties hereto agree as follows: 1. RESULTS TO BE ACHIEVED Subject to the terms and conditions set forth in this Agreement, Contractor shall provide to City the work product described in Exhibit A ("Scope of Work"). Contractor is not authorized to undertake any efforts or incur any costs whatsoever under the terms of this Agreement until receipt of a fully executed Purchase Order from the Finance Department of the City of Saratoga. 2. TERM The term of this Agreement commences on December 22, 2011 and extends through May 22, 2012 or the completion of the project, whichever occurs first, unless it is extended by written mutual agreement between the parties, provided that the parties retain the right to terminate this Agreement as provided in Exhibit D at all times. 3. PAYMENT City shall pay Contractor for work product produced pursuant to this Agreement at the time and in the manner set forth in Exhibit B ("Payment"). The payments specified in Exhibit B shall be the only payments to be made to Contractor in connection with Contractor’s completion of the Scope of Work pursuant to this Agreement. Contractor City of Saratoga Independent Contractor Agreement Page 1 192 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work shall submit all billings to City in the manner specified in Exhibit B; or, if no manner is specified in Exhibit B, then according to the usual and customary procedures and practices which Contractor uses for billing clients similar to City. 4. FACILITIES AND EQUIPMENT Except as set forth in Exhibit C ("Facilities and Equipment"), Contractor shall, at its sole cost and expense, furnish all facilities and equipment, which may be required for completing the Scope of Work pursuant to this Agreement. City shall furnish to Contractor only the facilities and equipment listed in Exhibit C according to the terms and conditions set forth in Exhibit C. 5. GENERAL PROVISIONS City and Contractor agree to and shall abide by the general provisions set forth in Exhibit D ("General Provisions"). In the event of any inconsistency between said general provisions and any other terms or conditions of this Agreement, the other term or condition shall control insofar as it is inconsistent with the General Provisions. 6. EXHIBITS All exhibits referred to in this Agreement are attached hereto and are by this reference incorporated herein and made a part of this Agreement. 7. CONTRACT ADMINISTRATION This Agreement shall be administered on behalf of City by Dave Anderson ("Administrator"). The Administrator has complete authority to receive information, interpret and define City's policies consistent with this Agreement, and communicate with Contractor concerning this Agreement. All correspondence and other communications shall be directed to or through the Administrator or his or her designee. 8. NOTICES All notices or communication concerning a party's compliance with the terms of this Agreement shall be in writing and may be given either personally, by certified mail, return receipt requested, or by overnight express carrier. The notice shall be deemed to have been given and received on the date delivered in person or the date upon which the postal authority or overnight express carrier indicates that the mailing was delivered to the address of the receiving Party. The Parties shall make good faith efforts to provide advance courtesy notice of any notices or communications hereunder via telefacsimile. However, under no circumstances shall such courtesy notice satisfy the notice requirements set forth above; nor shall lack of such courtesy notice affect the validity of service pursuant to the notice requirement set forth above. Any Party hereto, by giving ten (10) days written notice to the other, may designate any City of Saratoga Independent Contractor Agreement Page 2 193 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work other address as substitution of the address to which the notice or communication shall be given. Notices or communications shall be given to the Parties at the addresses set forth below until specified otherwise in writing: Notices to Contractor shall be sent to: David Gates Gates & Associates 2671 Crow Canyon Rd San Ramon, CA 94583 Notices to City shall be sent to: Dave Anderson, City Manager City of Saratoga 13777 Fruitvale Avenue Saratoga, CA 95070 With a copy (which copy shall not constitute notice) to: City Clerk City of Saratoga 13777 Fruitvale Avenue Saratoga, CA 95070 9. ENTIRE AGREEMENT This Agreement supersedes any and all agreements, either oral or written, between the parties hereto with respect to Contractor's completion of the Scope of Work on behalf of City and contains all of the covenants and agreements between the parties with respect to the rendering of such services in any manner whatsoever. Each party to this Agreement acknowledges that no representations, inducements, promises or agreements, orally or otherwise, have been made by any party, or anyone acting on behalf of any party, which are not embodied herein, and that no other agreement, statement or promise not contained in this Agreement shall be valid or binding. No amendment, alteration, or variation of the terms of this Agreement shall be valid unless made in writing and signed by the parties hereto. City of Saratoga Independent Contractor Agreement Page 3 194 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Page 4 IN WITNESS WHEREOF, the parties hereto have executed this Agreement. CONTRACTOR: Gates & Associates By: ________________________________ Date: _________________ Print Name: _______________________ Position: ___________________________ CITY OF SARATOGA, a municipal corporation By: __________________________________ Date: __________________ Name: Dave Anderson Title: City Manager APPROVED AS TO FORM: By:_______________________________ Date:___________________ City Attorney Attachments Exhibit A -- Scope of Work Exhibit B -- Contract Payment and Reporting Schedule Exhibit B-1 -- Rate Schedule Exhibit C -- Facilities and Equipment Exhibit D -- General Provisions Exhibit E -- Insurance Requirements Exhibit F -- Caltrans Forms 195 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work EXHIBIT A SCOPE OF WORK illage Pe SARATOGA – V  PROJECT SCOPE:  destrian Improvements Phase 2  1. Blaney Plaza: modify the corner of Big Basin Way and Highway 9, new low  tmvswall/fences and planing.  Iproe the croswalk at Saratoga/Los Gatos Road  connecting Blaney Plaza and the corner where Starbuck resides  2. Saratoga/Los Gatos Road new sidewalk from the corner where Starbuck  resides to Oak Street, new tree wells, removable bollard and new street lights   ሺAt the Starbuck corner, the curb grades will be verified, identify if there is  existing conduit for an electrical connection, provide the reconstruction of  paving as required for the electrical connection, and provide a roadway section  for the proposed vehicular pavingሻ   3.Provide bulbout and crosswalk improvements at Big Basin Way and Saratoga  5 Plaza  4.Provide bulbout and crosswalk improvements at Big Basin Way and th Street  5.Modify a driveway connection and provide bulbout and crosswalk  improvements at Big Basin Way and 6th Street  out and crosswalk 6.Big Basin Way at Saratoga/Los Gatos, provide bulb rainage design for new bus shelter.  improvements  .7 8   Provide grading and d . age Plan Overall/Sign Serapate Task:  1. Provide sidewalk closure from Fire Station to the Post Office on Saratoga  Avenue     The objective of this task is to collect base data from te Cityand throughfield    ASK 1 – DATA  O T C   LECTION  SubTask 1.1 – Kick‐off  h    ld  observation.    Meet with City Staff to review project goals, issues, schedule and other aspects of  pMeeting    SubTask 1.2 – Fie cce   roject management.    ield reconnaissance with Staff to review existing conditions and Phase I project.    Reonnaissan SubTask 1.3 – Base Map  Prep  F     BKF will revisit the project site to perform initial field investigations.  Existing  features will be verified via a topographic survey.  The existing aerial mapping for  the Phase I project will be supplemented with the topographic survey to develop  the project base sheets for the Phase II project. Topographic field surveys will  include surveys necessary to confirm utilities and drainage facilities, pavement and  curb elevations, conforms, obstructions, trees, lighting fixtures, fences, walls and  ny other features necessary to complete the design. The supplemental survey will  d at the locations identified in the strip map ሺsee attachment Aሻ      a be conducte S:        T e  PRODUC chedulS Survey  ING:    EET taff   1  M S    City of Saratoga Independent Contractor Agreement Page 5 Exhibit A – Scope of Work 196 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work T D   ASK 2 – DESIGN  EEVLOPMENT  SubTask 2.1 – Concept      The objective of this task is to develop a community endorsed, implementab City of Saratoga Independent Contractor Agreement Page 6 Exhibit A – Scope of Work le       &  streetscape improvement and signage plan.    repare concept plans for each of nine ሺ9ሻ areas describing improvements.    Development SubTask 2.2 –  Monumentation/Signage    P    age plan. Prepare overall sign   Prepare images of:  • • Primary Arch / Portal ሺ45’ spanሻ  Custom timber pole banner support  • Themed pole signs for directional, parking and way‐finding    Refine final plans and signage concepts,  Assemble package of preferred street  furniture and materials including landscape, sidewalk & cross walk paving;  crosswalk lighting, street furniture such as benches, trash receptacles, bicycle  s.    SubTask 2.3 – Streetscape Signage Refinements  racks, tree grates & guards, hanging baskets and way‐finding device   Meet with staff to review plans and estimate.  Identify refinements.    SubTask 2.4 – Staff Review  SubTask 2.5 –  COMMUNITY MEETING     At workshop present the preferred plans and signage concepts. Assist the  community in evaluating the option. Identify a preferred option.   #2  SubTask 2.6 – Public  Hearing     resent plan to City Council to obtain authorization to proceed to construction P d   ocuments.     PRODUCTS: MEETINGS:  Concept Plans Staff Meetings      1  Signage Concept  Community Meetings  1   Signage Plan ity Council     Refined Streetscape &C    1      orkshop materials  unnta W Cocil Presetion Materials     The intent to present a comprehensive and overall view of the project elements to  a design level where the vision of the conceptual design is advanced and can be  confirmed. All components of the proposed improvements will be addressed in the  65% design plans and estimate. All Project sheets, which will be represented in the  bid documents, will be identified and developed in varying degrees of detail during    TASK 3 – 65% PS&E  ONSTRUCTION  RAWINGS  C D   this phase.      Review and detail the proposed design improvements proposed for the project.  Vertical design, including pavement elevations, will be refined during the 65%  PS&E design effort.  The longitudinal slope of the curb and gutter, which defines  the drainage patterns, will be detailed and integrated with the pedestrian  improvements along the cross walk and bulb‐out areas.  Where necessary,  drainage modifications will be proposed to intercept obstructed overland flow.   Eval nditions and proposed improvements to ensure that facility  is AD   SubTask 3.1 – Plans Specifications  uate the existing co • ets  A compliant.  Demolition She • Layout Sheets  197 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work • t, layout & details Site furnishings enhancemen • • Typical Cross Sections  • Drainage and grading plans   • ffic Handling Plans  Signing and Striping Plans  tion and Tra • Stage Construc • Construction Detail Sheets  •  Caltrans format   Cost Estimate  • Project Specifications in • Electrical plans  Planting plan & details  • Irrigation plan & details  Perform a quality control review for the 65% submittal design package including  verifying compliance with the City requirements. The review will also include  cnfirming that the submittal is in compliance with the requirements for an  e   o xpenditure authorization ሺE‐76ሻ.    repare plans, specs and details for signage system including structural    SubTask 3.2 – Signage City of Saratoga Independent Contractor Agreement Page 7 Exhibit A – Scope of Work     Package    SubTask 3.3 –  Construction Strategy P calculations.    Conceptual stage construction plans will be developed during this phase. It is  important that the stage construction implement specific traffic handling plans,  including temporary pavement delineations, to consider free‐flow movement  during construction for vehicles, parking, bicycles and pedestrians. The stage  construction plans will provide for circulation and access to the adjoining parking  areas and cross streets.  The design will verify that sufficient roadway width with  proper safety improvements is maintained throughout all phases of construction.  Clear signage will be incorporated into the stage construction plans to clearly  delineate changes to existing traffic patterns.             RODUCTS:P 65% PS&E  ING:    MEET Staff    1 The objective of the 95% civil design plans and specifications is to incorporate  comments, complete the design development phase, and resolve any remaining  project issues. All the plans, specifications and estimate will be brought to  completion.  Details will be refined and completed. For the 95% submittal, BKF will  produce a complete, checked and bid‐ready set of documents for the City’s and    TASK 4 – 95% PS&E    Caltrans review.    Work with the City and Caltrans on resolving and incorporating all design  comments resulting from the 65% submittal.  Prior to completion of the 95%  design documents, the design team will conduct additional site investigations.  It is  rucial that the design engineers are confident that existing conditions are  c o   SubTask 4.1 ‐  Plans &  Specifications  c depicted acurately in the bid‐ready dcuments.      Complete in‐house quality control review of all outgoing documents. Cost  ll be updated and compared to the available budget.  estimates wi   PRODUCTS:      198 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work 95% PS&E  calculations Necessary    MEETING:  Staff    1    TA     SK 5 ‐ FINAL PS&E    SubTask 5.1–100%  Plans, Specification  Estimate  The objective of the task is final bid documents.  Incorporate or resolve any final remaining comments received as a result of the  95% submittal. All aspects of the design will be finalized at this point in order to  prepare a complete set of final, biddable and constructible documents ready for  immediate advertisement.  It is anticipated that no further design development will  take place in this task. The cost estimate and specifications will be updated and  o its final form.  Irrigation calculations.    &    formatted t         S:   PRODUCT inal PS&EF Bid Form    MEETINGS:  Sat   ff     1  The objective of this task is to support the City through the bidding, contract award,  and construction phases of the project.    TASK 6 –  NSTRUCTION CO SERVICES    SubTask 6.1 ‐ Bidding    The con : sultant team will assist the City during the Bid process as follows Interpretation of plans and specifications for bidders  Preparation of technical aspects of addenda to be issued by the City.  • •     SubTask 6.2 –  Construction Administration The consultant Team will assist the City during project construction as follows:  • Submittal reviews:  Review and process all submittals and shop drawings  specifically required in the technical specifications.   • Construction Meetings:  Attendance at 2 construction meetings to review  construction progress, make adjustments, approve construction layout, review  City of Saratoga Independent Contractor Agreement Page 8 Exhibit A – Scope of Work 199 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work grading concept, approve plant material and planting layout. Provide a written  field report following each site visit.   • Clarifications: Respond to contractors RFI's and City questions.    SubTask 6.3 – Prepare As‐Built Drawings    repare as‐built drawings in CAD format, incorporating postings, field changes and  ded by manufacturers.   P manuals provi       d  PRODUCTS  Addenda as neede ields Reports  wings  F Record Dra   EETINGS M Construction Meetings 4    Provide sidewalk closure from Fire Station to the Post Office on Saratoga Avenue.    SK 7 – SIDEWALK TA CLOSURE    SubTask 7.1 ‐ Plans,  mate    repare plans, specs, details and estimate.  Specification & Esti P   TASK 8 ‐ OPTIONAL:   DESIGN EXCEPTIONS    After confirming the geometric horizontal and vertical design, BKF will conduct a  final review of the geometry and complete the Design Checklist ሺDIB78ሻ, to ensure  that all mandatory and advisory design exceptions are identified.  After meeting  with Caltrans on concurrence of Project features and design exceptions, BKF will  prepare Design Exception Fact Sheets for submission to Caltrans for review and  approval. The scope of work accounts for the preparation and approval of four  design exceptions. BKF would suggest that the Fact Sheets be submitted in the  initial submittal stages of the PS&E in order to start the review process, which  tends to take longer than PS&E review and approval.  In this case, the issuance of  the encroachment permit for the Project will not be delayed by the Fact Sheet  pproval and signature.  a           City of Saratoga Independent Contractor Agreement Page 9 Exhibit A – Scope of Work 200 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Page 10 Exhibit A – Scope of Work 201 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work EXHIBIT B PAYMENT 1. TOTAL COMPENSATION . City shall pay Contractor at the rates set forth on the attached rate schedule, exhibit B-1. The total compensation (including equipment, supply, and expense costs) pursuant to Exhibit A – Scope of Work of this Agreement shall not exceed one hundred seventy nine thousand nine hundred forty three Dollars ($179,943) 2. INVOICES Contractor shall submit invoices, not more often than once a month during the term of this Agreement, based on the cost for work performed prior to the invoice date. Hourly Rates schedule is shown on Exhibit B-1. Invoices shall be sent to the City no later than the 15th of the month following the month term being invoiced for. Invoices shall contain the following information: i. Serial identifications of bills for each applicant/project, i.e. Invoice No.1 on each individual invoice sheet. ii. Reference the City’s application number per applicant/project (as identified on the City transmittal cover sheets) on each individual invoice sheet. iii. The beginning and ending dates of the billing period on each individual invoice sheet. iv. A summary cover sheet containing the total contract amount, the amount of prior billings, the total due this period, and the remaining balance available for all remaining billing periods. 3. MONTHLY PAYMENTS City shall make monthly payments, based on such invoices, for satisfactory progress in completion of the Scope of Work. 4. REIMBURSABLE EXPENSES There shall be no right to reimbursement of expenses incurred by Contractor except as specified in Exhibit A to this Agreement. City of Saratoga Independent Contractor Agreement Page 11 Exhibit B – Payment 202 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work EXHIBIT B-1 RATE SCHEDULE David Gates & Associates EFFECTIVE THROUGH JUNE 2012 I. Hourly Fees for Services of: Rate Per Hour Founder $185.00 Principal $135.00 - $155.00 Associate Landscape Architect $120.00 - $130.00 Sr. Landscape Architect $105.00 - $120.00 Jr. Landscape Architect $85.00 - $105.00 Sr. Landscape Designer $95.00 - $115.00 Landscape Designer $80.00 - $105.00 Sr. Design Technician $95.00 - $105.00 Design Technician $75.00 - $90.00 Sr. Irrigation Designer $115.00 - $125.00 Irrigation Design Technician $75.00 - $90.00 Sr. Visual Communications Designer $110.00 - $115.00 Visual Communications Designer $90.00 - $110.00 Marketing Coordinator $90.00 - $110.00 Administrative Staff $70.00 - $90.00 II. Expenses (Reimbursables) A. Consultants at approximately the same rates indicated above or on consultant fee schedules. B. Other direct expenses at cost which may include: 1. Printing and reproduction costs. 2. Mileage and travel costs. 3. Miscellaneous Hourly rates may be adjusted on July 1 of each year and shall apply for any services rendered after that date. City of Saratoga Independent Contractor Agreement Page 12 Exhibit B-1 – Rate Schedule 203 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work EXHIBIT C FACILITIES AND EQUIPMENT City shall furnish physical facilities such as desks, filing cabinets, and conference space, as may be reasonably necessary for Contractor's use while consulting with City employees and reviewing records and the information in possession of City. The location, quantity, and time of furnishing said physical facilities shall be in the sole discretion of City. In no event shall City be obligated to furnish any facility which may involve incurring any direct expense, including, but not limiting the generality of this exclusion, long-distance telephone or other communication charges, vehicles, and reproduction facilities. Contractor shall not use such services, premises, facilities, supplies or equipment for any purpose other than in the performance of Contractor's obligations under this Agreement. City of Saratoga Independent Contractor Agreement Page 13 Exhibit C – Facilities and Equipment 204 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work EXHIBIT D GENERAL PROVISIONS 1. INDEPENDENT CONTRACTOR At all times during the term of this Agreement, Contractor shall be an independent contractor and shall not be an employee of City. Contractor shall complete the Scope of Work hereunder in accordance with currently approved methods and practices in Contractor's field. City shall have the right to control Contractor only with respect to specifying the results to be obtained from Contractor pursuant to this Agreement. City shall not have the right to control the means by which Contractor accomplishes services rendered pursuant to this Agreement. Likewise, no relationship of employer and employee is created by this Agreement between the City and Contractor or any subcontractor or employee of Contractor. Nothing contained in this Agreement shall be construed as limiting the right of Contractor to engage in Contractor profession separate and apart from this Agreement so long as such activities do not interfere or conflict with the performance by Contractor of the obligations set forth in this Agreement. Interference or conflict will be determined at the sole discretion of the City. 2. STANDARD OF PERFORMANCE Contractor shall complete the Scope of Work required pursuant to this Agreement in the manner and according to the standards observed by a competent practitioner of the profession in which Contractor is engaged in the geographical area in which Contractor practices its profession. All work product of whatsoever nature which Contractor delivers to City pursuant to this Agreement shall be prepared in a substantial, first class and workmanlike manner and conform to the standards of quality normally observed by a person practicing in Contractor’s profession. 3. TIME Contractor shall devote such time to the Scope of Work pursuant to this Agreement as may be reasonably necessary for satisfactory performance of Contractor's obligations pursuant to this Agreement. 4. CONTRACTOR NO AGENT Except as City may specify in writing, Contractor shall have no authority, express or implied, to act on behalf of City in any capacity whatsoever as an agent. Contractor shall have no authority, express or implied, pursuant to this Agreement to bind City to any obligation whatsoever. 5. BENEFITS AND TAXES Contractor shall not have any claim under this Agreement or otherwise against City for seniority, City of Saratoga Independent Contractor Agreement Page 14 Exhibit D – General Provisions 205 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work vacation time, vacation pay, sick leave, personal time off, overtime, health insurance, medical care, hospital care, insurance benefits, social security, disability, unemployment, workers compensation or employee benefits of any kind. Contractor shall be solely liable for and obligated to pay directly all applicable taxes, including, but not limited to, federal and state income taxes, and in connection therewith Contractor shall indemnify and hold City harmless from any and all liability that City may incur because of Contractor’s failure to pay such taxes. City shall have no obligation whatsoever to pay or withhold any taxes on behalf of Contractor. 6. ASSIGNMENT PROHIBITED No party to this Agreement may assign any right or obligation pursuant to this Agreement. Any attempted or purported assignment of any right or obligation pursuant to this Agreement shall be void and of no effect. However, with the consent of the City given in writing, Contractor is entitled to subcontract such portions of the work to be performed under this Agreement as may be specified by City. 7. PERSONNEL a. Qualifications. Contractor shall assign only competent personnel to complete the Scope of Work pursuant to this Agreement. In the event that City, in its sole discretion, at any time during the term of this Agreement, desires the removal of any such persons, Contractor shall, immediately upon receiving notice from city of such desire of City, cause the removal of such person or persons. b. Employment Eligibility. Contractor shall ensure that all employees of Contractor and any subcontractor retained by Contractor in connection with this Agreement have provided the necessary documentation to establish identity and employment eligibility as required by the Immigration Reform and Control Act of 1986. Failure to provide the necessary documentation will result in the termination of the Agreement as required by the Immigration Reform and Control Act of 1986. c. Prevailing Wages. This is a public works contract within the meaning of Part 7 of Division 2 of the California Labor Code (Sections 1720 et seq.). In accordance with California Labor Code Section 1771, all contractors and subcontractors on this public work project shall pay not less than current prevailing wage rates as determined by the California Department of Industrial Relations (“DIR”). Pursuant to Section 1773 of the California Labor Code, the City has obtained the general prevailing rate of wages and employer payments for health and welfare, vacation, pension and similar purposes in the City of Saratoga, a copy of which is on file City of Saratoga Independent Contractor Agreement Page 15 Exhibit D – General Provisions 206 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work at 13777 Fruitvale Avenue, Saratoga, California at the office of the Public Works Director, and shall be made available for viewing to any interested party upon request. 8. CONFLICT OF INTEREST a. In General. Contractor represents and warrants that, to the best of the Contractor’s knowledge and belief, there are no relevant facts or circumstances which could give rise to a conflict of interest on the part of Contractor, or that the Contractor has already disclosed all such relevant information. b. Subsequent Conflict of Interest. Contractor agrees that if an actual or potential conflict of interest on the part of Contractor is discovered after award, the Contractor will make a full disclosure in writing to the City. This disclosure shall include a description of actions, which the Contractor has taken or proposes to take, after consultation with the City to avoid, mitigate, or neutralize the actual or potential conflict. Within 45 days, the Contractor shall have taken all necessary steps to avoid, mitigate, or neutralize the conflict of interest to the satisfaction of the City. c. Interests of City Officers and Staff. No officer, member or employee of City and no member of the City Council shall have any pecuniary interest, direct or indirect, in this Agreement or the proceeds thereof. Neither Contractor nor any member of any Contractor’s family shall serve on any City board or committee or hold any such position which either by rule, practice or action nominates, recommends, or supervises Contractor's operations or authorizes funding to Contractor. 9. COMPLIANCE WITH LAWS a. In General. Contractor shall take reasonable care to observe and comply with all laws, policies, general rules and regulations established by City and shall comply with the common law and all laws, ordinances, codes and regulations of governmental agencies, (including federal, state, municipal and local governing bodies) applicable to the performance of the Scope of Work hereunder, including, but not limited to, all provisions of the Occupational Safety and Health Act of 1979 as amended. b. Licenses and Permits. Contractor represents and warrants to City that it has all licenses, permits, qualifications and approvals of whatsoever nature which are legally required for Contractor to practice its profession. Contractor represents and warrants to City City of Saratoga Independent Contractor Agreement Page 16 Exhibit D – General Provisions 207 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work that Contractor shall, at its sole cost and expense, keep in effect at all times during the term of this Agreement any licenses, permits, and approvals which are legally required for Contractor to practice its profession. In addition to the foregoing, Contractor shall obtain and maintain during the term hereof a valid City of Saratoga Business License. c. Funding Agency Requirements. To the extent that this Agreement may be funded by fiscal assistance from another entity, Contractor shall comply with all applicable rules and regulations to which City is bound by the terms of such fiscal assistance program. d. Drug-free Workplace. Contractor and Contractor’s employees and subcontractors shall comply with the City's policy of maintaining a drug-free workplace. Neither Contractor nor Contractor’s employees and subcontractors shall unlawfully manufacture, distribute, dispense, possess or use controlled substances, as defined in 21 U.S. Code Section 812, including marijuana, heroin, cocaine, and amphetamines, at any facility, premises or worksite used in any manner in connection with performing services pursuant to this Agreement. If Contractor or any employee or subcontractor of Contractor is convicted or pleads nolo contendere to a criminal drug statute violation occurring at such a facility, premises, or worksite, the Contractor, within five days thereafter, shall notify the City. e. Discrimination Prohibited. Contractor assures and agrees that Contractor will comply with Title VII of the Civil Rights Act of 1964 and other laws prohibiting discrimination and that no person shall, on the grounds of race, creed, color, disability, sex, sexual orientation, national origin, age, religion, Vietnam era veteran's status, political affiliation, or any other non-merit factors be excluded from participating in, be denied the benefits of, or be otherwise subjected to discrimination under this Agreement. 