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HomeMy WebLinkAbout12-05-1984 CITY COUNCIL STAFF REPORTSInitial: AGENDA BILL NO: 732- Dept. Head: l DATE: November 8, 1984 City Atty: DEPARTMENT: Parks & Buildings City Mgr: SUBJECT: Agreement with Los Gatos for Technical Training Issue Summary The Town of Los Gatos has approved an agreement and resolution to provide technical training in Arboriculture (tree care) for members of our staff. It is felt that it would be the advantage of the City of Saratoga to have Edwin Stirtz, who is currently involved with some facets of Arboriculture with the City take this opportunity to increase his knowledge and practice of modern Arboriculture methods. Recommendation Approve and execute the agreement to be implemented this winter. Fiscal Impact None. Exhibits /Attachments 1. Resolution, Town of Los Gatos #1984 -54 2. Agreement for training in arboriculture practices between the Town of Los Gatos and the City of Saratoga 3. Memorandum from Roy Swanson dated August 2, 1984 Council Action 11/7: Approved 3 -0. 1 U • • s , RESOLUTION NO. 1984 -54 A RESOLUTION APPROVING AN AGREEMENT FOR TRAINING IN ARBORICULTURAL PRACTICES BETWEEN THE TOWN OF LOS GATOS AND THE CITY OF SARATOGA WHEREAS, the Town of Los Gatos has agreed to provide technical training in arboricultural practices for employee(s) of the City of Saratoga, and; WHEREAS, in consideration for the aforementioned service, the City of Saratoga agrees to defend, and hold harmless the Town of Los Gatos from any and all damages and claims, and; WHEREAS, this Agreement will allow for an increased knowledge and practice of modern arboricultural methods; NOW, THEREFORE BE IT RESOLVED that the Town Council of the Town of Los Gatos does hereby approve and understand the general provisions of the Agreement for training in arboricultural practices between the Town of Los Gatos and the City of Saratoga, and; BE IT FURTHER RESOLVED that Thomas Ferrito, Mayor of the Town of Los Gatos, is to have signature authority for this Agreement. PASSED AND ADOPTED BY THE TOWN COUNCIL OF THE TOWN OF LOS GATOS, CALIFORNIA, at a regular meeting held this 2nd day of April, 1984, by the following vote: AYES: COUNCILMEMBERS Joanne Benjamin, Terrence J. Daily, Brent N. Ventura and Mayor Thomas J. Ferrito .NOES : COUNCILMEMBERS None ABSENT: COUNCILMEMBERS Eric D. Carlson ABSTAIN: COUNCILMEMBERS None SIGNED ATTEST: •/s/ Rose E. Aldag (seal) CLERK OF THE TOWN OF LOS GATOS /s/ Thomas J. Ferrito MAYOR OF THE TOWN OF LOS GATOS r. 0 • • AGREEMENT FOR TRAINING IN ARBORICULTURE PRACTICES BETWEEN THE TOWN OF LOS GATOS AND THE CITY OF SARATOGA This Agreement is made and entered into this day of' , 1984 by and between the Town of Los Gatos (hereinafter "Town ") and the City of Saratoga (hereinafter "City "). The parties hereby agree as follows: Town agrees to provide technical training in arboriculture practices to no more than three (3) employees of City's Park Department. In consideration of the above mentioned service, City agrees to defend, indemnify and hold harmless Town from-any and all damages, claims, demands, obligations, lawsuits, judgments, penalties,.causes of action, losses, liabil- ities, expenses or costs at any time received, incurred or accrued by Town as a• result of or arising out of the -acts, omissions, use or operation of City, its officers, agent$, employees, or invitees on, about or related to Town property arising from above said use of Town property except as arises from the sole, willful act or omission or sole.negligence of Town, its officers, agents or employees. City agrees that in the event of losses, liabilities,'damages, claims, demands, expenses, costs, obligations, judgments, or'penalties arising hereunder, there shall be no apportionment for - comparative fault. City further agrees to be solely responsible-for worker's compensation or any other benefits its officers, agents;.employees, or invitees might be entitled to while en route to or from and while within Town limits. City agrees to waive all claims or causes of action arising from the use of Town property for sai'd training purposes, which City, its officers, agents, employees or invitees may have for damages to any property on, about or related to Town property; and for injuries or death to - persons on, -about or related to Town property, from any cause !or causes..ari.sing at any time except for the sole, willful act or omission or sole negligence of Town, its officers or employees. WITNESS THE EXECUTION HEREOF on the day and year first above written. TOWN OF GATOS By " ayor APPROVED AS TO RM: G.10 , /0 Tower' . ttorney GIii OF SARATOGA By -fir .0 0919W o 0&iRZ1XQX5& 13777 FRUITVALE AVENUE • SAR,ATOGA, CALIFORNIA 95070 (408) 867 -3438 M E M O R A N D U M TO: Dan Trinidad DATE: August 2, 1984 FROM: Roy Swanson SUBJECT: Agreement with Los Gatos Attached is the approved (by Los Gatos) agreement and resolution to provide a period of technical training in Arboriculture for members of our staff. This opportunity is one that has been discussed between the two cities for a number of years but up to this point the interest of our staff had not become valid. Edwin Stirtz has really become very involved with facets of Arboriculture, has participated in some classes, has taken some basic training with Saratoga Tree Service and is reading a lot of material pertaining to Arboriculture. I feel it would be to our advantage to have a member of our staff who is somewhat knowledgable in the field, and in the methods and skills connected with climbing and pruning of trees of various sizes, types and structure. We now have the opportunity and this fall is the time that is best suited for this type of endeavor. The period of time that would be valid and give Edwin a good foundation in most of the aspects would be approximately 20 working days during the month of October. We need to take the necessary steps with our City Manager, City Attorney and Council to validate and approve the agreement so it can be implimented. This is a very brief overview so should further discussion be necessary let me know. r Roy Wanson f 3�33,i f ° i yes; 3t Qq §&M&19QX5& 13777 FRUITVALE AVENUE SARATOGA, CALIFORNIA 95070 gp � (408) 867-3438 M E M O R A N D U M TO: Dan Trinidad DATE: August 2, 1984 FROM: Roy Swanson SUBJECT: Agreement with Los Gatos 0 Attached is the approved (by Los Gatos) agreement and resolution to provide a period of technical training in Arboriculture for members of our staff. This opportunity is one that has been discussed between the two cities for a number of years but up to this point the interest of our staff had not become valid. Edwin Stirtz has really become very involved with facets of Arboriculture, has participated in some classes, has taken some basic training with Saratoga Tree Service and is reading a lot of material pertaining to Arboriculture. I feel it would be to our advantage to have a member of our staff who is somewhat knowledgable in the field, and in the methods and skills connected with climbing and pruning of trees of various sizes, types and structure. We now have the opportunity and this fall is the time that is best suited for this type of endeavor. The period of time that would be valid and give Edwin a good foundation in most of the aspects would be approximately 20 working days during the month of October. We need to take the necessary steps with our City Manager, City Attorney and Council to validate and approve the agreement so it can be implimented. This is a very brief overview so should further discussion be necessary let me know. Roy Wafison i �^ I CITY OF SARATOGA Initial: AGENDA BILL NO -7 Dept. Hd. DATE: 11/19/84 C. Atty. . DEPARTT,1E T: City Manager " C. Mgr._ -------------------------------------------------------------------------- SUB=, : Regulation of Signs on School Property Issue SunTary The Saratoga Music Boosters Association conducts a weekly fund raising activity on Saratoga High School property. This activity is advertised through place- ment of a temporary sign announcing the event two days each week. The temporary sign is in violation of the City's sign ordinance. Rather than require formal application for a sign permit or enforce prohibition of placement of the sign, it is suggested the sign regulations be amended to allow schools the same privilege now enjoyed by churches for having bulletin board informationalsigns of 20 sgft. in area or less. Reconmendation Direct the City Attorney to present an ordinance to the Planning Commission �. that would add schools to the category of churches that are allowed informa- tional, bulletin board type Signs of 20 sqft. in area or less without a permit in agricultural and residential areas. Fiscal Impacts There are no significant fiscal. impacts . Exhibits /Attachments 1. Report to Mayor and City Council from City Manager, dated 11/19/84 2. Copy of current sign regulations Council Action 11/27: Approved staff report 4 -0. a�� A It A A •� 10 9 REPORT TO MAYOR AND CITY COUNCIL DATE: 11/19/84 COUNCIL MEETING: 11/27/84 SUBJECT: Regulation of Signs on School Property ------------------------------------------------------------------ - - - - -- SUMMARY The Saratoga High School Music Boosters Association is advertis- ing a weekly fund raising event on high school property through the medium of a temporary, sandwich -board type sign placed on school property along Saratoga- Sunnyvale Road two days a week. The sign exceeds 8 sq.ft. in total area and, because it has not received a permit, is in violation of the City's sign ordinance. Music boosters informally have requested exemption from the pro- visions of the sign ordinance. Through its code enforcement program, the City actively enforces the provisions of the sign ordinance. The Saratoga Music Boosters Association has been notified that this sign is in violation of the sign ordinance. Rather than discontinue use of the sign or apply for a sign permit, the music boosters informal- ly have requested the ordinance be amended to allow an exemption of the sign from City regulation. I concur with the request of the music boosters in this instance. The sign ordinance present- ly exempts bulletin board type signs of 20 sq.ft. in area or less for churches in Saratoga. The Saratoga music boosters sign is similar in function to bulletin board type signs used by churches and is less than 20 sq.ft. Bulletin board signs are commonly used on school property to announce events of public interest. RECOMMENDATION It is recommended that the City Council direct the City Attorney to prepare an amendment to Article 10 of the zoning regulations which would extend to schools in agricultural and residential areas, the same allowance as churches now have for on -site bulletin board type signs of 20 sq.ft. in area or less. Report to Mayor and City Council BACKGROUND Page 2 In September of this year, The Saratoga High School Music Boosters Association began a weekly fund raising activity at Saratoga High School on Tuesday evenings. The activity is adver- tised through placement of a temporary, sandwich -board type informational sign on school property along Saratoga- Sunnyvale Road. The sign is placed in public view on Mondays and Tuesdays of each week. Because the two faces of the sign exceed 8 sq.ft. in area, without a permit the sign is in violation of the City's ordinance. When contacted, representatives of the music boosters association indicated they would prefer not to apply for a sign permit but rather to obtain exemption of the temporary sign from the regulation. The City actively enforces provisions of the sign ordinance. Recently, through such enforcement we have required owners of private property in the vicinity to remove similar type signs from private property. The current sign ordinance allows no exceptions or exemptions for temporary, informational "bulletin board" type signs except for churches in agricultural or residen- tial zoned districts. We find, however, a similarity in function and public benefit between the temporary, informational sign used by the music boosters to advertise their fund raising activity and the bulletin board informational sign used by churches to announce similar upcoming activities. Moreover, the music boosters' sign has been used for nearly three months, and we have not received any complaints about it except from the owner of private property in the area who was required to remove a similar sign. Section 10.3 of the sign regulations, states as follows: Section 10.3. Signs in Agricultural and Residential Districts. No sign, outdoor advertising structure or display of any character shall be permitted in an A or R district, except the following: (a) An identification sign, not more than 24 sq.ft. in area, on the site of a public building or grounds, a private institution or a church. (b) In addition to an identification sign, a bulletin board, not more than 20 sq.ft. in area, on the site of a church. Report to Mayor and City Council Page 3 By adding "or school" to the end of subparagraph (b) above, the ordinance could be amended to exempt the informational type sign currently used by the music boosters association. I believe such an amendment is appropriate under the circumstances and consis- tent with the intent of the section extending only to schools that privilege enjoyed by churches for display of public announcements regarding upcoming activities and events. Moreover, such an amendment would allow exemption of a variety of situations where providing public notice of upcoming events would be desired and strict enforcement of the existing sign ordinances would not,_ -I V-14 J. yn Dernetz City Ma ager jm Article 10. Signs. Seca 10.1. Purposes In order to preserve the natural beauty of the city's site, to maintain the orderliness munity's appearance, to c of the com- onserve its essential residential character, and to protect the public safet y, size, illumination and design of signs areregulatedation, Sec. 10.2. General rovisi structure ons. No sign, outdoor advertisin or display shall be erected, installed, located, g or maintained in any zoning district of the City of Saratoga, including public or private streets therein, except in confor- mity with the following regulations: (a) No illuminated signs and no sign with an area greater than eight square feet shall be erected or displayed unless a sign permit has been issued by the zoning administra- tor. (b) All illuminated signs and all signs more than eight square feet in area, including temporary subdivision signs; shall be subject to design review as prescribed in article 13: (c) No permit for an illuminated sign, nor for a sign more than eight square feet in area shall be issued until the design of the sign has been approved by the,city planning commission or the city council. No sign be so that the primary source of light is visible from loff ltheed property. (d) All signs, outdoor advertising structures and dis- plays shall be located on the same site as the use they identify or advertise, except subdivision directional signs, as pre- scribed in section 10.8 and public interest signs, as provided in section 10.10, and open house signs as provided in section 10.11. (e) No sign shall extend above the ridge line of a building. (f) No signs shall project more than thirty inches from the outside wall of a building nor more than twelve inches over street or alley. more than except a directional sign, shall project re interior side yard. rear yard or a required (h) 'No sign shall be located so as to obstruct door, window or fire excape. any (i) No directly illuminated, reflective, glossy, flashing or moving sign shall be permitted, and no sign shall be illuminated in such way as to cause annoying glare. (j) No sign shall have letters greater in size than eighteen ,inches in any dimension; except, that in the M district letters of sixty inches shall be permitted. 2 (k) All signs, outdoor advertising-structures displays -shall be constructed in such a manner as and protect the public safety. Construction standards pshall lbeto as set forth in the Uniform Building Code published by the International Conference of Building Officials. (1) The number of the si n shall be legibly and permanently permit issued for a sign the sign. nently displayed upon the face of (m) In addition, all such signs shall comply Particular regulations of the zonin p y with the located. g district in which tion sign shall in ant the A Rdistrict each _ building orstructturel the a use of which is being advertised or identified, and shall not be free - standing by means of an sign supporting structure; Y pole or other separate sign may be permitted to advertpisetort the same, identify shopp-saashopp ing master center com lex and the enter rises Composing otherwise in accord with theregulations of the district in All signs which on the effective date of the amendment enacting this provision become nonconforming their noncompliance with said regulation, shall be reason conform or be dismantled and removed on or before the expira- tion of 10 years from the date of erection or the effective date of this amendment whichever is sooner except that no sign shall, under provision of this amendment be required to be made to conform or to be dismantled and �removed within 3 years after the effective date of this amendment. (Ord. No. NS -3 -1, § 3; Ord. No. NS -3.17, § 2; Ord. No. NS -3.48, § 1 Sec. 10.3. Signs in agriculture residential districts. No si and gn, outdoor advertisin character shall be permitted inrantAroror display of any the following: R district, except (a) An identification sign, not more than twenty-four feet in area, on the site of grounds a public building or a private institution or a church. (b) In addition to an identification sign, a bulletin board, not more than twenty square f of a church. eet in area, on the site _ (c) An identification sign, not more than feet in area, on the site sixteen square of a multi - family dwelling, d• A name plate, not more than one square foot in area pertaining to a home occupation. I- A nonilluminated sign not more than six square feet in area per - taining to the sale, lease, rental or display of a structure or land. f. A permanent sign, not more than twenty-four identifying a subdivision, located adjoining the entrance to ae ubdivision. 3 g. Temporary subdivision signs, subject to the regulations prescribed in section 10. 8. h. An identification sign not more than sixteen square feet in area on the site of a nursery school and day -care nursery. (Ord. No. NS -3. 21, §.2; Ord. No. NS -3. 26, § 2. ) Sec. 10.4. Sins in prof essional and administrative office districts. No sign, outdoor advertising structure or display of any character shall be permitted in a P -A district, except the following: a. An identification sign, not more than 10 square feet in area, located on the site of a professional or administrative office building. In addition, directional signs for off - street parking, each not more than three square feet in area, shall be permitted. b. An identification sign, not. more than twenty -four square feet in area, on the site of a public building or grounds, a private institution or a church. C. In addition to an identification sign, a bulletin board, not more than twenty square feet in area, on the site of a church. d. A nonilluminated sign, not more than six square feet in area, per- taining to the sale, lease, rental or display of a structure or land. (Ord. No. NS -3. 