HomeMy WebLinkAbout102-Attachment 1 - Pre-Annexation Agreement.pdf
GARROD TRUST PREANNEXATION AGREEMENT
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RECORDING REQUESTED BY:
CITY OF SARATOGA
AFTER RECORDATION RETURN TO:
CITY OF SARATOGA
Attn: City Clerk
13777 Fruitvale Avenue
Saratoga, CA 95070
THIS SPACE FOR RECORDER'S USE
PREANNEXATION AGREEMENT
FOR RECORDATION WITH THE RECORDER’S OFFICE
OF THE COUNTY OF SANTA CLARA
GARROD TRUST PREANNEXATION AGREEMENT
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DRAFT
FOR DISCUSSION ONLY
GARROD TRUST
PREANNEXATION AGREEMENT
THIS PREANNEXATION AGREEMENT (“Agreement”) is made and entered
into this __day of ___________, 2011 by and between the CITY OF SARATOGA
(City), a municipal corporation of the State of California and the Garrod Trust
(Owner). The Owner and the City are collectively referred to herein as the Parties.
R E C I T A L S
A. WHEREAS, Owner is the owner of a certain parcel of real property (approximately 68
acres) developed with a Winery/Equestrian Facility located in the County of Santa Clara within
the City Sphere of Influence and Urban Service Area and more particularly described in Exhibit
A, attached hereto and incorporated herein by this reference (“Annexation Property”) which said
Property is subject to a Williamson Act Contract with the County of Santa Clara dated December
24, 2001 and pursuant to Government Code Section 51243, if the Annexation Property is
annexed to the City of Saratoga in 2011, the City will succeed to all rights, duties, and powers of
the County under the 2001 Williamson Act Contract.
B. WHEREAS, Owner is also the owner of a certain parcel of real property (approximately
51 acres in size) adjoining the Annexation Property and located entirely within the City of
Saratoga and more particularly described in Exhibit B, attached hereto and incorporated herein
by this reference (“Principal Property”), which said Principal Property is subject to a Williamson
Act Contract with the City of Saratoga executed November 21, 1970. The Principal Property is
currently developed with three dwelling units, a hay barn, miscellaneous covered horse
paddocks, horse riding academy/day camp buildings, and metal shop and an administrative
office.
C. WHEREAS, Owner currently has no future plans for new or expanded use or
development of the Property which will be in the City of Saratoga after the 2011 Annexation
(approximately 119 acres – “ Resulting Property” or “Property”)
D. WHEREAS, annexation of the Annexation Property to the City in accordance with the
terms of this Agreement will result in rational comprehensive planning and foster predictability,
certainty, economy and efficiency in future land use planning.
E. WHEREAS, both Owner and City desire to restrict the use of the Resulting Property to
agricultural, open space and uses compatible thereto; and
GARROD TRUST PREANNEXATION AGREEMENT
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F. WHEREAS, the purpose of this Agreement is to set forth the City’s and Owner’s
respective responsibilities and understandings in pursuing and achieving annexation of the
Annexation Property; hence, the Parties intend and agree that the annexation of the Annexation
Property subject to the following specified agreements and conditions.
AGREEMENT
NOW, THEREFORE, in consideration of the foregoing, the Parties hereby agree as follows:
1. Annexation: A Resolution Initiating Annexation having been approved by the City
Council on November 17, 2010, Owner and City agree that for the purposes and goals
and subject to the agreements and conditions set forth in the Recitals above, and in order
to provide for rational long-term land use planning, the Annexation Property may be
processed for final annexation into the City. City agrees to take the steps necessary to
achieve annexation of the Annexation Property at the soonest reasonable opportunity,
including referral of the matters in paragraph 2 below to staff and the Planning
Commission to obtain recommendations thereon. Owner hereby consents to annexation
of the Annexation Property and agrees to support said annexation.