10. DOCUMENTS AND RECORDS a. Property of City. All reports, data, maps, models, charts, studies, surveys, photographs, memoranda or other written documents or materials prepared by Contractor pursuant to this Agreement shall become the property of City upon completion of the work to be performed hereunder or upon termination of this Agreement. b. Retention of Records. Until the expiration of five years after the furnishing of any services pursuant to this Agreement, Contractor City of Saratoga Independent Contractor Agreement Page 17 Exhibit D – General Provisions 208 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work shall retain and make available to the City or any party designated by the City, upon written request by City, this Agreement, and such books, documents and records of Contractor (and any books, documents, and records of any subcontractor(s)) that are necessary or convenient for audit purposes to certify the nature and extent of the reasonable cost of services to City. c. Use of Recycled Products. Contractor shall prepare and submit all reports, written studies and other printed material on recycled paper to the extent it is available at equal or less cost than virgin paper. d. Professional Seal. Where applicable in the determination of the contract administrator, the first page of a technical report, first page of design specifications, and each page of construction drawings shall be stamped/sealed and signed by the licensed professional responsible for the report/design preparation. The stamp/seal shall be in a block entitled "Seal and Signature of Registered Professional with report/design responsibility" as per the sample below. ______________________________ Seal and Signature of Registered Professional with report/design responsibility. 11. CONFIDENTIAL INFORMATION Contractor shall hold any confidential information received from City in the course of performing this Agreement in trust and confidence and will not reveal such confidential information to any person or entity, either during the term of the Agreement or at any time thereafter. Upon expiration of this Agreement, or termination as provided herein, Contractor shall return materials which contain any confidential information to City. Contractor may keep one copy for its confidential file. For purposes of this paragraph, confidential information is defined as all information disclosed to Contractor which relates to City's past, present, and future activities, as well as activities under this Agreement, which information is not otherwise of public record under California law. 12. RESPONSIBILITY OF CONTRACTOR Contractor shall take all responsibility for the work, shall bear all losses and damages directly or City of Saratoga Independent Contractor Agreement Page 18 Exhibit D – General Provisions 209 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work indirectly resulting to Contractor, to any subcontractor, to the City, to City officers and employees, or to parties designated by the City, on account of the performance or character of the work, unforeseen difficulties, accidents, occurrences or other causes to the extent predicated on active or passive negligence of the Contractor or of any subcontractor. 13. INDEMNIFICATION Contractor and City agree that City, its employees, agents and officials shall, be fully protected from any loss, injury, damage, claim, lawsuit, cost, expense, attorneys fees, litigation costs, defense costs, court costs or any other cost to the extent arising out of or in any way related to the negligent performance of this Agreement. Accordingly, the provisions of this indemnity provision are intended by the parties to be interpreted and construed to provide the fullest protection possible under the law to the City. Contractor acknowledges that City would not enter into this agreement in the absence of the commitment of Contractor to indemnify and protect City as set forth below. a. Indemnity. To the fullest extent permitted by law, Contractor shall defend, indemnify and hold harmless City, its employees, agents and officials, from any liability, claims, suits, actions, arbitration proceedings, administrative proceedings, regulatory proceedings, losses, expenses or costs (including, without limitation, costs and fees of litigation) of any kind whatsoever without restriction or limitation, incurred in relation to, as a consequence of or arising out of or in any way attributable actually, allegedly or impliedly, in whole or in part, to the performance of this Agreement. All obligations under this provision are to be paid by Contractor as they are incurred by the City. b. Limitation on Indemnity. Without affecting the rights of City under any provision of this agreement or this section, Contractor shall not be required to defend, indemnify and hold harmless City as set forth above for liability attributable to the active negligence, sole negligence, or willful misconduct of City, provided such active negligence, sole negligence, or willful misconduct is determined by agreement between the parties or the findings of a court of competent jurisdiction. c. Scope of Contractor Obligation. The obligations of Contractor under this or any other provision of this Agreement will not be limited by the provisions of any workers' compensation act or similar act. Contractor expressly waives its statutory immunity under such statutes or laws as to City, its employees and officials. d. Subcontractors. Contractor agrees to obtain executed indemnity agreements with provisions identical to those set forth here in this section from each and every subcontractor, sub tier contractor or any other person or entity involved by, for, with or on behalf of Contractor City of Saratoga Independent Contractor Agreement Page 19 Exhibit D – General Provisions 210 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work in the performance or subject matter of this Agreement. In the event Contractor fails to obtain such indemnity obligations from others as required here, Contractor agrees to be fully responsible according to the terms of this section. e. In General. Failure of City to monitor compliance with these requirements imposes no additional obligations on City and will in no way act as a waiver of any rights hereunder. This obligation to indemnify and defend City as set forth herein is binding on the successors, assigns, or heirs of Contractor and shall survive the termination of this agreement or this section. For purposes of Section 2782 of the Civil Code the parties hereto recognize and agree that this Agreement is not a construction contract. By execution of this Agreement, Contractor acknowledges and agrees that it has read and understands the provisions hereof and that this paragraph is a material element of consideration. City approval of the insurance contracts required by this Agreement does not relieve the Contractor or subcontractors from liability under this paragraph. 14. INSURANCE REQUIREMENTS Contractor shall procure and maintain for the duration of the contract insurance as set forth in Exhibit E. The cost of such insurance shall be included in the Contractor’s bid. 15. DEFAULT AND REMEDIES a. Events of default. Each of the following shall constitute an event of default hereunder: 1. Failure to perform any obligation under this Agreement and failure to cure such breach immediately upon receiving notice of such breach, if the breach is such that the City determines the health, welfare, or safety of the public is immediately endangered; or 2. Failure to perform any obligation under this Agreement and failure to cure such breach within fifteen (15) days of receiving notice of such breach, if the breach is such that the City determines that the health, welfare, or safety of the public is not immediately endangered, provided that if the nature of the breach is such that the City determines it will reasonably require more than fifteen (15) days to cure, Contractor shall not be in default if Contractor promptly commences the cure and diligently proceeds to completion of the cure. b. Remedies upon default. Upon any Contractor default, City shall have the right to immediately suspend or terminate the Agreement, City of Saratoga Independent Contractor Agreement Page 20 Exhibit D – General Provisions 211 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work seek specific performance or contract with another party to perform this Agreement. c. No Waiver. Failure by City to seek any remedy for any default hereunder shall not constitute a waiver of any other rights hereunder or any right to seek any remedy for any subsequent default. 16. TERMINATION Either party may terminate this Agreement with or without cause by providing 10 days notice in writing to the other party. The City may terminate this Agreement at any time without prior notice in the event that Contractor commits a material breach of the terms of this Agreement. Upon termination, this Agreement shall become of no further force or affect whatsoever and each of the parties hereto shall be relieved and discharged here-from, subject to payment for acceptable services rendered prior to the expiration of the notice of termination. Notwithstanding the foregoing, the provisions of this Agreement concerning retention of records, City's rights to material produced, confidential information, consultant's responsibility, indemnification, insurance, dispute resolution, litigation, and jurisdiction and severability shall survive termination of this Agreement. 17. DISPUTE RESOLUTION The parties shall make a good faith effort to settle any dispute or claim arising under this Agreement. If the parties fail to resolve such disputes or claims, they shall submit them to non-binding mediation in California at shared expense of the parties for at least 8 hours of mediation. If mediation does not arrive at a satisfactory result, arbitration, if agreed to by all parties, or litigation may be pursued. In the event any dispute resolution processes are involved, each party shall bear its own costs and attorneys fees. 18. LITIGATION In the event that either party brings an action under this agreement for breach or enforcement thereof, the prevailing party in such action shall be entitled to its reasonable attorneys’ fees and costs whether or not such action is prosecuted to judgement. 19. JURISDICTION AND SEVERABILITY This Agreement shall be administered and interpreted under the laws of the State of California. Jurisdiction of litigation arising from this Agreement shall be in that state and venue shall be in Santa Clara County, California. If any part of this Agreement is found to conflict with applicable laws, such part shall be inoperative, null and void insofar as it conflicts with said laws, but the remainder of this Agreement shall be in full force and effect. City of Saratoga Independent Contractor Agreement Page 21 Exhibit D – General Provisions 212 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work 20. NOTICE OF NON-RENEWAL Contractor understands and agrees that there is no representation, implication, or understanding that the City will request that work product provided by Contractor under this Agreement be supplemented or continued by Contractor under a new agreement following expiration or termination of this Agreement. Contractor waives all rights or claims to notice or hearing respecting any failure by City to continue to request or retain all or any portion of the work product from Contractor following the expiration or termination of this Agreement. 21. PARTIES IN INTEREST This Agreement is entered only for the benefit of the parties executing this Agreement and not for the benefit of any other individual, entity or person. 22. WAIVER Neither the acceptance of work or payment for work pursuant to this Agreement shall constitute a waiver of any rights or obligations arising under this Agreement. The failure by the City to enforce any of Contractor’s obligations or to exercise City's rights shall in no event be deemed a waiver of the right to do so thereafter. 22. Covenant Against Contingent Fees The Contractor warrants that he/she has not employed or retained any company or person, other than a bona fide employee working for the Contractor; to solicit or secure this agreement; and that he/she has not paid or agreed to pay any company or person other than a bona fide employee, any fee, commission, percentage, brokerage fee, gift, or any other consideration, contingent upon or resulting from the award, or formation of this agreement. For breach or violation of this warranty, the local agency shall have the right to annul this agreement without liability, or at its discretion; to deduct from the agreement price or consideration, or otherwise recover the full amount of such fee, commission, percentage, brokerage fee, gift, or contingent fee. 24. Patent Rights Contractor agrees to applicable patent rights provisions described in 41 CFR 1-9.1 regarding rights to inventions. 25. Subcontractors, Assignment and Transfer All subcontracts exceeding $25,000 in cost shall contain all required provisions of the prime contract. 26. Contractor’s Endorsement on PS&E/Other Data The responsible Contractor/Consultant/Engineer shall sign all plans, specifications, estimates (PS&E) and engineering data furnished by City of Saratoga Independent Contractor Agreement Page 22 Exhibit D – General Provisions 213 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Page 23 Exhibit D – General Provisions him/her, and where appropriate, indicate his/her California registration number. 27. DBE and UDBE Considerations In conformance with Title 49 Code of the Code of Federal Regulations Part 26 Caltrans Local Assistance Procedures Manual and Caltrans Local Programs Procedures The City of Saratoga has established an Underutilized DBE (UDBE) goal for federal fiscal year 2011/2012 beginning on October 1st and ending on September 30th. Contractors must give consideration to DBE firms as specified in 23 CFR 172.5(b), 49 CFR Part 26, and in Exhibit 10-I “Notice to Bidders/Proposers Disadvantaged Business Enterprise Information.” The contract has an under-utilized DBE (UDBE) goal, the Contractor must meet the UDBE goal by using UDBEs as subcontractors/subconsultants or document a good faith effort to meet the goal. If a UDBE subcontractor/subconsultant is unable to perform, the Contractor must make a good faith effort to replace him/her with another UDBE subcontractor/subconsultant if the goal is not otherwise met. The Underutilized DBE (UDBE) has been established at 3.05% The Contractor agrees to comply with UDBE requirements. See attached Local Assistance Procedures Manual Exhibits 10-O1 and 10-O2. 28. Nonlobbying Certification For Federal-Aid Contracts The Contractor agrees to comply with items 1 and 2 of the attached Local Assistance Procedures Manual Exhibit 10-P. Furthermore, the Contractor agrees to require that the language of this Certification be included in all lower-tier subcontracts which exceed $100,000 and that all such sub- recipients shall certify and disclose accordingly. 214 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work EXHIBIT E INSURANCE Please refer to the insurance requirements listed below. Those that have an “X” indicated in the space before the requirement apply to Contractor’s Agreement (ignore any not checked). Contractor shall provide its insurance broker(s)/agent(s) with a copy of these requirements and request that they provide Certificates of Insurance complete with copies of all required endorsements to: Administrative Services Officer, City of Saratoga, 13777 Fruitvale Avenue, Saratoga, CA 95070. Contractor shall furnish City with copies of original endorsements affecting coverage required by this Exhibit E. The endorsements are to be signed by a person authorized by that insurer to bind coverage on its behalf. All endorsements and certificates are to be received and approved by City before work commences. City has the right to require Contractor’s insurer to provide complete, certified copies of all required insurance policies, including endorsements affecting the coverage required by these specifications. X Commercial General/Business Liability Insurance with coverage as indicated: X $1,000,000 per occurrence/$2,000,000 aggregate limits for bodily injury and property damage ___ $ ____________ per occurrence bodily injury/$ ___________ per occurrence property damage ___ Coverage for X, C, U hazards MUST be evidenced on the Certificate of Insurance ___ If the standard ISO Form wording for "OTHER INSURANCE", or other comparable wording, is not contained in Contractor's liability insurance policy, an endorsement must be provided that said insurance will be primary insurance and any insurance or self-insurance maintained by City, its officers, employees, agents or volunteers shall be in excess of Contractor's insurance and shall not contribute to it. X Auto Liability Insurance with coverage as indicated: X $1,000,000 combined single limit for bodily injury and property damage City of Saratoga Independent Contractor Agreement Page 24 Exhibit E - Insurance 215 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work ___ $ ____________ per person/$__________ per accident for bodily injury ___ $ ____________ per occurrence for property damage ___ $ 500,000 combined single limit for bodily injury and property damage ___ Garage keepers extra liability endorsement to extend coverage to all vehicles in the care, custody and control of the consultant, regardless of where the vehicles are kept or driven. X Professional/Errors and Omissions Liability with coverage as indicated: X $1,000,000 per loss/ $2,000,000 aggregate $5,000,000 per loss/ $5,000,000 aggregate Contractor must maintain Professional/Errors & Omissions Liability coverage for a period of three years after the expiration of this Agreement. Contractor may satisfy this requirement by renewal of existing coverage or purchase of either prior acts or tail coverage applicable to said three-year period. X Workers' Compensation Insurance X Including minimum $1,000,000 Employer's Liability The Employer's Liability policy shall be endorsed to waive any right of subrogation as respects the City, its employees or agents. The Contractor makes the following certification, required by section 1861 of the California Labor Code: I am aware of the provisions of Section 3700 of the Labor Code which require every employer to be insured against liability for workers' compensation or to undertake self-insurance in accordance with the provisions of that code, and I will comply with such provisions before commencing the performance of the work of this contract X Additional Insured Endorsement(s) for Commercial General/Business Liability coverage naming the City of Saratoga, its officers, employees and agents as additional insured. (NOTE: additional insured language on the Certificate of Insurance is NOT acceptable without a separate endorsement such as Form CG 20 10) City of Saratoga Independent Contractor Agreement Page 25 Exhibit E - Insurance 216 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work X The Certificate of Insurance MUST provide 30 days notice of cancellation, (10 days notice for non-payment of premium). NOTE: the following words must be crossed out or deleted from the standard cancellation clause: ". . . endeavor to . . ." AND ". . . but failure to mail such notice shall impose no obligation or liability of any kind upon the company, its agents or representatives." All subcontractors used must comply with the above requirements except as noted below: As to all of the checked insurance requirements above, the following shall apply: a. Deductibles and Self-Insured Retentions. Any deductibles or self-insured retentions must be declared to and approved by the City. At the option of the City, either (1) the insurer shall reduce or eliminate such deductibles or self-insured retentions as respects the City, its officers, officials and employees; or (2) the Contractor shall procure a bond guaranteeing payment of losses and related investigations, claim administration and defense expenses. b. City as Additional Insured. The City, its officers, officials, employees and volunteers are to be covered as insureds as respects: liability arising out of activities performed by or on behalf of the Contractor; products and completed operations of the Contractor, premises owned, occupied or used by the Contractor, or automobiles owned, leased, hired or borrowed by the Contractor. The coverage shall contain no special limitations on the scope of the protection afforded to the City, its officers, officials, employees or volunteers. c. Other Insurance Provisions. The policies are to contain, or be endorsed to contain, the following provisions: 1. Any failure to comply with reporting provisions of the policies shall not affect coverage provided to the City, its officers, officials, employees or volunteers. 2. The Contractor’s insurance shall apply separately to each insured against whom claim is made or suit is brought, except with respect to the limits of the insurer's liability. City of Saratoga Independent Contractor Agreement Page 26 Exhibit E - Insurance 217 Contract For: Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Page 27 Exhibit E - Insurance 3. Coverage shall not be suspended, voided, canceled by either party, reduced in coverage or in limits except after thirty (30) days' prior written notice by certified mail, return receipt requested, has been given to the City. d. Acceptability of Insurers. Insurance is to be placed with insurers with a Bests' rating of no less than A: VII 218 Contract for Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Exhibit F-Caltrans Forms Page 28219 Contract for Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Exhibit F-Caltrans Forms Page 29220 Contract for Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Exhibit F-Caltrans Forms Page 30221 Contract for Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Exhibit F-Caltrans Forms Page 31222 Contract for Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Exhibit F-Caltrans Forms Page 32223 Contract for Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Exhibit F-Caltrans Forms Page 33224 Contract for Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Exhibit F-Caltrans Forms Page 34225 Contract for Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Exhibit F-Caltrans Forms Page 35226 Contract for Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Exhibit F-Caltrans Forms Page 36227 Contract for Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Exhibit F-Caltrans Forms Page 37228 Contract for Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Exhibit F-Caltrans Forms Page 38229 Contract for Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Exhibit F-Caltrans Forms Page 39230 Contract for Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Exhibit F-Caltrans Forms Page 40231 Contract for Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Exhibit F-Caltrans Forms Page 41232 Contract for Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Exhibit F-Caltrans Forms Page 42233 Contract for Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Exhibit F-Caltrans Forms Page 43234 Contract for Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Exhibit F-Caltrans Forms Page 44235 Contract for Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Exhibit F-Caltrans Forms Page 45236 Contract for Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Exhibit F-Caltrans Forms Page 46237 Contract for Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Exhibit F-Caltrans Forms Page 47238 Contract for Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Exhibit F-Caltrans Forms Page 48239 Contract for Saratoga Village Pedestrian Improvement Phase 2 Design Work City of Saratoga Independent Contractor Agreement Exhibit F-Caltrans Forms Page 49240 SheetsofProject North DRAWN: PROJECT NAME: PROJECT NUMBER: PROJECT FILE: DATE: Scale: CHECK: 0 W W W . D G A T E S . C O M TEL: 925.736.8176 FAX: 925.838.8901 LAND PLANNING URBAN DESIGN LANDSCAPE ARCHITECTURE 2671 CROW CANYON RD, SAN RAMON, CA. 94583 GATES & ASSOCIATES DATE:REVISION:DESCRIPTION: Saratoga Village Pedestrian Enhancements Saratoga, CA Saratoga Village March 16, 2010 P3866 38 G L-C/JS KC REVISION TO CURB TURN OUT 4-12-102 CONFORM SET 6-8-10 6-8-10 CLARIFICATION STAMPED CONCRETE 4-8-101 COVER DG C-SARATOGA VILLAGE.DWG TS-1 1 SARATOGA VILLAGE PEDESTRIAN ENHANCEMENT CITY OF SARATOGA SARATOGA, CALIFORNIA APPROVED BY: MACEDONIO NUNEZ, P.E. ASSOCIATE ENGINEER CITY OF SARATOGA - PUBLIC WORKS R.C.E. NO. 67482, LIC. EXP. 06-30-11 DATE: FEDERAL NO. CML - 5332 (013) 1"=10'-0" 5 10 20 BIG BASIN WAY BIG BASIN W A Y 4T H S T R E E T 3R D S T R E E T SA R A T O G A L O S G A T O S R D . SU N N Y V A L E S A R A T O G A R O A D 241 Page 1 of 2 SARATOGA CITY COUNCIL MEETING DATE: December 21, 2011 AGENDA ITEM: DEPARTMENT: Public Works CITY MANAGER: Dave Anderson PREPARED BY: Iveta Harvancik DIRECTOR: John Cherbone Senior Engineer SUBJECT: Final Acceptance of Subdivision Dedications – Subdivision Application No. SUB07- 0001, 19161 Cox Avenue RECOMMENDED ACTIONS: 1. Move to accept offers of dedication within the Subdivision SUB07-0001. 2. Move to adopt the resolution rescinding the previously rejected Offers of Dedications and accepting dedication of streets or portions of streets within Subdivision SUB07-0001 which includes portion of Cox Avenue and a portion of Brookglen Court into the City’s publicly maintained street system. REPORT SUMMARY: Street dedications All streets, sidewalks and storm drains within Subdivision SUB07-0001 located at 19161 Cox Avenue have been completed as part of a larger adjacent development in the past. The City has been maintaining the streets for many years. However, a portion of Brookglen Court and a portion of Cox Avenue have never been officially accepted by the City. To rectify this inconsistency, the subdivider was required to dedicate these portions of streets to the City as part of the subdivision approval. Minor improvements required along the subdivision frontage are included in conditions of approval. Completion of these minor improvements will be required during the development/redevelopment of each lot. It is therefore recommended the Council accepts the street dedications. Trail easement dedication In addition to street dedications, the subdivider was required to dedicate on one of the parcels a pedestrian trail easement connecting Cox Avenue and Brookglen Park. This trail is shown on the Proposed Trails Map in General Plan. The trail will be constructed and open to public at the time 242 Page 2 of 2 of the development of this parcel. Presently, no development application has been submitted for the parcel and the trail has not been constructed. It is therefore recommended The Council does not accept the trail easement dedication at this time. If the Council agrees to accept the street dedications and not to accept the trail easement dedication, this can be accomplished by adopting the attached Resolution which rescinds the previously rejected offers of dedications of streets only and continue rejecting the trail easement dedication. FISCAL IMPACTS: There is no increase in City’s street and storm drain maintenance expense as a result of City accepting the dedications. The streets have been maintained by the City for many years. CONSEQUENCES OF NOT FOLLOWING THE RECOMMENDED ACTIONS: The street dedications will not be accepted and the portions of streets will remain private. ALTERNATIVE ACTION(S): N/A FOLLOW UP ACTION(S): The Resolution will be recorded. ADVERTISING, NOTICING AND PUBLIC CONTACT: Pursuant to Government Code 54954.2, this item was properly posted as a City Council agenda item and was included in the packet made available on the City’s web site in advance of the meeting. A copy of the agenda packet is also made available at the Saratoga Branch Library each Monday in advance of the Council meeting. ATTACHMENTS: 1. Resolution Accepting Dedication of Streets for Subdivision SUB07-0001 2. Parcel Map of Subdivision SUB07-0001 3. City Council Resolution No. 08-059 243 Page 1 of 2 Exempt under Gov Code §27383 Recording requested by, and to be returned to: City of Saratoga Attn. City Clerk 13777 Fruitvale Avenue Saratoga, California 95070 RESOLUTION NO. 36-B-______ RESOLUTION ACCEPTING OFFERS OF DEDICATION SUBDIVISION APPLICATION NO. SUB07-0001, 19161 COX AVENUE WHEREAS, dedication of public street along Cox Avenue and on Brookglen Court was required as a condition of approval of Subdivision Application No. SUB07-0001; WHEREAS, dedication of a public pedestrian trail easement was required as a condition of approval of said Subdivision Application; WHEREAS, all streets, sidewalks and storm drains within the dedicated streets of said Subdivision were completed as part of a larger adjacent development in the past; WHEREAS, the pedestrian trail within the dedicated trail easement has not been completed at this time; NOW, THEREFORE, BE IT RESOLVED, that the City Council of the City of Saratoga hereby resolves as follows: That portion of the City’s previous resolution No. 08-059 rejecting the dedication of certain streets, storm drains and other easement as shown on the following described subdivision map: Parcel Map recorded in book 827 of Maps, Pages 30 and 31 Santa Clara County Records on September 24, 2008. and as set forth in the City Clerk’s certification on said map, is hereby rescinded and the previously rejected offers of dedication on said map are hereby accepted, except the following: TRAIL EASEMENT 244 Page 2 of 2 Exempt under Gov Code §27383 AND BE IT FURTHER RESOLVED, that all of the above streets which are accepted under this resolution are hereby declared to be public streets of the City of Saratoga, County of Santa Clara, State of California. The above and foregoing resolution was passed and adopted at a regular meeting of the Saratoga City Council held on the 21st day of December, 2011 by the following vote: AYES: NOES: ABSENT: ABSTAIN: ______________________________ Chuck Page, Mayor ATTEST: _____________________________________ Crystal Morrow, City Clerk 245 CQNFORMEDCOPY Thisdocumenthas bcncomparedwiththeoriginal SANTACLARACOUNTY CLERKRECORDER OWNERS STATEMENT WE HEREBY STATE THAT WE ARE THE OWNEkSOF OR HAVE SOME RIGHT TITLE OR INTEREST IN AND TO THE REAL PROPERTY INCLUDED WITHIN THE SUBDIVISION SHOWN UPON THE HEREIN MAP THAT WE ARE THE ONLY PERSONS WHOSE CONSENT IS NECESSARY TO PASS A CLEAR TITLE TO SAID REAL PROPERTY THAT WE HEREBY CONSENT TO THE PREPARATION AND RECORDATION OF THIS MAP AND SUBDIVISION AS SHOWN WITHIN THE DISTINCTIVE SYMBOL BORDER LINE WE HEREBY OFFER FOR DEDICATION FOR PUBLIC USE ALL STREETS AND PORTIONS OF STREETS NOT PREVIOUSLYEXISTING AS SHOWN ON THE MAP WITHIN SAID SUBDIVISION AND ALSO DEDICATE TO PUBLIC USE EASEMENTS FOR ANY AND ALL PUBLIC USES UNDER UPON AND OVER SAID STREETS AND SAID PORTIONS THEREOF WE HEREBY OFFER FOR DEDICATION A PUBLIC USE EASEMENT FOR ANY AND ALL PUBLIC UTILITY USES INCLUDING EMERGENCY VEHICLE INGRESS AND EGRESS UNDER UPON AND OVER THAT CERTAIN AREA DESIGNATED ON SAID MAP AS PUBLIC UTILITY EASEMENT PUE TOBE KEPT OPEN AND FREE FROM BUILDINGS AND STRUCTURES OF ANY KIND EXCEPT LAWFUL FENCES IRRIGATION LINES AND UTILITY COMPANY FACILITIES WE HEREBYOFFER FOR DEDICATION A TRAIL EASEMENT FOR CONSTRUCTION AND MAINTENANCE OF PUBLIC PEDESTRIAN TRAIL SAID EASEMENT IS TO BE KEPT OPEN AND FREE OF STRUCTURES OF ANY KIND EACH PARCEL DEED FOR EACH PARCEL CREATED BY THIS SUBDIVISION SHALL CONTAIN THE FOLLOWING STATEMENT THE BROOKSIDE TENNIS CLUB A NEIGHBORING PROPERTY OWNER IS OPERATING UNDER AN APPROVED USE PERMIT UP96003 ON FILE WITH THE CITY WITH SPECIFIC ALLOWANCES AND LIMITATIONS ON ACTIVITIES INCLUDING BUT NOT LIMITED TO NOISE LEVELS AND RESIDENTS OF THE PARCEL CONVEYED BY EACH SUCH DEED SHOULD BE PREPARED TO ACCEPT SUCH ACTIVITIES SO LONG AS THEY ARE IN COMPLIANCE WITH SAID USE PERMIT AS IN EFFECT ON 612002 OWNERS BERT TICKES AS SUCCESSOR TRUSTEE OF THE TICKES FAMILY TRUST PAMELA J PARKER ADMINISTRATOR OF THE ESTATE OF WILLIAM E COX DECEASED PURSUANT TO THE INDEPENDENT ADMINISTRATOR ACT FILED IN THE SUPERIOR COURT OF SANTA CLARA COUNTY CASE NO 106PR159591 BERT TICKES PAMELA J PcKER STATEOFCALIFORNIA COUNTYOFSANTACLARA ON 5gpi IQ 200ti BEFOREME Aclif riipik6lar PERSONALLYAPPEARED 6elmriske5 uParKer WHOPROVED TOMEON THEBASIS OFSATISFACTORYEVIDENCETOBETHEPERSONS WHOSE NAME46ARESUBSCRIBED TOTHEWITHIN INSTRUMENTANDACKNOWLEDGED TO METHAT THEYEXECUTED THESAMEIN 141S744ER4THEIRAUTHORIZED CAPACITY AND THATBYHirallERITHEIR SIGNATUREWON THEINSTRUMENTTHE PERSON9 OR THEENTITYUPON BEHALFOFWHICH THE PERSONS ACTED EXECUTED THEINS UMENT 4111 I CERTIFYUNDER PENALTYOFPERJURYUNDERTHELAWSOFTHESTATEOFCALIFORNIA THATTHEFOREGOINGPARAGRAPH ISTRUEANDCORRECT WITNESSMYHANDAND OFFICIALSEAL SIGNATURE PRINTED NAMEOFNOTARY Du PRINCIPALCOUNTYOFBUSINESS 5ar140 ckr COMMISSION EXPIRES Jofl c COMMISSION OFNOTARY 1540307 SURVEYORS STATEMENT THIS MAP WAS PREPARED BY ME UNDER MY DIRECTION AND IS BASED UPON A FIELD SURVEY IN CONFORMANCE WITH THE REQUIREMENTS OF THE SUBDIVISION MAP ACT AND LOCAL ORDINANCE ON MAY 14 2008 I HEREBY STATE THAT THIS PARCEL MAP SUBSTANTIALLY CONFORMS TO THE APPROVED OR CONDITIONALLY APPROVED TENTATIVE MAP IF ANY ALL MONUMENTS ARE OF THE CHARACTER AND OCCUPY THE POSITIONS INDICATED OR WILL BE SET IN SUCH POSITIONS ON OR BEFORE JANUARY 31 2010 AND THAT THE MONUMENTS ARE OR WILL BE SUFFICIENT TO ENABLE THE SURVEY TO BE RETRACED DATE 82608 CITY SURVEYORS STATEMENT DATE 0 2OS 4 HARRY ABICKA LS 4953 LICENSE EXPIRES DECEMBER 31 2009 I HEREBY STATE THAT I AM SATISFIED THAT THE WITHIN PARCEL MAP IS TECHNICALLY CORRECT CYRUS OUR LS 7515 EXP 2009 KA o4 No 7515 Exp 123109 A PARCE 4OWDATE917200gBY ANN LIVAN ACTING CITY FILE NO 991 FEE PP BY 4 MAP BEING A PORTION OF THE QUITO RANCHO AND LYING WITHIN THE CITY OF SARATOGA COUNTY OF SANTA CLARA STATE OF CALIFORNIA SCALE 120 JUNE 2008 WESTFALL ENGINEERS INC SARATOGA CALIFORNIA SHEET 1 0 2 CITYENGINEERS STATEMENT I HEREBY STATE TFATI HAVE EXAMINED THE WITHIN PARCEL MAP THAT THE MAP IS SUBSTANTIALLY THE SAME AS IT APPEARED ON THE TENTATIVE MAP AND ANY APPROVED ALTERATIONS THEREOF AND THAT ALL PROVISIONS OF THE CALIFORNIA SUBDIVISION MAP ACT AND ANY LOCAL ORDINANCE APPLICABLE AT THE TIME OF THE APPROVAL TENTATIVE MAP IF REQUIRED HAVE BEEN COMPILED WITH DATE 44 2008 IVETA HARVANCIK RCE 589 CITY ENGINEER CITY OF SAR LICENSE EXPIRES No302009 REGINA ALCOMENDRAS COUNTY RECORDER DEPUTY s oN A tL4 CITY CLERKS STATEMENT I HEREBY STATE THAT THIS PARCEL MAP WAS APPROVED BY THE CITY COUNCIL OF THE CITY OF SARATOGA STATE OF CALIFORNIA BY RESOLUTION NO o8 5 AT A DULY AUTHOFIZED MEETING HELD ON THE Ir DAY OF 200e AND THAT BY SAID RESOLUTION ALL STREETS AND PORTIONS THEREOF AND ALL EASEMENTS SHOWN ON SAID PARCEL MAP AND OFFERED FOR DEDICATION WERE REJECTED ON BEHALF ON THE PUBLIC SAVE AND EXCEPT NONE AND TO THE LIMITED EXTENT THAT ANY OFFERS Fit EASEMENTS FOR UTILITY PURPOSES ALONG OR BENEATH SAI RIGHTSOFWAY THEN AS TO SUCH EXPRESS OR IMPLIED f EASEMENTS FOR PUBLIC UTILITY PURPOSES THE SAME Ami RECORDERS STATEMENT FILED THIS M IN BOOK R2 0 DAY OFce924e 4er2 0OIL AT OF MAPS AT PAGE S AT THE REQUEST OF 2007070 999767 824 30 246 0 10 20 30 40 FD34IP RCE8718 IN MON BOX CURVE TABLE CURVE LENGTH RADIUS DELTA C1 1918 4200 C2 2022 4200 C3 465 4200 C4 569 4200 S852600E 32702 2 FD34 IP OPEN IN MON BOX 260950 273459N 62034 7 OFFER TO DEDICATE 9705OR 743 PEARSON LOT109 TRACT4574 PRIDES CROSSINGSOUTH UNITNO 4 292M 23 24 oo to LU 0 0 0 z 10 SIDE pr 0 0 30 S74 1116aft S DEDICATION 1 0027 acres c I c0 41 FD34IP OPEN IN MON BOX erk R 107c g41g3belq ik s 51600E Q FD 34IP RCE8718 IN MON BOX LIMITOFPUBLICUTILITYEASEMENT PARCEL 1 0450 acres gross 0397 acres net aria LIMITOFPUBLICUTILITYEASEMENT ox 0 5852600E 10843 DEDICATION MID BASISOF BEARINGSS852600E17066 3 oI 0 CITYOFSARATOGA LOT110 TRACT4574 PRIDESCROSSINGSOUTH UNITNO 4 292 M 23 24 10 10 SID SIDE S852600HE 2064 0053 acres N852600 W 22934 a AVENUE 0010110 PARCEL 2 0596acres gross 0568 acres net L to LIMITOFTRAILEASEMENT S852600E 1209 L15 Oilaoloaft S852600E 6572 FD341P OPEN IN MON BOX 10 SID si 0 Ey 4 00140000001 co 0 CNI 10 TRAIL EASEMENT FARCE SCOTT DOC13968495 SEARCHED FORPK NAIL NOTFOUND ET 2 OF 2 NOTES LEGEND MAP BEING A PORTION OF THE QUITO RANCHO AND LYING WITHIN THE CITY OF SARATOGA COUNTY OF SANTA CLARA STATE OF CALIFORNIA SCALE 120 4 JUNE 2008 WESTFALL ENGINEERS INC SARATOGA 4 CALIFORNIA FREFERENCES 1 DEED19280055 2 TRACT4574292M 23 3 TRACT3572168M 45 ALLDISTANCESAND DIMENSIONSAREIN FEETAND DECIMALSTHEREOF THEAREAWITHINDISTINCTIVEBOUNDARYIS1046 ACRESMOREORLESS DISTINCTIVEBOUNDARY PARCELLINE LIMITOFEASEMENT CENTERLINE ADJOININGPROPERTYLINE BUILDINGSETBACK LINE FOUNDMONUMENT ASNOTED FOUND34IP ASNOTED IN MONBOX PUBLICUTILITYEASEMENT SET34 IP TAGGED LS 4953 RECORDDATA OMINIVAMINSISDMasaIMOOlOMMAIMMINIMONNIMEMNOSIMMO6101111010 00y01000yoyysymycymowyoyoyoy000do y000yoymomeomammon PUE 0 BASIS QF BEARINGS BASISOFBEARINGSFOR THISMAPISTHECENTERLINEOFCOXAVENUE SOUTH 8526 EASTASSHOWNON THESUBDIVISION MAP TRACT4574 RECORDED INBOOK 292OFMAPSATPAGES23AND 24 SANTACLARACOUNTYRECORDS 2007070 3 247 248 Page 1 of 2 SARATOGA CITY COUNCIL MEETING DATE: December 21, 2011 AGENDA ITEM: DEPARTMENT: Public Works CITY MANAGER: Dave Anderson PREPARED BY: Iveta Harvancik DIRECTOR: John Cherbone Senior Engineer SUBJECT: Subdivision Improvement Amendment and Drainage Maintenance Covenant for Balakrishnan Trust Property RECOMMENDED ACTION: 1. Approve Amendment to Subdivision Improvement Agreement between the Balu and Mohini Balakrishnan Trust and the City of Saratoga. 