21, § 2; Ord. No. NS -3. 26, § 3.) Sec. 10. 5. Sins in commercial districts. No sign, outdoor advertising structure or display of any character shall be permitted in a C district except the following: a. Identification signs, pertaining to a use conducted on the site having not more than one -half square foot in area for each foot of width of the front elevation of the building and side elevation on the street side of a corner lot, or having not more than one - fourth square foot in area for each foot of street frontage of the site. In all C districts, the aggregate area of all signs identify- ing any one use shall not exceed 40 square feet. In addition, direction signs for off - street parking and loading, each not more than 6 square feet in area, shall be permitted in all C districts. b. In all districts where a free - standing master sign is permitted, the area of said master sign shall be included in the maximum aggregate sign area allowed for a shopping center complex. Said maximum aggregate sign area shall be computed by allowing not more than one -half square foot in sign area for each foot of width of the front elevation of the shopping center complex building and side elevation of the building on the street side of a corner lot, or allowing not more than one - fourth square foot in sign area for each foot of frontage of the site. A free - standing master sign identifying or advertising a shopping center complex shall not exceed 40 square feet. Setbacks for a free - standing master sign shall not be less than the set- backs required for structures for that particular zoning district. c. In addition to an identification sign, a bulletin board not more than fifteen square feet in area on the site of a church. 4 d. An identification sign not more than sixteen square feet in area on the site of a multi - family dwelling, motel and hotel. e. A nonilluminated sign not more than 6 square feet in area pertaining to the sale, lease, rental or display of a structure or land. (Ord. No. NS -3. 7, § 3; Ord. No. NS -3. 16, § 13; Ord. No. NS -3. 17, § 3; Ord. No. NS -3. 21, § 2; Ord. No. NS -3. 26, § 4.) Sec. 10.6. Signs in parking districts. No sign, outdoor advertising structure or display of any character shall be permitted in a P district, except the following: a. An identification sign, not more than ten square feet in area, located on the site of a parking lot. In addition, directional signs for off - street park- ing, each not more than three square feet in area, shall be permitted. b. A nonilluminated sign, not more than six square feet in area, per- taining to the sale, lease, rental or display of a structure or land. Sec. 10. 7. Signs in limited industrial districts No sign, outdoor advertising structure or display of any character shall be permitted in an M district, except the following: a. An identification sign or signs pertaining to a use conducted on the site, not more than one square foot in area for. each foot of width of the front elevation of the building and the side elevation on the street side of a corner lot, or not more than one - fourth square foot in area for each foot of street frontage of the site. No individual sign shall exceed one hundred forty square feet in area, and the aggregate area of all signs, identifying a use shall not exceed three hun- dred fifty square feet. In addition, directional signs for off - street parking and loading, each not more than eight square feet in area, shall be permitted. b. A nonilluminated sign, not more than six square feet in area, pertain- ing to the sale, lease, rental or display of a structure or land. Sec. 10. 8. Temporary subdivision signs In an A or R district, temporary subdivision signs shall be permitted, pro- vided that they conform with the following regulations: a. On -tract signs: One sign, not more than twenty -four square feet in area, advertising a subdivision, may be erected or displayed adjoining each street on which the subdivision abuts and adjoining each entrance to the sub- division. b. Model home signs: A sign, not more than six square feet in area, ad- vertising a model home, may be erected or displayed on the site of each model home in a subdivision. (c) Neither on -tract nor off -tract subdivision signs shall be attached to or mounted on automobiles, trucks, trailers or motor .vehicles of any kind or nature. (d) "Off -tract directional signs: Not more than two directional signs, each not more than eighteen inches by thirty inches in area, may be erected or displayed adjoining the intersections of streets leading to a subdivision. 5 (e) A sign permit from the zoning administrator shall be required for all temporary subdivision signs. A permit may be issued at any time after recordation of the subdivision, and shall become void one year following the date on which the permit was issued. The sign shall then be removed unless, prior to the expiration of one year, renewal of the permit for a period of not more than one year shall be approved by.the city planning commission. Sec. 10.8 -1. Temporary construction signs. Subject to the provisions of section 10.2, in any district a temporary con struction sign shall be permitted advertising the name of the owner, the general contractor, any of his subcontractors or materialmen, the architect, engineer and other similar professionals during the period from commencement of construc- tion to completion of the building or structure in question, so long as it conforms with the following regulations: (a) All such signs shall be on -site signs. (b) No more t fifteen square feet ment, and where the subdivision where a would be permitted, -shall be permitted. han one sign of an area of not more than may be erected or displayed on the develop - development consists of a residential temporary on -tract subdivision sign then no temporary construction sign (c) A sign permit from the zoning administrator shall be required for all temporary construction signs and may be issued at any time on or after issuance of the building permit for the building or structure in question, and such permit shall become void six months following the date on which the permit was issued or upon the sooner completion of the building or structure in question. The sign shall be removed on expiration of the permit unless prior to expiration of same said permit is renewed on approval of the zoning administrator, which renewal shall in no event be for a period in excess of an additional six months. (Ord. No. NS -3.4, § 2.) Sec. 10.9. Removal of illegal signs. In addition to the provisions of article 20 hereof, any sign erected, installed or located after the effective date of this ordinance in violation of the ordinance and any sign which was erected, installed, located or maintained prior to the effective date of this ordinance but in violation of Ordinance 3 -A -10 of the City of Saratoga, and which is not in conformity with this article, may be summarily removed or caused to be re- moved by the zoning administrator. Signs removed under the provisions of this section may be redeemed by the owner thereof within ten days, upon the payment by the owner of all costs of removal thereof to the city. Signs lawfully erected and maintained prior to the effective date of this ordinance shall be nonconforming signs subject to the provisions of article 15 hereof. R Sec. 10.10. Public interest signs in all districts. Both on -site and off -site directional and identification signs shall be permitted in any zoning district to advertise, iden- tify or direct persons to public and quasi - public areas, centers and institutions, and such other areas, whether natural or artificial, which, in the opinion of the planning commission, are points of general public interest. Such signs are permitted only upon obtaining prior design review and approval in accord with article 13 hereof, and upon the prior securing of a sign permit from the zoning administrator. The foregoing shall include multiple signs on a single structure advertising service clubs and the chamber of commerce, but the same shall be limited to one such complex sign at each entrance to the city, acid the total area of the structure covered by such signs shall not exceed fifty square. feet. (Ord. No. NS -3 -1, § 4; Ord. No. NS -3.4, § 4.) Sec. 10.11. Open house signs in residential zoning districts Non - illuminated, off -site, portable signs directing prospec- tive customers to the location of an open house which is for sale, are permitted in any residential zoning district, but limited to no more than two double -faced signs per inter- section. No signs shall be located in bike lanes, sidewalks, median strips or streets, nor shall such signs be located within 70' -0" of the right -of -way line of a designated scenic highway. No sign shall have more than one square foot of area, nor shall be elevated more than four feet off of the ground, and each open house sign shall contain no individual or company advertising. Owner identity shall be affixed to the edge of each sign and shall not exceed 1/2" by 2 ". Signs shall be fixed to a single pole of wood or metal material. Whenever any such sign is to be placed on private property, permission must first be obtained from the owner of such property. Each sign shall be removed each day after closing of the open house for that day. (Ord. No. NS -3.48, § 2.) CITY or SIV IA oGe'1 AGENDA BILL NO. 7 34 DATE: November 15, 1984 .(November 27, 1984) DEP .. ENT '� Community Develoglent SLTBJECr: Initial: Dept. Hd. C. Att r (c C. Mgr._ G Issue Sunmary Amendment to Resolution No. 2193 establishing the Village Area Committee to require that all development proposals on properties within the Village be submitted to the Committee for review and ccmTent prior to final action on the proposal. Input from the Committee shall be- advisory only. Reco=.endation Adoption of Resolution amending. Resolution No. 2193. Fiscal Imoacts None. Exl- iibits /Attachn--nts (a) Resolution for adoption (b) Memorandm from Michael Flores .(c) Resolution No. 2193 as adopted on November 7, 1984. Council Action 11/27: Adopted Resolution 2153.1, 4 -0. ugu,ff @Eq O&M ° UQX5& 13777 FRUITVALE AVENUE • SARATOGA, CALIFORNIA 95070 (408) 867 -3438 MEMORANDUM TO: Mayor & City Council; DATE: Heritage Preservation Commission Nov. 14, 1984 FROM: Associate Planner SUBJECT: Interim Review of Design Plans by Village Task Force ---------------------------------------------------------------------- - - - - -- At its meeting of November 7, 1984 the City Council heard a brief presentation from the Chairperson of the Heritage Preservation Commission supporting the development of a Village Master Plan and expressing concern about changes in the character of the Village due to new development proposals. The Commission requested that they be allowed to have some input into the development review process to advise the decision making bodies of the potential impacts resulting from new development applications be informally reviewed by the Commission and their comments transmitted to the decision making body. After some discussion, it was staff's understanding that the Council wanted to have the task force review all new development plans for the Village while the plan was being prepared and use that task force as the advisory body. If this is correct, then Staff would recommend that this review function be incorporated into the resolution establishing the task force, which was adopted by the Council at the same meeting, to clearly set out this responsibility. A proposed amendment to such resolution is submitted for adoption by the Council. The Council also wanted to encourage the Heritage Preservation Commission to make comments directly to the Planning Commission or City Council when it has concerns about particular items or projects. Staff will be modifying the application review process to allow greater input from the Heritage Preservation Commission on those development projects the Commission is concerned about. IWVA-(1 - 4.�:Jz&�X Michael Flo-r& Associate Planner MF /bjc RESOLUTION NO. A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA AMENDING RESOLUTION NO. 2193 PERTAINING TO THE MAYOR'S COMMITTEE ON THE SARATOGA VILLAGE WHEREAS, on November 7, 1984, the City Council adopted Resolution No. 2193 establishing a Village Area Committee to consider various zoning and land use issues relating to the Saratoga Village and to submit a report and recommendations thereon to the City Council; and WHEREAS, it is the intention of the City Council that all development proposals on properties located within the Village shall first be reviewed by the Village Area Committee before action is taken on such proposals, NOW, THEREFORE, BE IT RESOLVED by the City Council that Resolution No. 2193 is amended by adding a new paragraph thereto, as paragraph 4, to read as follows: 114. Review of development proposals: Pending the submission by the Village Area Committee of its final report to the City Council, all applications or proposals for subdivision or building site approval, use permit, design review, variance, rezoning or amendment to the General Plan or Zoning Ordinance, relating to any property located within the Saratoga Village shall be referred to the Village Area Committee for review and comment prior to final action on such application or proposal by the decision making body. The Committee shall furnish its comments within thirty days after the date of referral and such comments shall be advisory only. As soon as possible after its initial organization meeting, the Committee shall submit to the Director of Community Development a description of the area it considers as constituting the "Saratoga Village" for the purpose of implementing this resolution." The above and foregoing resolution was passed and adopted at a regular meeting of the City Council of the City of Saratoga held on the 27th day of November, 1984, by the following vote: AYES: NOES: ABSENT: MAYOR ATTEST: CITY CLERK -1- RESOLUTION NO. 2193 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA ESTABLISHING A MAYOR'S COMMITTEE ON THE SARATOGA VILLAGE WHEREAS, the Saratoga Village serves as an historic focal point for many of the social, commercial and cultural activities of the City; and WHEREAS, the Village Area is experiencing a number of problems resulting from its age, development pattern and other qualities; and WHEREAS, both merchants and residents of the Village Area have repeatedly called on the City government to help remedy these problems while the Planning Commission has also assigned a high priority to addressing the needs of the area; and WHEREAS, the nature and complexity of the problem to be addressed require broad based community support and involvement. CNOW, THEREFORE, BE IT RESOLVED, that the City Council hereby establishes a Village Area Committee. The organization, responsibilities and mission of the Committee are defined as follows: 1. Organization: The Task Force shall be composed of seven members appointed by the Mayor. The members shall include: 3 members of the Planning Commission 1 member of the Heritage Preservation Commission - 1 member of the Finance Committee 1 member representing the Saratoga Village Association 1 member representing the Saratoga Chamber of Commerce 2. Term: The Committee shall prepare its report and recommendations and submit these to the City Council by May 15, 1985. 3. Issues To Be Considered: The Committee shall consider and recommend to the City Council action on the following: A definition of the physical boundaries of the village area - A description of the appropriate zoning, land use and j parking requirement to be considered for the village - Determination of the suitablity of designating the Village an Historic District a In addition, the Committee shall also consider and may recommend to the Council any follow -up action to be taken regarding the need for public improvements or facilities in the area, coordination or stimulation of beautification or design programs, means of financing such concerted private or public programs. The Mayor shall coordinate with the Committee as needed and shall keep the City Council informed on the progress and direction of the Committee's efforts. The above and foregoing resolution was passed and adopted at a regular meeting of the City Council of the City of Saratoga held on the 7th day of November 1984, by the following vote: AYES: Councilmembers Callon and Moyles and Mayor Pro Tem Hlava NOES: None ABSENT: Councilmember Clevenger and Mayor Fanelli ATTEST: C J,,,, e. e'q, Deputy City Clerk 2 r MA , C' y o�fs ra toga, California CITY OF SARI' TOGA Initial: AGENDA BILL NO. j Dept. Hd.� DATE: 11/21/84 ('12/5/:84) C. Atty. DEPARTMENT: Community Development C. Mgr. SUBJECT: Final Building Site Approval SDR -1559, Kathryn Pittman, Fr.uitvale ` Avenue (3 lots) Issue Stm T ary 1. SDR -1559 is ready for final approval 2. All bonds and agreements have been submitted to the City 3. All requirements for City Departments and other agencies have been met. Recommendation Adopt resolution NO. 1559 -02 attached approving the final map of SDR -1559 and authorized execution of contract of improvement agreement. Fiscal Impacts NONE Exhibits /AttacYmnt s 1. Resolution No. 1559 -02 2. Report to Planning Commission 3. Status report for building site approval 4. Location Map Council Action 12/5: Approved 5 -0.. RESOLUTION NO. 1559 -02 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA APPROVING BUILDING SITE OF Kathryn Pittman The City Council of the City of Saratoga hereby resolves as follows: SECTION 1: The 40,169 square feet, 76,427 square feet and 46,268 square feet parcels shown as parcels A, B and C on the final Parcel Map prepared by Jenning, McDermott, Heiss, Inc. and submitted to the City Engineer, City of Saratoga be approved as three (3) individual building sites. The above and foregoing resolution was duly and regularly intro- duced and passed by the City Council of Saratoga at a regular i meeting held on the day of. 19 by the following vote: AYES: NOES: ABSENT: ATTEST: CITY CLERIC MAYOR a, 6� O:3` Qz a I 4 OTTE @Eq §&M &�OC�� P 3 Y��$1&w#xwi�Aae:c oust `R'�irtwx� tnm`wbN.L''•f� REPORT TO PLANNING COMMISSION City of Sarato a APPROVED BY: DAME: — {NITiIALS• (Yi *Revised: 1/11/84 DATE: 12/29/83 Commission Meeting: 1/11/84 SUBJECT: SDR -1559, Kathryn Pittman, 14545 Fruitvale Ave. REQUEST: Tentative Map Approval for a three lot subdivision. OTHER APPROVALS REQUIRED:. Final Map Approval, Design Review and Building Permits. PLANNING DATA: GROSS PARCEL SIZE: 4.0 Ac. NET LOT SIZE: Parcel A - 40,000 sq. ft.+ Parcel B - 40,000 sq. ft.+ Parcel C - 74,000 sq. ft.