2. Application and Approval for Development Agreement and Use Permit for
Winery/Equestrian Facility. The Owner agrees to formally submit a proposal, attached
hereto as Exhibit C (Proposal), to the City which includes the following essential
elements:
a. Development Agreement and Conditional Use Permit (including request for
Variation from Standards). The Owner shall submit a complete Application and obtain
City approval for a Development Agreement and Conditional Use Permit for the
Winery/Equestrian Facility and a Variation of Standards as to site area, site coverage
and/or floor area for the entire Proposal to be located on the Resulting Property;
b. Determination of Conformity/Legal Nonconformity Status. The Owner shall
submit a complete application and obtain City determination as to Conformity/Legal
Nonconformity Status of all Uses and Structures on the resulting Property.
c. Williamson Act Contract. The Owner shall submit a complete application and
obtain City approval to rescind the Williamson Act Contract on the Annexation Property
(68 acres) and the Principal Property (51 acres) and simultaneously re-enter a Williamson
Act Contract covering the entire Resulting Property (approximately 119 acres), which
Williamson Act Contract shall include the Winery/Equestrian Facility and all other
existing uses and structures as compatible uses;
d. Agricultural Preserve/Open Space Overlay Zoning. Owner shall submit a
complete application and obtain City approval to add Agricultural Preserve-Open Space
(“AP-OS”) overlay zoning to the Annexation Property (which overlay zoning already
exists on the Principal Property currently in the City).
GARROD TRUST PREANNEXATION AGREEMENT
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3. Final Annexation Process and Determination of Conformity. The City staff and Planning
Commission shall review the Proposal submitted under Paragraph 2 above and make
recommendations to the City Council which shall take such action thereon, and such action as to
final annexation, as it deems to be in the best interests of the City.
Garrod Trust may unilaterally withdraw from the Preannexation Agreement and refuse
annexation of the Annexation Property at any time within 72 hours of the vote by the City
Council on said Annexation if the City Council does not prior thereto or concurrently therewith:
(a) Determine and establish pursuant to City Code Section 15-65.035 that all structures
and all uses in existence on the Annexation Property as of the Final Annexation
Approval shall have conforming status as a condition of such Annexation;
(b) Approve a Development Agreement for the Principal Property already in the City
which establishes that all structures and all uses in existence on the Principal
Property as of the Effective Date of the Development Agreement shall have
conforming status; and
(c) Approve a Use Permit for the entire resulting post-Annexation Garrod Trust
Property authorizing all uses and structures in existence as of the date of approval of
such Use Permit.
The City General Plan and Hillside Specific Plan establish goals and polices applicable to
annexations which are relevant to the Garrod Trust integrated annexation package Application.
General Plan (“GP”) Policy LU 14.1 provides that: “Land shall not be annexed to Saratoga
unless it … is determined by the city that public services can be provided without unreasonable
cost to the City and dilution of services to existing residents. Similarly, Goal 5 of the Hillside
Specific Plan (“HSP”) is that “[d]evelopment and maintenance of public services shall minimize
financial risks to the City and shall be equitable to all citizens of Saratoga.”
As part of the Final Annexation Approval, Garrod Trust hereby agrees to take all reasonable
actions within its power and to endeavor to assure that the following benefits accrue to the City.
With regard to minimized financial risk (HSP Goal 5), avoidance of disproportionate financial
risk to the City will be accomplished by Garrod Trust providing reasonable stabilization services
(such as clearing of minor slides and repair of culverts) for the annexation-related geological
hazard risks to the City regarding Mt. Eden Road as identified by the Geotechnical Survey
already conducted at the expense of the Garrod Trust.
The County has also committed to provide some funding or services for repair and maintenance
of Mt. Eden Road and Garrod Trust support the City in obtaining such funding or services.
The County’s road annexation policies include the agreement to resurface roads that are to be
annexed from the County to another public agency. Instead of the County performing this road
resurfacing work prior to the annexation of approximately 2,075 feet of Mount Eden Road, the
County has agreed to pay to the City $25,000 for the cost of resurfacing. In addition, the
Geotechnical Evaluation of Roadway Conditions identified at least two roadway drainage
GARROD TRUST PREANNEXATION AGREEMENT
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facilities that require repair. The County has indicated that this work will be paid for by the
County and performed by County roadway crews. The County has estimated that their costs to
pay for the repairs would be approximately $40,000.