2. Approve the Drainage Maintenance Covenant between the Balu and Mohini Balakrishnan Trust and the City of Saratoga. REPORT SUMMARY: In approximately 2007, the Balu and Mohini Balakrishnan Trust dated June 9, 1993 (“Owner”) purchased a 1996 subdivision which is comprised of three (3) parcels in the City: 503-78-036 (“Developed Parcel”), a developed parcel on which the Balakrishnans live and have a single-family dwelling, and parcels 503-78-037 and 503-78-039, which remain undeveloped (the “Undeveloped Parcels”). The Owner executed and recorded a Subdivision Improvement Agreement (“SIA”) with the City, effective December 31, 2007 (recorded October 30, 2008), which required Works of Improvement to be completed and Improvement Security to be furnished. The SIA and Improvement Security have been extended the maximum number of times by the Public Works Director and once by the City Council. The Owner’s current line of credit for improvement security is set to expire at year end. The Owner has indicated that it does not have the intention of developing either of the Undeveloped Parcels in the foreseeable future and would therefore like to defer the requirements under the SIA to complete the Works of Improvement and provide the Improvement Security, until such time as it or future owner(s) of any of the Undeveloped Parcels develop one or more of those parcels. The attached Amendment to Subdivision Improvement Agreement, if approved, would allow deferral of the Owner’s obligation to construct Works of Improvement and deferral of Owner’s obligation to provide Improvement Security until such time as Owner (or future owner/s if the Owner sells one or more of the parcels) develops either of the Undeveloped Parcels. 249 Page 2 of 2 As a condition of approval of the Amendment to the SIA and in order to ensure perpetual maintenance and upkeep of the storm drainage system on the Undeveloped Parcels (which is the only utility on those parcels, and which was installed by the original subdivider), the Owner also agrees to the terms of a Drainage Maintenance Covenant. The Covenant, if approved, requires that the Owner maintain the storm drainage system on the entire property to the satisfaction of the City’s Department of Public Works. The construction of on-site or off-site improvements has not commenced; there are no public hazards or unfinished improvements. It is therefore recommended the City Council approve the Amendment, granting the deferral of the requirement to complete Works of Improvement and deferral of the obligation to provide Improvement Security. It is also recommended that the City Council approve the Drainage Maintenance Covenant, requiring that the Owner maintain the storm drainage system on the property. FISCAL IMPACTS: None. CONSEQUENCES OF NOT FOLLOWING RECOMMENDED ACTION: The Subdivision Improvement Amendment and Drainage Maintenance Covenant will not be executed. ALTERNATIVE ACTION: None in addition to the above. FOLLOW UP ACTION: The Amendment to the Subdivision Improvement Agreement and the Drainage Maintenance Covenant will recorded by the City Clerk. ADVERTISING, NOTICING AND PUBLIC CONTACT: Pursuant to Government Code 54954.2, this item was properly posted as a City Council agenda item and was included in the packet made available on the City’s website in advance of the meeting. A copy of the agenda packet is also made available at the Saratoga Branch Library each Monday in advance of the Council meeting. ATTACHMENTS: 1. Amendment to Subdivision Improvement Agreement 2. Drainage Maintenance Covenant 3. Recorded Subdivision Improvement Agreement 250 Amendment to Subdivision Improvement Agreement (Balakrishnan Trust) Page 1 RECORDING REQUESTED BY: CITY OF SARATOGA AFTER RECORDATION RETURN TO: CITY OF SARATOGA Attn: City Clerk 13777 Fruitvale Avenue Saratoga, CA 95070 THIS SPACE FOR RECORDER'S USE AMENDMENT TO SUBDIVISION IMPROVEMENT AGREEMENT AND TO DEFER IMPROVEMENTS CONDITIONED UPON DRAINAGE MAINTENANCE COVENANT THIS AGREEMENT is entered into effective ________ (“Effective Date”) by and among the Balu and Mohini Balakrishnan Trust dated June 9, 1993 (hereinafter referred to as “Owner” and/or “Subdivider,” (“Subdivider” by virtue of being assignee of the “Previous Owners” Mostaan Parviz and Ouraie Farzaneh, who in turn were assignees of the “Original Subdivider” Thomas E. Burke and Hope E. Burke 1985 Trust – which status Owner hereby acknowledges) and the City of Saratoga (hereinafter referred to as “City”) with reference to property known as Assessor’s Parcel Numbers: 503-78-033, 503-78-035, 503-78-036, and 503-78-037 and 503-78-038 (“Original Subdivision”), as described in more detail in Exhibit A hereto. Currently parcel 503-78-036 is the only developed parcel (“Developed Parcel”). Currently parcels 503-78-037 and 503-78-039 (the latter being the combination of original parcels 503-78-033, 503-78-035 and 503-78-038) remain undeveloped (the “Undeveloped Parcels”). RECITALS WHEREAS, in connection with the development of the subdivision of the Property (hereinafter also known as “subject subdivision”), the Original Subdivider previously filed with the City of Saratoga Community Development Director a tentative map of said subdivision (referenced by the City as SD 95-004), which said tentative map was duly approved by City by Resolution Number SD 95-004 dated July 24, 1996; and WHEREAS, the Original Subdivider previously filed with the City of Saratoga City Clerk a parcel map or final map (hereinafter “Map” as applicable) of the subject subdivision, which said Map was duly approved by the City Council on July 16, 1997; and WHEREAS, Owner/Subdivider has previously executed and recorded a Subdivision Improvement Agreement effective December 31, 2007 and recorded October 30, 2008 as Document # 20033350, attached as Exhibit B hereto; and 251 Amendment to Subdivision Improvement Agreement (Balakrishnan Trust) Page 2 WHEREAS, Section 3(f) of the Subdivision Improvement Agreement requires Owner/Subdivider to furnish to the City improvement security, as required by Section 5 of the Subdivision Improvement Agreement and by City Code Section 14-60.020; and WHEREAS, the subject subdivision was created in 1997 but only one parcel, 503-78- 036, the Developed Parcel, has been developed and only subdivision improvements (e.g., road, utilities) related to the developed property have been constructed; and WHEREAS, the Owner/Subdivider purchased the Developed Parcel (503-78-036) in 2006 from someone other than the Original Subdividers; and WHEREAS, the Original Subdivider sold the Undeveloped Parcels 505-78-037 and 503- 78-039 to Previous Owners, with the Previous Owners assuming the responsibility for the subdivision improvements related to the Undeveloped Parcels; and WHEREAS, the Owner subsequently purchased the Undeveloped Parcels (505-78-037 and 503-78-039) from the Previous Owners in January of 2008; and WHEREAS, the Previous Owners, in conjunction with the sale of the Undeveloped Parcels to Owners, requested release of their improvement security and their Subdivision Improvement Agreement, and prior to such release, the City required the Owner to execute and record a new Subdivision Improvement Agreement (which Owner did as described above, and attached hereto as Exhibit B) and to furnish the required improvement security (which Owner provided in the form of a letter of credit); and WHEREAS, the Subdivision Improvement Agreement and Owner/Subdivider’s improvement security have been extended one or more times; and WHEREAS, Owner lives in the single-family dwelling on the Developed Parcel (503-78-036) and the Undeveloped Parcels (505-78-037 and 503-78-039) in the subject subdivision remain vacant and Owner represents that it does not have any intention to develop either of the Undeveloped Parcels in the foreseeable future; and WHEREAS, Owner has requested City to defer the requirements that Owner construct all required Works of Improvement under Section 3 and furnish the improvement security under Sections 3(f) and 5 of the Subdivision Improvement Agreement; and WHEREAS, City is willing to amend the Subdivision Improvement Agreement to defer the requirement that Owner construct all required Works of Improvement under Section 3 and the requirement that Owner furnish the improvement security under Sections 3(f) and 5 of that Agreement in accordance with the terms and conditions set forth herein; and WHEREAS, the City and Owner/Subdivider agree as a condition of approval of this Amendment, that Owner is responsible at all times for maintenance of the storm drainage system on the Developed and Undeveloped Parcels, pursuant to the Drainage Maintenance Covenant, attached as Exhibit C hereto. 252 Amendment to Subdivision Improvement Agreement (Balakrishnan Trust) Page 3 AGREEMENT TO AMEND NOW, THEREFORE, in consideration of the above RECITALS and the mutual promises and covenants of the parties hereto, the Subdivision Improvement Agreement of the Owner recorded October 30, 2008 as Document# 20033350 is amended as follows: 1. Deferral of Obligation to Construct Works of Improvement. Owner of the Property as subdivided continues to have the obligation to carry out, complete and maintain the Works of Improvement in accordance with the Subdivision Improvement Agreement recorded October 30, 2008 as Document# 20033350; however, such obligation is hereby deferred until Owner or future owner(s) of any of the Undeveloped Parcels develops one or more of the Undeveloped Parcels. 2. Deferral of Improvement Security Requirement. The requirement that Owner of the Property as subdivided furnish to the City the improvement security required by Sections 3(f) and 5 of the Subdivision Improvement Agreement, recorded October 30, 2008 as Document# 20033350, is hereby deferred until Owner or future owner(s) of any of the Undeveloped Parcels develops one or more of the Undeveloped Parcels. 3. No Obstruction or Interference. Owner agrees that any and all construction or improvement (other than the repaving and maintenance of the existing driveway on the Developed Parcel that is shared by the subdivided parcels) on the subject subdivision which would obstruct or interfere in any way with installing the Works of Improvement is precluded absent an Encroachment Permit duly obtained from the City, and if, in any event, any obstruction, interference or encroachment as to any Work of Improvement intended to be installed occurs, the same shall be eliminated before the start of development of any one or more of the Undeveloped Parcels at Owner’s sole expense. “Interfere” as used in this Section shall include any adverse impact on adequate access for installation and maintenance of the Works of Improvement as determined in the sole discretion of the City. 4. Indemnification. Owner herby agrees to indemnify, defend and hold harmless the City, its officers, officials, boards, commissions, employees, agents and volunteers from and against any and all claims, demands, actions, costs, expenses or liabilities arising from or resulting in any manner from the use, erection, construction or maintenance of any obstruction, interference or encroachment into any area where any Work of Improvement is intended to be installed, accessed or maintained, or the failure to comply with any term or condition of any Encroachment Permit or this Agreement, or the action(s) of the City in authorizing Owner to occupy any portion of the subject subdivision without completion of any or all Works of Improvement, or in executing this Agreement or in issuing any related Encroachment Permit. 5. Agreement Binding on Successors of Undeveloped Parcels and Any Successor of Undeveloped Parcels Required to Execute Acknowledgment. This Amendment to the Subdivision Improvement Agreement shall be binding upon the successors and assigns of Owners and future owner(s) of the Undeveloped Parcels. Owner shall 253 Amendment to Subdivision Improvement Agreement (Balakrishnan Trust) Page 4 inform potential buyers of any of the Undeveloped Parcels of land of the obligations on successors and assigns created by this Agreement. Each successive owner shall provide a copy of the executed Subdivision Improvement Agreement and the Amendment thereto to each successor owner of any of the Undeveloped Parcels who shall execute an acknowledgment of his/her acceptance of the rights and responsibilities under the Subdivision Improvement Agreement and this Amendment thereto, pursuant to the form provided in Exhibit D attached hereto. 6. All Other Provisions Remain in Full Force and Effect. All provisions of the Subdivision Improvement Agreement effective December 31, 2007 and recorded October 30, 2008 as Document# 20033350 which are not expressly and directly modified by this Amendment shall remain in full force and effect. 7. Authority to Execute. Each of the signatories hereto warrants and represents that he or she has the authority to sign this Agreement and to bind any party on whose behalf said signature is made and/or to bind any property with respect to which said signature is made. 254 Amendment to Subdivision Improvement Agreement (Balakrishnan Trust) Page 5 IN WITNESS WHEREOF, this agreement has been duly executed by the parties hereto on December ____, 2011. Date _________ Owner/Subdivider: Balu and Mohini Balakrishnan Trust dated June 9, 1993 ______________________________ Balu Balakrishnan, individually and as Co-Trustee ______________________________ Mohini Balakrishnan, individually and as Co-Trustee Date__________________ City of Saratoga By: __________________________ Dave Anderson, City Manager Attachments: Exhibit A – Legal Description of Property Exhibit B – Subdivision Improvement Agreement Exhibit C – Drainage Maintenance Covenant Exhibit D – Acknowledgment of Acceptance of the Rights and Responsibilities under the Subdivision Improvement Agreement 255 Amendment to Subdivision Improvement Agreement (Balakrishnan Trust) Page 6 INSTRUCTIONS This Agreement shall be recorded. Owner(s) signature(s) must each be acknowledged by a notary. Inform the notary that the acknowledgement is for an instrument to be recorded (California Civil Code §1169, et seq.) ACKNOWLEDGEMENT State of California ) County of ) On ______________________________________ before me, , personally appeared , who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct. WITNESS my hand and official seal. Signature ______________________________ (Seal) ACKNOWLEDGEMENT State of California ) County of ) On ______________________________________ before me, , personally appeared , who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct. WITNESS my hand and official seal. 256 Amendment to Subdivision Improvement Agreement (Balakrishnan Trust) Page 7 Signature ______________________________ (Seal) ACKNOWLEDGEMENT State of California ) County of ) On ______________________________________ before me, , personally appeared , who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct. WITNESS my hand and official seal. Signature ______________________________ (Seal) [Seal] 257 Amendment to Subdivision Improvement Agreement (Balakrishnan Trust) Page 8 EXHIBIT A [INSERT PROPERTY DESCRIPTION] 258 Amendment to Subdivision Improvement Agreement (Balakrishnan Trust) Page 9 EXHIBIT B [INSERT SUBDIVISION IMPROVEMENT AGREEMENT] 259 Amendment to Subdivision Improvement Agreement (Balakrishnan Trust) Page 10 EXHIBIT C [INSERT DRAINAGE MAINTENANCE COVENANT] 260 Amendment to Subdivision Improvement Agreement (Balakrishnan Trust) Page 11 EXHIBIT D ACKNOWLEDGMENT OF ACCEPTANCE OF THE RIGHTS AND RESPONSIBILITIES UNDER THE ATTACHED SUBDIVISION IMPROVEMENT AGREEMENT AND THIS AMENDMENT THERETO I, _______________________________ (name of purchaser of parcel of property in the subject subdivision shown on parcel map or final map (hereinafter “Map” as applicable) of the subject subdivision, which said Map was duly approved by the City Council Resolution No. SD 95-004 dated July 16, 1997 creating parcels known as Assessor’s Parcel Number(s): 503-78-033, 503- 78-035, 503-78-036, 503-78-037, and 503-78-038 as described in more detail in Exhibit A hereto (the “Property”), do hereby acknowledge that I accept the rights and responsibilities under that Subdivision Improvement Agreement effective December 31, 2007 and recorded October 30, 2008 as Document# 20033350 and under the Amendment thereto executed effective __, 20__ and recorded __, 20__ as Document # __________. A copy of such Agreement and Amendment thereto is attached and I understand that the same shall be binding upon me and on my successors and assigns. IN WITNESS WHEREOF, this instrument has been duly executed by Purchaser as set forth below. PURCHASER: Date: __________________________________ By: ___________________________________ Name: _________________________________ Its: ____________________________________ Attachments: (1) Subdivision Improvement Agreement (2) Amendment to Subdivision Improvement Agreement 261 Balakrishnan Trust Drainage Maintenance Agreement Page 1 RECORDING REQUESTED BY: CITY OF SARATOGA AFTER RECORDATION RETURN TO: CITY OF SARATOGA Attn: City Clerk 13777 Fruitvale Avenue Saratoga, CA 95070 THIS SPACE FOR RECORDER'S USE DRAINAGE MAINTENANCE COVENANT THIS COVENANT AGREEMENT is made and entered into effective this _______ day of December, 2011 by and between the CITY OF SARATOGA, a municipal corporation, (hereinafter referred to as “CITY”), and the Balu and Mohini Balakrishnan Trust, (hereinafter referred to as “OWNER”). RECITALS WHEREAS, OWNER is the owner of certain real property located in the City of Saratoga, County of Santa Clara, State of California, known as Assessor’s Parcel Numbers: 503- 78-036, 503-78-037, and 503-78-039 (parcel 503-78-039 being the combination of original parcels 503-78-033, 503-78-035 and 503-78-038) as described in more detail in Exhibit A hereto (“Property”); and WHEREAS, OWNER AND CITY have entered into a SUBDIVISION IMPROVEMENT AGREEMENT, recorded October 30, 2008 as Document # 20033350 and attached as Exhibit B hereto (“SIA”); and WHEREAS, OWNER AND CITY have agreed to an Amendment to the Subdivision Improvement Agreement, attached as Exhibit C hereto (“Amendment to SIA”); and WHEREAS, only one parcel, 503-78-036 (“Developed Parcel”), has been developed and only subdivision improvements (e.g., road, utilities) related to the developed property have been constructed; and WHEREAS, OWNER lives in the single-family dwelling on the Developed Parcel (503- 78-036), and parcels 505-78-037 and 503-78-039 (“Undeveloped Parcels”) of the Property remain vacant and OWNER represents that it does not have any intention to develop either of the Undeveloped Parcels in the foreseeable future; and 262 Balakrishnan Trust Drainage Maintenance Agreement Page 2 WHEREAS, the Amendment to SIA allows for the deferral of obligations to (1) construct certain Works of Improvement and (2) to furnish improvement security (as required by the SIA) until the OWNER or future owner(s) actually develops either of the Undeveloped Parcels (503- 78-037 or 503-78-039); and WHEREAS, the Undeveloped Parcels have storm drain systems as the sole utility systems installed on the lots that may require maintenance in the future, notwithstanding the lots remaining undeveloped or unsold; and WHEREAS, the CITY would like to ensure that the storm drainage system is maintained on the Undeveloped Parcels, as a condition for approval of the Amendment to SIA; and WHEREAS, the Drainage Maintenance Covenant does not change the OWNER’s already existing responsibility to maintain the storm drainage system on the Developed Parcel and OWNER shall remain responsible for such maintenance. NOW, THEREFORE, the OWNER and CITY hereby agree as follows: 1. Storm Drain System Maintenance OWNER agrees to maintain the storm drainage system on the Undeveloped Parcels to the satisfaction of the CITY’s Director of Public Works (“DPW”). OWNER agrees that the DPW shall have the right to reject any or all of the work or maintenance to be performed under this Agreement if such work does not, in the DPW’s sole determination, conform to CITY standards, or any applicable law, rule, regulation, permit, or condition of approval. 2. Perpetual Maintenance of Storm Drain System At all times OWNER, at no cost or expense to CITY, shall cause said storm drainage system to be at all times perpetually kept and maintained in good and orderly condition, repair and maintenance, in conformance with the requirements of CITY regulations. 3. Right to Inspection The CITY maintains the right, but no obligation, to enter the Property to inspect the storm drainage system at reasonable times to determine if it is kept and maintained in good and orderly condition, repair and maintenance, in conformance with the requirements of CITY regulations. Although CITY maintains this right, nothing herein shall be construed to impose any duty, responsibility, or obligation upon the CITY to inspect, visit or otherwise view said storm drainage system for purposes of determining whether upkeep and maintenance repairs are required pursuant to this Agreement. 4. Failure to Perform Under Agreement When, in the sole determination of the DPW, said storm drainage system has not been maintained in compliance with applicable requirements or has deteriorated to such an extent that 263 Balakrishnan Trust Drainage Maintenance Agreement Page 3 the system no longer meets specific maintenance requirements, the DPW may give written notice of the deficiencies to OWNER and demand for correction thereof. In the event OWNER fails to perform and complete the corrective work within ninety (90) days following receipt of the written demand from the DPW (or if the corrective work is of such nature that it cannot reasonably be completed within ninety (90) days, then in the event OWNER fails to promptly commence such work and prosecute the same diligently to completion), then OWNER hereby consents that CITY shall have the right, but not the obligation, to enter the Property and to cause such corrective work to be performed, in whole or in part, by its own agents and employees or by outside contractors retained by CITY for such purpose. Any and all costs or expenses incurred by CITY in connection with the performance of the corrective work shall be charged to OWNER and shall be immediately due and payable by OWNER to CITY within thirty (30) days after OWNER’s receipt of CITY’s written demand. Until such charges are paid in full by OWNER, the amount thereof shall constitute a lien and encumbrance upon the Property. Said lien may be enforced in a civil action brought in the name of CITY in any Court of competent jurisdiction, or in the alternative (in the CITY’s sole discretion), shall constitute a special assessment for nuisance abatement against the Property and shall be collected at the same time and in the same manner as real property taxes are collected by CITY, all the provisions relating to tax delinquency being made applicable thereto. In addition, until the corrective work required by the CITY is completed to the satisfaction of the DPW and/or all costs or expenses incurred by the CITY in its performance of the corrective work is paid in full, CITY may deny any required approval or permit for development of any portion of any of the Undeveloped Parcels or, in the CITY’s sole discretion, condition issuance any such approval or permit on completion of such corrective work and/or payment in full of such costs and expenses. Nothing herein contained shall be construed to impose any duty, responsibility, or obligation upon the DPW to inspect, visit or otherwise view said storm drainage system for purposes of determining whether upkeep and maintenance repairs are required pursuant to this Agreement, or to take any action whatsoever, pursuant to this section. 5. No Waivers Enforcement of the terms of this Agreement shall be at the sole discretion of the CITY, and any forbearance by the CITY to exercise its rights under this Agreement in the event of any breach of any term of this Agreement by OWNER shall not be deemed or construed to be a waiver by the CITY of such term or of any subsequent breach of the same or any other term of this Agreement or of any of the CITY’s rights under this Agreement. No delay or omission by the CITY in the exercise of any right or remedy upon any breach by OWNER shall impair such right or remedy or be construed as a waiver. Notwithstanding any other provision of law, all waivers must be express and in writing. 264 Balakrishnan Trust Drainage Maintenance Agreement Page 4 6. Indemnification and Defense OWNER shall hold harmless, indemnify and defend CITY and its respective officers, directors, governing members, employees, volunteers, contractors, partners, insurers, attorneys, agents, successors and assigns of each of them (collectively “Indemnified Parties”) from and against all liabilities, penalties, costs, losses, orders, liens, charges, damages, expenses, causes of action, claims, demands or judgments, including, without limitation, reasonable attorneys’ fees, arising from or in any way connected with: (a) Injury to or the death of any person or physical damage to any property, resulting from any act, omission, condition or other matter related to or occurring on or about the Undeveloped Parcels, or CITY property on which any storm drainage systems or improvements are installed, regardless of cause, and including any liability for any active or passive negligence of any of the Indemnified Parties arising out of or related to the storm drainage system improvements, unless due to the sole negligence or willful misconduct of any of the Indemnified Parties; (b) Any claim based on the existence or administration of this Agreement, or the enforcement or nonenforcement thereof. 7. Liability for Non-Performance and Personal Injuries Neither CITY nor any of its officers, employees or agents shall be liable to OWNER or OWNER’s contractors for any error or omission arising out of or in connection with any work to be performed under this Agreement. Nor shall CITY be liable to OWNER or to any other person, firm or corporation whatsoever, for any injury or damage that may result to any person or property by or from any cause whatsoever in, on, or about the Undeveloped Parcels, or the City Property, covered by this Agreement, or any part thereof. 8. Obligations of Owner Notwithstanding the fact that OWNER’s plans, completion of the work, and other acts are subject to approval by the CITY, it is understood and agreed that any approval by CITY thereof shall not relieve OWNER from satisfactorily maintaining the storm drain system(s) under this Agreement. Compliance with the CITY’s standards, specifications and all applicable laws, rules, regulations, permits and conditions of approval shall be the sole responsibility of the OWNER. OWNER hereby warrants that its plans and specifications will comply with all of CITY’s standards, specifications and ordinances and that the work done pursuant thereto shall be in conformity with the said standards, specifications and ordinances and that the OWNER’S plans and specifications are adequate to accomplish the work in a good workmanlike manner and in accordance with sound drainage maintenance practices. This warranty shall survive any review, inspection or approval by the DPW and any other CITY officers, employees or agents. 