+ SITE DATA: GENERAL PLAN DESIGNATION: Residential - Very Low.Density Single Family ZONING: R- 1- 40,000 SURROUNDING LAND USES: Single - Family Residential SITE SLOPE: 4% SLOPE AT BUILDING SITE: 4% NATURAL FEATURES & VEGETATION: A row of pines ranging in size from 10" in diameter to 17" in diameter and a 14" oak are located in the front of Parcel C along Fruitvale Ave. Other major trees include a 62" oak and a 36" walnut tree on Parcel A. All these trees are to be preserved. PROJECT CONSIDERATIONS: HISTORY: A preliminary map for the project was submitted for staff review on July 8, 1983. Site was rezoned from Agricultural to R -1- 40,000 earlier this year. SETBACKS: Existing main dwelling will maintain required setbacks. Some accessory struc- tures will have to be relocated or modified to maintain required setbacks due to the lo- cation of the proposed property lines. SOLAR: There will be sufficient room on both new parcels to ensure adequate access. With proper siting on Parcel B, the existing main dwelling on Parcel C will not block the solar access of Parcel B. Report to Planning Commis-�;­1,0-11 '12/29/83 SDR -1559, Kathryn Pittman, 14545 Fruitvale Ave. Page 2 RELATIONSHIP WITH ADJACENT STRUCTURES: Considering the gentle slope of the site, the new structures should be at about the same level as existing structures in the vicinity. DRIVEWAY & CIRCULATION: Parcels A and B will be served by a shared minimum access road. The corridor of Parcel A will contain this minimum 18' wide road. The existing driveway for Parcel C will remain the same. STAFF ANALYSIS: The proposed three lot subdivision would create two new R -1- 40,000 building sites on nearly level terrain. The proposed lots will comply with minimum or- dinance standards and staff anticipates no adverse impacts associated with the project. The project will be compatible with adjacent R -1- 40,000 developments. PROJECT STATUS: Said project complies with all objectives of the General Plan, and all requirements of the Zoning and Subdivision Ordinances of the City of Saratoga. The housing needs of the region have been considered and have been balanced against the public service needs of its residents and available fiscal and environmental resources. A Notice of Exemption was prepared and will be filed with the County of Santa Clara Recorder's Office relative to the environmental impact of this project, if approved under this application. Said determination date: December 20, 1983. The Staff Report recommends approval of the tentative map for SDR -1559 (Exhibit "B -1" filed 12/20/83) subject to the following conditions: I. GENERAL CONDITIONS Applicant shall comply with all applicable provisions of Ordinance No. 60', including without limitation, the submission of a Record of Survey or.parcel map; payment of storm drainage fee and park and recreation fee as established by Ordinance in effect at the time of final approval; submission of engineered improvement plans for any street work; and compliance with applicable Health Department regulations and applicable Flood Control regulations and requirements of the Fire Department. Reference is hereby made to said Ordinance for further particulars. Site approval in no way excuses compliance with Saratoga's Zoning and Building Ordinances, nor with any other Ordinance of the City. In addition thereto, applicant shall comply with the following Specific Conditions which are hereby required and set forth in accord with Section 23.1 of Ordinance No. 60. II. SPECIFIC CONDITIONS - COMMUNITY DEVELOPMENT DEPARTMENT A. Pay Storm Drainage Fee in effect at the time of obtaining Final Approval... B. Submit "Parcel Map" to City for Checking and Recordation (Pay required checking and recordation fees). (If Parcel is shown on existing map of record, submit three (3) to -scale prints). C. Submit "Irrevocable Offer of Dedication" to provide for a 30 ft. half- street (from original centerline) on Fruitvale Ave. D. Submit "Irrevocable Offer of Dedication" to provide easement as required' E. Improve Fruitvale Avenue to City Standards,�including the following: 1) Designed structural section 20 ft. between original centerline and flowline. Report to Planning Commis, —,._: `---- -12/29/83 SDR -1559, Kathryn Pittman, 14545 Fruitvale Ave. Page 3 . * 2) P.C. Concrete Curb and Gutter (R -36). 3) Pedestrian Walkway (6 ft. A.C.) * 4) Under rounding Existing Overhead Utilities, as required by the Under - grounding Ordinance of the City. F. Construct Storm Drainage System as shown on the "Master Drainage Plan" and as directed by the City Engineer, as needed to convey storm runoff to street, storm sewer or watercourse, including the following: 1) Storm sewer trunks with necessary manholes. 2) Storm sewer laterals with necessary manholes. 3) Storm drain inlets, outlets, channels, etc. G. Construct access road 18 ft. wide plus 1 ft. shoulders using double seal coat oil and screenings or better on 6 in. aggregate base from Fruitvale Ave. to within 100 ft. of proposed dwelling. H. Construct turnaround having 32 ft. radius or approved equal using double seal coat oil and screenings or better on 6 in. aggregate base within 100 ft. of proposed dwelling. I. Construct Standard Driveway Approach. J. Provide adequate sight distance and remove obstructions of view as required at driveway and access road intersections. K. Watercourses must be kept free of obstacles which will change, retard or prevent flow. L. Obtain Encroachment Permit from the Dept. of Community Development for driveway approaches or pipe crossings of City Street. M. Engineered Improvement Plans required for:' 1) Street Improvements 2). Storm Drain Construction 3) Access Road Construction N. Pay Plan Check and Inspection Fees as determined from Improvements Plans. 0. Enter into Improvement Agreement for required improvements to be completed within one (1) year of receiving Final Approval. P. Post bond to guarantee completion of required improvements. III. SPECIFIC CONDITIONS - DIVISION OF INSPECTION SERVICES A. Geotechnical investigation and report by licensed professional 1) Soils 2) Foundation B. Plans to be reviewed by geotechnical consultant prior to building permit being issued. Report to Planning Comfirrsa on -`° , 12/29/83 SDR -1559, Kathryn Pittman, 14545 Fruitvale Ave. Page 4 C. Detailed on -site improvement plans showing: 1) Grading (limits of cuts, fills; slopes, cross - sections, existing and proposed elevations, earthwork quantities) * 2) Drainage details (conduit type, slope, outfall, location, etc.) A berm or other drainage system along the north side of the property shall be required to prevent surface runoff from crossing onto the Frye property. This to be approved by the _ Director of Community Development. 3) Retaining structures including design by A.I.A. or R.C.E. for walls 3 feet or higher. 4) Standard information to include titleblock, plot plan using record data, location map, north arrow, sheet nos., owner's name, etc. D. Bonds required.for: Removal of kitchen from cottage - $1,000.00 IV. SPECIFIC CONDITIONS - COUNTY SANITATION DISTRICT NO. 4 A. Applicant to submit enumerated fees to County Sanitation Dist. No. 4 in accordance with letter dated December 16, 1983 prior to issuance of permits. V. SPECIFIC CONDITIONS - SARATOGA FIRE DISTRICT A. Construct a turnaround at the proposed dwelling site having a 32 foot inside radius. Other approved type turnaround must meet requirements of the Fire Chief. Details shall be shown on the building plans. B. Driveway shall have a minimum inside curve radius of 42 feet. C. Provide a parking area for two (2) emergency vehicles at proposed building site, or as required by the Fire Chief. Details shall be shown on building plans. D. Provide 15 foot clearance over the road or driveway (vertical) to building site. Remove all limbs, wires or other obstacles. E. Developer to install one (1) hydrant that meets Saratoga Fire District's specifications. Hydrant to be installed prior to issuance of building permits. VI. SPECIFIC CONDITIONS - SANTA CLARA COUNTY HEALTH DEPARTMENT A. A sanitary sewer connection will be required. B. Domestic water to be provided by San Jose Water Works. VII. SPECIFIC CONDITIONS - SANTA CLARA VALLEY WATER DISTRICT A. Applicant shall, prior to Final Map Approval, submit plans showing the location and intended use of any existing wells to the SCVWD for review and certification. VIII. SPECIFIC CONDITIONS - PERMIT REVIEW DIVISION A. Design Review Approval required on project prior to issuance of permits. Report to Planning Commission SDR -1559, Kathryn Pittman, 14545 Fruitvale Ave. 12/29/83 Page 5' B. Prior to issuance of building permits, individual structures shall be reviewed by the Permit Review Division to evaluate the potential for solar accessibility. The developer shall provide, to the extent feasible, for future passive or natural heating or cooling opportunities on /in the subdivision /building site. C. All existing accessory structures shall be relocated or modified to maintain minimum required setbacks from property lines.. D. No kitchens are permitted in any accessory structure. Any kitchen in any accessory structure shall be removed prior to Final Map Approval. E. Tree removal prohibited unless in accord with applicable City Ordinances. Approved: KK /dsc P.C. Agenda: 1/11/84 4,� -�-� Mai chael Flores Assistant Planner MEMORANDUM CITY OF SARATOGA TO: CITY COUNCIL FROM: DIRECTOR OF COMMUNITY - DEVELOPMENT. SUBJECT: Status Report for Building 'Site Approval All conditions for Building Site Approval SDR- 1559 . Kathryn Pittman (have) (hX =X) been met as approved by the Planning Commission on Jan ll, Listed below are the amounts, dates and City receipt numbers for all required items: Offer of Dedication Yes Date Submitted 11 -21 -84 Record of Survey or Parcel Map Yes Date Submitted 11 -21 -84 Storm Drainage Fee.$3300 Date Submitted 11 -21 -84 Receipt # 06673 All Required Improvement Bonds 42,000 Date Submitted 11 -21 -84 Receipt# 6673 All Required Inspection Fees $5260.00 Date Submitted 11 -21 -84 Receipt# 6673 Building Site Approval Agreement Yes Date Signed 11 -21 -84 . 6188 Park and Recreation Fee $3900 Date Submitted-11-21-84_ Receipt# 6613 It is, therefore, the Community Development Department recommendation that (Final) Building Site Approval for Kathryn .Pittman SDR - 155.9- be granted. If Conditional Building Site Approval is recommended, it shall become un- conditional upon compliance with the following conditions: Condition(s) Reason for Non - Compliance Robe S. S ioo Director of Community Development 8 OKA pia. A Ira j�i� �m����. ILM � �: JA 4-1 9 CITY OF SAMATOGA AGENDA BILL NO. -7 3(o DATE: 11/21/84 {12/5/84)- Initial: Dept. Hd. C. Atty. DEPARTMENT: Community Development C. Mgr. SUBJECT: Final Building Site Approval SDR -1575, Lazlo Sipos. Allendale Avenue Issue Summary 1. This SDR -1575 is ready for final approval 2. All requirements for the City Department and other agencies have been met. Reconrendation Adopt resolution No. 1575 -02 attached approving the Final Map of SDR -1575. Fiscal Impacts NONE Exhibits /Attachments 1. Resolution No. 1575 -02 2. Report to Planning Commission 3. .,S-tatus Report 4. Location Map Council Action 12/5: Approved 5 -0. RESOLUTION NO. 1575 -02 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA APPROVING BUILDING SITE OF Lazlo Sipos The City Council of the City of Saratoga hereby resolves as follows: SECTION 1: The 22950.0 square feet and 20,990 square feet parcels shown as Parcel A and B on the final parcel map prepared* by Kevin Fisher, and submitted to the City Engineer, City of Saratoga be approved as two (2) individual building sites. The above and foregoing resolution was duly and regularly intro- duced and passed by the City Council of Saratoga at a regular meeting held on the day of. 19 by the following vote: AYES: NOES: ABSENT: ATTEST: CITY CLERK MAYOR City of SaraTU nn eY : LG b O EC D G �l b DA��• [,T M � NTZ MTN RTI net, I A" NIXON I ' REPORT TO PLANNING COMMISSION DATE: 7 /17/84 Commission Meeting: 8/-8/,614' SUBJECT: SDR -1575, Lazlo Sipos, 18883 Allendale Avenue, Tentative Subdivision Approval - 2 Lots ---------------------------------------------------------------------------- ACTION REQUIRED:. Approval of Tentative Subdivison Approval OTHER APPROVALS RECEIVED /REQUIRED: Design Review Approval (to be heard on 8/22), Final Site Approval and Building Permit. PLANNING CLASSIFICATION ZONING: R -1- 20,000 GENERAL PLAN: Low Density Single Family cant, MAMA PARCEL SIZE: Parcel A 23,042 sq. ft. Parcel B 21,010 sq. ft. NATURAL FEATURES & VEGETATION: Several Significant trees and smaller fruit trees on fairly flat site. AVERAGE SITE SLOPE: 2.50 ORDINANCE COMPLIANCE SETBACKS: Proposed Parcel A conforms to required setbacks with the exception of a shed in the sideyard which is conditioned for removal or relocation. COVERAGE: Under the 10,369 sq. ft. allowed. Report to the Planni Commission SDR -1575, Lazlo Sipc_,, 7/17/84 Page 2 PROJECT STATUS: Said project complies with all objectives of the General Plan, and all requirements of the Zoning and Subdivision Ordinances of the City of Saratoga. The housing needs of the region have been considered and have been balanced against the public service needs of its residents and available fiscal and environmental resources. A Categorical Exemption was prepared relative to the environmental impact of this project. Said determination date: July 4, 1984 The Staff Report recommends approval of the tentative map for SDR -1575 (Exhibit "B" filed June 4, 1984) subject to the following conditions: I. GENERAL CONDITIONS Applicant shall comply with all applicable provisions of Ordiance No. 60, including without limitation, the submission of a Record of Survey or parcel map; payment of storm drainage fee and park and recreation fee as established by Ordinance in effect the time of final approval; submission of engineered improvement plans for any street. , work; and compliance with applicable Health Department regulations and applicable Flood Control regulations and requirements of the Fire Department. Reference is hereby made to said Ordinance for further particulars. Site Approval in no way excuses compliance with Saratoga's Zoning.and Building Ordinances, nor with any other Ordinance of the City. In addition thereto, applicant shall comply with the following Specific Conditions which are hereby required and set forth in accord with Section 23.1 of Ordinance No. 60. II. SPECIFIC CONDITIONS - COMMUNITY DEVELOPMENT DEPARTMENT A. Pay Storm Drainage Fee in effect at the time of obtaining Final Approval. B. Submit "Parcel Map" to City for checking and recordation (Pay required checking & recordation fees). (If parcel is shown on existing map of record, sumit three (3) to- scale prints). C. Construct Standard Driveway Approaches. D. Watercourses must be kept free of obstacles which will change, retard or prevent flow. Report to the Planni Commission S_DR -1575, Lazlo Sipc.._, , 7/17/84 Page 3 E. Obtain Encroachment Permit from the Dept. of Community Development for driveway approaches or pipe crossings of City Street. III. SPECIFIC CONDITIONS - DEPARTMENT OF INSPECTION SERVICES A. Geotechnical investigation and report by licensed professional 1. Foundation B. Detailed on -site improvement plans showing: 1. Drainage details (conduit type, slope, outfall, location, etc.) 2. Retaining structures including design by A.I.A. or R.C.E. for walls 3 feet or higher. IV. SPECIFIC CONDITIONS — SANITATION DISTRICT # 4 A. Sanitary sewers to be provided and fees paid in accordance with requirements of Sanitations District No. 4. V. SPECIFIC CONDITIONS - SANTA CLARA COUNTY HEALTH DEPARTMENT A. Sewage disposal to be provided by sanitary sewers installed and connected by the developer to one of the existing trunk sewers of the Sanitation District No. 4. Prior to final approval, an adequate bond shall be posted with said district to assure completion of sewers as planned. B. Domestic water to be provided by San Jose Water Works. VI. SPECIFIC CONDITIONS - SANTA CLARA VALLEY WATER DISTRICT A. Applicant shall, prior to Final Map Approval, submit plans showing the location and intended use of any existing wells to the Santa Clara Valley Water District for review and certification. VII. SPECIFIC CONDITIONS - PLANNING DEPARTMENT A. Design Review Approval required on project prior to issuance of permits. B. Remove or relocate shed to conform to required setbacks (15' - side, g5' - rear) VIII. COMMENTS A. Tree removal prohibited unless in accord with applicable City Ordinances. Report to the -anning Commission SDR -1575 APPROVED Kathy Ke'dus Planner MF /bjc P.0 Agenda 8/8/84 7/17/84 Page 4 MEMORANDUM CITY OF SARATOGA TO: CITY COUNCIL FROM: DIRECTOR OF COMMUNITY DEVELOPMENT. SUBJECT: Status Report for Building Site Approval All conditions for Building Site Approval SDR- 1575, Lazlo Sipos, (have) (UXXX1XX) been met as approved by the Planning Commission on 8/8/84 Listed below are the amounts, dates and City receipt numbers for,all required items: Offer of Dedication N/A Record of Survey or Parcel Map Yes Storm Drainage Fee $17.00.00 Date Subm All Required Improvement Bonds N/A All Required Inspection Fees Building Site Approval Agreement Park and Recreation Fee $2600. UU fitted Date Date Date Date Date Submitted Date'Submitted 11 20/84 Receipt Submitted -- - - - - -- Submitted Signed N/A Submitted 11/20/84 6671 Recei Receipt# 6671 Receipt# 6671 It is, therefore, the Community Development Department recommendation that ( #) (Final) Building Site Approval for Lazlo Sipoz SDR- 1575 be granted. If Conditional Building Site Approval is recommended, it shall become un- conditional upon compliance with the following conditions: Condition(s) Reason for Non - Compliance Robert S. Shook Director of Community Development ,A- -9 CITY OF SARATOGA � AGENDA BILL NO. -7 Initial: Dept. Hd. C� DATE: 11/21/84-_,,,,,(12/5/8:4;), C. Atty. DEPARTMENT: Community Development C. Mgr, SUBJECT. Final Building Site Approval, SDR -1510, Oudewaal, Saratoga Ave. (1 lot) Issue Summary 1. This is an expansion of office building to existing office building. 