HSP Goal 5 that the annexation be equitable to all citizens of Saratoga is supported by fact that
the portion of the Property proposed to be annexed will bring with annually $750,000 to
$1,000,000 in gross revenues, as estimated by Garrod Trust which hereby commits to use all
reasonable efforts to continue to bring in such revenues or more. The City receives 1 cent of the
9.25 cents in sales tax collected on every taxable dollar – meaning the City would receive
approximately $7,500 to $10,000 per year in additional revenues. This also supports the GP LU
14.1 determination that public services can be provided without unreasonable cost to the City
and dilution of services to existing residents. Analysis of whether this determination can be
made is in the context of the fact that the public services which are provided by the City are
already being provided to nearly half of the Garrod Trust Property. Since Saratoga is a “contract
city” for most public services, the primary services for the Property to be annexed will remain
essentially the same.
Garrod Trust shall provide other benefits to the City and the public by providing public trail and
restroom access.
4. Survival of Rights and Obligations. The rights and obligations of the Parties as set forth
in this Agreement shall survive annexation of the Annexation Property to the City.
5. Termination of Agreement. This Agreement shall have no further force and effect and
each Party shall be released from the obligations set forth herein in the event that annexation of
the Annexation Property to the City has not become final (including an executed LAFCO
Certificate of Completion) within twelve (12) months after the effective date of this Agreement.
6. Legal Action. Any party may, in addition to any other rights or remedies herein provided,
institute legal action to cure, correct, or remedy any default, enforce any covenant or agreement
herein, enjoin any threatened or attempted violation hereof, enforce by specific performance the
obligations and rights of the Parties hereto or obtain any other remedy consistent with this
Agreement. In no event shall any party be entitled hereunder to monetary damages for any
action or inaction of another party hereunder, including breach of contract. Nothing in this
Section shall be deemed to limit any party’s rights under the Tort Claims Act or the City’s right
to collect fees allowable and otherwise due and payable or to impose penalties for violations of
City Ordinances.
7. Attorneys Fees and Costs. If legal action by any party is brought because of a breach of
this Agreement, or to enforce a provision of this Agreement, each party shall bear their own
attorneys fees and costs.
8. Controlling Law. This Agreement shall be construed and enforced in accord with the
laws of the State of California.
GARROD TRUST PREANNEXATION AGREEMENT
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9. No Joint Venture or Partnership. The Parties hereby renounce the existence of any form
of joint venture or partnership between any or all of the Parties and agree that nothing contained
herein or in any document executed in connection herewith shall be construed as making any or
all of the Parties joint ventures or partners. Further, the Owner is not an agent of the City.
10. Agreement By Owner To Indemnify, Hold Harmless And Defend City As To
Action(s) Challenging Approval Of Annexation, This Preannexation Agreement And All
City Actions Processed Prior To Or Concurrently With The Annexation. Owner hereby
agrees to defend, indemnify and hold the City and its officers, officials, boards, commissions,
employees, agents and volunteers (collectively “City”) harmless from and against: any and all
claims, actions or proceedings to attack, set aside, void or annul any action by City on the subject
annexation of the Annexation Property, or any of the proceedings, acts or determinations taken,
done or made prior to or concurrently with said annexation: and
Owner’s obligations under subparagraph 10 above shall prevail over any other provision
in this Preannexation Agreement.
11. Cooperation in the Event of Legal Challenge.
In the event of any administrative, legal or equitable action or other proceeding instituted
by a third party, governmental agency or official challenging the validity of any provision of this
Agreement or the annexation and related proceedings described herein, the Parties shall
cooperate in defending the action or proceeding.