265 Balakrishnan Trust Drainage Maintenance Agreement Page 5 9. Notices Any notice, demand, request, consent, approval, or communication that any party desires or is required to give to any other party shall be in writing and may be served in any one of the following ways: personally, by mail, or by overnight delivery service (such as Federal Express) addressed as follows: To OWNER: Balu and Mohini Balakrishnan Trust dated June 9, 1993 c/o 21789 Villa Oaks Lane Saratoga, CA 95070 To CITY: Director of Public Works City of Saratoga 13777 Fruitvale Avenue Saratoga, CA 95070 or to such other address as any party from time to time shall designate by written notice to all other parties. Such notice shall be deemed to be effective when delivered if served personally or sent via overnight delivery service, and five days after being deposited in the mail. 10. General Provisions (a) Controlling Law. The interpretation and performance of this Agreement shall be governed by the laws of the State of California. OWNER and CITY have all of the rights and remedies available to them under the laws of the State of California. (b) Severability. If any provision of this Agreement is found to be invalid, the remainder of the provisions of this Agreement, or the application of such provision to any person or circumstance other than those as to which it has been found to be invalid, shall not be affected thereby, unless such provision was a material consideration for this Agreement. (c) Entire Agreement. This instrument sets forth the entire agreement of the parties with respect to the maintenance of the storm drainage system and supersedes all prior understandings, discussions, negotiations, or agreements relating to the Agreement, all of which are merged herein. No alteration or variation of this instrument shall be valid or binding unless OWNER and CITY jointly amend this Agreement in writing. (d) Successors. The covenants, terms, conditions, and restrictions of this Agreement shall constitute covenants running with the land and shall be binding upon, and inure to the benefit of, the parties hereto and their respective personal heirs, representatives, successors, transferees and assigns. All such heirs, representatives, successors, transferees and assigns shall be bound to every provision in this Agreement, whether or not this Agreement is referred to in the instrument by which such heirs, representatives, successors, transferees or assigns acquire an interest in the Undeveloped Parcels. 266 Balakrishnan Trust Drainage Maintenance Agreement Page 6 (e) Captions. The captions in this instrument have been inserted solely for convenience of reference and are not a part of this instrument and shall have no effect upon construction or interpretation. (f) Warranty of Authority. Each person executing this Agreement on behalf of a party represents and warrants that such person is duly and validly authorized to do so and has full right and authority to enter into this Agreement and all of its obligations hereunder. (g) Timing of Agreement. The Parties hereby agree that time is of the essence as to this Agreement. 11. Independent Legal Counsel The undersigned parties acknowledge their right to obtain independent legal advice prior to entering into this Agreement. The undersigned parties have either obtained the advice of legal counsel prior to entering into this Agreement or voluntarily waive the right to do so by signing it. The undersigned parties execute this Agreement voluntarily with full knowledge of any rights they may have, with full knowledge of the significance of this Agreement, and with the express intention of effecting the legal consequences provided by the laws of the State of California. IN WITNESS WHEREOF, this agreement has been duly executed by the parties hereto on December ____, 2011. Date _________ Owner/Subdivider: Balu and Mohini Balakrishnan Trust dated June 9, 1993 ______________________________ Balu Balakrishnan, individually and as Co-Trustee ______________________________ Mohini Balakrishnan, individually and as Co-Trustee Date__________________ City of Saratoga By: __________________________ Dave Anderson, City Manager 267 Balakrishnan Trust Drainage Maintenance Agreement Page 7 Attachments: Exhibit A – Legal Description of Property Exhibit B – Subdivision Improvement Agreement Exhibit C – Amendment to Subdivision Improvement Agreement 268 Balakrishnan Trust Drainage Maintenance Agreement Page 8 INSTRUCTIONS This Agreement shall be recorded. Owner(s) signature(s) must each be acknowledged by a notary. Inform the notary that the acknowledgement is for an instrument to be recorded (California Civil Code §1169, et seq.) ACKNOWLEDGEMENT State of California ) County of ) On ______________________________________ before me, , personally appeared , who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct. WITNESS my hand and official seal. Signature ______________________________ (Seal) ACKNOWLEDGEMENT State of California ) County of ) On ______________________________________ before me, , personally appeared , who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct. WITNESS my hand and official seal. Signature ______________________________ (Seal) 269 Balakrishnan Trust Drainage Maintenance Agreement Page 9 ACKNOWLEDGEMENT State of California ) County of ) On ______________________________________ before me, , personally appeared , who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct. WITNESS my hand and official seal. Signature ______________________________ (Seal) [Seal] 270 Balakrishnan Trust Drainage Maintenance Agreement Page 10 EXHIBIT A [INSERT PROPERTY DESCRIPTION] 271 Balakrishnan Trust Drainage Maintenance Agreement Page 11 EXHIBIT B [INSERT SUBDIVISION IMPROVEMENT AGREEMENT] 272 Balakrishnan Trust Drainage Maintenance Agreement Page 12 EXHIBIT C [INSERT AMENDMENT TO SUBDIVISION IMPROVEMENT AGREEMENT] 273 274 275 276 277 278 279 280 281 282 283 284 285 286 287 288 289 290 291 292 293 294 295 296 297 298 1 SARATOGA CITY COUNCIL MEETING DATE: December 21, 2011 AGENDA ITEM: DEPARTMENT: Recreation & Facilities CITY MANAGER: Dave Anderson PREPARED BY: Michael Taylor DIRECTOR: Michael Taylor, Recreation & Facilities Director, Risk Manager SUBJECT: Approval of Library Improvement Project and Authorizing Use of Library Improvement Fund RECOMMENDED ACTION: Authorize use of approximately $5,000 in savings of the Saratoga Library Improvement Fund (LBIF) and approve a Post Indicator Valve (PIV) fire alarm project to improve and enhance the Saratoga Library. BACKGROUND: On July 14, 2011, Council approved a total of $290,000 for a variety of Library Improvements, affectively allocating all remaining Library Building Improvement Funds. The approved projects included the installation of solar panels, improved roof access, and workroom floor replacement. Orders for the roof access safety improvements have been completed. The budget for this portion of the project was $19,000 and the actual cost was less than $14,000, resulting in over $5,000 savings under the estimated budget. Bids for the installation of the solar and workroom floor are still being collected with the projects expected to be awarded in January or February. REPORT SUMMARY: According to Library staff, the PIV fire alarm has never operated properly and was disconnected approximately 5 years ago to eliminate the false alarms. Library staff has requested that a functioning PIV alarm be installed using the LBIF savings. City staff attended the December 7th Library Commission meeting and received unanimous approval to use the savings for the installation of the alarm. DISCUSSION: Should Council approve the expenditure of $4,600 plus $400 contingency for the improvement of the Saratoga Library PIV alarm? FISCAL IMPACTS: All projects would be funded by the Library Bond. Any extraordinary expenses associated with the project may be funded through the City Facility Building Maintenance accounts. 299 2 FOLLOW UP ACTION: Staff will begin contracting the project. The City Manager will sign and execute the agreement with the selected contractor. CONSEQUENCES OF NOT FOLLOWING RECOMMENDED ACTION: The Library PIV alarm improvement project would not be performed. ALTERNATIVE ACTION: None recommended. ADVERTISING, NOTICING AND PUBLIC CONTACT: Pursuant to Government Code 54954.2, this item was properly posted as a City Council agenda item and was included in the packet made available on the City’s web site on December 16, 2011 in advance of the meeting. A copy of the agenda packet is also made available at the Saratoga Branch Library and other public locations each Monday in advance of the Council meeting. ATTACHMENTS: None. 300 Page 1 of 2 SARATOGA CITY COUNCIL MEETING DATE: December 21, 2011 AGENDA ITEM: DEPARTMENT: City Manager’s Office CITY MANAGER: Dave Anderson PREPARED BY: Crystal Morrow DIRECTOR: Dave Anderson City Clerk SUBJECT: Commission Qualifications and Expiring Terms RECOMMENDED ACTION: Accept the list of Commission qualifications and terms expiring in the 2012 calendar year. BACKGROUND: As required by the Maddy Act (Government Code Section 54970-54974) and as stated in Municipal Code Section 2-12.010(f), “on or before December 31 of each year, the City Clerk shall prepare and the City Council shall adopt a list of all Commissions containing the following information: 1. A list of the qualifications necessary for each Commissioner position; and 2. A list of all Commissioner terms which will expire during the next calendar year, including the name of the incumbent Commissioner, the date of appointment, the date the term expires and the qualifications necessary for the position. This list shall be made available to the public and shall be posted in the office of the City Clerk and at the Saratoga Library.” All Saratoga Commissioners are required to be residents of Saratoga and a registered voter in the City of Saratoga, with the exception that one member of the Library Commission must be a resident of Monte Sereno and Youth Commissioners are not required to be registered voters. Additionally, each Commission applicant must attend at least one meeting of the Commission he or she is applying to before being interviewed by the City Council. Commissioners may not hold an elected public office and cannot be employed by the City of Saratoga. Commission terms are 4 years and Commissioners are limited to two full consecutive terms on a single Commission. Partial terms are not considered full terms. Youth Commission terms, however, are 2 years and there are no restrictions on the number of terms a Youth Commissioner can serve. Attached is a list detailing special qualifications for each of the City’s Commissions and terms that will be expiring in the 2012 calendar year. Commission attendance records are also noted in Attachment B. 301 Page 2 of 2 FISCAL IMPACTS: N/A CONSEQUENCES OF NOT FOLLOWING THE RECOMMENDED ACTIONS: N/A ALTERNATIVE ACTION(S): N/A FOLLOW UP ACTION(S): Implement Council direction. ADVERTISING, NOTICING AND PUBLIC CONTACT: Pursuant to Government Code 54954.2, this item was properly posted as a City Council agenda item and was included in the packet made available on the City’s web site in advance of the meeting. A copy of the agenda packet is also made available at the Saratoga Branch Library each Monday in advance of the Council meeting. ATTACHMENTS: Attachment A: Commission Qualifications and Terms Expiring in 2012 Attachment B: Commission Attendance Records 302 Commission Terms Expiring in 2012 and Commission Qualifications Heritage Preservation Commission Special Qualifications - One member to be nominated by the Saratoga Historical Foundation. - Two members must be trained and experienced in the field of construction and structural rehabilitation, such as a licensed architect, engineer, contractor, or urban planner. Terms Ending in 2012 Joan Gomersall - Appointed April 2006, reappointed April 2008, current term ends April 1, 2012 - Eligible for reappointment Paul Conrado - Appointed January 2009 to fill unexpired term, current term expires April 1, 2012 - Eligible for reappointment Library Commission Special Qualifications - One member is nominated by the City of Monte Sereno. Terms Ending in 2012 Helen Lemmon - Appointed April 2004, reappointed April 2009, current term expires October 1, 2012 - Eligible for reappointment Parks and Recreation Commission Special Qualifications - No special qualifications No Terms Ending in 2012 Mark Johnson - Appointed April 2009 to fill unexpired term, current term ends October 1, 2012 - Eligible for reappointment Terence Ward - Appointed October 2011 to fill unexpired term, current term ends October 1, 2012 - Eligible for reappointment Christine Zak - Appointed October 2011 to fill unexpired term, current term ends October 1, 2012 - Eligible for reappointment Planning Commission Special Qualifications - No special qualifications, however, members must be able to attend regular meetings that are held on the 2nd and 4th Wednesday of the month at 7:00 p.m. in the Civic Theater, site visits held the day before public hearings, Commission study sessions, and City Council meetings when necessary. Terms Ending in 2012 - None 303 Traffic Safety Commission Special Qualifications - No special qualifications Terms Ending in 2012 Michael Bustamante - Appointed April 2004, reappointed April 2008, current term ends April 1, 2012 - Not eligible for reappointment Youth Commission Special Qualifications - Members must be a resident of Saratoga in grade 7-12 while serving on the Youth Commission. Terms Ending in 2012 Jane Chang - Appointed June 2010, current term ends July 1, 2012 - Eligible for reappointment Kia Fariba - Appointed June 2006, reappointed June 2008, reappointed June 2010, current term ends July 1, 2012 - Not eligible for reappointment, graduating from high school in 2012 Kaitlin Finch - Appointed June 2008, reappointed June 2010, current term ends July 1, 2012 - Eligible for reappointment Somya Khare - Appointed June 2010, current term ends July 1, 2012 - Eligible for reappointment Sierra Smith - Appointed June 2010, current term ends July 1, 2012 - Eligible for reappointment Anu Sreedhara - Appointed June 2010, current term ends July 1, 2012 - Eligible for reappointment Sokena Zaidi - Appointed June 2011, current term ends July 1, 2013 - Graduating from high school in 2012, which ends current term early - Not eligible for reappointment Vacant Seat - Term ends July 1, 2012 304 Commission Absence Records for Current Commissioners Heritage Preservation Commission Commissioner Name Number of Absences from Regular Meetings Cappello 1 Conrado 1 Gomersall None Heid 1 Marchetti 1 Marra 1 Shah 1 Library Commission Commissioner Name Number of Absences from Regular Meetings Andres None Baxter None Lemmon None McBane Mulford None Whitcomb None Parks and Recreation Commission Commissioner Name Number of Absences from Regular Meetings Bruno None Johnson None Soukup None Ward None Zak None Planning Commission Commissioner Name Number of Absences from Regular Meetings Bernald 1 Grover 3 Hlava 3 Reis 1 Robertson 1 Walia 2 Zhao 4 Traffic Safety Commission Commissioner Name Number of Absences from Regular Meetings Biester 1 Bustamante 1 Coulter None Guichard None Kirk None 305 Musselman None Vita None Youth Commission Commissioner Name Number of Absences from Regular Meetings Chang None Chien 1 Fariba None Finch None Khare None Pandya None Smith 1 Sreedhara 1 Tang None Zaidi None Vacant Position 306 Page 1 of 2 SARATOGA CITY COUNCIL MEETING DATE: December 21, 2011 AGENDA ITEM: DEPARTMENT: City Manager’s Office CITY MANAGER: Dave Anderson PREPARED BY: Crystal Morrow DIRECTOR: Dave Anderson City Clerk SUBJECT: Amendment to Weed Abatement Agreement RECOMMENDED ACTION: Approve the amendment to the agreement between the County of Santa Clara and the City of Saratoga for abatement of weeds and authorize the Mayor to sign the agreement amendment. BACKGROUND: The Santa Clara County Department provides weed abatement services to a number of cities in the County, including Saratoga. Through the program, the County Department of Agriculture identifies properties in Saratoga with hazardous vegetation that represent a fire and/or health hazard. The hazardous vegetation on these properties is abated by either the County or the property owner. The current agreement for weed abatement between the County of Santa Clara and the City of Saratoga was adopted in November 1981. Since then, the agreement has been amended several times to modify the charge for the County’s program costs to administer the Hazardous Vegetation Management Program. These charges pay for the full cost of the Hazardous Vegetation Management Program and are paid for by the owners of properties where hazardous vegetation has been identified. If approved, the agreement amendment (Attachment A) would change fees charged to property owners from a percentage-based fee determined by the County contractors’ weed abatement costs to a fixed-rate fee. All other elements of the agreement and program will remain the same. FISCAL IMPACTS: There are no fiscal impacts to the City of Saratoga as a result of the Weed Abatement Program. The Santa Clara County Department of Agriculture expenses are recovered through the Weed Abatement Program administrative fees charged to property owners. 307 Page 2 of 2 CONSEQUENCES OF NOT FOLLOWING THE RECOMMENDED ACTIONS: N/A ALTERNATIVE ACTION(S): N/A FOLLOW UP ACTION(S): Implement Council direction. ADVERTISING, NOTICING AND PUBLIC CONTACT: Pursuant to Government Code 54954.2, this item was properly posted as a City Council agenda item and was included in the packet made available on the City’s web site in advance of the meeting. A copy of the agenda packet is also made available at the Saratoga Branch Library each Monday in advance of the Council meeting. ATTACHMENTS: Attachment A: Proposed Amendment to the Agreement Between the County of Santa Clara and City of Saratoga for Abatement of Weeds 308 309 310 Page 1 of 2 SARATOGA CITY COUNCIL MEETING DATE: December 21, 2011 AGENDA ITEM: DEPARTMENT: City Manager’s Office CITY MANAGER: Dave Anderson PREPARED BY: Crystal Morrow DIRECTOR: Dave Anderson City Clerk SUBJECT: 2012 Hazardous Vegetation Program Commencement Resolution RECOMMENDED ACTION: Approve resolution declaring hazardous vegetation (weeds) as a public nuisance and setting a public hearing on January 18, 2012 to consider objections to the Abatement List. BACKGROUND: The purpose of the Santa Clara County Department of Agriculture Weed Abatement Program is to prevent fire hazards posed by vegetative growth and the accumulation of combustible materials. The County Department of Agriculture provides weed abatement services to a number of cities in the County, including Saratoga. The attached resolution represents the first step in Saratoga’s Hazardous Vegetation Abatement Program. Parcels throughout the City that represent a potential hazard due to weeds or combustible debris have been added to an Abatement Program list maintained by the County. The attached resolution declares the vegetation or debris on these properties in Saratoga as being a potential hazard and public nuisance. If the attached resolution is approved, property owners on the Abatement List will receive a notice from the County indicating that their property has been identified as a potential fire hazard and public nuisances on their property must be abated by removal of any hazardous vegetation or combustible debris. Additionally, the attached resolution indicates that the City of Saratoga will hold a public hearing at the January 18, 2012 City Council Meeting where objections to the proposed nuisance abatement can be heard and given due consideration. During the public hearing on January 18, 2012, the Council will be asked to approve the Weed Abatement Program. If approved, the County will be authorized to perform an inspection of properties on the Abatement List to determine if the property has met Weed Abatement Program requirements. Property owners will have until April 15, 2012 to abate their property. Property owners that do not comply with minimum fire safety standards by April 15, 2012 will be charged a $250 inspection fee and the property will be scheduled for abatement by the County 311 Page 2 of 2 contractor. If abatement work is completed by a County contractor, the property owner will be assessed the contractor’s fees to perform the work plus a County administrative fee of $169 per parcel. FISCAL IMPACTS: There are no fiscal impacts to the City of Saratoga as a result of the Weed Abatement Program. The Santa Clara County Department of Agriculture expenses are recovered through the Weed Abatement Program administrative fees charged to property owners. CONSEQUENCES OF NOT FOLLOWING THE RECOMMENDED ACTIONS: The Weed Abatement Program in the City of Saratoga would not proceed. ALTERNATIVE ACTION(S): N/A FOLLOW UP ACTION(S): Prior to abatement, property owners on the Abatement List will receive three notices informing them that the hazardous vegetation on their property must be abated by the owner or by the County. The notices inform the property owner that the County abatement will commence if work is not performed by the property owner. Additionally, the first two notices inform the property owner that objections to properties on the Abatement List can be made at the public hearing scheduled for January 18, 2012. The public hearing will also be noticed in the Saratoga News. ADVERTISING, NOTICING AND PUBLIC CONTACT: Pursuant to Government Code 54954.2, this item was properly posted as a City Council agenda item and was included in the packet made available on the City’s web site in advance of the meeting. A copy of the agenda packet is also made available at the Saratoga Branch Library each Monday in advance of the Council meeting. ATTACHMENTS: Attachment A: Resolution Declaring Hazardous Vegetation (Weeds) as a Public Nuisance and Setting Public Hearing Date 312 RESOLUTION 11-___ A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA DECLARING HAZARDOUS VEGETATION (WEEDS) TO BE A PUBLIC NUISANCE AND SETTING A PUBLIC HEARING DATE TO CONSIDER DECLARATION AS TO SPECIFIC PROPERTIES ON JANUARY 18, 2012 WHEREAS, hazardous vegetation, including weeds and brush, is growing in the City of Saratoga upon certain streets, sidewalks, highways, roads, and private property; and WHEREAS, the weeds, brush, and rubbish create a fire hazard and/or health; and WHEREAS, said weeds, brush, and rubbish constitute a public nuisance; NOW, THEREFORE, the City Council of the City of Saratoga hereby resolves that the following: 1. That weeds, brush, and/or rubbish that create a fire hazard and/or health hazard are a public nuisance; 2. That the nuisance exists or recurs upon the streets, sidewalks, highways, roads, and private property, noted by common name or by reference to the tract, block, lot, code area, and parcel number, on a report prepared by and on file in the Office of the County Fire Marshal and/or the County Agricultural Commissioner; 3. That notice of the Public Hearing, described in paragraph 4 below at which the City Council will consider declaring a public nuisance as to specific properties, is herby ordered to be given to the owners of those specific properties identified in the report noted in paragraph 2 above; 4. That it is ordered that Wednesday, the 18th day of January 2012, during a Public Hearing at the regular meeting of the Saratoga City Council that will begin at 7:00 p.m. in the Saratoga Civic Theater located at 13777 Fruitvale Avenue in Saratoga, is hereby fixed as the time and place where objections to the proposed Declaration of Nuisance as to Specific Properties requiring destruction and removal of hazardous vegetation (weeds) shall be heard and given due consideration; 5. That the County Fire Marshal and/or the County Agricultural Commissioner is hereby designated as the person to cause notice to be given in the manner and form provided in Article 15, Chapter 7 of the Saratoga City Code, and as the person to hereafter cause abatement of the seasonal and recurring hazardous vegetation (weed) nuisance described above. The above and foregoing resolution was passed and adopted at a regular meeting of the Saratoga City Council held on the 21st day of December 2011 by the following vote: AYES: NOES: ABSENT: ABSTAIN: 313 ______________________________ Chuck Page, Mayor ATTEST: DATE: Crystal Morrow, City Clerk 314 Page 1 of 2 SARATOGA CITY COUNCIL MEETING DATE: December 21, 2011 AGENDA ITEM: DEPARTMENT: City Attorney CITY MANAGER: Dave Anderson PREPARED BY: Monica LaBossiere DIRECTOR: Mary Furey Human Resources Manager Finance & Administrative Services Director SUBJECT: Council CalPERS Election of Optional Membership and Pension Reform RECOMMENDED ACTION: Approve the terms and conditions contained in said Resolution which is attached hereto between the City Council and the City effective December 21, 2011. BACKGROUND: California Government Code Section 20322 provides that an “elected officer” is excluded from membership in the California Public Employees’ Retirement System (CalPERS) unless he or she files with the CalPERS Board of Administration an election in writing to become a member. The election of optional membership may be filed at any time while a compensated councilmember holds the office (PERS-AESD-59 Form). Once a councilmember establishes membership with CalPERS, it may be terminated only upon permanent separation from the office. The Human Resources Manager is the contact person to assist councilmembers who are interested in establishing membership with CalPERS. Newly elected officials receive information from the Human Resources Manager on or before their elected start date. If elected officials opt out of filing to become a CalPERS member on their elected start date and decide at a later date to file, the later date becomes the elected official’s vesting start date with CalPERS, not the start date the official was elected. Elected officials have the option to purchase service credit for served time back to the start date the official was elected (PERS-MSD-372 Form). Retirement benefits through CalPERS are vested with a minimum of 5 years of service. Continuous service with one jurisdiction/special district is not required; rather it can be accumulated through service in more than one jurisdiction/special district participating in CalPERS. Once a councilmember establishes membership with CalPERS the councilmember is eligible to participate in the health plans offered by CalPERS. Councilmembers who elect to participate in the health plans offered by CalPERS are responsible for paying 100% of the cost of the health plan premium. To date, the City has three (3) councilmembers whom have established membership with CalPERS and are participating in the City’s 2%@55 retirement plan. To date, no councilmembers are participating in the health plans offered by CalPERS. The following is a summary of pension reform measures the City is proposing to the City Council: 315 Page 2 of 2 • Retirement: Effective December 21, 2011, councilmembers currently participating in the CalPERS 2%@55 retirement plan will contribute the employee fixed share of seven (7) percent on a pre-tax basis of his/her monthly stipend of $250.00. • Pension Reform: Agree to pension reform to include a second tier 2%@60 defined benefit retirement formula with the highest three (3) year average of salary as part of the retirement calculation for future elected officials. FISCAL IMPACTS: Each councilmember participating in the CalPERS defined benefit retirement plan will contribute $17.50 per month (7.00% of $250.00 monthly stipend). CONSEQUENCES OF NOT FOLLOWING THE RECOMMENDED ACTIONS: N/A ALTERNATIVE ACTION(S): N/A FOLLOW UP ACTION(S): N/A ADVERTISING, NOTICING AND PUBLIC CONTACT: Pursuant to Government Code 54954.2, this item was properly posted as a City Council agenda item and was included in the packet made available on the City’s website in advance of the meeting. A copy of the agenda packet is also made available at the Saratoga Branch Library each Monday in advance of the Council meeting. ATTACHMENTS: 1. Resolution 316 RESOLUTION NO. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA APPROVING CITY COUNCIL CALPERS ELECTION OF OPTIONAL MEMBERSHIP AND PENSION REFORM WHEREAS, California Government Code Section 20322 provides that an “elected officer” is excluded from membership in the California Public Employees’ Retirement System (CalPERS) unless he or she files with the CalPERS Board of Administration an election in writing to become a member; and WHEREAS, the election of optional membership may be filed at any time while a compensated councilmember holds the office (PERS-AESD-59 Form); and WHEREAS, once a councilmember establishes membership with CalPERS, it may be terminated only upon permanent separation from the office; and WHEREAS, if elected officials opt out of filing to become a CalPERS member on their elected start date and decide at a later date to file, the later date becomes the elected official’s vesting start date with CalPERS, not the start date the official was elected; and WHEREAS, elected officials have the option to purchase service credit for served time back to the start date the official was elected (PERS-MSD-372 Form); and WHEREAS, retirement benefits through CalPERS are vested with a minimum of 5 years of service. Continuous service with one jurisdiction/special district is not required; rather it can be accumulated through service in more than one jurisdiction/special district participating in CalPERS; and WHEREAS, once a councilmember establishes membership with CalPERS the councilmember is eligible to participate in the health plans offered by CalPERS; and WHEREAS, Councilmembers who have established membership with CalPERS and who elect to participate in the health plans offered by CalPERS are responsible for paying 100% of the cost of the health plan premium; and WHEREAS, effective December 21, 2011, councilmembers currently participating in the CalPERS 2%@55 retirement plan will contribute the employee fixed share of seven (7) percent on a pre-tax basis of his/her monthly stipend of $250.00; and WHEREAS, pension reform will include a second tier 2%@60 defined benefit retirement formula with the highest three (3) year average of salary as part of the retirement calculation for future elected officials; and NOW, THEREFORE BE IT RESOLVED, that the City Council of the City of Saratoga hereby adopts a resolution amending City Council CalPERS optional membership and pension benefits. 317 The above and foregoing resolution was passed and adopted by the Saratoga City Council at a regular meeting held on the 21st day of December 2011, by the following vote: AYES: NAYES: ABSTAIN: ABSENT: Chuck Page, Mayor ATTEST: DATE: Crystal Morrow, City Clerk 318 SARATOGA CITY COUNCIL MEETING DATE: December 21, 2011 AGENDA ITEM: DEPARTMENT: Community Development CITY MANAGER: Dave Anderson PREPARED BY: Catherine Engberg, Interim City Attorney DIRECTOR: James Lindsay SUBJECT: Annexation of 19351 Redberry Drive (APN 510-25-062) RECOMMENDED ACTION: Approve annexation of 19351 Redberry Drive (APN 510-25- 062), an approximately 1.39 (gross) acre parcel and an adjacent portion of Redberry Drive, all of which is contiguous with the limits of the City of Saratoga and within the City’s Sphere of Influence and Urban Service Boundaries. REPORT SUMMARY: At its meeting of July 6, 2011 the City approved initiation of annexation proceedings for 19351 Redberry Drive together with a preannexation agreement with the owners of that parcel and two neighboring landowners. The preannexation agreement originally contemplated completion of the annexation proceedings within four months but the applicants requested an extension to February 2, 2012 and that extension was approved by the City Council on November 2, 2011. The City and the applicants have completed the work necessary to complete the annexation as contemplated by the attached resolution. The parcel conforms to the applicable land use and density criteria contained in the City Code and the General Plan. The parcel has a General Plan designation of Hillside Open Space (OS-H) and is located in the Hillside Residential (HR) Prezone area. BACKGROUND: The staff report for the initiation of annexation proceedings is attached and describes the history and context of the annexation. In summary, the annexation would occur subject to existing County approvals of a major remodel of the main house on the parcel and a new second unit, which complies with the County Code but not certain portions of the Saratoga Code; the City would accept the County approvals as legal non-conforming structures and be responsible for issuing and administering grading, building, and other permits consistent with the County approvals and subject to certain modifications described in the Preannexation Agreement. Pursuant to a request by the County and agreement by the parties, the City would also annex the adjacent portion of Redberry Drive, which Public Works has inspected and determined to be in acceptable condition. ANNEXATION FINDINGS: The Cortese-Knox-Hertzberg Local Government Reorganization Act of 2000 (the Act) requires the City Council to make findings pursuant to Government Code Section 56757 prior to adopting the resolution approving the annexation. The attached resolution makes the following findings based on the information presented in italics following each finding. 