2. All requirements of City Departments and other agencies have been met. 3. All fees have been paid. Recorr =elation Adopt resolution # 1510 -02 attached, approving the building site of SDR -1510 and authorize execution of contract improvement agreement. Fiscal Impacts NONE Exhibits /Attachmnts 1. Resoltion No. 1510 -02 2. Report to Planning Commission 3. Status Report for Building Site Approval 4. Location Map Council Action 12/5: Approved 5 -0. RESOLUTION NO. 1510 -02 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA APPROVING BUILDING SITE OF Martin Oudewaal The City Council of the City of Saratoga hereby resolves as follows: SECTION 1: The 0.555 acre parcel shown on the final parcel map prepared by Creegan and D'Angelo, and submitted to the City Engineer, City of Saratoga be approved as one (1) individual building site. The above and foregoing resolution was duly and regularly intro- duced and passed by the City Council of Saratoga at a regular meeting held on the day of 19 by the following vote: AYES: NOES: ABSENT: ATTEST: ITY CLERK �. REPORT TO PLANNING COMMISSION Clty of Saratoga APPROVED BY: " DATE,_ - INITIALS: *Modified 12/09/81 DATE: 11/30/81 Commission Meeting: 12/9/81 SUBJECT: SDR -1510, Martin Oudewaal, 14375 Saratoga Avenue Tentative Building Site Approval - 1 lot ( "P -A ") PROJECT DESCRIPTION: (Please see V -564 also on this agenda or basic project data.) The applicant is proposing a 6,456 sq. ft. addition to two existing office buildings (3,983 so. ft). According to Section 21 (Paragraph c. 1.) when a main structure is proposed to be expanded more than 50% its original size, the proposal must receive Tentative Building Site Approval. That is. the purpose of this application. The proposed addition will. create a single,two -story office building where two single -story offices existed. The increase in height proposed requires a side yard variance (Please see V -564). The design of the structure is further described under A -801 also on this agenda. The site slopes steeply to Saratoga Creek along the rear property line. The City Geologist has completed his review of the site and has recommended a further geotechnical investigation of the site be completed and approved prior to issuance of a building permit. There is sufficient parking provided on site but parking space number 1 should be studied to ensure it will not block the use of other parking spaces if occupied. Some of the parking spaces will encroach into the site to the west which is also owned by the applicant. An easement or other approved method to allow the proposed encroachment will have to be recorded on the adjacent western property. PROJECT STATUS: Said project complies with all objectives of tie 1974 General Plan, and all requirements of the Zoning and Subdivision Ordinances of the City of Saratoga. Report to Planning Commission 11/30/81 SDR -1510, Oudewaal Page 2 The Staff Report recommends approval of the tentative map for SDR -1510 (Exhibit B filed 10/13/81) subject to the following conditions: I. GENERAL CONDITIONS Applicant shall comply with all applicable provisions of Ordinance No. 60, including without limitation, the sub- mission of a Record of Survey or parcel map; payment of storm drainage fee and park and recreation fee as established by Ordinance in effect at the time of final approval; sub- mission of engineered improvement plans for any street work; and compliance with applicable Health Department regulations and applicable Flood Control regulations and requirements of the Fire Department. Reference is hereby made to said Ordi- nance for further particulars. Site approval in no way excuses compliance with Saratoga's Zoning and Building Ordinances, nor with any other Ordinance of the City. In addition thereto, applicant shall comply with the following Specific Conditions which are hereby required and set forth in accord with Section 23.1 of Ordinance No. 60. II. SPECIFIC CONDITIONS - ENGINEERING SERVICES DIVISION A. Pay Storm Drainage Fee in effect at the time of obtaining Final Approval. B. Submit "Parcel Map" to City for Checking and Recordation (Pay required Checking and Recordation Fees). (If Parcel is shown on existing map of record, submit three (3) to- scale prints) . C. Submit "Irrevocable Offer of Dedication" to provide for a 40 Ft. Half - Street on Saratoga Avenue or per plan line. D. Improve Saratoga Avenue to City Standards, including the following: 1. Designed Structural Section widened from existing edge of pavement to provide 32 ft. between centerline and flowline. 2. P.C. Concrete Curb and Gutter (R -36, V -24) 3. Pedestrian Walkway (6 ft. P.C.C.) 4. Undergrounding Existing Overhead Utilities. E. Construct Standard Driveway Approach. F. Provide adequate sight distance and remove obstructions of view as required at driveway and access road inter- sections. Report to Planning Commission 11/30/81 SDR -1510, Oudewaal Page 3 G. Watercourses must be kept free of obstacles which will change, retard or prevent flow. H. Obtain Encroachment Permit from the Community Development Department for driveway approaches or pipe crossings of City Street. I. Engineered Improvement Plans required for: A. Street Improvements J. Pay Plan Check and Inspection Fees as determined from Improvement . Plans. K. Enter into Improvement Agreement for required improvements to be completed within one (1) year of receiving Final Approval. L. Post bond to guarantee completion of the required improvements. M. Cooperate with Saratoga Fire District in effort to install conduits to Traffic Signal Controller of Saratoga Avenue /Saratoga - Sunnyvale Road. III. SPECIFIC CONDITIONS - INSPECTION SERVICES DIVISION A. Geotechnical investigation and report by licensed professional 1. Foundation B. Prior to issuance of Building Permits plans to be reviewed by geotechnical consultant. C. Prior to issuance of Building Permits detailed on -site improvement plans showing: 1. Grading (limits of cuts, fills; slopes, cross - sections, existing and proposed elevations, earthwork quantities) 2. Drainage details (conduit type, slope, outfall, location, etc.) 3. Retaining structures including design by A.I.A. or R.C.E. for walls 3 feet or higher. D. Prior to issuance of Building Permits existing structures to conform to current codes. Licensed engineer or architect to submit report of deficiencies. IV. SPECIFIC CONDITIONS - COUNTY SANITATION DISTRICT NO. 4 A. This property is connected to the sanitary sewer. V. SPECIFIC CONDITIONS - SARATOGA FIRE DISTRICT A. Emergency Access. For Emergency access purposes, extend parking area to property to the North, North East. Keeping access free of all . obstructions. Report to Planning Commission 11/30/81 SDR -1510, Oudewaal Page 4 B. Curves. Driveway shall have a minimum inside radius * of 42 feet or other radius as approved by the Fire District. C. Provide 15 foot clearance over the road or driveway (vertical) to building site and remove all limbs, wires or other obstacles. VI. SPECIFIC CONDITIONS - SANTA CLARA VALLEY WATER DISTRICT A. Right -of -way, as shown on map submitted by the District, should be transferred to the District. The Real Estate Division shall be contacted to arrange for transfer of right -of -way. B. Creek bank should be stabilized. Alternative materials * other than concrete sack, such as turfstone or other aesthetic materials, shall be considered. Placement to be approved by the District. C. Building shall be designed so it does not transmit excessive loads to the creek bank and cause bank failures. D. All drainage from the lot should also be directed away from creek banks. If an outfall is required, the district will furnish details of an acceptable outfall. E. Any fence to be installed between the development and the creek shall be reviewed and approved by S.C.V.W.D. and the City. Fence maintenance will be the responsibility of the property owner. F. Applicant shall, prior to Final Map Approval, submit plans showing the location and intended use of any existing wells to the S.C.V.W.D. for review and certification. * G. Site grading and improvement, including bank stabilization and outfall details, shall be submitted to S.C.V.W.D. for review and issuance of a permit prior to start of construction. VII. SPECIFIC CONDITIONS - PERMIT REVIEW DIVISION A. Design Review Approval required on project prior to issuance of permits. B. Any modifications to the Site Development Plan shall be subject to Planning Commission Approval. C. The applicant shall landscape all portions of the public right -of -way that are to remain unimproved. Landscaping and irrigation plans shall be submitted to the Permit Review Division for review and approval. Landscaping and irrigation improvements shall be installed and es- tablished within 90 days of completion of the right -of -way Report to Planning Commission SDR -1510, Oudewaal improvements. 11/30/81 Page 5 D. The applicant shall enter into a Landscape Maintenance Agreement with the City for those landscaped areas within the public-right-of-way. E. Applicant shall record an easement or use some other approved method to allow the proposed parking encroachment on the adjacent western property. F. The results of the site's Geotechnical Investigation shall be reviewed and approved by the City Engineer and City Geologist prior to issuance of building permits. * G. The size of the building will be dependent upon suf- ficient parking in compliance with Ordinance standards. * H. .The applicant shall submit a revised Site Development Plan showing location of garbage dumpster for Staff review and approval. Approved: n Michael Flores Assistant Planner MF:jd P.C. Agenda: 12/9/81 * Modified 12/09/81 Planning Commission Meeting. -MEMORANDUM CITY OF SARATOGA TO: CITY COUNCIL FROM: DIRECTOR OF COMMUNITY _DEVELOPMENT. SUBJECT: Status Report for Building Site Approval All conditions for Building Site Approval SDR -1510 , Martin oudewaal (have) (hW) been met as approved by the Planning Commission on 12 -09 -81 Listed below are the amounts, dates and City receipt numbers for.all required items: Offer of Dedication Yes Date Submitted 11 -20 -84 Record of Survey or Parcel Map Yes Date Submitted 11 -20 =84 Storm Drainage Fee $1559.60 Date Submitted 10 -9 -84 Receipt # 6254 All Required Improvement Bonds 14,968 Date Submitted 11 -2 -84 Receit _ All Required Inspection Fees 2096.16 Date Submitted 10 -9 -84 Receipt #_6254 Building Site Approval Agreement Yes Date Signed 10 -9 -84 Park and Recreation Fee N/A Date Submitted N/A Receipt# It is, therefore, the Community Development Department recommendation that (C? #j Building Site Approval for Martin Oudewaal SDR- be granted. If Conditional Building Site Approval is recommended, it shall become un- conditional upon compliance with the following conditions: Condition(s) Reason for Non - Compliance n Robert-S. S oo Director of Community Development i 0 Y Y J V L 2 F N ua hlq l IV c N' GER�•�O PLC, sr r LOCATION MA-P.. S D_ R S 5 1 Initial: AGENDA BILL NO: % 3� Dept. Head: DATE: November 27, 1984 City Atty: UVIr DEPARTMENT: Parks ---------------------------------------------------- & Buildings City Mgr: ------ - - - - -- SUBJECT: Acceptance and Acknowledgement of Labor Issue Summa Mr. Dale McIntyre refurbished the redwood signs located in Quito, Congress Springs, Brookglen, Foothill, Wildwood, and Gardiner Parks, and at the Historical Site, and in front of the Community Center. He sanded, filled in holes, redid letters, and painted each with waterproofing and log oil, and repainted all the letters using 3 to 4 coats in most cases. The material costs borne by Mr. McIntyre amounted to approximately $150 and labor was in excess of 100 hours. If we had done this by a sign company we could figure time at between $20 -30 per hour and our own crews at around $15 per hour, so there was a substantial savings in both material and labor to the City. The signs have never looked so good even when they were new. Our maintenance will be much easier now that they have been treated and painted so well, their appearance is a real plus to identifying these areas and their longevity is enhanced tremendously. Recommendation Accept and acknowledge this contribution by way of a letter from the mayor. Fiscal Impact Savings of between $1500 - $3000 Exhibits /Attachments None. Council Action 12/5: Approved 5 -0. 1 AGENDA BILL N0: 3 q DATE: November 22, 1984 DEPARTMENT: Parks & Buildings Initial: Dept. Head: City Atty: City Mgr: SUBJECT: Acceptance and Acknowledgement of Labor at Hakone Issue Summary Dave Gubler of San Jose, for his Eagle Scout Project of Troup 536, planned, implemented, and completed refurbishing portions of the picnic area at Hakone Gardens. Dave, with his• volunteers, installed approximately 450' of new header board with stakes, placed decomposed granite in the four picnic table areas, and spread approximately 1100 square feet of pea gravel for the walkway through the picnic area. The job was completed very professionally, improved the area very visibly and saved the City approximately 50 man hours of labor. Recommendation Accept and acknowledge this contribution by a letter from the mayor. Fiscal Impact None. Exhibits /Attachments None. Council Action 12/5: Approved 5-0. '7 Initial: AGENDA BILL NO: /� Dept. Head: DATE: November 22, 1984 City Atty: DEPARTMENT: Parks & Buildings City Mgr: - ---------------------------------------------------------- - - - - -- SUBJECT: Acceptance and Acknowledgement of Labor Issue Summar David Gorman of Saratoga, for his Eagle Scout Project of Troup 535, planned, implemented, built, and installed three additional picnic tables on the Community Center picnic area. David, with his scout volunteers built the tables, bolted them together, attached the support pipe, dug the holes, placed and levelled the tables, poured concrete around the support posts, and painted them. The project was completed in a very professional manner and saved the City approximately 160 man hours of labor. The tables have almost doubled our seating capacity, are a permanent asset to our outdoor area, and will be enjoyed for years to come by all users of the Community Center. Recommendation Accept and acknowledge this contribution by way of a letter from the mayor. Fiscal Impact None. Exhibits /Attachments None. Council Action 12/5 Approved 5 -0. • CITY OF SARATOGA Initial: AGENDA BILL NO. ��'' I Dept. Hd. DATE; 11/26/84 (12/5/84) C. Atty. _ DEPARTMENT: Community Development C. Mgr. Sua=: Denial of Business Licenses for "Pick and Cut" Christmas Tree Lots at 13650 Saratoga- Sunnyvale Road and 21511 Big Basin Way Issue Summary Mr. August John Boisseranc applied for business licenses to allow "pick & cut" Christmas tree lots at his residence at 13650 Saratoga- Sunnyvale Rd. and at.21511 Big Basin Way. The Saratoga - Sunnyvale site is zoned R -1- 12,500. The selling of Christmas trees is neither a permitted or conditional use in R -1 districts. Therefore, staff denied Mr. Boisseranc's request for a business license. (We have explained to Mr. Boisseranc that it is possible for him to cut all of the trees and transfer them to an appropriate location for selling of Christmas trees. The site on Big Basin Way is zoned NHR. This zoning district also does not specifically allow Christmas tree lots. However, staff checked with the Planning Commission to see if "plant nursery" (allowed as a conditional use) could be interpreted to include Christmas tree lots. It was the consensus of the Commission that it was not. Therefore, we have also denied his request at 21511 Big Basin Way. Recommendation Uphold the denials of the business licenses. Fiscal Impacts Loss of a small amount of sales tax and business license fees. Exhibits /Attachments 1. Appeal Letter 2. Business License Applications 3. Location Map 4. Minutes for interpretation of plant nursery dated 10/24/84 Council Action 12/5: Appeal denied 4 -1 (Clevenger opposed). Name of Appellant: Address: Telephone: Name of Applicant: Project File No.: Project Address: Project Description: RECEIVED NOV 06 1984 COMMUNITY DEVELOPMENT APPEAL APPLICATION Date Received: Hearing Date: Fee : CITY USE ONLY C" p G?-4- 4 G",A1Q, c� Lice�i (���L1 Slip r� ,n �� - SV.VLfn�VGI.I� l�Q.liilY�� ��'1✓�G�� Decision Being Appealed: Grounds for the Appeal (Letter may be attached) : �e.P * r�ell nt's ignature *Please do not sign this application until it is presented at the City offices. If you wish specific people to be notified of this appeal please list them on a separate sheet. THIS APPLICATION MUST BE SUBMITTED WITHIN TEN (10) CALENDAR DAYS OF THE DATE OF THE DECISION. November 5, 1984 Recelveo Nod Og 1984 T0: Plannin Saratoga OOMMUNIrr piVROL'MEIVT 13777 Fruitvale Avenue Saratoga, California 95070 RE: Denial of Application for Business License August John Boisserance hereby appeals from the denial of his application of his business permit to sell Christmas trees. A copy of his application and a copy of the denial thereof is attached. The grounds for this appeal are: 1. The raising of fruit and nut trees; vegtables, and horticultural specialties is permitted under Saratoga City Code Sec. 3, Permitted Uses. 2. Horticulture is defined in Websters Dictionary as "The science and art of growing fruits, vegtables, flowers and ornamental plants ". 3. Plants are defined in Websters Dictionary as "Any of the Kingdom (Plantae) of living beings, typically lacking locomotive movement or obvious nervous or sensory organs, and possessing celluose cell walls." 4. The growing of Christmas trees is the engagement in horticulture. 5. Christmas trees are ornamental plants and as such are horticultural specialties. 6. The right to grow includes the right to harvest. 7. The applicant's method of harvesting his Christmas trees is to have them harvested by the purchase of his trees. The denial of the application is to prevent the applicant from harvesting his crops which obviously is an unwarranted restriction upon the exceptions granted by the City Code. Respectfully submitted, u ust John Boisseranc CITY OF SAL-Qql'UGA 13777 Fruitvale A iI L Calendar Year Ending Saratoga, Ca. &607• AFFIDAVIT FOR BUSINESS LICENSE New /Renewal INSTRUCTIONS FOR YEARLY RENEWAL: Complete and Sign Affidavit. schedule on reverse side and enter - amount top of page under Fee Paid ". Make Check Payable to the City of Saratoga. affidavit with payment by January 9, 1983. PLEASE PRINT OR TYPE. Business Firm Name: �- C�z tt Phone Number Location of Business:; r & c treet C Y vStace,, Zip C' Nature of Business �— - Original Start Date Owner Name home Address Owner Name Home Address STATE BOARD OF EQUALIZATION NUMBER CONTRACTORS: State License No. Class Expiration Date-' PLEASE INDICATE WHICH FEE SCHEDULE FROG I REVERSE SIDE WAS USED: - Classification A # of Employees —' (equivalent full -time) Classification B- of Peddlers or solicitors Classification Cl: Type --- YI of alleys, tables, seats, beds. - Classification C2'(Contractors) Y declare under penalty of perjury that this information is true and correct to the best of my knowledge. Signfature an Tit e o ate F05- 77 I)pii can t Zoning; Classification Business Conforms to Zon and Building Code Code (Zone) By Processed by License Nuelber Receipt No. Calendar Year Ending CITY OF SA1 <,aWGA 13777 Fruitvale Av t � Saratoga, Ca. 07 AFFIDAVIT FOR BUSINESS LICENSE New /Renewal Rio sv • � j'ayyL INSTRUCTIONS FOR YEARLY RENEWAL: Complete and Sign Affidavit. Compute tai; to of schedule on reverse side and enter amount p page under Fee Paid ". Make Check Payable to the City of Saratoga. R affidavit with payment by January 9, 1983. PLEASE PRINT OR TYPE. Business Firm Name: Phone Ilumber , Location of Business :,Z'3 �� �; p � n ��� Sv /U`/rf -r c Number & Street ` �CJ STO/"i L��t ✓�i . _ City State Zip Nature of Business Original Start Date Owner ame Owner ome Address Name Home Address STATE BOARD OF EQUALIZATION NUMBER CONTRACTORS: State License No. Class Expiration Date. PLEASE INDICATE WHICH FEE SCHEDULE FROM 1 P.EVERSE SIDE WAS USED: -. Classification A # of Employees 10 P Y (equivalent full -time) Classification B- # of Peddlers or solicitors Classification Cl: Type of alleys, tables, seats, beds., - Classification C2'(Contractors) I declare under penalty of perjury that this information is true and correct to the best of Ley knowledge. �/41gnat r'e and Tit e of Applicant x`7-12 —�"/ Date F05- 77 Zoning Classification Business Conforms to Zoni and Building Code Code (Zone) By Processed by License Number Receipt No. r'ri /111 fu i G 4" CHO D A rn 13777 FRUITVALE AVENUE • SARATOGA, -CALIFORNIA 95070 OAOO COUNCIL MEMBERS: Permit Review : OFFICE Linda Callon Martha Clevenger Virginia Fanelli Joyce Hlava David Moyles October 26, 1984 Mr. A. Boisseranc 13650 Saratoga-Sunnyvale Rd. ,Saratoga, CA., 95070 Dear Mr. Boisseranc: ':'�Your'appl i cation for a business license for sale of Christmas trees in the R-I-.12,500 zoning district at 13650 Saratoga -Sunnyvale Road has been denied. Selling of Christma s trees is neither a permitted or conditional use in R ;,;,,;,..One- Family Residential Districts (R-1 Ordinance attached). You may appeal this decision to. Planning Commission by filing a written * notice stating the grounds for your app eal. The appeal must be filed within 10 calendar days fo llowing the date of this notice. "If you have any questions or would like to clarify the nature of the business proposed, please contact me in the Planning Division. Very truly yours, Kathy --,erdus Senior Planner W FA p MR. � �� TA. pr III�11,, /_ I PV VAAAF- 4. -Mao �i��� wow I fl 101,01 *I- 0--.m ,Planning Commission