12. Notices.
All notices or communications required hereunder between the Parties shall be in writing
and may be given either personally, by overnight carrier, or by first class mail, addressed to the
party intended to be notified. The notice shall be deemed to have been given and received on the
date delivered in person, or the date of delivery receipt from the overnight carrier, or five days
after deposit with the United States Post Office. Any Party hereto, by giving ten (10) days
written notice to the other, may designate any other address as substitution of the address to
which the notice or communication shall be given. Notices or communications shall be given to
the Parties at the addresses set forth below until duly changed as set forth above.
City of Saratoga Garrod Trust
City Clerk 22600 Mt. Eden Road
City of Saratoga Saratoga, CA 95070
13777 Fruitvale Avenue
Saratoga, CA 95070 Jan Garrod
Office: (408) 867-9527
GARROD TRUST PREANNEXATION AGREEMENT
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Copy to:
Richard S. Taylor
City Attorney
City of Saratoga
Shute Mihaly & Weinberger LLP
396 Hayes Street
San Francisco, CA 94102
13. Miscellaneous.
a. Successor and Assigns. The covenants, terms, conditions and restrictions of this
Agreement shall apply to, bind and inure to the benefit of successors in interest of the
Parties hereto, including heirs, assigns, representatives, executors, administrators and all
other parties, whether they succeed by operation of law or voluntary acts of the City or
Owner. All such heirs, representatives, successors, executors, or assigns shall be bound
to every provision in this Agreement, whether or not this Agreement is referred to in the
instrument by which such heirs, representatives, successors, executors, or assigns acquire
an interest in Owner’s Properties or any thereof
b. Parties in Interest. This Agreement is entered only for the benefit of the Parties
executing this Agreement and not for the benefit of any other individual, entity or person.
c. Amendment of Agreement. This Agreement may be amended in writing by
mutual agreement of the original Parties or their successors in interest.
d. Severability. If any term, provision, covenant or condition of this Agreement is
held by a court of competent jurisdiction to be invalid, void or unenforceable, the
remaining provisions of this Agreement shall continue in full force and effect, unless the
provision held invalid forms a material consideration of this Agreement.
e. Change in Law. If a subsequent change occurs in federal or state laws or the
regulations of a federal or state agency which prevents or precludes compliance with a
provision of this Agreement, that provision shall be modified or suspended only to the
extent necessary to comply with the federal or state law or regulation.
f. Enforceability. Unless this Agreement is amended or terminated pursuant to the
provisions of this Agreement, this Agreement shall be enforceable by any party hereto
notwithstanding any change hereinafter enacted or adopted in any applicable General
Plan or Specific Plan, zoning ordinance, subdivision ordinance or any other land use or
building ordinance.
g. Entire Agreement. This Agreement, and the conditions referred to herein, and
the Exhibits attached hereto, constitute the entire understanding and agreement of the
parties and supersede all negotiations or previous agreement of the parties with respect to
GARROD TRUST PREANNEXATION AGREEMENT
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all or part of the subject matter hereof. No alteration or variation of this instrument shall
be valid or binding unless contained in an amendment to this Agreement.
h. Captions. The captions in this Agreement have been inserted solely for
convenience or reference and are not a part of this instrument and shall have no effect
upon construction or interpretation.
IN WITNESS WHEREOF, the Parties have caused this Agreement to be executed by their
respective representatives as follows:
CITY OF SARATOGA, CALIFORNIA
A Municipal Corporation
Approved as to Form:
___________________________ By: ________________________
Richard Taylor, City Attorney Dave Anderson, City Manager
ATTEST:
___________________________
Ann Sullivan, City Clerk
Garrod Trust, Owner
By:______________________
[Authorized Signature]
GARROD TRUST PREANNEXATION AGREEMENT
EXHIBIT A
Legal Description of Annexation Property
(Approximately 68 acres)
GARROD TRUST PREANNEXATION AGREEMENT
EXHIBIT B
Legal Description of Property in City Prior to 2011 Annexation
(Approximately 51 acres)
GARROD TRUST PREANNEXATION AGREEMENT
EXHIBIT C
Proposal