319 • The unincorporated territory is within the urban service area of the city as adopted by Commission. Staff has confirmed that the property to be annexed is within the City’s Urban Service Area. • The County Surveyor has determined the boundaries of the proposal to be definite and certain, and in compliance with LAFCO’s road annexation policies. A map of the annexation was approved and has been approved by the County Surveyor. A copy of the letter from the County Surveyor is attached. • The proposal does not split lines of assessment or ownership. Staff has determined that the property to be annexed does not split lines of assessment or ownership. • The proposal does not create islands or areas in which it would be difficult to provide municipal services. Staff has reviewed the geography of the proposed annexation and concluded that it would not create an island that presents difficulties in providing municipal services since the majority of the services will remain unchanged. • The proposal is consistent with the adopted General Plan of the City. The land use designation for the annexation parcel is OS-H (Hillside Open Space). The land has been pre-zoned HR (Hillside Residential) which is consistent with the General Plan Designation and the nearby zoning. The General Plan provides that lands in the hillsides should be considered for annexation if they meet the following Policy: Policy LU 14 – Land shall not be annexed to Saratoga unless it is contiguous to the existing city limits, within the Sphere of Influence, and it is determined by the city that public services can be provided without unreasonable cost to the City and dilution of services to existing residents. The annexation parcel is contiguous to the existing city limits, is within the Sphere of Influence, and has existing public services that would not unreasonably change the cost to the City or dilute services to existing residents. CALIFORNIA ENVIRONMENTAL QUALITY ACT: This annexation is categorically exempt from the California Environmental Quality Act (CEQA) pursuant to the Guidelines for Implementation of CEQA (14 Cal Code §15319). The Category 19 Exemption includes annexations of individual small parcels of the minimum size for facilities exempted by Section 15303 which exempts up to three single-family residences. CEQA applies only to projects which have the potential of causing a significant effect on the environment. Where it can be seen with certainty that there is no possibility that the activity in question may have a significant effect on the environment, the activity is not subject to CEQA. This annexation would not have the potential to cause a significant effect on the environment because the area contains existing public utilities. FISCAL IMPACTS: No impact. The applicant is responsible for all City review fees and County of Santa Clara processing fees. CONSEQUENCES OF NOT FOLLOWING RECOMMENDED ACTION: 320 Future development of the parcel would be subject to requirements of Santa Clara County in lieu of City of Saratoga development standards. FOLLOW UP ACTION: File final resolution with County and proceed with issuance of building permits and other action contemplated by the preannexation agreement. ADVERTISING, NOTICING AND PUBLIC CONTACT: This item was posted as a City Council agenda item and was included in the packet made available on the City’s web site in advance of the meeting. A copy of the agenda packet is also made available at the Saratoga Branch Library each Monday in advance of the Council meeting and residents may subscribe to the agenda on-line by opting in at www.saratoga.ca.us. Noticing is not required. ATTACHMENTS: 1. Resolution Approving Annexation 2. Legal Description of the Territory to be Annexed 3. Map of Approved Annexation 4. Staff Report for Initiation of Annexation (July 6, 2011) 5. Letter from County Surveyor dated December 1, 2011 321 RESOLUTION NO. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA APPROVING ANNEXATION OF 19351 REDBERRY DRIVE (APN 510-25-062) WHEREAS, at the request of the property owner, the City Council is considering the annexation of an approximately 1.39 acre property commonly known as 19351 Redberry Drive, APN 510-25-062, hereinafter referred to as “the parcel,” and the adjacent portion of Redberry Drive, all of which is collectively referred to as “the territory,” and described in Attachment A; and WHEREAS, as provided in Government Code Section 56757, the City Council of the City of Saratoga is the conducting authority for the annexation; and WHEREAS, the territory to be annexed is in the City of Saratoga’s Urban Service Area and Sphere of Influence and is prezoned as Hillside Residential (HR); and WHEREAS, the territory is considered uninhabited for the purposes of annexation proceedings because there are fewer than twelve registered voters and there is one hundred percent (100%) owner consent for the annexation proceedings, no notice, public hearing or election will be required for annexation approval by the City; and WHEREAS, the City and the owners of the parcel have entered a Preannexation Agreement concerning the territory whereby the City agrees to process and the owners agree to support the annexation. NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of Saratoga hereby makes the following findings based on the information presented in the staff report attached to this resolution as Attachment B: A. That the annexation is exempt from the California Environmental Quality Act CEQA pursuant to section 15319 of the CEQA Guidelines; B. That the unincorporated territory to be annexed is within the urban service area of the city as adopted by the Santa Clara County Local Agency Formation Commission. C. That the Santa Clara County Surveyor has determined that the boundaries of the area proposed to be annexed are definite and certain, and in compliance with LAFCO’s road annexation policies. D. That the proposal does not split lines of assessment or ownership and that this fact has been confirmed by the Santa Clara County Assessor’s Office. E. That the proposal does not create islands in which it would be difficult to provide municipal services. F. That the proposal is consistent with the adopted general plan of the City and that the property has been prezoned with the designation Hillside Residential. G. That the territory is contiguous to the existing City limits. 322 H. That the city has complied with all conditions imposed by the LAFCO for inclusion of the territory in the urban service area of the City. I. That there are no agencies that would lose or gain territory as a result of the annexation. J. That all property owners within the annexation area have been informed of these proceedings and no opposition has been received. BE IT FURTHER RESOLVED that the annexation of the territory is hereby ordered without any further protest proceedings and that upon completion of these proceedings the territory will be annexed to the City of Saratoga which the City will receive taxes upon in accordance with the previously approved tax exchange agreement. BE IT FURTHER RESOLVED that the City Council of the City of Saratoga hereby amends the City boundary to include the territory in the City of Saratoga effective upon the completion of these proceedings. Attachments A – Legal description of the territory to be annexed B – Annexation staff report for meeting dated December 21, 2011 The above and foregoing resolution was passed and adopted by the Saratoga City Council at a regular meeting held on the 21st day of December 2011, by the following vote: AYES: NAYES: ABSTAIN: ABSENT: Howard A. Miller, Mayor ATTEST: DATE: Crystal Morrow, City Clerk 323 324 325 326 327 328 SARATOGA CITY COUNCIL MEETING DATE:July 6, 2011 AGENDA ITEM: DEPARTMENT:Community Development CITY MANAGER:Dave Anderson PREPARED BY:Richard Taylor, City Attorney DIRECTOR:Chris Riordan SUBJECT:Preannexation Agreement and Initiation of Annexation for 19351 Redberry Drive (APN 510-25-062) RECOMMENDED ACTION:Approve attached Preannexation Agreement and resolution initiating annexation of 19351 Redberry Drive (APN 510-25-062), an approximately 1.39(gross) acreparcel contiguous with the limits of the City of Saratoga and within the City’s Sphere of Influence and Urban Service Boundaries. REPORT SUMMARY:The City has received a request from the owners of 19351 Redberry Drive (“Applicants”) that their property be annexed into the City of Saratoga. The request is supported by nearby landowners at 19403 and 19370 Redberry Drive and 19280 Bainter Avenue (“Neighbors”). The annexation would occur subject to existing County approvals of a major remodel of the main house and a new second unit that comply with the County Code but not certain portions of the Saratoga Code; the City would accept the County approvals as legal non- conforming structures and be responsible for issuing and administering grading, building, and other permits consistent with the County approvals and subject to certain modifications described in the Preannexation Agreement. The parcel conforms to the applicable land use and density criteria contained in the City Code and the General Plan. The parcel has a General Plan designation of Hillside Open Space(OS-H) and is located in the Hillside Residential (HR) Prezone area. PROPOSED PREANNEXATION AGREEMENT:In 2010the Applicants applied for and received County approvals for a major remodel of the existing main house and for construction of a second unit. The Neighbors challenged those approvals and the parties explored opportunities for resolving their differences outside of court and the County appeals process. The parties have reached a settlement calling for certain modifications to the project as approved by the County, annexation to the City, and City administration and oversight of the building process. (Details on the history of the process are included in the recitals to the Preannexation Agreement included as Attachment 1.) The attached Preannexation Agreement sets forth the terms under which the City would annex the property and process permits for the remodel and second unitto be located as described in Exhibit B to the agreement. The agreement was prepared by the Owner and the Neighborsand modified somewhat by staff.The Owner and the Neighbors have agreed to all staff’s changes. 209329 The Preannexation Agreement provides that the City would annex the property subject to the existing County approvals (and modifications agreed to by the Owners and Neighborsdescribed in Exhibit B) such that the building plans and a future swimming pool/deck application would not be subject to compliance with the City’s zoning regulations. The project was designed to comply with County development standards and does not comply with several City standards (e.g., height, floor area (due to basement floor area), graded material volume, impervious surface, andpossiblysetbacks). As with annexations of existing structures built to conform to County but not City standards, the proposed structures on the annexed property would be considered as legal non-conforming structuresin accordance with section 15-65.035(a) of the City Code.A copy of the County approvals will be available for review in the Community Development Department beginning Tuesday, July 5. The Preannexation Agreement provides that the City would be responsible for issuing, administering, monitoring and enforcing all permits required to move forward with the County approvals as modified by the Preannexation Agreement. Because the County approvals were issued in 2010 the City would apply the Building Regulations from Chapter 16 of the City Code that were in effect in 2010. The applicants wouldpay all applicable City fees for the requested permits. The applicants could apply for necessary permits any time after approval of the Preannexation Agreement but the City may not issue any permits until the annexation has been completed. ANNEXATION PROCEDURES: The Cortese-Knox-Hertzberg Local Government Reorganization Act of 2000 (the Act) provides that cities in Santa Clara County may proceed independently of LAFCO in processing annexation applications within the City’s Urban Service Area (Government Code Section 56757). A public meeting and noticing is notnecessary and the City Council mayconsider the Initiation of Annexation as a routine agenda item at a regular meeting and maywaive protest proceedings because the annexation is being made by a petition with 100 percent consent of the property owner. The Act requires that cities follow the procedures used by LAFCO to the extent practicable. The Act establishes a three-part process for annexations: (1) Initiation of Annexation; (2) Protest Proceedings which may be waived by the City Council; and (3) Approval of Annexation. Furthermore, the City Council is required to make findings pursuant to Government Code Section 56757 prior to adopting the resolution approving the annexation. After the resolution is adopted, a certified copy of the resolution and paperwork is submitted to LAFCO. The Act and other state laws require the preparation of a number of documents as part of the annexation process. These documents fall into three categories: a serviceplan, LAFCO materials, and the California Environmental Quality Act (CEQA) materials. These are described below: Service Plan All annexations are to begin with a proposed service plan for the area to be annexed. This planincludesa description of the parcel to be annexed; the reasons for the proposal; and a listing and description includingthe level, range,any change to, and financing of services to be provided to the annexed parcel (see attachment 2).The service plan should also include an indication of any improvement or upgrading of structures, roads, sewer or water facilities, or other conditions that the City would impose or require on the annexed lands. Noimprovements or upgrades are recommendedas part of this proposal and all services will be consistent with the current conditions. 210330 LAFCO Materials –Cities in Santa Clara County proceeding independently of LAFCO are required to make the findings listed below before approving an annexation. The formal findings need not be made until the adoption of the final annexation resolution. Each finding is followed by a brief description of Staff’s review. That the unincorporated territory is within the urban service area of the city as adopted by Commission. Staff had confirmed that the property to be annexed is within the City’s Urban Service Area. That the County Surveyor has determined the boundaries of the proposal to be definite and certain, and in compliance with LAFCO’s road annexation policies. A map will be prepared and providedto the County Surveyor once initiation of annexation has been approved by the City Council. That the proposal does not split lines of assessment or ownership. Staff has determined that the property to be annexed does not split lines of assessment or ownership. That the proposal does not create islands or areas in which it would be difficult to provide municipal services. Staff has reviewed the geography of the proposed annexation and concluded that it would not create an island or present difficulties in providingmunicipal services since the majority of the services will remain unchanged. That the proposal is consistent with the adopted General Plan of the City. The land use designation for the annexation parcel is OS-H (Hillside Open Space). The land has been pre-zoned HR (Hillside Residential) which is consistent with the General Plan Designation and the nearbyzoning. The General Plan provides that lands in the hillsides should be considered for annexation if they meet the following Policy: Policy LU 14 –Land shall not be annexed to Saratoga unless it is contiguous to the existing city limits, within the Sphere of Influence, and it is determined by the city that public services can be provided without unreasonable cost to the City and dilution of services to existing residents. As discussed throughout this document, the annexation parcel is contiguous to the existing city limits, is within the Sphere of Influence, and has existing public services that would not unreasonably change thecost to the City or dilute services to existing residents. California Environmental Quality Act --Annexationsare categorically exempt from the California Environmental Quality Act (CEQA) pursuant to the Guidelines for Implementation of CEQA (14 Cal Code §15319).The Category 19Exemption includes annexations of individual small parcels of the minimum size for facilities exempted by Section15303 which exempts up to three single-family residences.CEQA applies only to projects which have the potential of causing a significant effect on the environment. Where it can be seen with certainty that there is no possibility that the activity in question 211331 may have a significant effect on the environment, the activity is not subject to CEQA.Thisannexation would not have the potential tocause a significant effect on the environmentbecause the area containsexisting public utilities. FISCAL IMPACTS: No impact. The applicant is responsible for all City review fees and County of Santa Clara processing fees. CONSEQUENCES OF NOT FOLLOWING RECOMMENDED ACTION: Future development of the parcel would be subject to requirements of Santa Clara County in lieu of City of Saratoga development standards. ALTERNATIVE ACTION: Deny the proposed resolution initiating annexation and provide Staff with direction. FOLLOW UP ACTION: Work with the applicant to have the annexation map prepared for review by the County Surveyor and return to the City Council for final annexation approval upon completion of that review. ADVERTISING, NOTICING AND PUBLIC CONTACT: This item was posted as a City Council agenda item and was included in the packet made available on the City’s web site in advance of the meeting.A copy of the agenda packet is also made available at the Saratoga Branch Library each Monday in advance of the Council meeting and residents may subscribe to the agenda on-line by opting in at www.saratoga.ca.us.Noticing is not required. ATTACHMENTS: 1.Proposed Pre-annexation Agreementshowing staff recommended revisions 2.Resolution approving Initiation of the Annexation 3.List of Services Report 212332 FARAHANCHI/MOKHLESI/HOLTON/KOWNACKI/PFEIFFER PREANNEXATION AGREEMENT THIS PREANNEXATION AGREEMENT (“Agreement”) is made and entered into this __ day of ________ , 2011 by and between the CITY OF SARATOGA (“City”), a municipal corporation of the State of California, Fariba Farahanchi and Nima Mokhlesi (collectively “the Farahanchi/Mokhlesis”), John Holton and Wanda Kownacki (“the Holton/Kownackis”), and Jim Pfeiffer (“Pfeiffer”,and collectively with the Holton/Kownackis, “the Neighbors”). The Farahanchi/Mokhlesis are sometimes referred to herein as “the Owners” and the Owners, City and Neighbors are collectively referred to herein as “the Parties.” RECITALS A.WHEREAS, the Farahanchi/Mokhlesis are the owners of a certain parcel of real property located at 19351 Redberry Drive in the County of Santa Clara and more particularly described in Exhibit A, attached hereto and incorporated herein (“Property”); B.WHEREAS, Pfeiffer is the owner of a certain parcel of realproperty located in the unincorporated County of Santa Clara at 19403 Redberry Drive, Los Gatos, California; C.WHEREAS, the Holton/Kownackisare the owners of certain parcels of real property located in the County of Santa Clara at 19280 Bainter Ave, Los Gatos (though within the city limits of Saratoga), California and 19370 Redberry Drive, Los Gatos (though within the city limits of Saratoga), California; D.WHEREAS, the Farahanchi/Mokhlesis Property is located in unincorporated Santa Clara County adjacent to the city limits of Saratoga, is within the Saratoga Sphere of Influence and Urban Service Area and is developed with a single family dwelling; E.WHEREAS, in 2010, the Farahanchi/Mokhlesis applied to the County of Santa Clara for approvals necessary to remodel/add to the existing main house and to construct a secondary house more than 50 feet from the main house on the Property (collectively, the “Farahanchi/Mokhlesi Applications”); F.WHEREAS, in 2010, the County approved the Farahanchi/Mokhlesi’s Applications relating to the main house and driveway, consisting of: 1) a grading permit; 2) design review exemption; 3) exemption from environmental review; 4) issuance of a tree removal permit for two oak trees; and 5) issuance of a building permit (collectively the “County Main House Approvals”); G.WHEREAS, in 2010, the County Zoning Administrator approved the Farahanchi/Mokhlesi’s Application related to the location of the secondary unit (“County Secondary House Approval”; the County Main House Approvals and County Secondary House Approval are sometimes collectively referred to as the “County Approvals”); H.WHEREAS, on December 15, 2010, the Neighbors appealed the County Secondary House Approval to the County Planning Commission; 213333 I.WHEREAS, on January 18, 2011, the Neighbors initiated a lawsuit against the County and the Owners regarding the County Approvals, as Action No. 111-CV-192055, Santa Clara County Superior Court; J.WHEREAS, on April 7, 2011, the County Planning Commission denied the Neighbors’ appeal of the County Secondary House Approval; K.WHEREAS, on or about April 25, 2011, the Neighbors appealed the County Secondary House Approval to the County Board of Supervisors; L.WHEREAS, the Owners and Neighbors are willing to agree to modification of the County Approvals to include a number of modified and additional conditions, attached hereto as Exhibit B (the “Modifying/Additional Conditions”); M.WHEREAS, as provided herein, the Parties intend and agree that the Property be annexed to the City; N.WHEREAS, annexation of the Property to the City in accordance with the terms of this Agreement will result in rational comprehensive planning and foster predictability, certainty, economy and efficiency in future land use planning and will establish a permanent and definable border between the City and the County of Santa Clara in furtherance of State, County and City policies and consistent with West Valley Hillsides Preservation Strategies, Strategy #2, Action 1 and Action 2; O.WHEREAS, as provided herein, the Parties intend and agree that the City shall be the entity responsible for issuing, administering, monitoring and enforcing all permits approved as part of the County Approvals and issuing, administering, monitoring and enforcing all building permit and all other necessary permits and approvals pursuant to the terms of the County Approvals, as modified and amended by the Modifying/Additional Conditions (collectively the "Modified Approvals"), to allow for the remodel/addition to the primary dwelling and construction of the secondary dwelling unit on the Property; P.WHEREAS. Owners and Neighbors have jointly submitted to City the documents comprising the County Approvals by letter dated July __, 2011 with the understanding that the Secondary House Approval is the subject of a pending appeal to the County which will be moot if the Property is annexed to the City. Q.WHEREAS, the purpose of this Agreement is to set forth the City’s and Farahanchi/Mokhlesi’s respective responsibilities in pursuing annexation of the Property; NOW, THEREFORE, in consideration of the foregoing, the Parties hereby agree as follows: 1.Annexation. The Parties agree that in order to provide for rational long-term land use planning and to establish a permanent and definable border between the City and County of Santa Clara, the Property should be annexed to the City. City agrees to take the steps necessary to achieve annexation of the Property at the soonest possible opportunity. Owners hereby consent to annexation of the Property and agree to support said annexation. 2.City Processing of Modified Approvals. 214334 a.The City agrees to accept the Modified Approvals and to be the entity responsible for issuing, administering, monitoring and enforcing all permits necessary for developmentof the improvements contemplated by the Modified Approvals, including the grading permit and building permits, and the Farahanchi/Mokhlesis agree to accept the Modified Approvals and to construct their main house remodel/addition and secondary unit in accordance with the Modified Approvals and to pay all fees and submit all materials required for the City to process the annexation, issue, administer, monitor and enforce the Modified Approvals and all necessary permits and approvals. To the extent practicable without prejudicing previously submitted requests for City approvals, the City further agrees to expedite processing of all applications submitted by the Farahanchi/Mokhlesis for the Modified Approvals and to expedite issuance of all necessary permits and approvals. b.All Partiesrecognize that the development described by the Modified Approvals may be inconsistent in certain respects with otherwise applicable City standards set forth in certain regulations contained in the City Code that regulate the topics identified in Exhibit C attached hereto. Nevertheless, the Partiesagree that in processing and approving the permits for the project the City will not require compliance with the City Code provisions that would be inconsistent with the development of the Modified Approvals, including but not limited to those regulations that regulate the topics identified in Exhibit C, but onlyto the extent necessary to allow Owners to build the development described by the Modified Approvals. The main house, secondary house, pool and related hardscape built as contemplated in Exhibit B to this Agreement shall be treated as though constructed prior to annexation, and therefore as legal nonconforming structures pursuant to Section 15-65.035(a) of the City Code. c.The Partiesagree that the City will require compliance with the City building standards set forth in Chapter 16 of the Saratoga City Code that may not apply to development within the County; for example inclusion of an Early Warning Alarm System.Because the City grading, building, and other permits will be replacing building, grading, and other permits issued by the County in 2010, the standards set forth in Chapter 16 of the Saratoga City Code as of December 31, 2010 shall be the standards applied in connection with the Modified Approvals. d.With respect to Exhibit B hereto, the Parties agree that notwithstanding anything to the contrary in that exhibit: (i) all references to “Plans” refer to the development plans approved by the County Building Department as part of building permit No. 46049 issued on 12/15/10; (ii) all references to “the City’s consulting arborist” refer to the arborist on staff in the Community Development Department or, at City’s sole discretion, a consulting arborist to be selected by the City; (iii) if called uponto make determinations pursuant to sections 2.d or 4b the arborist shall apply only the standards set forth in Exhibit B in those paragraphs and those decisions shall not be construed as decisions pursuant to the Saratoga City Code. 3.Timing of Annexation.The City shall consider initiating annexation of the Property at its July 6, 2011 City Council Meeting. Should the City approve the initiation of annexation of the Property at that meeting, then City shall expeditiously process the annexation through the 215335 necessary activities of the County surveyor and LAFCO, and upon completion of all necessary processes, the annexation shall be brought to the Saratoga City Council for its final decision. 4.Construction Limitations. Prior to annexation of the Property,no construction of improvements on the Property shalloccur; however, should the City approve initiation of annexation of the Property, City staff shall thereafter accept and process grading and building permit applications for the Property, but shall not issue permits until annexation of the Property is completed. In any event, all construction of the improvements on the Property shall be subject to the City’s tree protection requirements under City Code Article 15-50, and to City’s construction rules under Chapter 16 of the Saratoga City Code as that Chapter existed on December 31, 2010. 5.Swimming Pool/Deck. In the City’s processing of an application by Owners for a swimming pool and associated patio/deck on the Property, the site coverage limitations of City Code Section 15-13.080, shall not apply.Owners shall submit their application for the swimming pool and associated patio/deck no later than August 31, 2013. 6.Survival of Rights and Obligations. The rights and obligations of the Parties as set forth in this Agreement shall survive annexation of the Property to the City. 7.Termination of Agreement. This Agreement shall have no further force and effect and each Party shall be released from the obligations set forth herein in the event that annexation of the Property to the City has not occurred within four (4) months after the date of City’s approval of this Agreement. 8.Legal Action. Any party may, in addition to any other rights or remedies herein provided, institute legal action to cure, correct, or remedy any default, enforce any covenant or agreement herein, enjoin any threatened or attempted violation hereof, enforce by specific performance the obligations and rights of the Parties hereto or obtain any other remedy consistent with this Agreement. Inno event shall any Party be entitled hereunder to monetary damages for any action or inaction of another Party hereunder, including breach of contract. Nothing in this Section shall be deemed to limit any Party's rights under the Tort Claims Act or the City's right to collect fees allowable and otherwise due and payable or to impose penalties for violations of City ordinances. 9.Attorneys Fees and Costs. If legal action by any party is brought because of a breach of this Agreement, or to enforce a provisionof this Agreement, each party shall bear their own attorneys fees and costs. 10.Controlling Law. This Agreement shall be construed and enforced in accord with the laws of the State of California. 