Meeting Minutes 10/24/8 Mr. Halmquist (cont.) Page 7 consensus to have Staff: and the City Attorney review the ordinance to see if the interpretation can be made so that a variance would not be needed. COMMUNICATIONS Oral 1. Staff indicated that in the NHR zoning district there is a conditional use called "plant nursery ", which excludes sales of items other than plant materials. They reported that they have a request for a Christmas tree farm in that area, and they question whether a Christmas tree farm would be the same as a'plant nursery. Commissioner McGoldrick commented that she would be opposed to Christmas tree sales in that location because of the traffic. She added that the sale of Christmas trees is an intense use. After discussion there was a consensus that a Christmas tree farm that sells trees is not the same as plant nursery. Chairman Siegfried commented that if the applicant wants to pursue the subject further, lie should come formally before the Commis- sion with plans as to location and parking, etc. 2. Chairman Siegfried thanked the Saratoga News for attending, and the Good Government Group for attending and serving coffee. ADJOURNMENT It was moved and seconded to continue the meeting to a Regular Adjourned Meet- ing on November 6, 1984 at 7:00 p.m.. The meeting ended at 9:58 p.m. Respectfully s bmitted, Robert S. Shook Secretary RSS:cd �l A=A BILL NO. DATE: December 5, 1984 DEPARTMENT: Community Services CITY OF SARATOGA SUBJECT: Great Saratoga to Los Gatos Race Initial: Dept. Hd. C. Atty. C. Mgr. Issue Summary The Los Gatos Rotary Club would like to sponsor the Great Saratoga to Los Gatos foot race on Sunday morning, January 13, 1985. The race will require the closure of the Blaney Plaza access ro.ad for approximately two and a half hours, and a temporary five (5) minute closure of Saratoga -Los Gatos Road's eastbound lanes. Traffic control would be provided by the Sheriff's Department in Saratoga. Recommendation Staff recommends Council approve the race conditioned on the following: a. That the Los Gatos Rotary Club obtain a certificate of insurance naming the City of Saratoga as additionally insured. b. That an Encroachment Permit be obtained from the California Department of Trans- portation (Caltrans) for the race. c. That all traffic matters be handled by the Sheriff's Department with any excess costs to be borne by the race's sponsors. Fiscal Impacts None Exhibits /Attachments 1. Letter dated 11/5 from Los Gatos Rotary to City 6. Flyer announcing race 2. Response dated 11/16 .7. Maps showing race route 3. Letter dated 11/16 from Club to City 4. Letter dated 11/15 from Club to Sheriff 5. Letter dated 11/21 from Club to City Council Action , 12/5: Approved 5 -0. i 1v CzTw� A A• REPORT TO MAYOR AND CITY COUNCIL DATE: 11/27/84 COUNCIL MEETING: 12/05/84 SUBJECT: Great Saratoga to Los Gatos Race Purpose The Rotary Club of Los Gatos is requesting Saratoga's approval of their Great Saratoga to Los Gatos foot race to be held on Sunday, January 13, 1985, beginning at Blaney Plaza at 8:00 a.m. and extending down Highway 9 to a termination point in Los Gatos. City Council approval of the race would include authorization for the access lane between Blaney Plaza and Corinthian Studios (easterly of Big Basin Way) to be closed from 7:00 to 9:30 a.m. and for the temporary closure of the eastbound lane of Highway 9 for approximately five (5) minutes just after the race begins. Analysis The Great Saratoga to Los Gatos foot race (formally known as the "Great Race ") has become a community tradition and was sponsored by the Los Gatos Rotary Club for the first time last year. Generally, approximately 1,500 runners participate in the event. The Club anticipates raising approximately $5,000 which will be used for a variety of public benefit projects in Saratoga and Los Gatos. The staging area for the race would be the parking lot by Downey Savings and Loan Association. Staging would begin at 7:00 a.m. The race itself would begin at 8:00 a.m. by Blaney Plaza (corner of Big Basin Way and Saratoga -Los Gatos Road). The race would continue eastbound on Highway 9 through Monte Sereno to its termination point on Massol Avenue in Los Gatos. Traffic control would be provided by the Sheriff in Saratoga and Monte Sereno and by the Los Gatos Police Department in Los Gatos. In Saratoga, the access road connecting Big Basin Way with Saratoga -Los Gatos Road would be closed for approximately two and a half hours, and the eastbound lane of Highway 9 along Saratoga - Los Gatos Road for five (5) minutes shortly after the race begins. After five (5) minutes, the need for the closure of Highway 9 diminishes since the runners "thin out" and are able to run along the shoulder of the road allowing for the restricted flow of traffic throughout the rest of the race. Conclusion The Los Gatos Rotary Cluy would like to sponsor the Great Saratoga to Los Gatos foot race on Sunday morning, January 13, 1985. The race will require the closure of the Blaney Plaza access road for approximately two and a half hours, and a temporary five (5) minute closure of Saratoga -Los Gatos Road's eastbound lanes. Traffic control would be provided by the Sheriff's Department in Saratoga. Staff recommends Council approve the race conditioned on the following: a. That the Los Gatos Rotary Club obtain a certificate of insurance naming the City of Saratoga as additionally insured. b. That an Encroachment Permit be obtained from the California Department of Transportation (Caltrans) for the race. C. That all traffic matters be handled by the Sheriff's Department with any excess costs to be borne by the race's sponsors. Todd W. Argow Community Services Director jm CIS', LOS GATOS LODGE, 50 SARATOCA AVENUE LOS GATOS, CALIFORNIA 95030 November 5, 1984 Ma'y'or Fanelli and City Council City -of Saratoga 13777 Fruitvale Avenue Saratoga, California 95070 Dear.Mayor Fanelli and Council Members: RECEIVED NOV " 1984 CITY w.0ejo qFp The Rotary Club of Los Gatos has recently announced our intention to again sponsor "The Great Saratoga to Los Gatos Race" (formerly.known as "The Great Race "). The members of our Rotary Club believe that the race has become an important community tradition which should be upheld and continued. The Los Gatos Athletic Association will assist our club in the timing. We have selected January 13, 1985 as the date for the next years race. We respectfully solicit the permission and support of the City of Saratoga. We request the closure of the street on the west side of Blaney Plaza from Big Basin to Highway 9 from 8:00 a.m. to 10:00 a.m. An outline of the race is enclosed with this letter. Thank you for your consideration in this matter. Sincerely, William H. Cilker President Rotary Club of Los Gatos cc: Wayne Dernetz City Manager fA/�9'to64 jl 1 I / I r i f � I �G9� EY ALA1A .r,,� A ,�, ,fA'06A • LOS C4,t S e,,l of � :, OFFICE: 13777 FRUITVALE AVENUE • SARATOGA, CALIFORNIA 95070 (408) 867 -3438 November 16, 1984 Mr. William H. Cilker, President Rotary Club of Los Gatos Los Gatos Lodge 50 Saratoga Avenue Los Gatos, CA 95030 Dear Mr. Cilker: COUNCIL MEMBERS: Linda Callon Martha Clevenger Virginia Fanelli Joyce Hlava David Moyles This is in response to your letter of November 5, 1984, to the Saratoga City Council members requesting closure of the west side of Blaney Plaza between Big Basin Way and Highway 9 from 8:00 a.m. to 10:00 a.m. on January 13, 1985. The City Council will consider your request on the evening of December 5, 1984, during their regular meeting. The Council meeting will begin at 7:00 p.m. in the Civic Theatre located next door to Saratoga City Hall. Please be advised that, before we can continue processing your request, we need a map of the proposed race route, together with an estimate as to the number of participants and spectators you anticipate being involved in this activity. Upon receipt of this information, we will do everything possible to accommodate your request. Do not hesitate to contact me if you have any questions. Sincerely, Todd W. Arg�r Community Services Director Jm cc: J. Wayne Dernetz, City Manager Z-" &(4d a� 4od Gatad, LOS GATOS LODGE, 50 SARATOGA AVENUE LOS GATOS, CALIFORNIA 95030 '..r it ... �.J '•, t�,)':� Mr. Todd Argow November_ 16, 1984 Director of Community S^rvicns 13777 Fruitvale Avenue Saratoga, CA 95070 Dear Todd: This letter is to provide the information you requested on the January 1.3, 1985 Great Saratoga -to -Los Gatos Race. 1. A map of the race course is attached. The start is at Blaney Plaza (P.M. 7.4). The course follows Highwav 9 to Massol Avenue (P.M. 10.88) where it turns onto local streets to finish. 2. Last,year's race involved approximately 1500 runners. This is really a short fun "run for some and contest of speed amongst other local athletes. T7e don't therefore draw large numbers like high profile marathons. Last vear there were no spectators along the course. Approximately 200 -300 supporters joined the runners at the start. 3. The only road really closed is the access lane between Blanev Plaza and Corinthian Studios easterly of Bia ?basin Wav where the race start is staged. Bevond this there is really not a closure of anv roads per se. There is rather a need only to control traffic. At worst, tr.a..f.fic at streets may be held 5 minutes with similar delays for traffic eastbound on Highway 9. This is the case for the following reasons: a) The number of runners is kept at a reasonable level.as previously discussed. b) The race is short so most of the runners finish in under.20 minutes. c) Slower runners can stay in the road shoulders and are spread out to the extent they don't affect traffic. Mr. Todd Argow November 16, 1984 Page Two 4. I will contact Cal Trans for their approval to run the race and keep You informed. 5. We have requested extra Sheriff's Dept personnel to provide traffic control and security. Attached is a copy of the request to Lt. Wilson. I will he their contact before and during the race. 6. A certificate of insurance will be provided to you before January 1, 1985. Please let me know if I can do anything further. Very truly yours, Donald C. Wimberly Enclosure DCW /ln r o� I LOS GATOS LODGE, 50 SARATOGA AVENUE LOS GATOS, CALIFORNIA 95030 Lt. Robert Wilson November 15, 1984 Santa Clara County Sheriff's Dent 14374 Saratoga Avenue Saratoga,. CA 95070 Dear Lt. Wilson: This letter is to request special services from the Sheriff's Dept for traffic control and general race safety and security for the 1985 running of the Great Saratoga to Los Gatos Pace along Highway 9 within the City of Saratoga, Cite of Monte Se.reno and ' unincorporated areas. Approval from the City of ?Monte Sereno and city of Saratoga has been requested. The following information is *provided: 1. DATE: Sunday, January 13, 1945 2. TIME: Registration - 7:00 Al ". Race - 9:00 IM Start Estimated finish of last runner_ - 9 :45 A.' 3. LOCATION: Registration - Parking lot at DnT7nev Savings; 14411 Big Basin Way. Staging Area - Street along westerly side of Blanev Plaza. Starting Line - Blanek,r Plaza at Th,7v 9. Route - One eastbound lane of Hwy 9 from Rica Basin Way to *Iassol Tve in Los Catos. 4. Other Information: * Los Gatos Police nept ,Till handle traffic control and security within the Town limits. * Los Gatos Rotary Club N•?ill provide civilan race monitors at each cross street along the.race course during the race. V, Lt. Robert Wilson November 15, 1984 Page Two Your point of contact with the race committee will be: Don Wimberly Office - 354-7635 Home - 356-3336 Office Address - 18041 Saratoga-Los Gatos Rd As in last year's race we understand you will bill us actual cost of officers used beyond normal staffing. Very truly yours, John Colwell Race Chairman JC/rp cc: Todd Argovi, City of Saratoga A) 0� I LOS GATOS LODGE, 50 SARATOGA AVENUE LOS GATOS, CALIFORNIA 95030 November 21, 1984 Mr. Todd W. Argow Community Services Director City of Saratoga 13777 Fruitvale Avenue Saratoga, CA. 95070 Dear Mr. Agow: Thank you for your letter of November 16, clarifying your approval process for the Great Saratoga to Los Gatos Race sponsored by the Los Gatos Rotary Club. Attached hereto are two maps of the proposed route which will start at the corner of Big Basin Way and Highway 9, and finish on North Santa Cruz Avenue near Nicholson in Los Gatos. Also enclosed is a copy of our flyer for the race. If you need any additional information, please contact me at an early date. Direct the letter to me in care of Cilker Orchards, 1631 Willow Street, Suite #225, San Jose 95125. I will plan to be present at your Council Meeting on December 5. Thank you in advance for your cooperation. run in the race. Yours truly, William H. Cilker President Los Gatos Rotary Club I hope you will plan to T H E G.R E A T S A R A T O-G A T O L 0 S G A T 0 S R AC E PROPOSED DATE: STARTING POINT: FINISH LINE: STARTING TIME: SPONSORED BY: THE ROTARY CLUB OF LOS GATOS a Sunday, January 13, 1985. Saratoga -Los Gatos Road at Big Basin Way in Saratoga. Santa Cruz Avenue between Nicholson Avenue and Bean Avenue in Los Gatos. 9:00 a.m. DURATION: The slowest runners should finish no later than 10:15 a.m. All street closures would be over by that time. PRE -RACE ACTIVITIES: In Saratoga, race day registration will take place in the parking lots of Downey Savings and Pacific Valley Bank. In Los Gatos, the finish line and chutes will be set up along Santa Cruz Avenue between Nicholson Avenue and Bean Avenue. RACE DESCRIPTION: The length of the race is approximately 3 and 3/4 miles. The runners will run along the southerly edge of Saratoga -Los Gatos Road from the starting line to Santa Cruz Avenue, then south on Santa Cruz Avenue to the finish line. Finish chutes will take the runners around the corner on Bean Avenue and back north through the alley. Awards and other post -race activities will take place in the Downey Savings parking lot. The Los Gatos Athletic Association will assist our club in the timing. LITTER CONTROL: CONTRTETITOR At the starting line, registration officials and starters will check for and remove litter before leaving the area. At the conclusion of the awards activities, all litter will be removed. Race monitors along the course will check for litter after all runners have cleared their area. Saratoga Savings. G�ug OF LOS All PRE- REGISTRATION: A 9 Q Saratoga 9 To January 11, 1985, 0 (n Or SdV9�1 • Fee, including T- Shirt, S9.00 T -Shirt Only, $7.00 and Loan Association • DAY OF RACE REGISTRATION: $ 10.00 • Checks payable to: Uft ®��� Los Gatos Rotary Club LOCATIONS: WRkAT KAV C • Runners Factory 51 University Avenue, Los Gatos sponsored by • Saratoga Fire Station pp ®® Corner Saratoga Avenue & ®� � � ®� ��� �� , l u b Highway 9 l� • Saratoga Savings and Loan San at0oma Sa �I ®� ins and Loan Saratoga Avenue & Payne OFFICIALS: This 3.85 mile course has Sunday o January 13, 1955 • Rain ®r Shine been charted by the Los Gatos Athletic Association SARATOGA TO LOS GATOS who will officiate. TROPHIES: START TIME: 9 AM ALL DIVISIONS Registration open 7 AM START: SARATOGA CONTRIBUTORS: Corner of Big Basin Way & . Saratoga Savings and Loan Highway 9 • Los Gatos Athletic Association FINISH: LOS GATOS • Los Gatos Rotary Club North Santa Cruz Avenue REFRESHMENTS AVAILABLE NOTE: Pre - registration ends January 11, 1985. Runners may register the day of the race. Take this entry form and a check payable to: LOS GATOS ROTARY CLUB to any of the (3) locations listed above. DIVISIONS (Check One) MALE FEMALE NAME ❑ 13 & under ❑ ❑ 14 -18 ❑ ADDRESS CITY ZIP ❑ 19 -29 ❑ ❑ 30 -39 ❑ PHONE SEX AGE (Day of race) ❑ 40 -49 ❑ In consideration of the acceptance of my entry, I do hereby, for myself, my heirs, executors and ad- ❑ 50+ ❑ mini strators, waive, release and forever discharge any and all rights and claims for damages which I may or hereafter may accrue against Rotary, Saratoga Savings and Loan, Los Gatos Athletic Club, Cities of Saratoga, Monte Sereno, Los Gatos & Santa Clara County or any other coordinating groups, agencies or persons as a result of this race. I certify that I am physically fit and sufficiently trained for this competition, ❑ PRE - REGISTRATION $9.00 and that my physical condition for participation in this type of event has been verified by a licensed medical doctor during the last six months. ❑ LATE REGISTRATION $ 10.00 SIGNATURE DATE Make checks payable to: Los Gatos Rotary Club (no refunds) PARENT OR GUARDIAN SIGNATURE IF UNDER 18 IO 1, 0 A IA __u "u. E-1.7 c­ ­1 A ... .. A AvEm� -f" 4 WEST VALLEY Sy A 0 cot"GE G! A t 11 U I YS, I po —Cl* g 0, ', J 7­ I. W / ' ! 5 rl L C IIS I C' C I S., cl a\i Cop AD s IT, 4p ."Cos Do 1.0.0 ow I XS'H IT "j, C, . L� 1� l•,; , - _2 f♦v 5 110, < CY CLOA 0 __ IE L —o,, in K11 LOS o 3 04 !Alt J :7 sf,, CITY I, MID 13 Z5 vh D-. IA I,. SAAArOGA MON74LPO c RR ,twD r; CITY su.% A, 4"Z I 4RDOAETUb, Ir 41 S, N-, Z rij OLT `,,wo 4r ao�� n�a.,. }w.s + << 1 0 It -To Lo a "A 0 W 11X / AD t -A C. wINIbH LOS GATOS CITY OF SARATOGA AGENDA BILL NO ! 43 DATE: 11/27/84 DEPARTMENT: City Clerk Initial: Dept. Hd. i., SUBJECT: Resolution Ordering Abatement of a Public Nuisance by Removal of Hazardous Weeds Issue SunTary The attached resolution represents the second step in the weed .abatement process for this season. The County has sent the owners of the'350' parcels requiring weed abatement notices informing them that the weeds must be abated, either by the owners or by the County. The notice also informed them that they may present objections at tonight's public hearing. Recommendation Conduct public hearing. Adopt attached resolution ordering abatement. (If Council wishes to remove any parcel from the list, it may do so by motion.) Fiscal Impacts None to City. County recovers its costs from administrative portion of fee charged. Exhibits /Attachments Resolution. List of parcels requiring weed .abatement (available at City Clerk's office). Correspondence received, if any. Council Action 12/5: Approved Resolution 2200,. 5-0. I CITY OF SARATOGA Initial: AGENDA BILL NO. Dept. Hd. DATE: 11/27/84 (12/5/84) C. Atty._ DEPARTMENT: Community Development C. Mgr._ ---------------------------------------------------------------------- - - - --r SUBJECT: V -662 - DeVos, 14681 Farwell Ave. Issue Summary to The wall of the residence has been built along the 20 ft. side yard setback line. The residence has several sliding glass doors along the eastern facade. 2. A 10 ft. privacy wall was constructed 11.5 ft. from the side property line (in the r.equirec side yard setback area) during construction of the residence. The maximum allowed height of a wall, fence or hedge in a setback area is 6 ft. 3. The property to the east is at a higher elevation. Recommendation Conduct the required public hearing and based on the information presented determine whether to grant or deny the appeal. Fiscal Impacts None Exhibits /Attachments 1. Appeal Application 6. Correspondence Received on Project 2. Staff Reports dated 10/3/84 & 3/17/82 3. Resolution V -662 -1 4. Planning Commission Minutes dated 10/10/84 & 10/24/84 5. Exhibits Council Action 12/5: Denied appeal 3 -2 (Callon, Hlava opposed). RECEIVED NOV 02 1984 COMMUNITY DEVELOPMENT Name of Appellant: Address: Telephone: Name of Applicant: Project File No.: Project Address: Project Description: APPEAL APPLICATION C/ FAY 4�11 �d� If Decision Being Appealed: Date Received Hearing Date: Fee oa CITY USE ONLY Grounds for the Appeal (Letter may be attached): ialy ��lYlil� *Please do not sign this application until it is presented at the City offices. If you wish specific people to be notified of this appeal please list them on a separate sheet. THIS APPLICATION MUST BE SUBMITTED WITHIN TEN (10) CALENDAR DAYS OF TH1r DATE OF 'fHE DCC SIOtJ. �'J STOWERS ASSOCIATES /ARCHITECTS INC. RECEIVED 1. NOV 2 1 1984 COMMUNITY DEVELOPMENT November 20, 1984 City Council City of Saratoga 13777 Fruitvale Avenue Saratoga, CA 95070 Gentlemen: We are appealing the decision of the Planning Commission regarding our request for a variance for a fence height at the DeVos house in Saratoga. The reason for our appeal is we believe the Planning Com- mission erred in their failure.to find adequate circumstances to justify the variance. We believe that the extreme steep ness of the site which places the neighbor's property at an elevation 16 ft. higher than the DeVos property is adequate justification for the height of this fence in order to-pro- vide privacy for the bathroom area. We would like to have an.opportunity to present drawings and photographs to you to support our appeal. Thank you for your consideration. Very truly yours, Richard Stowers, AIA RS:sr CC: Paul DeVos Richard Stowers, AIA I 1978 The Alameda San Jose, Calif. 95126 1. (408) 247 -1416 C iiiiiiiiiiiiiiiiiiiji111111111111111111 1111 REPORT TO PLANNING COMMISSION DATE: 10/3/84 Commission Meeting: 10/10/84 SUBJECT: V -662 - J.P. & Geertie DeVos, 14681 Farwell Ave. ACTION REQUIRED: Variance Approval to allow a 10 ft. privacy wall in the side yard setback, 11.5 ft. from the property line. OTHER APPROVALS RECEIVED: Design Review Approval for the recently completed single family residence was granted by the Planning Commission on March 24, 1982. Approval of the color on the eastern (right) facade was given by the Planning Commission at the hearing on August 22, 1984. PLANNING CLASSIFICATION ZONING: R -1- 40,000 GENERAL PLAN: Single Family Residential - Very Low Density SITE DATA PARCEL SIZE: 37,156.7 sq. ft. NATURAL FEATURES & VEGETATION: The site is characterized by gently sloping topography. Wildcat Creek traverses the rear of the property. There are oaks, redwoods and pines located on the property. AVERAGE SITE SLOPE: 10.8% GRADING: No grading is required since the privacy wall has been constructed. ORDINANCE COMPLIANCE SETBACKS: Front: N/A Rear: N/A Left Side: N/A Right Side: 11.5 Ft. HEIGHT: 10 ft. IMPERVIOUS COVERAGE: 32% (35% maximum) iiiiiiiiiiiiiiiiiiiji111111111111111111 1111 REPORT TO PLANNING COMMISSION DATE: 10/3/84 Commission Meeting: 10/10/84 SUBJECT: V -662 - J.P. & Geertie DeVos, 14681 Farwell Ave. ACTION REQUIRED: Variance Approval to allow a 10 ft. privacy wall in the side yard setback, 11.5 ft. from the property line. OTHER APPROVALS RECEIVED: Design Review Approval for the recently completed single family residence was granted by the Planning Commission on March 24, 1982. Approval of the color on the eastern (right) facade was given by the Planning Commission at the hearing on August 22, 1984. PLANNING CLASSIFICATION ZONING: R -1- 40,000 GENERAL PLAN: Single Family Residential - Very Low Density SITE DATA PARCEL SIZE: 37,156.7 sq. ft. NATURAL FEATURES & VEGETATION: The site is characterized by gently sloping topography. Wildcat Creek traverses the rear of the property. There are oaks, redwoods and pines located on the property. AVERAGE SITE SLOPE: 10.8% GRADING: No grading is required since the privacy wall has been constructed. ORDINANCE COMPLIANCE SETBACKS: Front: N/A Rear: N/A Left Side: N/A Right Side: 11.5 Ft. HEIGHT: 10 ft. IMPERVIOUS COVERAGE: 32% (35% maximum) Report to Planning Commiss(_ �.. 10/3/84 V -662 - DeVos, Farwell Ave. Page 2 SIZE OF STRUCTURE: Residence: 4,327 sq. ft. Garage: 793 sq. ft. 5,120 sq. ft. STAFF ANALYSIS: Variance Approval is required for a 10 ft. privacy wall that.was constructe in the side yard setback on the east (right) side of the residence. The maximum allowed height of a wall, fence or hedge in a setback area is 6 ft. The privacy wall was shown on the Design Review plan but the height was indicated on one drawing as 8 ft. and on. another as 6 ft. The wall was shown on the building permit plans, but no height was indicated. The Building Inspector noticed the height of the wall during a framing inspection and advised th applicant that variance approval was necessary, since the wall exceeds 6 ft. Staff has measured the wall at 10 ft. rather than the 8�ft. shown on the drawings submitted for the variance. The eastern (right) facade of the residence, including the privacy wall, is painted a dusty rose color. A neighbor had expressed concern regarding the color. At the'time of Design Review, the applicant had indicated that the residence would be an earthtone color. The col( was presented to the Planning Commission because of the complaint and the fact that a rose color is not generally interpreted as an earthtone. The Planning Commission approved the color. The residence is built along the 20 ft. side yard setback line. The residence has several sliding glass doors along the eastern facade. The wall is constructed to provide privacy inside the residence. The privacy wall blends in with the facade of the .residence since it is the same dusty rose color. The adjacent property to the east is at a higher elevation. The residence and the wall are visible from various locations on the adjacent property. Existing vegetation provides partial screening of the residence from some points on the adjacent property.. FINDINGS 1. Practical Difficulty or Unnecessary Physical Hardship A purpose of-the 6 ft. height limit on walls in the setback areas is to maintain people's privacy at the same time as maintaining a rural, open atmosphere. The wall, since it blends with the facade of the residence, conforms with this objective. 2. Exceptional or Extraordinary Circumstances There are no physical exceptional or extraordinary circumstances to warrant variance approval for a 10 ft. privacy wall in the side yard setback. 3. Common Privilege The wall was constructed to provide privacy to the inhabitants of the new residence. However, there are other ways to provide privacy rather than using a 10 ft. wall in the setback area. Staff cannot make this finding. 4. Special Privilege There are no exceptional circumstances to warrant approval of the variance. Granting of the variance would constitute a granting of special privilege. 5. Public Health, Safety and Welfare Staff noted no potential impacts to health, safety and welfare to the surrounding properties from the 10 ft. wall. Report to Planning Commission 10/3/84 V -662 - DeVos, Farwell Ave. Page 3 RECOMMENDATION: Staff recommends denial of the 10 ft. wall having been unable to make findings #2, 3 and 4. If the Planning Commission determines that Variance Approval is appropriate per Exhibits "B" and "C ", the necessary findings must be made and staff recom- mends the following conditions: 1. Reduce the height of the wall.to 8 ft. 2. Install landscaping along the eastern (right) property line to screen and soften the visual effects of the privacy wall. Plans shall be submitted for the review and approval of the Permit Review Division. Note: If Variance Approval is not granted, the wall will have to be removed or the height of the wall will have be reduced to 6 ft. Approved: Lucille Hise Planner LH /dsc P.C. Agenda: 10/10/84 "M: • ... m C REPORT TO PLANNING COMMISSION riry *(amended 3/24/82) DATE: 3/17/82 DA F° �� Commission Meeting: 3/24/82 SUBJECT* A -814 De Voss, 14681 Farwell Ave ---------------------------------------------------------------------------- REQUEST: Design Review approval to construct a two story single family dwelling and detached garage on an infill lot. ENVIRONMENTAL ASSESSMENT: A Negative Declaration was prepared with the site approval; SDR -1499. PUBLIC NOTICING: Notice of this project was advertised in the newspaper, posted on site and mailed to surrounding property owners. GENERAL PLAN DESIGNATION: Very Low Density Residential ZONING: R -1- 40,000 SURROUNDING LAND USES: Single family residential SITE SIZE: 37,026 sq. ft. SITE SLOPE: 13 %; slope at building site: 11% HEIGHT OF STRUCTURE: 12', 18' maximum SIZE OF STRUCTURE: First floor: 3,062 sq. ft. Second floor: 901 sq. ft. Total: 3,963 sq. ft. FLOOR AREA RATIO: Complies computed by the 4 -1- 20,000 F.A.R. Criteria, 4,851 sq. ft. is allowed. IMPERVIOUS COVERAGE: 32.8 %, 47% is the maximum allowed SETBACKS: Complies Front: 140' Right Side: 20' Left side: 20' 'Rear: 60' GRADING REQUIRED: Cut: 137 Cu. Yds. Fill: 113 Cu. Yds. Cut-Depth: 4 Feet Fill Depth: 4 Feet Report to Planning K'-.iission A -814, De Voss 3/17/82 Page Two STAFF ANALYSIS: This project requires Design Review because it is an infill lot and because it was a requirement of the tentative map. The site which is gently sloping in topography i:s moderately vegetated with oak, redwood, and pine. No trees are proposed to be removed for this project. The site also contains two existing structures which are to be removed. One of the structures is located in the S.C.V.W.D. easement for Wildcat Creek which runs through the northwestern corner of.the property: The proposed structure and garage are located outside of the easement. It should be noted that a portion of the driveway lies on a private easement to the parcel to the rear. Included with this report is a letter from the City Geologist who notes that "No unusual geologic or soil conditions constrain the intended use of the property. " The proposed structure is a partial two story in a modular style. The design is primarily horizontal with a low profile. The exterior materials will consist of earthtone painted plaster with a hand dash finish. The size of the structure is in conformance with the F.A.R. Criteria, as well as all other applicable provisions of the design review ordinance regarding height, bulk and preservation of the natural landscape. RECOMMENDATION: Approve per Staff Report dated 3/17%82 and Exhibits "B" _ &_ "_C" subject to the following conditions; prior to the issuance of building permits: 1. Geotechnical investigation and report by licensed professional for; I. geology, 2. soils and 3. foundation shall be submitted to the Department of Inspection Services and the City Geologist for their review and approval. 2. Detailed grading and drainage plans shall be reviewed and approved by the Department of Inspection Services. Only these approved plans shall be implemented during construction. 3. Any minor modifications to the pr000sed site development plan and elevations shall require Community Development review and approval. * 4. Applicant shall participate with the adjoining neighbor to remove bridge located on the westerly property line. Approved: Sharon Lester, Planning Aide SL:lt P. C. Agenda: 3/24/82 *as modified at the Planning Commission Meeting 3/24/82. VARIANCE N UM MD C C ,t FILE NO.: V -662 RESOLUTION NO. V -662 -1 CITY OF SARATOGA PLANNING COMMISSION STATE OF CALIFORNIA WHEREAS, the City of Saratoga Planning Commission has received the application of J. P. & G. DE VOS for a Variance to allow a 10 ft. fence 7 ft. from the side property—line at 14681 Farwell Avenue and WHEREAS, the applicant (dxacsc) (has not) met the burden of proof required to support his said application; NOW, THEREFORE, BE IT RESOLVED that after careful consideration of maps, facts, exhibits and other evidence submitted'in this matter, the application for.the Variance be, and the same is hereby (gat )c* (denied) subject to the following conditions: Per the Staff Report dated October 3, 1984. BE IT FURTHER RESOLVED that �C�C�X�X�4s�X�tX�47�) (the Planning Commission could not make all of the requisite findings), and the Secretary be, and is . Y hereby directed to notify the parties affected by this decision. PASSED AND ADOPTED by the City of Saratoga Planning Commission, State of- California, this 24th day of October 19 84 by the following roll call vote: AYES: Commissioners Burger, Crowther, Harris, McGoldrick, Peterson, Schaefer and Siegfried NOES: None ABSENT:None ATTEST: Q �� 1 ning Commission Page 4 eeting Minutes 10/10/84.,. r, UP -568 (cont.) Scott Carey, of Cornish F, Carey, discussed the sales tax revenue issue. He also addressed the benefits their company provides to the community, other than . sales tax, i.e. monetary and non - monetary benefits throughout the year. Commissioner Peterson moved to close the public hearing. .Commissioner McGoldrick seconded the motion, which was carried unanimously. Commissioner Crowther indicated that he was going to move in favor of the application. He stated that it does not really change the area and that par- ticular sort of use,-and they have adequate 'parking. He moved to approve UP -568, per the Staff Report dated October 4, 1984 and Exhibits "B" and "C", making the following findings: He does not think it is inconsistent with the General Plan and Zoning Ordinance for that particular parcel. It essentially meets the objectives of the General Plan for the reasons stated by Mr. Carey and because it doesn't really increase the non -sales tax base use in the center. Commissioner Burger seconded the motion, which was carried 4 -2, with Commis- sioners McGoldrick and Peterson dissenting. 10. V -662 -.J. P. & Geertie DeVos, Request for Variance Approval to allow a 10 ft. fence 7 ft. from the side property line at 14681 Farwell Avenue, in the R -1- 40,000 zoninjz district The application was explained by Staff, who stated that they are unable to make the findings and recommend denial. They stated that if the Commission wishes to approve the fence they have listed conditions, one of which states that the height be no more than 8 ft. The correspondence received on the project was noted. The public hearing was opened at 8:24 p.m. Richard Stowers, the architect, gave the history of the house and described the fence. He indicated that the house above sits about 16 ft. higher than this house. Mr. Stowers described the proposed landscaping, commenting that they would be happy to meet with the neighbor. At Commissioner Crowther's inquiry, Mr. Stowers stated that trying to screen the bathroom with vegetation would take too long. He commented that if the Commission has any negative feelings about the wall he would appreciate it if the Commission would go out and.look at it. It was noted that the Land Use Committee had walked the site previously in connection with the controversy on the color of the wall, and at that time they did not realize that the wall was constructed higher than it was supposed to be. Commissioner Harris-stated that she feels strongly that there is no need for that extra height and it was done knowingly. Commissioner Crowther agreed. Commissioner McGoldrick moved to close the public hearing. Commissioner Burger seconded the motion, which was carried unanimously.' Commissioner Harris commented that she thinks it is inappropriate for the Commission to condone this kind of action, and if the ordinances call for 6 ft., she feels that is what the Commission should deal with. She added that there was a problem with the fence being on the plan at 8 ft., but it was not noted in the report and it slipped by. Commissioner McGoldrick commented that this was the area that she . was most con- cerned about at the discussions regarding the color of the wall, she remem- bers stressing the fact that there had to be a tremendous amount of vegetation along that wall. She stated that she feels that something 10 ft. tall is required there because of the bathroom and the location of the neighbor's house. However, she would have preferred to see a wooden fence or something' different. Commissioner Crowther stated that he feels it could be screened with vegeta- tion. Commissioner McGoldrick commented that this house is quite close; she thinks there is a privacy problem here, and she feels that vegetation would take too long. However, the materials the applicant used are just so in opposi- tion to this whole beautiful wooded glen, and it looks awful. Commissioner Burger agreed that the site is odd; the house sits far below the house next door, and they are quite close. She added that she feels there is a need for privacy there, and she also agrees that there should be a lot of heavy landscaping on the outside of that wall. She suggested that maybe @ - the wall could be reduced to 8 ft. and heavy landscaping put on the outside. 4 - ,nning Commission Page 5 .eeting Minutes 10 /10 /8•v V -662 (cont.) Commissioner McGoldrick suggested putting a wooden lath or fence -like structure on the neighbor's side of that wall and the landscaping, leaving the wall. Mr. Stowers indicated that they would be willing to build a 6 ft. fence on . the property line. Staff suggested that, if the Commission feels this is a viable solution, the applicant .should discuss this with the.adjacent property owner. They explained that perhaps putting a 6 ft. fence up there may remove the neighbor's view out towards the creek. There was a consensus to continue this matter to a study session on.October 16, 1984 and the regular meeting of October 24, 1984. Chairman Siegfried commented that Mr. Stowers should work with the next -door neighbors and submit thoughts at the study session. It was determined that the individual Commissioners will make an on -site visit. MISCELLANEOUS 11. Anthony Thomas, 21401 Tollgate, Tract 6628, Consideration of Amendment of CC&Rs regarding fencing Staff explained the request. They indicated that if in fact the Commission recommends to the City Council that such a condition be modified it,will trigger a variance to the zoning to allow for the fencing of the entire perimeter of this property. They commented that they find that that is inconsistent with the zoning in this area and would recommend that the Commission not move to recommend to the Council that the CC&Rs be changed. Commissioner Crowther stated that he agrees with Staff in this'matter. Com- missioner Burger gave a Land Use Committee report, describing the lot. She commented that it was a tremendous lot to cover with fencing. Mr. Thomas, the applicant, introduced his representative, Katherine Pereira. She stated that it had been intended that the area be left as open as possible, and a lot of the homes there have open fences and do enclose a large part of their property. She summarized a letter from Roger Mano, attorney for the developers, which stated that it was never the developers' intent that Mr. Thomas would not have the privilege of erecting an open fence to enclose ani- mals and establish safety precautions for small children. It indicated that the developers, McBain $ Gibbs, are instituting steps to correct the CC&Rs on this tract so that the 4,000 sq. ft. enclosed fence restriction applies only to solid fences and not.open fences. Ms. Pereira explained the proposal for fencing and submitted a site plan. The City Attorney stated that the Commission should keep in mind the distinc- tion between the City -zoned ordinances and the CC&Rs. lie explained that the CC&Rs are the private restrictions applicable to the entire subdivision which have been approved by the City and can only be modified or amended with the consent of the City. lie indicated that this request seems to be an amendment to the CC&Rs, which are for the benefit not only of the City, but all other occupants of the subdivision. lie stated that the 4,000 sq. ft. restriction is a requirement that is in the Zoning Ordinance, and the requirement