11.No Joint Venture or Partnership. The Parties to this Agreement hereby renounce the existence of any form of joint venture or partnership between any or all of the Parties and agree that nothing contained herein or in any document Executed in connection herewith shall be construed as making any or all of the Parties joint venturers or partners. Further, neither the Neighbors nor the Owners are agents of the City. 216336 12.Indemnification. Owners hereby agree to defend, indemnify and hold the City and its officers, officials, boards, commissions, employees, agents and volunteers (collectively “City”) harmless from and against: a. any and all claims, actions or proceedings to attack, set aside, void or annul any action by City on the subject Annexation, or any of the proceedings, acts or determinations taken, done or made prior to or concurrently with said Annexation; and b.any and all claims, demands, actions, expenses or liabilities arising from or in any manner relating to the performance of the construction, installation, alteration or grading work by the Owners,or by Owners’ successor(s), or by any person acting on their behalf, authorized by any City action described in subsection 12.a. above. Owner’s obligations under this section shall prevail over any other provision in this Preannexation Agreement. 13.Cooperation in the Event of Legal Challenge. In the event of any legal or equitable action or other proceeding instituted by a third party, governmental agency or official challenging the validity of any provision of this Agreement of the annexation proceedings described herein, the Parties shall cooperate in defending the action or proceeding. 14.Notices. All notices or communications required hereunder between the Parties shall be in writing and may be given either personally or by certified mail, return receipt requested. The notice shall be deemed to have been given and received on the date delivered in person or the date upon which the postal authority indicates that the mailing was delivered to the address of the receiving party. Any Party hereto, by giventen (10) days written notice to the other, may designate any other address as substitution of the address to which the notice or communication shall be given. Notices or communications shall be given to the Partiesat the addresses set forth below until specified otherwise in writing. City of Saratoga: City Clerk City of Saratoga 13777 Fruitvale Avenue Saratoga, CA 95070 Copy to: Richard S. Taylor City Attorney City of Saratoga The Farahanchi/Mokhlesis: Barton Hechtman Matteoni 0’Laughlin & Hechtman 848 The Alameda San Jose, CA 95126 bgh@matteoni.com 217337 The Neighbors Thomas Lippe Lippe Gaffney Wagner LLP 329 Bryant Street, Suite 3D San Francisco, CA 94107 tlippe@lgwlawyers.com 15.Successor and Assigns.The covenants, terms, conditions and restrictions of this Agreement shall apply to, bind and inure to the benefit of successors in interest of the Parties hereto, including heirs, assigns, representatives, executors, administrators and all other parties, whether they succeed by operation of law or voluntary acts of the City or Owners. All such heirs, representatives, successors, executors, or assigns shall be bound to every provision in this Agreement, whether or not this Agreement is referred to in the instrument by which such heirs, representatives, successors, executors, or assigns acquire an interest in the Property. 16.Parties in Interest. This Agreement is entered only for the benefit of the Parties executing this Agreement and not for the benefit of any other individual, entity or person. 17.Amendment of Agreement. This Agreement may be amended in writing by the original Parties or their successors in interest. 18.Severability. If any term, provision, covenant or condition of this Agreement is held by a court of competent jurisdiction to be invalid, void or unenforceable, the remaining provisions of this Agreement shall continue in full force and effect. 19.Change in Law. If a subsequent change occurs in federal or state laws or the regulations of a federal or state agency which prevents or precludes compliance with a provision of this Agreement, that provision shall be modified or suspended only to the extent necessary to comply with the federal or state law or regulation. 20.Enforceability. Unless this Agreement is amended or terminated pursuant to the provisions of this Agreement, this Agreement shall be enforceable by any Party hereto notwithstanding any change hereinafter enacted or adopted in any applicable General Plan or Specific Plan, zoning ordinance, subdivision ordinance or any other land use or building ordinance. 21.Entire Agreement. This Agreement, and the conditions referred to herein, and the exhibits attached hereto, constitute the entire understanding and agreement of the Partiesand supersede all negotiations or previous agreement of the Partieswith respect to all or party of the subject matter hereof. No alteration or variation of this instrument shall be valid or binding unless contained in an amendment to this Agreement. 22.Captions. The captions in this instrument have been inserted solely for convenience or reference and are not a part of this instrument and shall have no effect upon construction or interpretation. 23.Counterparts. This Agreement may be executed in counterparts, each of which shall be deemed an original, all of which together shall constitute one and the same instrument and shall be effective as of the date hereof. 218338 IN WITNESS WHEREOF, the Parties have caused this Agreement to be executed by their respective representatives as follows: CITY OF SARATOGA City of Saratoga, A Municipal Corporation By: ____________________________________ Howard A. Miller, MayorDate ATTEST: By: Ann Sullivan, City ClerkDate Approved as to Form: ___________________________________ City Attorney,Richard TaylorDate OWNERS By: Nima MokhlesiDate By: Fariba FarahanchiDate NEIGHBORS By: Wanda KownackiDate By: James W. PfeifferDate By: John HoltonDate 219339 Exhibit A LEGAL DESCRIPTION OF THE PROPERTY 220340 Exhibit B MODIFYING/ADDITIONAL CONDITIONS The following conditions(the “Modifying/Additional Conditions”) modify the County Approvals as described in the Agreement to which this Exhibit is attached and in paragraph 1 below. To the extent that any conflict exists between the Modifying/Additional Conditionsand the County Approvals, the Modifying/Additional Conditionsshall supersede and control: 1.Changes to the MainHouse. The following changes to the main house are made relative to the development plans approved by the County Building Departmentas part of building permit No. 46049 issued on 12/15/10.The location of the main house and its building “footprint” on the Property relative to the Property boundaries shall not be altered from the location shown on these plans, except that the main house’s “footprint” may be made smaller so long as it is located within the perimeter of the “footprint” approved in said plans. The dimensions of the main house shall not be altered from the dimensions of the main house shown on these plans except as described in this Exhibit B. a.The existing primary house rests on a slab foundation. The Plans show the elevation of this slab foundation to be 581’9”above mean sea level (msl), measured from a local manhole cover to which an elevation of 533.75’ msl is ascribed. The Plans show the elevation of the roof of the proposed remodeled primary house to be 22’6” higher than the slab foundation, at 604’3” msl. b.Without determining the accuracy of the msl elevations referenced in subparagraph a of this paragraph 1, the Parties agree that (1) the elevation of the roof of the main house shall be no higher than 21’6” above the existing slab foundation (the elevation of the slab foundation is believed to be 581’9” as shown on the Plans; therefore the maximum roof elevation is believed to be603’3” msl); (2) the three architectural articulations shown on the Plans as extending above the roof shall be no higher than 24’3”above the existing slab foundation (believed to be606’0” msl); and (3) no part of the main house, including parapets, solar panels, antennas, or anything else that might be attached to the roof other than the chimney will extend higher than 27’3” above the existing slab foundation (believed to be609’0” msl); (4) the msl elevations provided in this paragraph are for reference purposes only, and the operative height limits are based on elevation above the existing slab foundation; and (5) Owners will leave the existing slab foundation or a visible and accessible portion thereof in place or will install a visible and accessible permanent monument at the same elevation as the existing slab foundation to permanently establish the elevation of the existing slab foundation. c.Neighbors reserve the right to request validation of these height restrictions during and after construction by a licensed surveyor, at Neighbors’ expense, and Owners agree to allow the surveyor access to the Property for this limited purpose at a time that is mutually convenient for the surveyor and the Owners. 221341 d.Ownersmay elect to reduce the depth of the basement by raising the bottom ofthe basement, and may make other de minimis changes that do not alter the building envelope or location of the main house on the lot or constitute a “rebuild” under County zoning rules or conflict with any specific provisions of the Agreement. e.All surfaces of the mainhouse including walls, trim, and roofing material andstone but excluding solarpanels will meet an LRV (as defined in the Santa Clara County Code) of 45 or less. 2.Changes to the Secondary House. a.The secondary house shall be located such that no part of the structure other than the 30” extension of any bay window (as long asthe bay window meets the County’s definition of a bay window in terms of size and location with respect to the structure) is located within 35 feet of the Property’s property line abutting Redberry Drive. b. The garage shown attached to the rear (relative to Redberry Drive) of the secondary house will be relocated to the front side (relative to Redberry Drive) of the secondary house. This change reduces the height of the retaining wall at the Redberry side of the secondary house, resulting in a smaller facade facing Redberry Drive. c. All surfaces of the secondary house including walls, trim, and roofing material and stone will meet an LRV (as defined in the Santa Clara County Code) of 45 or less in shades of natural earth tones (browns, beiges). d. The secondary house will have a landscape plan that calls for an earth “berm” on the Redberry Drive side of the structure (to the extent allowed by the City in light of drainage requirements associated with the nearby creek) and low shrubs and trees to generally, but not entirelyscreen the façade from street view. This landscape plan will be a condition of the building permit for the secondary house.Pursuant to the landscape plan, utilizing some of the new trees described in Sections 4.a. and 4.b. below, and other vegetation as necessary, Owners shall landscape the Property so that the front facade (being the façade closest to and running parallel to Redberry Drive) of the secondary dwelling is generally, though not entirely screened, fromRedberry Drive, given a reasonable time for the vegetation planted to grow and mature. Owners will submit a draft of the landscape plan to Neighbors prior to submission to the City; promptly thereafter, the Owners and Neighbors shall meet and confer, and attempt to reach agreement as to whether the landscape plan will result in the level of screening described in the preceding sentence.In the event the parties cannot agree on the landscape plan, the City’s consulting arborist (or an arborist selected by the City’s consulting arborist should the City’s consulting arborist be unavailable for the task) shall be retained to make a final, unappealable decision on the landscape plan. All costs of the arborist shall be shared 50% by Owners and 50% by Neighbors. 222342 3.Swimming Pool. The Ownerswillapply for and obtain a permit from the City for and before installing a swimming pool and associated patio/deck. The site coverage limitations provided in Section 15-13.080 of the City Code shall not apply to such application. . 4.Trees. a.The following trees canbe removed without the further consent of the Neighbors: i) the twonecessary to build the main house(which are the subject of an existing County Approval, ii) the small oak not requiring a permit for removal located where the secondary house will be constructed, andiii) the two pinetrees marked with blue ribbonand located near the first curve of the driveway. Thesetwo pine trees must remain marked with blue ribbon until removed and must be replaced with nativespecies such as oaks. In removing the trees described in this Section 4.a., Owners shall comply with City Code Article 15-50; any replacement trees required by City Code Article 15-50 shall apply toward satisfying the replacement requirements of this Section 4.a. b.The Parties acknowledge that there are many trees on the Property and that their mutual intent is to preserve trees on the Property, but recognize that trees other than the five described in Section 4.a. will need to be removed in order to accommodate the construction contemplated by this Agreement (the “Construction Trees”). Owners have marked with a red ribbon every Construction Tree to the best of their knowledge. The Neighbors have viewed all such marked Construction Trees. The parties agree that certain of the Construction Trees provide visual screening of the main house from off the property. To mitigate the loss of this visual screening and anticipated visual impacts from the new secondary dwelling, Owners agree to plant ten (10) new trees of native species such as oaks, of the following sizes: two 20 gallon trees, four 15 gallon trees and four 10 gallon trees. At least seven of these trees must be planted above the secondary house, to provide screening of the main house from Redberry Drive.Upon completion of the framing of the main house, the Owners and Neighbors shall meet and confer at the Property, and attempt to reach agreement as to where each of the ten (10) trees is to be planted, provided, however, that no new trees are to be planted in the level area to the west of the main house, being the anticipated location of the pool and patio/deck described in Section 3. In the event the parties cannot agree on the locations for each of the trees, the City’s consulting arborist (or an arborist selected by the City’s consulting arborist should the City’s consulting arborist be unavailable for the task) shall be retained to make a final, unappealable decision on the location of each of the trees. All costs of the arborist shall be shared 50% by Owners and 50% by Neighbors. The ten trees shall be planted by Owners within (60) days after the main house Certificate of Occupancy is issued by the City, to avoid interference with construction and damage to the new trees from construction activities. In the event it is determined during construction that a Construction Tree which was not marked with a red ribbon must be removed, then the Owners 223343 and Neighbors shall meet and confer to determine, in the Neighbors’ reasonable discretion, whether the tree provides substantial visual screening of the main house from off the property, and if so, Owners shall replace the tree with a native species tree of similar size such as an oak, to be located in a manner that reasonably enhances this visual screening fromoff the Property. In removing Construction Trees, Owners shall comply with City Code Article 15-50; any replacement trees required by City Code Article 15- 50 shall apply toward satisfying the replacement requirements of this Section 4.b. c.As to all trees on the Property which are not among the five trees described in Section 4.a. and not Construction Trees described in Section 4.b., and which are of a size not requiring a permit from the City of Saratoga, for a period of ten years from the date of this Agreement Owners shall not remove more than twotreesper year except that (i) any removal of a tree that is ordered by a governmental agency having jurisdiction, or (ii) any removal of a tree that is certified by a licensed arboristto be dying orto benecessary to abate an imminent hazard to personal safety or personal property,shall not be subject to this numerical limitation. Owners shall replace any tree removed pursuant to this paragraph with a native species tree of similar size such as an oak, to be located in a manner that reasonably enhances the visual screening from off the property. 224344 Exhibit C Subjects of Inapplicable Zoning and Grading Regulations of the City of Saratoga Grading quantities Height of Main House Square Footage of Main House Impervious surface coverage limits applied to the pool, pool deck, driveway, main house and walkways around it, secondary unit and its deck, driveway, and walking paths surrounding it, existing parking spaces at the top of the driveway, and retaining walls across the entire property Location of the Main House and Secondary House, including but not limited to setbacks from property lines Discretionary design review pursuant to Article 15-45 of the Saratoga Codeof the improvements contemplated in this Agreement, including but not limited to design/architecture of the Main House or Secondary House Height of the basement Basement not qualifying as basement (based on too much of its perimeter being above grade, too much of its floor areas receiving daylight, certain significant areas of the basement not being directly situated under first or second floors, or any other reason), resulting in home being considered as having 3 stories Maximum height limits of retaining walls In application of the City’s treeprotection regulations, requiring redesign/relocation of the improvements contemplated in this Agreement to avoid (a) tree removal (i.e., the agreed remedy is tree replacement pursuant to the City’s tree protection regulations) or (b) placing a structurewithin five feet of the dripline of a protected tree (in such event the structure must nonetheless comply with any dripline avoidance requirements of the County and the Owners shall consult with the city arborist and comply with the protection and mitigation (including but not limited to tree replacement) recommendations of the city arborist addressing the absence of the five foot buffer normally required by the City). 225345 346 347 348 349 350 351 Page 1 of 2 SARATOGA CITY COUNCIL MEETING DATE: December 21, 2011 AGENDA ITEM: DEPARTMENT: City Manager’s Office CITY MANAGER: Dave Anderson PREPARED BY: Crystal Morrow DIRECTOR: Dave Anderson City Clerk SUBJECT: Resolution Adopting Council Agency and Ad Hoc Committee Appointments RECOMMENDED ACTION: Approve resolution adopting Council agency and ad hoc committee appointments. BACKGROUND: Every year, City Council agency and ad hoc committee assignments are reviewed and updated as needed. At the December 7, 2011 City Council Meeting, Mayor Chuck Page asked members of the Council to submit suggested changes to City Council agency and ad hoc assignments and list of agencies and ad hoc committees to him by December 13, 2011 at 5:00 p.m. The updated list of agency and ad hoc assignments will be presented at the December 21, 2011 City Council Meeting by the Mayor. To adopt the assignments, the attached resolution should be approved. FISCAL IMPACTS: N/A CONSEQUENCES OF NOT FOLLOWING THE RECOMMENDED ACTIONS: City Council assignments and representation to various agencies and ad hoc committees will remain unchanged. ALTERNATIVE ACTION(S): N/A FOLLOW UP ACTION(S): Disseminate City Council 2012 agency and ad hoc assignments to City staff and various agencies. 352 Page 2 of 2 ADVERTISING, NOTICING AND PUBLIC CONTACT: Pursuant to Government Code 54954.2, this item was properly posted as a City Council agenda item and was included in the packet made available on the City’s web site in advance of the meeting. A copy of the agenda packet is also made available at the Saratoga Branch Library each Monday in advance of the Council meeting. ATTACHMENTS: Attachment A: Resolution Appointing Council Representatives to Agencies and Ad Hoc Committees for 2012 353 RESOLUTION 11-___ A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA APPOINTING COUNCIL REPRESENTATIVES TO AGENCIES AND AD HOC COMMITTEES FOR YEAR 2012 WHEREAS, representatives from the City Council serve on various agencies and ad hoc committees; and WHEREAS, the responsibility for representing the City Council should be shared by all members; and WHEREAS, the City Council annually reviews agency and ad hoc committee assignments to update and reassign members as needed; and WHEREAS, the City Council conducted its reorganization on December 7, 2011 for the 2012 calendar year; and WHEREAS, on December 7, 2011, Council was asked to provide input to the Mayor on changes to agency and ad hoc committee assignments, including the addition or removal of assignments and adjustments to member assignments; NOW, THEREFORE, be it resolved that the City Council approves the City Council agency and ad hoc assignments presented at the December 21, 2011 City Council meeting and attached to this resolution and members of the Council hereby agree to their appointments through December 2012 or until amended. The above and foregoing resolution was passed and adopted at a regular meeting of the Saratoga City Council held on the 21st day of December 2011 by the following vote: AYES: NOES: ABSENT: ABSTAIN: ______________________________ Chuck Page, Mayor ATTEST: DATE: Crystal Morrow, City Clerk 354 SARATOGA CITY COUNCIL MEETING DATE: December 21, 2011 AGENDA ITEM: DEPARTMENT: Community Development CITY MANAGER: Dave Anderson PREPARED BY: Christopher Riordan, AICP DIRECTOR: James Lindsay SUBJECT: Pre-Annexation Agreement for the Garrod Trust property at 22600 Mount Eden Road – ANX10-0002 RECOMMENDED ACTION: Staff recommends the City Council approve the Pre-Annexation Agreement for the Garrod Trust and authorize the City Manager to sign it on behalf of the City REPORT SUMMARY: On November 17, 2010, the City Council adopted Resolution No. 10-068 initiating annexation of 68 acres of the Garrod Trust properties and directed the preparation of a Pre-Annexation Agreement and related land use actions to complete the annexation. The Pre-Annexation Agreement has been completed and the Planning Commission has recommended the City Council approve it. The Agreement provides the framework and commitments by which the annexation will be completed with the following future land use actions: • A Development Agreement recognizing existing uses and structures on Garrod Trust properties already in the City . • A Zoning Amendment to add Agricultural Preserve/Open Space Overlay Zoning on Garrod Trust Property proposed for annexation to City of Saratoga. • A Combined Williamson Act Contract for the entire Garrod Trust properties to be inside City boundaries after annexation, by rescission of existing County and City Contracts and simultaneous reentry into new Williamson Act Contract with City. • A Use Permit governing the use of the entire post-annexation Garrod Trust properties. One of the required steps towards annexation is the adjustment of the City’s Urban Service Area (USA) to include the 68 acres to be annexed. This adjustment requires the approval of the Santa Clara County Local Agency Formation Commission (LAFCO) which is scheduled to consider the City’s application at its meeting of February 8, 2012. LAFCO staff has indicated that an executed Preannexation Agreement would be helpful in preparing a Staff Report for the LAFCO meeting to consider the USA adjustment on February 8, 2012. FISCAL IMPACTS: There are no direct fiscal impacts to the City by approving the Agreement as its purpose is to provide a framework by which the annexation will be completed. 355 CONSEQUENCES OF NOT FOLLOWING RECOMMENDED ACTION: The existing status quo of the Garrod Trust Property would be maintained with approximately 68 acres of the Garrod Trust Property under County jurisdiction and approximately 51 acres of the Garrod Trust Property under City jurisdiction. ALTERNATIVE ACTION: 1. Deny the Pre-Annexation Agreement 2. Modify the Pre-Annexation Agreement FOLLOW UP ACTION: Upon LAFCO’s approval of the USA adjustment, staff will return to the Council with the annexation of the 68 acres, a Development Agreement, Zoning Amendment (AP-OS overlay), a Conditional Use Permit, and a Combined Williamson Act Contract. ADVERTISING, NOTICING AND PUBLIC CONTACT: Pursuant to Government Code 54954.2, this item was properly posted as a City Council agenda item and was included in the packet made available on the City’s website in advance of the meeting. A copy of the agenda packet is also made available at the Saratoga Branch Library each Monday in advance of the Council meeting. ATTACHMENTS: 1. Pre-Annexation Agreement 2. Background Report 3. Aerial photo showing USA adjustment & Garrod Trust properties 356 GARROD TRUST PREANNEXATION AGREEMENT   Page 1    RECORDING REQUESTED BY: CITY OF SARATOGA AFTER RECORDATION RETURN TO: CITY OF SARATOGA Attn: City Clerk 13777 Fruitvale Avenue Saratoga, CA 95070 THIS SPACE FOR RECORDER'S USE PREANNEXATION AGREEMENT FOR RECORDATION WITH THE RECORDER’S OFFICE OF THE COUNTY OF SANTA CLARA 357 GARROD TRUST PREANNEXATION AGREEMENT   Page 2    DRAFT FOR DISCUSSION ONLY GARROD TRUST PREANNEXATION AGREEMENT THIS PREANNEXATION AGREEMENT (“Agreement”) is made and entered into this __day of ___________, 2011 by and between the CITY OF SARATOGA (City), a municipal corporation of the State of California and the Garrod Trust (Owner). The Owner and the City are collectively referred to herein as the Parties. R E C I T A L S A. WHEREAS, Owner is the owner of a certain parcel of real property (approximately 68 acres) developed with a Winery/Equestrian Facility located in the County of Santa Clara within the City Sphere of Influence and Urban Service Area and more particularly described in Exhibit A, attached hereto and incorporated herein by this reference (“Annexation Property”) which said Property is subject to a Williamson Act Contract with the County of Santa Clara dated December 24, 2001 and pursuant to Government Code Section 51243, if the Annexation Property is annexed to the City of Saratoga in 2011, the City will succeed to all rights, duties, and powers of the County under the 2001 Williamson Act Contract. B. WHEREAS, Owner is also the owner of a certain parcel of real property (approximately 51 acres in size) adjoining the Annexation Property and located entirely within the City of Saratoga and more particularly described in Exhibit B, attached hereto and incorporated herein by this reference (“Principal Property”), which said Principal Property is subject to a Williamson Act Contract with the City of Saratoga executed November 21, 1970. The Principal Property is currently developed with three dwelling units, a hay barn, miscellaneous covered horse paddocks, horse riding academy/day camp buildings, and metal shop and an administrative office. C. WHEREAS, Owner currently has no future plans for new or expanded use or development of the Property which will be in the City of Saratoga after the 2011 Annexation (approximately 119 acres – “ Resulting Property” or “Property”) D. WHEREAS, annexation of the Annexation Property to the City in accordance with the terms of this Agreement will result in rational comprehensive planning and foster predictability, certainty, economy and efficiency in future land use planning. E. WHEREAS, both Owner and City desire to restrict the use of the Resulting Property to agricultural, open space and uses compatible thereto; and 358 GARROD TRUST PREANNEXATION AGREEMENT   Page 3    F. WHEREAS, the purpose of this Agreement is to set forth the City’s and Owner’s respective responsibilities and understandings in pursuing and achieving annexation of the Annexation Property; hence, the Parties intend and agree that the annexation of the Annexation Property subject to the following specified agreements and conditions. AGREEMENT NOW, THEREFORE, in consideration of the foregoing, the Parties hereby agree as follows: 1. Annexation: A Resolution Initiating Annexation having been approved by the City Council on November 17, 2010, Owner and City agree that for the purposes and goals and subject to the agreements and conditions set forth in the Recitals above, and in order to provide for rational long-term land use planning, the Annexation Property may be processed for final annexation into the City. City agrees to take the steps necessary to achieve annexation of the Annexation Property at the soonest reasonable opportunity, including referral of the matters in paragraph 2 below to staff and the Planning Commission to obtain recommendations thereon. Owner hereby consents to annexation of the Annexation Property and agrees to support said annexation. 2. Application and Approval for Development Agreement and Use Permit for Winery/Equestrian Facility. The Owner agrees to formally submit a proposal, attached hereto as Exhibit C (Proposal), to the City which includes the following essential elements: a. Development Agreement and Conditional Use Permit (including request for Variation from Standards). The Owner shall submit a complete Application and obtain City approval for a Development Agreement and Conditional Use Permit for the Winery/Equestrian Facility and a Variation of Standards as to site area, site coverage and/or floor area for the entire Proposal to be located on the Resulting Property; b. Determination of Conformity/Legal Nonconformity Status. The Owner shall submit a complete application and obtain City determination as to Conformity/Legal Nonconformity Status of all Uses and Structures on the resulting Property. c. Williamson Act Contract. The Owner shall submit a complete application and obtain City approval to rescind the Williamson Act Contract on the Annexation Property (68 acres) and the Principal Property (51 acres) and simultaneously re-enter a Williamson Act Contract covering the entire Resulting Property (approximately 119 acres), which Williamson Act Contract shall include the Winery/Equestrian Facility and all other existing uses and structures as compatible uses; d. Agricultural Preserve/Open Space Overlay Zoning. Owner shall submit a complete application and obtain City approval to add Agricultural Preserve-Open Space (“AP-OS”) overlay zoning to the Annexation Property (which overlay zoning already exists on the Principal Property currently in the City). 