was put in the CC&Rs at the City's insistence; it was a condition of the subdivision approval. Bob McBain, the developer, commented that when they originally brought this subdivision to the City there was some discussion about open fencing as opposed to closed fencing. He noted that many of the lots have a chain link fence. He explained that when those issues were brought up it was solid fencing'that they were trying to keep from emcompassing the area, and lie believes the word "solid" got omitted in the CC&Rs. Discussion followed on solid vs. open fenc- ing. The City Attorney commented that the ordinance per se does not make a distinc- tion between solid vs, masonry, etc. Therefore, assuming that the City con - sents to an amendment of the CC&Rs, the applicant would still need a variance; and the fact that it is an open fence as opposed to a closed fence might have a bearing on the Commission's inclination to allow more of an area to be enclosed. Commissioner Crowther expressed concern regarding setting a precedent for all the hillsides. Commissioner Harris commented that there are a lot of chain link fences around the homes that back up to Mr. Thomas' property. However, they are in the back yards and the topography is such that the fences are - 5 - J ling Commission Page 3 /:ing Minutes 10/24/8=, The public hearing was opened at 8:18 p.m. Mr. McBain discussed the lots in the subdivision, asking to further discuss the issues at the study session Ab on November 6, 1984. Staff requested that Mr. McBain submit a letter, list- ing the issues. Mr. McBain indicated that he will also meet with the neigh- Ali bors . Co) Commissioner McGoldrick gave a Land Use Committee report, describing this 10 lot and indicating that the committee was not disposed at all to even con - mo• sider a two -story building on this site. P1, It was noted that there will be an on -site visit on November 3, 1984. It was directed that this matter be continued to the study session on November It( 6, 1984 and the regular meeting of November 14, 1984. The Con 6• V -662 - J. P. $ Gertie DeVos, Request for Variance Approval to allow a Pet 10 ft. fence 7 ft. from the side property line at 14681 Farwell MCC Avenue, in the R -1- 40,000 zoning district; continued from Octo- Rep ber 10, 1984 sec Staff gave the history of the project and explained the request for variance. Dis. They noted that they are unable to make the findings and recommend denial. mis. Commissioner McGoldrick gave a Land Use Committee report, commenting that conf mitigating the appearance of the wall to the satisfaction of everyone did pub.' not seem to be a major problem. However, making the finding for a variance seems to be the problem, and the committee explained again that situation to Comr Mrs. DeVos. Pro, staff The public hearing was opened at 8:27 p.m. tree expI Mr. DeVos addressed the findings in the Staff Report. Regarding N2, Physical, ing Exceptional or Extraordinary Circumstances, he stated that the wall is so were close to the house -that it is virtually part of it. He commented that if dorm the wall is removed entirely a blank wall of 20 feet will remain, the physical frorq structure of the house itself. He described the bathroom and explained how note the wall had been raised to 10 feet to provide privacy for themselves and the neighbors. Relative to finding #4, Special Privilege, he stated that he does Mark not feel that privacy is asking for a special privilege. Regarding k5, he heig� commented that the neighbors really do not mind the height of the wall. hie soli, asked that the variance be granted to ensure comfortable living conditions" arch. for themselves and the neighbors. Comm; Chairman Siegfried asked about possible things that could be done to mitigate bilii the present view of the wall if the variance were granted, Dick Stowers, strut the architect, submitted photographs of the site. Fie commented that this concc is a hillside area where the house is built and the house that is located it, to the east is 16 feet higher. He stated that the fact that it is on a hill- Sion side is a mitigating factor. Fie discussed the topography of the area, the copse existing landscaping and proposed landscaping. He indicated that they were not adverse to putting in a fence, even though they do not feel it would help Commi the situation. Burge Commissioner Schaefer commented that the applicants have indicated that they Commi are not willing to compromise and change tine color whatsoever, and she feels per t that, with it remaining pink and with no compromise on the height of the wall, Exhib granting approval of it is very difficult. She stated that she feels that that the color is a major concern of the neighbors. She added that if the wall be pr were somewhat lowered it still would retain some privacy into the bathroom. 23.5 to be Discussion followed on possibly painting the wall an earth tone color. Mr. Stowers commented that painting the wall a brown or an earthtone would not help the appearance of the house. fie explained that the wall now tends to - 3 - SDR -1581 and A -1014 (cont,) he believes that the Commission is not really the roof line. Chairman Siegfried looking at the true usage of T noted that visibility and the appearance of bulk. It was the Commission's directed that concern is this, be placed on the agenda for the study session on November 6, matter 1984 and the regular meeting of November 14, 1984. R 5. A -1016 - McBain f, Gibbs, Inc., Request for Design Review Approval to R# construct a two - story, single- family lot in residence on a hillside Pr the NHR District at 21409 Lot Tollgate Road, Tract 6628, 5; continued from October 10, 1984 The public hearing was opened at 8:18 p.m. Mr. McBain discussed the lots in the subdivision, asking to further discuss the issues at the study session Ab on November 6, 1984. Staff requested that Mr. McBain submit a letter, list- ing the issues. Mr. McBain indicated that he will also meet with the neigh- Ali bors . Co) Commissioner McGoldrick gave a Land Use Committee report, describing this 10 lot and indicating that the committee was not disposed at all to even con - mo• sider a two -story building on this site. P1, It was noted that there will be an on -site visit on November 3, 1984. It was directed that this matter be continued to the study session on November It( 6, 1984 and the regular meeting of November 14, 1984. The Con 6• V -662 - J. P. $ Gertie DeVos, Request for Variance Approval to allow a Pet 10 ft. fence 7 ft. from the side property line at 14681 Farwell MCC Avenue, in the R -1- 40,000 zoning district; continued from Octo- Rep ber 10, 1984 sec Staff gave the history of the project and explained the request for variance. Dis. They noted that they are unable to make the findings and recommend denial. mis. Commissioner McGoldrick gave a Land Use Committee report, commenting that conf mitigating the appearance of the wall to the satisfaction of everyone did pub.' not seem to be a major problem. However, making the finding for a variance seems to be the problem, and the committee explained again that situation to Comr Mrs. DeVos. Pro, staff The public hearing was opened at 8:27 p.m. tree expI Mr. DeVos addressed the findings in the Staff Report. Regarding N2, Physical, ing Exceptional or Extraordinary Circumstances, he stated that the wall is so were close to the house -that it is virtually part of it. He commented that if dorm the wall is removed entirely a blank wall of 20 feet will remain, the physical frorq structure of the house itself. He described the bathroom and explained how note the wall had been raised to 10 feet to provide privacy for themselves and the neighbors. Relative to finding #4, Special Privilege, he stated that he does Mark not feel that privacy is asking for a special privilege. Regarding k5, he heig� commented that the neighbors really do not mind the height of the wall. hie soli, asked that the variance be granted to ensure comfortable living conditions" arch. for themselves and the neighbors. Comm; Chairman Siegfried asked about possible things that could be done to mitigate bilii the present view of the wall if the variance were granted, Dick Stowers, strut the architect, submitted photographs of the site. Fie commented that this concc is a hillside area where the house is built and the house that is located it, to the east is 16 feet higher. He stated that the fact that it is on a hill- Sion side is a mitigating factor. Fie discussed the topography of the area, the copse existing landscaping and proposed landscaping. He indicated that they were not adverse to putting in a fence, even though they do not feel it would help Commi the situation. Burge Commissioner Schaefer commented that the applicants have indicated that they Commi are not willing to compromise and change tine color whatsoever, and she feels per t that, with it remaining pink and with no compromise on the height of the wall, Exhib granting approval of it is very difficult. She stated that she feels that that the color is a major concern of the neighbors. She added that if the wall be pr were somewhat lowered it still would retain some privacy into the bathroom. 23.5 to be Discussion followed on possibly painting the wall an earth tone color. Mr. Stowers commented that painting the wall a brown or an earthtone would not help the appearance of the house. fie explained that the wall now tends to - 3 - .Ing Commission Page 4 ,ing Minutes 10/24/b✓ ,V -662 (cont.) disappear because it is the same.color as the house. He noted that the color is a standard color. He added that if the Commission really feels that color is important,toning it down could be discussed. Staff clarified that the house could have been sited a bit differently and would not have been so close to the property line. Mr. Stowers commented that it was necessary to move the house as far toward the property line as possible because of the large oak trees. Jerry Oberthier, 14651 Farwell, stated that they do not object as much to the wall as the color, noting that it does not blend in with the landscaping. Mr. Stowers commented that they had thought the white house would not be as attractive to the neighbor and thought that a darker color would blend more with.the landscaping and would tend to disappear. He added that the house .is a total architectural statement, and the wall is part of the experience of the house. Commissioner Harris moved to close the public hearing. Commissioner Schaefer seconded the motion, which was carried unanimously. Commissioner Peterson commented that he has not seen the wall, but feels that if the wall is part of the house, then the house is too close to the property line. Therefore, the wall should be torn down or it should be an 8 ft: wall with some kind of treatment on the windows and some landscaping. It was clarified that variance findings would still have to be made to approve an 8 ft. wall. Commissioner Harris stated that she is unable to make the finding of extra- ordinary circumstances. She commented that she thinks this would be granting a special privilege, because the applicant did know at the time they designed the house that it was going right on the setback line and that the bathroom window was going to be on that wall. She added that she thinks. it should have been taken care of at that .time. Commissioner Burger commented that she cannot support the 10 ft. wall. She stated that if the fence goes up on the property line to mitigate the impacts of that wall, then there is no need for the wall to remain at 10 ft.; the fence breaks up all of the view. Commissioner Schaefer stated that she would make a motion and make the findings, to approve because of the topography, but only under the circumstances that the entire side of the house and wall were painted a more neutral color, subject to Staff approval. She added that if that is not willing to be done, then she concurs with the rest of the Commissioners. Commissioner Crowther commented that he would concur also, except for the fact that his neighbor has a lot where he has a very steep cut bank one one side, which is about 20 ft, high. Under similar considerations he feels that his neighbor should be allowed to. build a 1S ft: wall. Therefore, he has a problem with this issue of special privilege, because he thinks there-are other situ- ations like that in Saratoga, and lie would have trouble approving it because of that. Commissioner McGoldrick indicated that she.can make some of the findings Staff could not, but she cannot make the special privilege finding. Commissioner Harris moved to deny V -662, based that the fact that the findings cannot be made. Commissioner Burger seconded the motion, which was carried unanimously 7 -0. Chairman Siegfried noted the 10 -day appeal period. He stated that there was sonic sense by at least two Commissioners that there might be some chance of granting the variance if there had been,some movement on.the color of that side of the house to mitigate the impact on the neighbors, but there was no sense of consensus. 4 - 1 I STOWERS ASSOCIATES /ARCHITECTS INC. October 24, 1984 City of Saratoga Planning Commission 13777 Fruitvale Avenue Saratoga, California 95070 Dear Commissioners: We are requesting that you approve the 10 foot fence which was constructed within the side property line at the DeVos residence at 14681 Farwell Avenue, Saratoga, California. The original plans showed an 8 ft. fence. The justification for a fence of this height is: The DeVos house is located on a hillside. The house directly to the East sits at an elevation approximately 16 ft. higher than the DeVos house. The ground slopes down to the West and to the North. The additional 2 ft. of wall /fence was constructed to pro- vide visual privacy for the bathroom at the master bedroom and to screen the service yard. If the adjacent properties were level or sitting on a more gentle slope, there would be no need for a screen wall of this height. The screen wall is preferable to a fence on the property line in that it provides a more spacious area for landscaping. There will be additional shrubs planted on the hillside between the two houses. The following plants.are proposed: TOYON (Heteromeles Arbutifolia) (12 ft.) MANZANITA (Hooker Manzanita) (4 ft.) STRAWBERRY TREE (Arbutus Unedo) (8 -20 ft.) Richard Stowers, AIA 1978 The Alameda San Jose, Calif. 95126 (408) 247 -1416 l � City of Saratoga Planning Commission Page 2 October 24, 1984 Within a few years these shrubs will provide a dense screen between the two houses.. There are existing shrubs to the South which completely screen the fence and the house. This screen wall benefits both houses and is necessary due to the topography of the land. Thank you for your consideration. Very truly yours, STOWERS ASSOCIATES /ARCHITECTS INC. Richard Stowers, AIA RS: sr I � 2,-, yla� (,c7rl vi cs-t� I J J -c9— Cdf Vie Vig Ic Lu-� OIS S', vi C--k> rIl A 7 November 19, 1984 Town Council City of Saratoga 13777 Fruitvale Avenue Saratoga, CA 95070 Dear Council Members: We wish to give the following reasons for our appeal regarding the rejection by the Planning Commission for a variance approval to allow a 10 ft. privacy wall at our home on 14681 Farwell Avenue: The decision by the Planning Commission was strongly influenced by the color of the wall. I wish to para- phrase several members' comments: "We have no problem with the wall as such - -the color is the main thing." "There is no compromise from the deVosses." "If the color could be beige, I would have no problem with the wall." "If the deVosses are not willing to cooperate, I do not see why we should compromise." The objection to the color was generated by my neighbor, Mr. Obertier. Mr. Obertier filed a complaint about the color with the Planning Department and, at a subsequent public hearing, the Planning Commission approved the color. We were therefore very surprised that the issue of the color was raised again by the same Planning Com- mission while deciding on the merit of the height of the wall. We wish to mention that our neighbors also stated at the public hearing that they have no objection to the height of the wall but only to the color. To overcome this ob- jection, we are willing to repaint the.wall if a mutually agreeable color can be found. Saratoga Town Council November 19, 1984 Page 2 If this compromise does not satisfy the Town Council, our only recourse in order to achieve privacy would be to extend the courtyard to the property line and build a 6 ft. wall the entire length of the property line. I wish to point out that this wall would be 12 ft. closer to our neighbor and 3" higher than the existing wall. The location of the existing wall allows the 12 ft. of hillside between the existing wall and my neighbor's property line to be densely landscaped. The construction of this new wall on the property line underscores the fact that the height of 10 ft. of the present wall is not the main issue and that the lowering or removal of the existing wall would only mean the destruction of a valuable piece of property without any beneficial results. Yours fait fully, o s� ". /sr CITY OF SA ZZVrOCA AcaTDA BILL N0. 1 S Initial: Dept. Hd. DATE: November 26, 1984 C. Atty. DEPARTMENT: City Manager C. Mg --- — ------ — ------ — ----------- — -------- — — -- — --------- — - — ------ l) - — -- — - — SUBJECT: Personnel Resolutions w Issue SL=mary New job descriptions for all positions included in the job classification study conducted by the Employee Relations Service have been completed.