359 GARROD TRUST PREANNEXATION AGREEMENT   Page 4    3. Final Annexation Process and Determination of Conformity. The City staff and Planning Commission shall review the Proposal submitted under Paragraph 2 above and make recommendations to the City Council which shall take such action thereon, and such action as to final annexation, as it deems to be in the best interests of the City. Garrod Trust may unilaterally withdraw from the Preannexation Agreement and refuse annexation of the Annexation Property at any time within 72 hours of the vote by the City Council on said Annexation if the City Council does not prior thereto or concurrently therewith: (a) Determine and establish pursuant to City Code Section 15-65.035 that all structures and all uses in existence on the Annexation Property as of the Final Annexation Approval shall have conforming status as a condition of such Annexation; (b) Approve a Development Agreement for the Principal Property already in the City which establishes that all structures and all uses in existence on the Principal Property as of the Effective Date of the Development Agreement shall have conforming status; and (c) Approve a Use Permit for the entire resulting post-Annexation Garrod Trust Property authorizing all uses and structures in existence as of the date of approval of such Use Permit. The City General Plan and Hillside Specific Plan establish goals and polices applicable to annexations which are relevant to the Garrod Trust integrated annexation package Application. General Plan (“GP”) Policy LU 14.1 provides that: “Land shall not be annexed to Saratoga unless it … is determined by the city that public services can be provided without unreasonable cost to the City and dilution of services to existing residents. Similarly, Goal 5 of the Hillside Specific Plan (“HSP”) is that “[d]evelopment and maintenance of public services shall minimize financial risks to the City and shall be equitable to all citizens of Saratoga.” As part of the Final Annexation Approval, Garrod Trust hereby agrees to take all reasonable actions within its power and to endeavor to assure that the following benefits accrue to the City. With regard to minimized financial risk (HSP Goal 5), avoidance of disproportionate financial risk to the City will be accomplished by Garrod Trust providing reasonable stabilization services (such as clearing of minor slides and repair of culverts) for the annexation-related geological hazard risks to the City regarding Mt. Eden Road as identified by the Geotechnical Survey already conducted at the expense of the Garrod Trust. The County has also committed to provide some funding or services for repair and maintenance of Mt. Eden Road and Garrod Trust support the City in obtaining such funding or services. The County’s road annexation policies include the agreement to resurface roads that are to be annexed from the County to another public agency. Instead of the County performing this road resurfacing work prior to the annexation of approximately 2,075 feet of Mount Eden Road, the County has agreed to pay to the City $25,000 for the cost of resurfacing. In addition, the Geotechnical Evaluation of Roadway Conditions identified at least two roadway drainage 360 GARROD TRUST PREANNEXATION AGREEMENT   Page 5    facilities that require repair. The County has indicated that this work will be paid for by the County and performed by County roadway crews. The County has estimated that their costs to pay for the repairs would be approximately $40,000. HSP Goal 5 that the annexation be equitable to all citizens of Saratoga is supported by fact that the portion of the Property proposed to be annexed will bring with annually $750,000 to $1,000,000 in gross revenues, as estimated by Garrod Trust which hereby commits to use all reasonable efforts to continue to bring in such revenues or more. The City receives 1 cent of the 9.25 cents in sales tax collected on every taxable dollar – meaning the City would receive approximately $7,500 to $10,000 per year in additional revenues. This also supports the GP LU 14.1 determination that public services can be provided without unreasonable cost to the City and dilution of services to existing residents. Analysis of whether this determination can be made is in the context of the fact that the public services which are provided by the City are already being provided to nearly half of the Garrod Trust Property. Since Saratoga is a “contract city” for most public services, the primary services for the Property to be annexed will remain essentially the same. Garrod Trust shall provide other benefits to the City and the public by providing public trail and restroom access. 4. Survival of Rights and Obligations. The rights and obligations of the Parties as set forth in this Agreement shall survive annexation of the Annexation Property to the City. 5. Termination of Agreement. This Agreement shall have no further force and effect and each Party shall be released from the obligations set forth herein in the event that annexation of the Annexation Property to the City has not become final (including an executed LAFCO Certificate of Completion) within twelve (12) months after the effective date of this Agreement. 6. Legal Action. Any party may, in addition to any other rights or remedies herein provided, institute legal action to cure, correct, or remedy any default, enforce any covenant or agreement herein, enjoin any threatened or attempted violation hereof, enforce by specific performance the obligations and rights of the Parties hereto or obtain any other remedy consistent with this Agreement. In no event shall any party be entitled hereunder to monetary damages for any action or inaction of another party hereunder, including breach of contract. Nothing in this Section shall be deemed to limit any party’s rights under the Tort Claims Act or the City’s right to collect fees allowable and otherwise due and payable or to impose penalties for violations of City Ordinances. 7. Attorneys Fees and Costs. If legal action by any party is brought because of a breach of this Agreement, or to enforce a provision of this Agreement, each party shall bear their own attorneys fees and costs. 8. Controlling Law. This Agreement shall be construed and enforced in accord with the laws of the State of California. 361 GARROD TRUST PREANNEXATION AGREEMENT   Page 6    9. No Joint Venture or Partnership. The Parties hereby renounce the existence of any form of joint venture or partnership between any or all of the Parties and agree that nothing contained herein or in any document executed in connection herewith shall be construed as making any or all of the Parties joint ventures or partners. Further, the Owner is not an agent of the City. 10. Agreement By Owner To Indemnify, Hold Harmless And Defend City As To Action(s) Challenging Approval Of Annexation, This Preannexation Agreement And All City Actions Processed Prior To Or Concurrently With The Annexation. Owner hereby agrees to defend, indemnify and hold the City and its officers, officials, boards, commissions, employees, agents and volunteers (collectively “City”) harmless from and against: any and all claims, actions or proceedings to attack, set aside, void or annul any action by City on the subject annexation of the Annexation Property, or any of the proceedings, acts or determinations taken, done or made prior to or concurrently with said annexation: and Owner’s obligations under subparagraph 10 above shall prevail over any other provision in this Preannexation Agreement. 11. Cooperation in the Event of Legal Challenge. In the event of any administrative, legal or equitable action or other proceeding instituted by a third party, governmental agency or official challenging the validity of any provision of this Agreement or the annexation and related proceedings described herein, the Parties shall cooperate in defending the action or proceeding. 12. Notices. All notices or communications required hereunder between the Parties shall be in writing and may be given either personally, by overnight carrier, or by first class mail, addressed to the party intended to be notified. The notice shall be deemed to have been given and received on the date delivered in person, or the date of delivery receipt from the overnight carrier, or five days after deposit with the United States Post Office. Any Party hereto, by giving ten (10) days written notice to the other, may designate any other address as substitution of the address to which the notice or communication shall be given. Notices or communications shall be given to the Parties at the addresses set forth below until duly changed as set forth above. City of Saratoga Garrod Trust City Clerk 22600 Mt. Eden Road City of Saratoga Saratoga, CA 95070 13777 Fruitvale Avenue Saratoga, CA 95070 Jan Garrod Office: (408) 867-9527 362 GARROD TRUST PREANNEXATION AGREEMENT   Page 7    Copy to: Richard S. Taylor City Attorney City of Saratoga Shute Mihaly & Weinberger LLP 396 Hayes Street San Francisco, CA 94102 13. Miscellaneous. a. Successor and Assigns. The covenants, terms, conditions and restrictions of this Agreement shall apply to, bind and inure to the benefit of successors in interest of the Parties hereto, including heirs, assigns, representatives, executors, administrators and all other parties, whether they succeed by operation of law or voluntary acts of the City or Owner. All such heirs, representatives, successors, executors, or assigns shall be bound to every provision in this Agreement, whether or not this Agreement is referred to in the instrument by which such heirs, representatives, successors, executors, or assigns acquire an interest in Owner’s Properties or any thereof b. Parties in Interest. This Agreement is entered only for the benefit of the Parties executing this Agreement and not for the benefit of any other individual, entity or person. c. Amendment of Agreement. This Agreement may be amended in writing by mutual agreement of the original Parties or their successors in interest. d. Severability. If any term, provision, covenant or condition of this Agreement is held by a court of competent jurisdiction to be invalid, void or unenforceable, the remaining provisions of this Agreement shall continue in full force and effect, unless the provision held invalid forms a material consideration of this Agreement. e. Change in Law. If a subsequent change occurs in federal or state laws or the regulations of a federal or state agency which prevents or precludes compliance with a provision of this Agreement, that provision shall be modified or suspended only to the extent necessary to comply with the federal or state law or regulation. f. Enforceability. Unless this Agreement is amended or terminated pursuant to the provisions of this Agreement, this Agreement shall be enforceable by any party hereto notwithstanding any change hereinafter enacted or adopted in any applicable General Plan or Specific Plan, zoning ordinance, subdivision ordinance or any other land use or building ordinance. g. Entire Agreement. This Agreement, and the conditions referred to herein, and the Exhibits attached hereto, constitute the entire understanding and agreement of the parties and supersede all negotiations or previous agreement of the parties with respect to 363 GARROD TRUST PREANNEXATION AGREEMENT   Page 8    all or part of the subject matter hereof. No alteration or variation of this instrument shall be valid or binding unless contained in an amendment to this Agreement. h. Captions. The captions in this Agreement have been inserted solely for convenience or reference and are not a part of this instrument and shall have no effect upon construction or interpretation. IN WITNESS WHEREOF, the Parties have caused this Agreement to be executed by their respective representatives as follows: CITY OF SARATOGA, CALIFORNIA A Municipal Corporation Approved as to Form: ___________________________ By: ________________________ Richard Taylor, City Attorney Dave Anderson, City Manager ATTEST: ___________________________ Ann Sullivan, City Clerk Garrod Trust, Owner By:______________________ [Authorized Signature] 364 GARROD TRUST PREANNEXATION AGREEMENT  EXHIBIT A Legal Description of Annexation Property (Approximately 68 acres) 365 GARROD TRUST PREANNEXATION AGREEMENT  EXHIBIT B Legal Description of Property in City Prior to 2011 Annexation (Approximately 51 acres) 366 GARROD TRUST PREANNEXATION AGREEMENT  EXHIBIT C Proposal 367 BACKGROUND REPORT RE GARROD TRUST REQUEST FOR ANNEXATION AND CONFORMING STATUS DETERMINATION FOR EXISTING USES AND STRUCTURES Prepared by Assistant City Attorney Jonathan Wittwer November 10, 2010 368 TABLE OF CONTENTS Page# Introduction 1 Regulatory History Summary 1 Project Description 1 Background 1 Economic and Other Benefits and Risks of Annexation and City Ability to Continue to Provide Undiluted Public Services 3 • Current Uses and Structures in County - Discussion of Legal Conforming Status 3 Legal establishment under County Use Permits 3 Conformity to City General Plan 5 General Plan Goals and Policies 5 Land Use Element Background Report pp 13-14 and Table LU-1 (Land Use Categories) 5 Williamson Act Contracts and Agricultural Protection – Goal LU 7 6 Open Space Element Background Report, Goals and Policies 6 Prior City Determination Harmonizing Land Use Density, Open Space and Housing Elements of City General Plan (2002 Planning Commission Resolution) 8 Conformity to City Zoning Regulations 9 City Zoning Regulation Authorizing All Uses in County Williamson Act Contract 12 Uses Also Generally Authorized Under R-OS Zoning 12 Basis for Deeming Current Uses and Structures in County to be Legal and Conforming Upon Annexation to City 12 Current Uses and Structures in City - Discussion of Legal Conforming Status 13 Proposed Pre-Annexation Agreement Governing Property to be Annexed to City 15 Proposed Development Agreement Governing Property Already Inside City 15 369 Zoning Amendment to Add Agricultural Preserve (AP) Overlay Zoning to Property Annexed to City 15 Combined Post-Annexation Williamson Act Contract – Rescission and Simultaneous Reentry 16 Combined Post-Annexation Use Permit 16 Environmental Review 16 Conclusion 16 370 INTRODUCTION Garrod Trust has requested the City to initiate annexation proceedings for 68 acres it owns in the County of Santa Clara contiguous to 51 acres it owns in the City. As part of these proceedings, Garrod Trust has requested the City Council to exercise its authority under City Code Section 15-65.035 to determine whether the current uses and structures on the Property to be Annexed should be granted “conforming” status. Since Section 15-65.035 was enacted by the City Council within the past 14 months, this is the first time the authority to determine “conforming” status will be exercised. Garrod Trust is already operating a Winery/Equestrian Facility on the 68-acre Property to be Annexed and a variety of uses and structures will need to be evaluated for “conforming” status. Furthermore, a number of land use regulations come into play. It is for these reasons that this Background Report is being provided for context as to the factors and analysis relevant to making the requested conformity determination. REGULATORY HISTORY SUMMARY 04/23/1964 County Use Permit 10P 64.1 (Reso. 7998) issued for Equestrian Facility 11/02/1970 Williamson Act Contract executed for property in the City 01/05/1983 City Action Creating Adding AP/OS Overlay and Adding it to Garrod Trust Property Already inside City 04/23/1994 County Use Permit Modified to Add Winery Facility issued for 12/15/1993 City Prezoning of Property under Consideration for Annexation 12/24/2001 Williamson Act Contract executed for property in County 03/13/2002 City Planning Commission Determines Family and Employee Housing Proposed on Property Located in County is Consistent with City General Plan and Hillside Specific Plan PROJECT DESCRIPTION The Project Description is fully set forth in the Staff Report to which the Background Report is attached. BACKGROUND In general, the purpose of an approval of the Resolution Initiating Annexation is to initiate a process under which the Garrod Trust would annex to the City the 68-acre portion of the Garrod Trust Property (including the Winery/Equestrian Facility) which is currently in the unincorporated area of the County of Santa Clara and continue to operate in conjunction with that part of its Facility on the 51-acre portion of the Garrod Trust Property which is currently located in the City of Saratoga. Upon Final Annexation, the City may determine which existing uses and structures should be deemed to be have legal conforming status, legal nonconforming status or noncompliant status. The Winery/Equestrian Facility includes the following currently existing or authorized uses and structures: 1 371 (1) uses for stables and riding academy/day camp, riding lessons, boarding horses, breeding horses, training horses, shows and exhibitions, selling horses and equipment and supplies for horses and riders, and related food services, vineyards, wine production, retail wine sales, wine tasting, indoor and outdoor events, parking, family and employee housing (8 single family dwellings, 2 cottages/second units and 4 trailers/modular units for employees), outdoor storage, and other supporting uses; and (2) structures (all pre-dating or approved by the 1964 Use Permit for the Equestrian Facility unless otherwise specified) which include: • Eight single family residences (William Cooper 1998 remodel and Christina Garrod 2004) • Two small cottages/second units • Four trailers/cottages/modular units (housing for employees) (Dick Garrod 1975) • One administrative office for the commercial stables • One administrative office for the winery • One barrel room (1997) • One covered riding arena • Three large barns • Three special purpose barns (hay, shoeing [1965] and day use) • Miscellaneous covered horse paddocks (1965-1975) • Riding academy/day camp buildings (2) (1965)/summer kitchen • Two water tanks • Public restroom facilities for men and women (two buildings, one including old wood shop) • One Metal Shop (1980) • Pastures and vineyards of undetermined acreage. • One wine tasting/retailing/production facility (1994) (including a covered event facility, and other support facilities). The City Council has the full discretion and authority under City Code Section 15-65.035 and other applicable laws to determine whether the current uses and structures on the Property to be Annexed should be annexed into the City with “legal nonconforming” status or, in the alternative with “conforming” status. The history of the Garrod Trust Property is as follows. In 1894, a 112-acre property was purchased by Ralph and Mabel Creffield and Sophia and David Garrod, who emigrated from England in 1893. Ralph and Sophia were brother and sister. Their partnership split and the 65 acres retained by David and Sophia Garrod was named Garrod Heights and is the core of the family’s operations and heritage. The grandparents of Jan Garrod (the Trustee signing Garrod Trust’s Application for Annexation) were R.V. Garrod and Emma Garrod, who, with their children Louise, Vince and Dick added to the property over the years, ultimately creating a holding of 240 acres. For many years the family grew apricots and prunes, but as those crops declined economically, Garrod Farms Stables was started in 1964 under a Use Permit issued by the County of Santa Clara. In 1980, the family sold and gifted the northern 120 acres to the 2 372 Mid-Peninsula Open Space District. The first vineyards were planted in 1972, production of family wine began in 1976, and a commercial winery was established in 1994 under an amendment to the 1964 Use Permit from the County. Since then the family has operated Garrod Farms Stables and Cooper-Garrod Winery as complementary operations, sharing facilities and staff, and hosting numerous events in support of the community. Among the goals of the Annexation and other proposed actions contemplated by the Garrod Trust are the following: • Allow a mix of agriculture and residential uses for a single property ownership, as well as supporting and complementary uses; • Establish jurisdiction in one public agency with land use authority (City of Saratoga) so as to facilitate long-term planning, and any potential future implementation of modifications to Winery/Equestrian Facility; • Enable Garrod Trust’s combined agriculture and recreational operations to continue and thrive; • Preserve the family’s commitment to agriculture and open space in the Saratoga foothills; • Encourage sustainable management of lands and resources; and • Permit uses which support agriculture, recreation, and related supporting residential purposes. ECONOMIC AND OTHER BENEFITS AND RISKS OF ANNEXATION AND CITY ABILITY TO CONTINUE TO PROVIDE UNDILUTED PUBLIC SERVICES The general discussion of Annexation Risks and Benefits is contained in the Staff Report. A more extensive list of possible benefits has been provided by the Garrod Trust and considers benefits as they relate to: Financial, Land Use/Government, Economic Development, and Community Programs/Identity/Character. CURRENT USES AND STRUCTURES IN COUNTY - DISCUSSION OF LEGAL CONFORMING STATUS The City Code authorizes the City to establish the status of uses and structures existing on property being annexed into the City (Section 15-65.035). Garrod Trust has requested that the City establish conforming status for all of its existing uses and structures. There are many factors potentially relevant to establishing such conforming status. The following section of the Background Report analyzes these factors. Legal establishment under County Use Permits City Code Section 15-65.035 requires that in order to have legal conforming or legal nonconforming status, the annexed use or structure must have been “lawfully existing on the effective date of its annexation.” The Garrod Trust Property was issued a Use Permit by the County of Santa Clara on April 23, 1964 for stables and riding academy, riding lessons, boarding horses, breeding horses, training horses, shows and exhibitions, selling horses and equipment for horses and riders and related food services. Note that among the current uses not listed in the 3 373 1964 Use Permit are family and employee housing and sale of horse supplies (e.g., hay). There were a substantial number of buildings located on the Garrod Trust Property prior to the issuance of the 1964 Use Permit as to which the County appears to have found no violation (otherwise such violation would normally have to have been cured prior to issuance of the 1964 Use Permit). In 1994, as part of a Staff Report recommending approval of a modification of the 1964 Use Permit to add a winery use, the original 1964 Use Permit was described as authorizing a “commercial horse boarding stable” for “commercial horse boarding and riding” including the following: • Two residences • One administrative office • One covered riding arena • Three barns • One Horse paddock • Two water tanks • One public restroom facility • Pastures and vineyards of undetermined acreage. That 1994 Staff Report acknowledged that the 1964 Use Permit does not have an expiration date, nor does it limit the number of horses that may be boarded at the facility (and that the facility then accommodated 140 horses). Furthermore, it is clear that such Use Permit does not limit the number of students at the riding academy, the number or size of shows or exhibitions, or the volume of sales of hay, equipment or horses. Additionally the 1964 Use Permit required 50 parking spaces to be installed as a condition of approval; hence at least that amount of parking should be deemed approved by the County. On April 7, 1994 the County Planning Commission authorized, and on April 23, 1994, the County issued, a Use Permit Modification for the 1964 Use Permit allowing the additional use of the Garrod Trust Property as a “Commercial Winery per Section 14-4.3 of the Zoning Ordinance,” including wine production, retail wine sales, and wine tasting (and specifying 12 off-street parking spaces for the tasting use). Production of wine includes storage, bottling and distribution and related administrative offices and functions. The Staff Report for the April 23, 1994 Use Permit Modification specified that the following structure was also being authorized: One wine tasting/retailing/production facility (including a covered event facility, winery/barrel storage building, and other support facilities). On April 15, 1998, the County Environmental Resources Agency Planning Office approved replacement of an existing building with a new structure designed to house wine barrels. 4 374 Conformity to City General Plan General Plan Goals and Policies The evaluation of the General Plan conformity of the uses and structures on the portion of the Garrod Trust Property to be Annexed should be undertaken in the following legal context. The General Plan Guidelines prepared by the Governor’s Office of Planning and Research provide that an action, program or project is consistent with the General Plan if, considering all its aspects, it will further the objectives and policies of the General Plan and not obstruct their attainment. (See Guidelines at p.128 (1998).) The courts have indicated that although a precise match between the action in question and General Plan policies is not required, the City must rely on reasonable judgment in concluding that the action in question is consistent with the plan as a whole. Thus, in upholding a consistency determination notwithstanding an apparent inconsistency between a project and three specific General Plan policies, in Sequoyah Hills Homeowners Association v. City of Oakland, 23 Cal. App. 4th 704, 719-720 (1993), the Court of Appeal explained that: No project could completely satisfy every policy stated in the General Plan, and that state law does not impose such a requirement. A General Plan must try to accommodate a wide range of competing interests - - including those of developers, neighboring homeowners, prospective homebuyers, environmentalists, current and prospective business owners, job seekers, taxpayers, and providers and recipients of all types of city- provided services -- and to present a clear and comprehensive set of principles to guide development decisions. Once a General Plan is in place, it is the province of elected officials to examine the specifics of a proposed project to determine whether it would be in harmony with the policies stated in the plan. It is emphatically not the role of the courts to micro manage these decisions. Our function is simply to decide whether the city officials considered the applicable policies and the extent to which the proposed project conforms with those policies, whether the city officials made appropriate findings on this issue and whether those findings are supported by substantial evidence. The adopted City General Plan contains the following Goals, Objectives and Policies applicable to land (such as the Garrod Trust Property to be Annexed) with a General Plan Land Use Designation of Hillside Open Space (OS-H) and which qualify as Open Space Resources under the General Plan. Land Use Element Background Report pp 13-14 and Table LU-1 (Land Use Categories). The OS-H Designation allows uses which support and enhance a rural character, promote the wise use of natural resources, and avoid natural hazards. Uses include (as relevant to the Garrod Trust Property) agricultural, low intensity recreational facilities, land in its natural state, wildlife refuges, and very low intensity residential development. Other support uses related to the foregoing listed uses may also be permitted. Allowed residential use is between 1 dwelling unit per 20 acres to 1 dwelling unit per 160 acres based on a slope density formula subject to stringent criteria. The maximum allowable site coverage is 25% or 15,000 square feet, whichever is less. 5 375 Williamson Act Contracts and Agricultural Protection – Goal LU 7. Goal LU 7 of the Land Use Element of the General Plan is to “Protect existing agricultural resources and encourage their expansion.” Among the Policies and Implementation Measures for this Goal which are relevant to the Garrod Trust Property to be Annexed are the following: Policy LU 7.1: Encourage renewal and discourage cancellation of Williamson Act contracts to preserve agricultural lands. Policy LU 7.3: Encourage agricultural use of suitable land with protection for nearby residences as appropriate. Implementation Measure LU 7.b: Continue to utilize the design review process to ensure appropriate buffers are provided when residential properties are adjacent to agriculturally designated lands. Open Space Element Background Report. The Open Space Element of the General Plan identifies as existing “Open Space Resources” vineyards, pastures, agricultural lands, areas of economic importance for the production of food or fiber, recreation areas, areas required for the preservation of plants and animal life, and areas which serve to link major recreation and open space areas, trails and scenic roadways. The Open Space Element specifically identifies as existing open space resources agricultural sites which are protected and restricted to agricultural or open space use only, as defined in the specific Williamson Act contracts applicable to the subject properties. These lands add not only to the perception of open space within the City, but also serve as a vital link between the modern City and its agricultural past. The 51 acres of Garrod Trust Property currently within the City limits constitutes nearly one-half of the 109 acres of land under Williamson Act inside the City. (pp. 1-2) The Open Space Element specifically recognizes the value of the “several hundred acres of agricultural land under the Williamson Act contracts within the City’s Sphere of Influence.” The approximately 68 acres of Garrod Trust Property which is the subject of this Pre-Annexation Agreement are a significant portion of that contracted land within the City’s Sphere of Influence. (p. 3) The Open Space Element specifically states that “[i]n defining agricultural uses, as they relate to Williamson Act lands, Government Code Section 51205 further states that where the term ‘agricultural use’ is used, it shall also be deemed to include recreational and open space use.” (p. 8) The Open Space Element states that development of a comprehensive trail system has been a priority of the community for many years. It describes Open Space Linkages through trail systems as very important in order to enhance scenic value, provide public access, maintain existing wildlife pathways and ensure the enjoyment of the open space system. Specifically identified linkages served by the Garrod Trust Property to be annexed include connection to of Saratoga to the Fremont Older Open Space and Upper 6 376 Stevens Creek Park and the planned connection of Saratoga trails to the County trail coming out of Stevens Creek County Park into the Mount Eden Valley. (pp. 7 and 18) The Open Space/Resource Plan in the Open Space Element establishes the City’s intentions to implement a course of action to ensure development of trails and protection and preservation of open space resources. These include, as applicable to the Garrod Trust Property to be Annexed, the following: preservation of agricultural resources, development of land use regulations “to encourage on-going agricultural operations” (Emphasis added) The Open Space Element establishes the following specific Goals, Policies, and Implementation Measures particularly relevant to the Garrod Trust Property to be annexed: • Policy OSC 3.3: Promote retention and dedication of land which provides room for a variety of passive and active recreational pursuits and offers important opportunities for the fulfillment of human and psychological needs, including … 3. Accessible areas particularly suited for … recreation purposes such as horseback riding …. and 4. Areas providing access to and links between major recreation, cultural, and open space reservations….” • Goal OSC 5: A city-wide system of hiking… and horseback riding trails shall be provided within the community which includes regional trail linkages…. • Policy OSC 6.3: Future land uses within the western hillside or any Sphere of Influence expansion area shall be reviewed by the City through the development review process to ensure consistency both with existing patterns of land use in the unincorporated hillside areas, and with the City’s desire to maintain the area as predominantly open space and rural. • Implementation Measure OSC 6.a: The City shall continue to use the design review and subdivision entitlement process to ensure that all development proposals are designed in a manner that meets goals and policies for preservation of hillsides. • Goal OSC 8: Encourage preservation of land uses for open space and agriculture. • Policy OSC 8.1: In evaluating future land uses, efforts shall be made to maintain agricultural lands as a component of open space and to preserve the rural and agricultural heritage of Saratoga. The City shall discourage the cancellation of Williamson Act contracts. • Implementation Measure OSC 8.a The City shall continue to apply the Agricultural Preserve Open Space Overlay District (“AP/OS”) on lands that are under Williamson Act Contracts and generally discourage the removal of this classification. The AP/OS Overlay will be added to the 68 acres of Property to be Annexed. • Policy Action 8.3: Residential density bonuses are to be provided for significant investment in agricultural improvements (e.g., vineyards, wood lots or orchards) or open space dedications. 7 377 • Implementation Measure OSC.8c. Allow additional dwellings on family farm operations when such additional dwellings will permit continuance of inter- generational agricultural uses consistent with Williamson Act provisions. This will not constitute a residential subdivision of the land under the Williamson Act. Prior City Determination Harmonizing Land Use Density, Open Space and Housing Elements of City General Plan. The City has previously made a determination related to the Property to be Annexed as to how it would harmonize its Land Use Density, Open Space and Housing Elements. On March 13, 2002, the City Planning Commission determined that the application of the Garrod Trust to the County for three proposed homes to be built on the Property to be Annexed was consistent with the City of Saratoga General Plan and the Hillside Specific Plan (subject to specified conditions), based on the following findings: WHEREAS, the Hillside Specific Plan applicable to the project site provides that development on unincorporated lands should proceed “with a preferred density of 20-160 acres/unit depending on slope;” WHEREAS, the Open Space Element of the City General Plan includes the following as incentives to be offered to promote continued agricultural uses in the City’s hillsides: Residential density bonuses for significant investment in agricultural improvement (e.g., vineyards, wood lots or orchards) or open space dedications. Allowing additional dwellings on family farm operations when such additional dwellings will permit continuance of inter-generational agricultural uses consistent with Williamson Act provisions. This will not constitute a residential subdivision of the land under the Williamson Act. WHEREAS, the Planning Commission has considered the staff reports, written materials prepared by the applicant, and all public testimony presented to the Commission and based thereon determines: 1. The property upon which the project is located is part of a 120-acre landholding of the Garrod Trust that is subject to Williamson Act contract between the Trust and Santa Clara County that is not the subject of cancellation proceedings and as to which no notice of non-renewal has been filed; and 2. The property has been used for agricultural purposes by the Garrod family since 1892 and is currently being used for operation of vineyards, an associated winery, an equestrian center and open space; and 3. Two of the homes to be constructed will be used by members of the Garrod family employed by the agricultural and open space uses operating on the Garrod Trust holdings and the third home will be used by family members or 8 378 by employees needed to permit continued agricultural and open space uses on the parcel; and 4. On-site housing is essential to maintaining the land’s agricultural viability in this instance due to the nature of agricultural operations and the disparity between prevailing agricultural wages and housing costs in the region; and 5. The project will be designed and landscaped in a manner that avoids interference with agricultural operations; and 6. The Garrod Trust has previously dedicated one half of its total landholdings (120 of 240 acres) to the MidPeninsula Open Space District; and 7. As part of the proposed project the Garrod Trust has proposed to dedicate a trail easement over a portion of its property in furtherance of the goals of the Saratoga Parks and Trails Master Plan; 8. [No longer applicable] WHEREAS, based on the foregoing and the evidence presented the Planning Commission has determined that the applicant has met the burden of proof required to support said application and that the proposed development is consistent with the General Plan and Hillside Specific Plan as a whole in that the proposed project will contribute to the agricultural use of the land by providing housing for the agricultural operations on site and will preserve open space by dedicating a trail for public equestrian and pedestrian use. (emphasis added) In light of the foregoing evidence and analysis, the City Council could exercise its reasonable discretion so as to conclude that the Winery/Equestrian Facility on the 68 acres of Property to be Annexed is consistent with the City General Plan as a whole. Conformity to City Zoning Regulations Once the General Plan provisions are properly interpreted, analyzed, and applied, Government Code Section 65860 requires, in turn, that the City Zoning Ordinance be interpreted, analyzed and applied to the Property to be Annexed in a manner consistent with the City General Plan. Hence, to the maximum extent reasonable, the City Zoning Regulations set forth in Chapter 15 are required to be applied in a manner consistent with the City General Plan as described above. City Zoning Regulation Authorizing All Uses in County Williamson Act Contract One of the most important provisions in the General Plan in relation to the Zoning Regulations is Implementation Measure OSC 8.a which requires the City to continue to apply the Agricultural Preserve Open Space (“AP/OS”) Overlay District (“AP/OS”) on lands that are under Williamson Act contracts. The AP/OS District provides at City Code Section 15-15.040 governing “Permitted Uses” that “[e]ach parcel or area of land within the AP/OS overlay district shall be used only for the purposes expressly permitted under the terms of the Williamson Act contract applicable to such land.” (Emphasis added) 9 379 Effective December 24, 2001, as to the Property to be Annexed, Garrod Trust entered into a Land Conservation Contract with the County of Santa Clara under the Williamson Act (California Government Code Section 51200 et seq.). Pursuant to Government Code Section 51243, if the Garrod Trust Property is annexed to the City of Saratoga, on and after the effective date of the annexation by the City of any land under contract with the County, the City shall succeed to all rights, duties, and powers of the County under the contract. Once the AP/OS Zoning is added as required by the City General Plan, then under the terms of the applicable Williamson Act contract, the Property to be Annexed may be used for the production of agricultural commodities for commercial purposes, open space and uses compatible thereto as listed in Exhibit A of the December 24, 2001 Williamson Act contract. The compatible uses listed in Exhibit A which are most relevant to the Property to be Annexed are as follows (1) Residential uses incidental to the agricultural use of the land, including: a. Single-family homes for the property owner or lessee, which includes stockholders in family corporations, beneficiaries of family trusts and estates, owners of undivided partial interests in the fee, and joint tenants. b. Dwellings for persons employed in the agricultural use of land or structures used to provide educational experiences or day-care facilities for their children, provided the use is nonprofit and not open to the general public. **** (2) Accessory structures necessary and incidental to the agricultural use of the land, including: a. Facilities for the drying, packing or other processing of an agricultural commodity usually performed on the premises where it is produced, but not including slaughterhouses, fertilizer yards, bone yards, or plants for the reduction of animal or vegetable matter. b. Stands or shelters for the sale of agricultural commodities produced on the land. c. Farmer's markets, including an agricultural stand where agricultural commodities grown, raised or produced off the premises are offered for sale to the general public by the operator of the stand. d. Limited sales of agricultural supplies, including hay, seed, veterinary supplies and horse tack. The sale of farm equipment or horse trailers is specifically excluded. ****. f. Storage and maintenance facilities for trucks used exclusively for hauling agricultural produce, which must include produce grown on the property, as long as the remainder of the property can sustain an agricultural use. **** 10 380 (3) The maintenance of land in its natural state for the purpose of preserving open space for recreation or plant or animal preserves, or the holding of nonproducing land for future agricultural use or future mineral extraction. (4) Recreational uses: **** c. Public or private riding or hiking trails. d. Riding academies, stables, and boarding of horses or other livestock. e. Large animal clinics primarily for horses or other livestock, including associated stables and pasture. (Small animal hospitals and kennels are excluded.) **** (6) Educational, cultural, and religious facilities. a. Churches, including accessory structures, as long as such use does not substantially interfere with the primary agricultural use of the land within the preserve. b. Educational and cultural uses not located on prime agricultural soils which do not require major road improvements, and where traffic to and from the subject use location does not hinder or impair the agricultural operations in the surrounding area. At least three-quarters of the parcel must remain in agricultural or open space uses, and the maximum coverage of the site where the educational and cultural uses are to occur is limited to 20 acres. c. Seasonal and occasional social receptions at existing facilities and immediate surrounding grounds, which do not displace or interfere with agricultural and open space use of the parcel or any adjacent parcel. The critical question then becomes whether listing a use as a “compatible use” in a Williamson Act contract authorizes that use even though it might not be otherwise be expressly allowed in underlying Zoning District. City Resolution No. 550 establishing the AP/OS Zoning District appears to “authorize” the listed uses when it says: “That the hereinabove listed compatible uses will be the only uses permitted within said agricultural preserve….” (emphasis added) Once the 68-acre portion of the Garrod Trust Property currently in the County is annexed into the City, City Code Section 15-15.040 would apply because the City General Plan requires the City to apply its AP/OS overlay to the Property because it is subject to a Williamson Act contract. Section 15-15.040 provides as follows: “Permitted uses. Each parcel or area of land within the AP/OS overlay district shall be used only for the purposes expressly permitted under the terms of the Williamson Act contract applicable to such land.” 11 381 Normally, describing a use as a “permitted use” would “authorize” it in the Zoning District. The City Council certainly has the right to interpret Section 15-15.040 as authorizing the uses listed in the Williamson Act contract. The uses listed as compatible uses in the Williamson Act contract with the County are quite specific and clearly cover most (if not all) the uses currently being made on the 68-acre Garrod Trust Property being Annexed. Upon annexation, the City succeeds to all rights, powers and duties of the County’s Williamson Act contract. Uses Generally Authorized Under R-OS Zoning After consideration of the foregoing information, the City Council may then examine the currently existing uses on the Property to be Annexed to determine whether they would be “in harmony” with the applicable Zoning Regulations. As a result of the foregoing determinations of conformity of the existing uses on the Property to be Annexed with the City General Plan and the fact that the Zoning Regulations are to be applied in a manner consistent such General Plan, it is clear that those existing uses are generally consistent with the applicable R-OS Zoning. The uses allowed in R-OS Zoning include a commercial stable, a winery with conference facilities (up to 50 guests and not overnight), agricultural uses, picnic and camp sites, single family dwellings (one per lot + one second unit per lot), and accessory structures incidental to all of the foregoing. BASIS FOR DEEMING CURRENT USES AND STRUCTURES IN COUNTY TO BE LEGAL AND CONFORMING UPON ANNEXATION TO CITY City Code Section 15-65.035 authorizes the City to establish current uses and structures in the unincorporated area of the County of Santa Clara as having the status of legal and conforming upon annexation of the property on which they are located into the City. Section 15- 65.035 provides as follows: 15-65.035 Continuation after annexations; Regulations applicable to nonconforming uses or structures on property annexed to the City. (a) A structure lawfully existing on the effective date of its annexation into the City but which is in nonconformance at that time to any applicable City development standard shall be considered a legal nonconforming structure, unless (as hereby authorized) the City, at the time of annexation establishes a different status (in whole or in part) for that structure as a condition of such annexation. (b) A use lawfully existing on the effective date of its annexation into the City but which is in nonconformance at that time to any applicable City use regulation shall be considered a legal nonconforming use, unless (as hereby authorized) the City, at the time of annexation establishes a different status (in whole or in part) for that use as a condition of such annexation. As explained above, the most (if not all) of the currently existing uses and structures on the portion of the Garrod Trust Property located in the County and which will be annexed into the City appear to have been legally established under County Use Permits or before County permits were required. In any event, as also explained above, most (if not all) currently existing uses and structures in question do, in fact, conform to City regulations. Hence, the City may determine 12 382 that conformity to the City General Plan and Zoning Regulations exists and may establish conforming status upon annexation as to all current uses and structures on the Garrod Trust Property being Annexed. CURRENT USES AND STRUCTURES IN CITY - DISCUSSION OF LEGAL CONFORMING STATUS The Garrod Trust proposes to continue to operate that part of its Facility on the 51-acre portion of the Garrod Trust Property which is currently located in the City of Saratoga. The portion of the Winery/Equestrian Facility located on that 51-acre parcel (APN 503-12-990) includes the following currently existing uses and structures: (1) uses for stables and riding academy/day camp/vaulting program, riding lessons, boarding horses, , training horses, and equipment and supplies for horses and riders, picnicking, vineyards, winery administrative office, parking, family and employee housing (1 single family dwelling, 0 cottages/second units and 3 trailers/modular units for employees), outdoor storage, and supporting food service and other uses; and (2) structures (all pre-dating1964 unless otherwise specified) which include: • Three trailers/cottages/modular units (housing for employees) (Dick Garrod 1975) • One administrative office for the winery • One special purpose barn (hay) • Miscellaneous covered horse paddocks (1965-1975) • Riding academy/day camp buildings (2) (1965)/summer kitchen • One Metal Shop (1980) • Pastures and vineyards of undetermined acreage. The City has no records of any permits authorizing these uses or structures. However, the County’s 1994 Staff Report for the Use Permit Modification adding the Winery to the existing Commercial Stables use states as follows: “This use permit would only cover the portion of applicant’s property that is unincorporated. According to the city, a use permit for the portion of the facility within its jurisdiction would only require a use permit if a modification or expansion were proposed.” No modification or expansion of “the portion of the facility” within the City jurisdiction appears to have been proposed in 1994. Hence, it appears that the uses and structures on the 51-acre portion of the Garrod Trust Property which has been in the City since the City was incorporated have been treated by the City as lawful and conforming. In any event, the Zoning for the 51-acre Property already in the City is Agricultural Preserve/Open Space Overlay (“AP/OS”). As a result, under Section 15-15.040, the permitted uses (those which do not require a use permit) are those “expressly permitted under the terms of the Williamson Act contract applicable to such land.” 13 383 The terms of the November 2, 1970 Williamson Act contract applicable to the 51-acre portion of the Garrod Trust Property already in the City expressly permit the following uses without a use permit: • Production of agricultural commodities for commercial purposes. • The drying, packing or other processing of an agricultural commodity usually performed on the premises where it is produced. • Structures necessary and incidental to the agricultural use of the land. • The holding of nonproducing land for future agricultural use. • The maintenance of land in its natural state for the purpose of preserving open space for recreation or plant or animal preserves. • Single family dwellings incidental to the agricultural use of the land for the residence of the owner, and the family of the owner. Owner shall be construed to include: (b) beneficiaries of family trusts. • The construction and maintenance of a stand or shelter for the sale of agricultural commodities produced on the land. • The erection, construction, alteration or maintenance of gas, electric, water of communication utility facilities, in compliance with the City’s underground utility ordinance No. NS-3.20. • Public or private fishing. • Public or private riding or hiking trails. • Riding academy, stables and the boarding of horses or other livestock but not including an animal hospital or kennel. The above uses expressly permitted on the 51-acre Garrod Trust Property already in the City appear to cover all of the uses and structures located on that property. The only possible question would be the following: Does an “agricultural use of the land” include a riding academy, stables and the boarding of horses so that a hay barn, a metal shop and trailers, cottages or modular units for nonfamily employees could be considered “[s]tructures necessary and incidental to the agricultural use of the land” rather than a recreational use of the land? The City Council could reasonably interpret the language of the Williamson Act contract to answer that question in the affirmative. This would enable a finding of legality and conformity as to all existing uses and structures on the Property already in the City. As set forth below, the City Council’s interpretation could be documented in a Development Agreement and in a Use Permit. In any event, even if the City Council determines that certain existing uses or structures should not be deemed “conforming” upon annexation into the City, City Code Section 15-20.040 generally allows any use lawfully established prior to November 1, 1991 to be continued as a legal nonconforming use. Section 15-20.040 is a part of the City Zoning Regulations governing R-OS (Residential - Open Space Zoning), the Prezoning the City has placed on the Property to be Annexed, and provides that: 14 384 “Existing uses which were lawfully established prior to November 1, 1991 and meet the health regulations set forth in Section 7-20.220 of the City Code may be continued in conformity with the provisions stated in Article 15-65 of the City Code. Furthermore Section 15-65.035 quoted above gives the City Council even more flexibility to treat existing uses and/or structures as “legal conforming” or “legal nonconforming” uses or structures. PROPOSED PRE-ANNEXATION AGREEMENT GOVERNING PROPERTY TO BE ANNEXED TO CITY Pre-Annexation Agreements have previously been used by the City to establish the terms under which particular property will be annexed. Here, a Pre-Annexation Agreement is recommended for that purpose and specifically for the City Council to determine whether currently existing uses and structures on the Property to be Annexed will be deemed to have legal, conforming status once annexed to the City pursuant to City Code Section 15-65.035. PROPOSED DEVELOPMENT AGREEMENT GOVERNING PROPERTY ALREADY INSIDE CITY Development Agreements are authorized by Government Code Section 65864 et seq. and have previously been used by the City to establish the terms under which particular property will be used. Pursuant to Government Code Section 65865.2, a development agreement shall specify (among other things) the permitted uses of the property and the density or intensity of use. Here, a Development Agreement is recommended for the primary purpose of establishing whether currently existing uses and structures on the 51-acre Garrod Trust Property already in the City will be deemed to have legal, conforming status. Pursuant to Government Code Section 65867, a public hearing on a development agreement shall be held by the Planning Commission and by the City Council. Notice of intention to consider adoption of a development agreement shall be given as provided in Sections 65090 and 65091 in addition to any other notice required by law for other actions to be considered concurrently with the development agreement. Approval of a development agreement by the City Council is a legislative act requiring adoption of an ordinance and must be consistent with the City General Plan and the Hillside Specific Plan. ZONING AMENDMENT TO ADD AGRICULTURAL PRESERVE/OPEN SPACE (AP/OS) OVERLAY ZONING TO PROPERTY ANNEXED TO CITY The City General Plan requires any property subject to a Williamson Act contract to be placed under the AP/OS overlay zoning. Hence a Zoning Amendment will be prepared and will be referred to the Planning Commission for recommendation and return to the City Council for final action concurrent with any final Annexation of the Garrod Trust Property which is the subject of the attached Resolution Initiating Annexation. 15 385 16 COMBINED POST-ANNEXATION WILLIAMSON ACT CONTRACT – RESCISSIION AND SIMULTANEOUS ENTRY INTO NEW CONTRACT Upon Annexation, both existing Williamson Act Contracts will be within the jurisdiction of the City. For ease and consistency of administration by the City and in order to facilitate long- term planning, and any potential future implementation of modifications to Winery/Equestrian Facility, the Williamson Act Contracts could be rescinded for the purpose of simultaneously entering into one Williamson Act Contract covering the entire 120+ acres within the City and including a Compatible Uses List specifying as compatible all of the currently existing uses. See Government Code Section 51254. USE PERMIT The Use Permit to be issued by the City as part of this Annexation Process would be intended to provide additional validation of the currently existing uses and structures and to establish parameters regarding the number of horses that may be boarded at the facility the number of students at the riding academy, the number and size of shows or exhibitions, the volume of sales of hay, equipment or horses, the number of required parking spaces, the number and size of weddings, receptions, conferences and other events, and other similar types of parameters. ENVIRONMENTAL REVIEW CEQA Compliance is addressed in the Staff Report. CONCLUSION With the 2002 City General Plan interpretation and the above-described land use regulations and principles in mind, the City Council has the legal authority to determine whether to grant “conforming status” as requested by Garrod Trust. If the City Council approves initiating the annexation proceedings as requested by Garrod Trust, the existing uses and structures on the Property to be Annexed and the Property already in the City will be analyzed as to being lawfully established and for conformity as a whole with the City General Plan and Zoning Regulations. 386 County of  Santa Clara City of  Saratoga Urban Service Area City Limits SARATOGA URBAN SERVICE  AREA AMENDMENT 2011 Existing Conditions  Garrod Properties 387 City of  Saratoga SARATOGA URBAN SERVICE  AREA AMENDMENT 2011  Proposed Amendments Urban Service Area City Limits Garrod Properties 388 SARATOGA CITY COUNCIL MEETING DATE: December 21, 2011 AGENDA ITEM: DEPARTMENT: Community Development CITY MANAGER: Dave Anderson PREPARED BY: Cynthia McCormick, AICP DIRECTOR: James Lindsay SUBJECT: CDBG Program Update RECOMMENDED ACTION: Review and accept Staff’s application for CDBG ADA Improvement funds. REPORT SUMMARY: CDBG Program Changes: Over the past two years, staff has advised the City Council that administration of the Community Development Block Grant (CDBG) program would be changing. These changes have taken effect for fiscal year 2012 and beyond. The County of Santa Clara has consolidated the Urban County1 CDBG grant process into a single online application funding and administration process. In the past, the City of Saratoga held public hearings to recommend which projects should get funded. However, under the new process, both Cities and public services providers must now apply directly to the County for funds. Funding Priorities: The County Housing and Community Development Advisory Committee (HCDAC)2 has given preference to projects that provide affordable housing for households whose income is 30% or less of the County median, groups with special housing needs, and the homeless. This year, the County has gone a step further in conveying this priority by explicitly listing types of ineligible programs including food services, child care, and adult care. Furthermore, the County is getting more specific on the types of Capital Activities that would be eligible for CDBG funding. Projects must be eligible under the Federal Housing and Urban Development (HUD) CDBG program, and may include infrastructure and neighborhood facilities in low- income census tracts, sidewalk improvements in primarily low income census tracts, street lighting, curb cuts, and ADA improvement projects. 1 The Cities of Saratoga, Campbell, Los Altos, Los Gatos, Morgan Hill, and the Unincorporated Area of Santa Clara County have entered into a Joint Exercise of Powers Agreement (JPA) in order to be eligible for CDBG funds. 2 HCDAC consists of one member of the County Board of Supervisors, one City Council member from each participating jurisdiction, and one citizen representing each participating jurisdiction and each Supervisorial District. 389 Eligible Project: Staff in the Community Development Department, Finance Department, Public Works Department, and Facilities Department held meetings to determine the most eligible capital improvement project given these strict guidelines. On December 5, 2011, the Facilities Department applied for $74,000 in CDBG capital funds for ADA improvements at City Hall, Civic Center, Senior Center, Library, and Prospect Community Center. These improvements include installing ADA compliant automatic doors, and ADA compliant ramps and handrails for accessible paths of travel. Next Steps: The County will review the application in the spring and then forward their recommendations to HUD for final approval. FISCAL IMPACT: If approved by HUD, the City would receive $74,000 in CDBG funds under the Public Benefit Capital Activities Category, administered by Santa Clara County for FY 2012/13. ADVERTISING, NOTICING AND PUBLIC CONTACT: Pursuant to Government Code 54954.2, this item was properly posted as a City Council agenda item and was included in the packet made available on the City’s website in advance of the meeting. A copy of the agenda packet is also made available at the Saratoga Branch Library each Monday in advance of the Council meeting. ATTACHMENT: 1. CDBG Application 390 SANTA CLARA COUNTY Community Development Block Grant Program Application FY2012/14 I. FUNDING SOURCE (amount is auto-populated from budget in Section VI) Amount: $74,000 II. APPLICANT INFORMATION Agency:City of Saratoga Project Name:Automatic Doors and Path of Travel Executive Director:Michael Taylor Project Street:13777 Fruitvale Avenue Phone:408-868-1250 City, State, Zip:Saratoga, CA 95070 Email:mtaylor@saratoga.ca.us Project Contact:Thomas Scott Street:13777 Fruitvale Avenue Title:Facilities Supervisor City, State, Zip:Saratoga, CA 95070 Phone:408-868-1277 Tax ID#:Email:tscott@saratoga.ca.us DUNS #:04252011 Faith Based:No III. PROGRAM LOCATION and SERVICES AREA PROGRAM LOCATIONPROGRAM SERVICES AREA Unincorporated Areas Unincorporated Areas City of Campbell City of Campbell City of Los Altos City of Los Altos City of Los Altos Hills City of Los Altos Hills Town of Los Gatos Town of Los Gatos City of Monte Serrano City of Monte Serrano City of Morgan Hill City of Morgan Hill City of Saratoga City of Saratoga IV. PROGRAM DESCRIPTION and GOALS Description: Install ADA compliant automatic doors at the Senior Center, Council Chambers, Community Center, and the Prospect Community Center Install ADA compliant ramp, handrail, etc. for paths of travel from public transportation at City Hall, Library, and the Civic Center Goals: Improve ADA accessibility to public facilities in Saratoga V. CDBG/HOME ELIGIBLE ACTIVITIES Category: Capital Improvements Performance Indicator: Public Facilities National Objective: Choose VI. PERFORMANCE MEASUREMENTS OBJECTIVES:Suitable Living Environment PERFORMANCE INDICATOR:People Proposed Clients to be served or Number of Units per quarter Quarter 1Quarter 2Quarter 3Quarter 4 Total for Year 0 INCOME CATEGORIES (Clients or Units) Extremely Low Income (0%-30% AMI) Low Income (31%-50% AMI) Moderate (51%-80% AMI) Non-Low/Mod (81%+ AMI) Total All Incomes 0 Outcomes: Enhance suitable living environment through new/improved accessibility VII. CDBG / HOME BUDGET Category Budget SALARIES:(Enter names of Staff below) Taxes/Benefits PROGRAM EXPENSES: Accounting Services Auditing Fees Insurance City Data Services - Santa Clara County, CAhttp://www.citydataservices.net/cities/sccca/app2012arc.pl?prop=207&c... 1 of 3 12/2/2011 5:19 PM 391 Davis-Bacon Compliance $9,000 Rent Office Supplies Equipment/Maintenance PROJECT CONSTRUCTION: Appraisal Engineering Architectural/Design $10,000 Acquisition of Land or Facility Construction Costs $55,000 Rehab Costs ADDITIONAL EXPENSES TOTAL:$74,000 VIII. PROJECT LEVERAGING List below your funding sources for 2012/13: FY2012/13 Type of Contribution Source *ValueStatus Santa Clara County $74,000 TOTAL PROJECT COSTS:$74,000 * Include all potential or anticipated funding sources, other local, State, or Federal Grants, RDA, conventional bank loans, tax credits, etc. IX. PROJECT MANAGEMENT (Describe how the project will be managed and administered, including proposed staff time and staff functions) Project will be managed by City Facilities Supervisor, Thomas Scott. Oversight will be contracted to Davis/Bacon, and construction will be contracted to Pro Door and Glass and a preferred paving company for the new walkway and handrail. X. AGENCY DESCRIPTION AND PREVIOUS CDBG or HOME ACCOMPLISHMENTS: Please give a brief general description of your agency and the services provided. Also provide a brief description of your agency’s experience in providing the proposed services. (Describe how the project will be managed and administered, including proposed staff time and staff functions) The City of Saratoga has extensive experience in facility improvement projects and a history of successful CDBG projects including ADA ramps at the City Museum and Hakone Gardens. XI. AUDIT INFORMATION: Please provide the date of the most recent audit of your organization. Describe any findings or concerns which may have been cited in the audit or in any accompanying management letter particularly any pertaining to the use of CDBG funds. Also, describe any action taken to correct identified findings or concerns. 10/28/2011 XII. TIMELINESS What is the status of CDBG/HOME grant allocations for the following years? YEAREXPENDITURESREMAINING CDBG Allocations: 2011 $291,071 $47,209 2010 $133,432 $196,512 HOME Allocations: 2011 2010 Attachments Check each line item that you will attach. Attachments must be uploaded(?). You must submit the following documents in support of your application: Latest Audit FY_2010-11_CAFR.pdf Dashboard Spreadsheet dashboard.xls Other: Other Other Program Manager Signaturecynthia mccormick Date Signed12/02/2011 City Data Services - Santa Clara County, CAhttp://www.citydataservices.net/cities/sccca/app2012arc.pl?prop=207&c... 2 of 3 12/2/2011 5:19 PM 392