* Adoption of Resolution 85 -9.62 will incorporate these new job descriptions into the City's Book of Class Specifications. Copies of these descriptions have been provided to employees. Adoption of Resolution 85 -9.63 formalizes the new salary ranges authorized by Council's approval of the job classifi- cation study and the adoption of the Memorandum of Understanding effective 8/27/84. Resolution 755.8 revises the City Manager's benefits in accord- ance with the Council's recommendation. Reccm-rendation Adopt attached resolutions. Fiscal Impacts Amounts to cover increased salary and benefits have already been budgeted for 1984 -85. �:�h ibi is /A ttachm�n is Resolution 85 -9.62' Resolution 85 -9.63 Resolution 775.8, with related appropriations resolution 2151.14 Council Action 12/5: Approved 5 -0. RESOLUTION NO. 85 -9.62 A RESOLUTION AMENDING RESOLUTION NO. 85 -9, AS AMENDED, ADDING TO BASIC SALARY CLASSES AND EMPLOYMENT POSITION CLASSIFICATIONS FOR THE NON- MANAGEMENT EMPLOYEES OF THE CITY OF SARATOGA. The City Council of the City of Saratoga hereby resolves as follows: Section 1: Section 2.1 of Resolution 85 -9 is amended as follows: Section 2.1: Employment Position Classifications Employment position classifications, typical duties and employment standards as contained in the Book of Class Specifications, City of Saratoga, as amended, further amended to replace existing class specifications with those prepared as a result of analysis and review of job content for all of the regular non - management positions in the City service. Specifications are attached hereto and incorporated by reference for the following positions: Account Clerk Accounting Technician Administrative Assistant Administrative Secretary Assistant Civil Engineer Assistant Planner Associate Planner Building Inspector Building Maintenance Custodian Clerk Typist I Clerk Typist II Clerk Typist III Community Service Officer Deputy City Clerk Housing & Community Development Coordinator Japanese Garden Caretaker Japanese Garden Specialist Parks & Buildings Maintenance Supervisor Parks & Landscape Maintenance Worker I Parks & Landscape Maintenance Worker II Parks & Landscape Maintenance Worker III Recreation Supervisor Secretary Secretary to the City Manager Senior Engineering Technician Street Maintenance Supervisor Street Maintenace Leadworker Street Maintenance Worker I Street Maintenance Worker II Switchboard Operator /Receptionist SECTION 2: Applicability This resolution amends Resolution 85 -9.54 of the City of Saratoga. This resolution is an expression of existing policy of the City of Saratoga and subject to modification and change by the City Council from time to time. Nothing herein contained shall beconstrued as creating or establishing any of the provisions hereof as terms of any contract of employment extending beyond any period other than such period as during the resolution is in full force and effect. . That is to say, that any employee of the City of Saratoga during the effective period of the resolution shall have such employment rights and duties as are set forth herein only during such period of time as this resolution remains in effect, and not afterward. The above and foregoing Saratoga City Council o by the vollowing vote: AYES: NOES: ABSENT: ATTEST: CITY CLERK resolution was passed and adopted by the n the day of MAYOR RESOLUTION NO. 85 -9.63 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA FURTHER AMENDING RESOLUTION NO. 85 -9.54 AS AMENDED REVISING SALARY RANGES FOR NON- MANAGEMENT EMPLOYEES OF THE CITY OF SARATOGA. The City Council of the City of Saratoga hereby resolves as follows: SECTION 1: Section 1 of Resolution 85 -9.54 is amended as follows: Exhibit "A" (Schedule of Salary Classes Effective August 27, 1984), attached hereto and incorporated by reference, provides the basis for rates of compensation to be paid the different positions in the City Service. SECTION 2: Applicability This resolution amends Resolution 85 -9.54 of the City of Saratoga. This resolution.is an expression of existing policy of the City of Saratoga and subject to modification and change by the City Council from time to time. Nothing herein contained shall be construed as creating or establishing any of the provisions hereof as terms of any contract of employment extending beyond any period other than such period a.s during the resolution is in full force and effect. That is to say, that any employee of the City of Saratoga during the effective period of the resolution shall have such employment rights and duties as are set forth herein only during such period of time as this resolution remains in effect, and not afterward. The above and foregoing resolution was passed and adopted by the Saratoga City Council on the day of by the vollowing vote: AYES: NOES: ABSENT: MAYOR ATTEST: CITY CLERK C "EXHIBIT A" C, Effective August 27, 1984, the following positions in the to the following ranges, and shall be paid at the rate of RANGE POSITION STEP P STEP A City service are assigned compensation shown. STEP B STEP C STEP D STEP E 63 Account Clerk 1364 1432 1504 1578 1657 1740 92 Administrative Assistant 1820 1911 2007 2106 2211 2322 85 Administrative Secretary 1698 1783 1872 1964 2063 2166 117 Assistant Civil Engineer 2334 2451 2573 2701 2836 2978 102 Assistant Planner 2011 2111 2217 2326 2443 2565 114 Associate Planner 2265 2379 2498 2621 2752 2890 114 Building Inspector 2265 2379 2498 2621 2752 2890 62 Building Maintenance Custodian 1350 1418 1489 1562 1641 1723 45 Clerk Typist I 1140 1197 1257 1319 1385 1455 54 Clerk Typist II 1247 1309 1375 1443 1515 1591 63 Clerk Typist III 1364 1432 1504 1578 1657 1740 85 Community Service Officer 1698 1783 1872 1964 2063 2166 92 Deputy City Clerk 1820 1911 2007 2106 2211 2322 C97 Hous. & Conn. Dev. Coord. 1913 2009 2109 2213 2324 2440 38 Japanese Garden Caretaker 1064 1117 1173 1231 1292 1357 94 Japanese Garden Specialist 1857 1950 2047 2148 2256 2369 110 Parks & Bldg. Mtc. Supervisor 2177 2286 2400 2519 2645 2777 69 Parks & Landscp. Mtc.Worker I 1448 1520 1596 1675 1759 1847 84 Parks & Landscp. Mtc.Worker II 1681 1765 1853 1945 2042 2144 89 Parks & Landscp. Mtc.Worker III 1767 1855 1948 2044 2146 2254 96 Planner I 1894 1989 2088 2191 2301 2416 82 Planning Aide 1648 1730 1817 1907 2002 2102 84 Recreation Supervisor 1681 1765 1853 1945 2042 2144 69 Secretary 1448 1520 1596 1675 1759 1847 114 Senior Engineering Technician 2265 2379 2498 2621 2752 2890 92 Street Mtc. Leadworker 1820 1911 2007 2106 2211 2322 69 Street Mtc. Worker I 1448 1520 1596 1675 1759 1847 84 Street Mtc. Worker II 1681 1765 1853 1945 2042 2144 107 Street Mtc. Supervisor 2113 2219 2330 2445 2567 2696 54 Switchbd. Opr/Receptionist 1247 1309 1375 1443 1515 1591 RESOLUTION NO. 775.8 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA REVISING THE BENEFITS FOR THE CITY MANAGER. WHEREAS, the City Council has reviewed and evaluated the performance of the City Manager in September, 1984 NOW, THEREFORE BE IT RESOLVED: (1) That effective August 27, 1984, City will pay P.E.R.S. 6% of the 7% of employee's contribution to P.E.R.S.; (2) That the amount provided for insurance benefits, including health, life and dental coverage, shall be the same as provided for other management positions, $275.00 per month; (3) That a one -time performance bonus of $1,000 will be paid; (4) All other terms and conditions of employment as specified in Resolution 775.6, adopted March 16, 1983, be and hereby are continued. The above and foregoing resolution was passed'and adopted by the Saratoga City Council on the day of by the following vote: AYES: NOES: ABSENT: ATTEST: CITY CLERK MAYOR 1 RESOLUTION NO. 2151.14 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA INCREASING APPROPRIATIONS AND AMENDING THE 1984 85 FISCAL YEAR BUDGET WHEREAS, it is recommended that the following adjustment be made increasing the present budget appropriations: NOW, THEREFORE, BE IT RESOLVED, that the budget of the City of Saratoga adopted by Resolution 2151. and 2151.1 be amended as follows: Transfer: $4,040.00 from general ledger account 21 2909 general fund reserve for appropritions increases, to general ledger account 21 2940, general fund appropriations. Subsidiary: Fund 21 General Fund Program 200 City Manager Purpose: To increase appropriations to cover the City Managers compensation increase for the 1984/85 fiscal year. The above and foregoing resolution was passed and adopted at a regular meeting of the Saratoga City Council held on the 5th day of December, 1984 ,by the following vote: AYES: Councilmembers Callon, Clevenger, Hlava, Moyles and Mayor Fanelli NOES : None ABSENT: None ATTEST: J'� e. - L4�� Deputy City Clerk Uf Al j Mayor CITY OU SAFR 110Q% AGB,'DA BILL N0. DATE: November 26, 1984 DEPr1 City Manager SUBJECT: Personnel Resolutions Issue Sunmary Initial: Dept. Hd. C. Atty. C. New job descriptions for all positions included in the job classification study conducted by the Employee Relations Service have been completed.* Adoption of Resolution 85 -9.62 will incorporate these new job descriptions into the City's Book of Class Specifications. Copies of these descriptions have been provided to employees. Adoption of Resolution 85 -9.63 formalizes the new salary ranges authorized by Council's approval of the job classifi- cation study and the adoption of the Memorandum of Understanding effective 8/27/84. Resolution 755.8 revises the City Manager's benefits in accord- ance with the Council's recommendation. Reccm;nendation Adopt attached resolutions. Fiscal Imcacts Amounts to cover increased salary and benefits have already been budgeted for 1984 -85. :'.hihiis /Attaci minis Resolution 85 -9.62' Resolution 85 -9.63 Resolution 775.8, with related appropriations resolution Council Action RESOLUTION NO. 85 -9.62 A RESOLUTION AMENDING RESOLUTION NO. 85 -9, AS AMENDED, ADDING TO BASIC SALARY CLASSES AND EMPLOYMENT POSITION CLASSIFICATIONS FOR THE NON- MANAGEMENT EMPLOYEES OF THE CITY OF SARATOGA. The City Council of the City of Saratoga hereby resolves as follows: Section 1: Section 2.1 of Resolution 85 -9 is amended as follows: Section 2.1: Employment Position Classifications Employment position classifications, typical duties and employment standards as contained in the Book of Class Specifications, City of Saratoga, as amended, further amended to replace existing class specifications with those prepared as a result of analysis and review of job content for all of the regular non - management positions in the City service. Specifications are attached hereto and incorporated by reference for the following positions: Account Clerk Accounting Technician Administrative Assistant Administrative Secretary Assistant Civil Engineer Assistant Planner Associate Planner Building Inspector Building Maintenance Custodian Clerk Typist I Clerk Typist II:: Clerk Typist III Community Service Officer Deputy City Clerk Housing & Community Development Coordinator Japanese Garden Caretaker Japanese Garden Specialist Parks & Buildings Maintenance Supervisor Parks & Landscape Maintenance Worker I Parks & Landscape Maintenance Worker II Parks & Landscape Maintenance Worker III Recreation Supervisor Secretary Secretary to the City Manager Senior Engineering Technician Street Maintenance Supervisor Street Maintenace Leadworker Street Maintenance Worker I Street Maintenance Worker II Switchboard Operator /Receptionist SECTION 2: Applicability This resolution amends Resolution 85 -9.54 of the City of Saratoga. This resolution is an expression of existing policy of the City of Saratoga and subject to modification and change by the City Council from time to time. Nothing herein contained shall beconstrued as creating or establishing any of the provisions hereof as terms of any contract of employment extending beyond any period other than such period as during the resolution is in full force and effect. That is to say, that any employee of the City of Saratoga during the effective period of the resolution shall have such employment rights and duties as are set forth herein only during such period of time as this resolution remains in effect, and not afterward. The above and foregoing resolution Saratoga City Council on the by the vollowing vote: AYES: NOES: ABSENT: ATTEST: CITY CLERK was passed and adopted by the day of MAYOR r ' City of Saratoqa ACCOUNT CLERK DEFINITION July 1984 Account Clerk positions perform intermediate -level clerical accounting work. The majority of work is performed under general supervision. Incumbents may coordinate the work of lower - level clerical personnel. DISTINGUISHING CIiARACTERISTICS This is a journey -level clerical accounting classification. It is distinguished from the next higher level class of Accounting Techni- cian in that the latter performs sub- professional accounting duties requiring greater training and experience and requiring less supervi- sion. EXAMPLES OF WORK (The duties listed below represent examples of work performed and are not all- inclusive of duties which are or may be assigned this classi- fication.) Processes the City payroll. This includes inputting necessary data in the computer, maintaining a master payroll record, preparing necessary manual checks and distributing checks. Makes necessary bank deposits and completes payroll reports for PERS and other appropriate agencies and funds. Receives and reconciles revenues collected by City departments, and deposits such funds. Periodically inputs all receipts, payroll credits and corrections to the financial system in the computer. - Processes coupons and bonds for payment in accordance with established due dates. - Oversees and participates in renewals of business licenses and the issuance of new licenses. As necessary, assigns typing work per- formed on a pool basis by switchboard operators. - Performs general office work, including typing of correspondence and reports. - Operates a variety of office equipment, including calculators and word processors. QUALIFICATIONS Knowledge Of: Basic principles of bookkeeping; mathematics; office practices and procedures; basic records retention systems; corre- spondence forms and correct punctuation, spelling, gramrilar and vocabulary. C r Account Clerk 7/84 Page 2 Ability To: Accurately input, process, compute and reconcile financial data; operate a variety of office equipment; type accurately; maintain accurate and complete records; and work effectively with other staff and with the public. Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be graduation from high school including or supplemented by bookkeeping courses; and one year of responsible experience in clerical accounting work, Driver's License: Possession of a valid, appropriate State of California Driver's License. City of Sarato a ACCOUN`T'ING TECHNICIAN CDEFINITION July 1984 The Accounting Technician performs responsible, sub- professional accounting work in the maintenance of financial records and systems. Work is performed under general supervision. The incumbent may direct the work of other Department personnel either on a project basis or in the absence -of the Finance Director. DISTINGUISHING CHARACTERISTICS This is sub - professional accounting classification. It is distin- guished from the lower class of Account Clerk through the greater training and experience required and the greater independence with which work is performed. EXA14PLES OF WORK (The duties .listed below represent examples of work performed and are not all- inclusive of duties which are or may be assigned this classi- fication.) - Processes accounts payable, including checking coding of accounts, reconciling discrepancies and inputting all payables via computer terminal. C- Reconciles bank statements and accounts. Tracks balances in all City bank accounts and advises the Finance Director as to the need for transfers and the existence of balances available for invest- ments. Prepares reports for administrative and City Council review regarding investments, revenues and expenditures. Checks correctness of general ledger input, researches discrepan- cies and makes adjusting journal entries and corrections as neces- sary. As necessary, performs general office tasks which may entail typing and other related work. Operates a variety of office equipment, including calculators and word processors. QUALIFICATIONS Knowledge Of: Principles of accounting and bookkeeping; investment practices; and office practices and procedures. Ability To: Accurately perform financial analyses, research and reconciliations; accurately input, process, compute and reconcile financial data; acquire knowledge of applicable policies and regu- lations; acquire a knowledge of data processing procedures as re- lated to financial systems and records; operate a variety of office equipment; communicate effectively in writing and verbally; and work effectively with other staff. Accounting Technician Page 2 C 7/84 Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be successful completion of two years of study at an accredited college or university in accounting or a closely related field; and two years of responsible, sub - professional accounting experience. Driver's License: Possession of a valid, appropriate State of California Driver's License. City of Saratoga ADMINISTRATIVE ASSISTANT CDEFINITION July 1»4 The Administrative Assistant performs a variety of administrative sup- port functions. These functions include conducting studies, under- taking special projects and administering programs. Work is performed under the general supervision of the City Manager or a principal assistant. -The Administrative Assistant may direct the work of other personnel on a project basis. DISTINGUISHING CHARACTERISTICS This is an entry -level professional classification. While prior experience is not a prerequisite, the incumbent must possess suffi- cient, relevant academic preparation and /or training in order to pro- perly discharge the duties of this classification. This class is distinguished from all others in the City service which require similar backgrounds by the generalist administrative support functions performed as the direct staff assistant to the City Manager. EXAMPLES OF WORK (The duties .listed below represent examples of work performed and are not all - inclusive of duties which are or may be assigned this classi- fication.) C- Performs a variety of administrative su pp ort duties as staff assis- tant tant to the City Manager. Such functions include assembling and analyzing data, conducting studies, undertaking special projects and administering assigned programs. - Prepares reports for submittal to the City Manager, the City Coun- cil and other appropriate bodies. - Conducts recruitments for new personnel, including advertising, applicant screening as appropriate, administration of written. examinations, scheduling of interviews and organization of inter- view boards. - Conducts and responds to compensation surveys, maintains employee personnel records and assists, as assigned, in administering other elements of the personnel program. - Serves as staff to appropriate commissions and other bodies; attends City Council meetings as necessary. Follows up as appro- priate based upon actions taken. - Responds to inciuir.ies from other City departments, other agencies and the community, and investigates citizens' complaints. - As assigned, serves as the City representative at meetings involv- ing other City departments and other government agencies. 1 Administrative Assistant 7/8 Page 2 c QUALIFICATIONS Knowledge Of: Basic principles of public administration and personnel management. Ability To: Work effectively with a Fide variety of individuals and groups; communicate effectively in writing and verbally; com- prehend projects and issues; and work extended or irregular hours. Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be possession of a Bachelor's Degree from an accredited college or university in public administration, business administration or a related field. Driver's License: Possession of a valid, appropriate State of California Driver's License. City of Saratoga ADMINISTRATIVE SECRETARY CDEFINITION July 1984 The Administrative Secretary performs a variety of support functions on behalf of the Director of Community Development /City Engineer and serves as.recordiny secretary to the Planning Commission. Depending upon assignment, work is performed independently or under general supervision. The Administrative Secretary supervises the wort: of lower - level clerical employees assigned to the Planning and Building Inspection Divisions. DISTINGUISHING CHARACTERISTICS This classification is distinguished from all lower -level clerical classes through the performance of advanced secretarial functions, substantial administrative detail and supervisory duties. EXAMPLES OF WORK (The duties listed below represent examples of work performed and are not all inclusive of duties which are or may be assigned this classi- fication.) Types reports and correspondence for the Director from shorthand notes, copy or other. source. As necessary, types material for C other members of the engineering and planning staffs. May compose correspondence. Coordinates and finalizes the preparation of agendas for regular meetings and study sessions of the Planning Commission. Attends regular meetings of the Commission, records the proceedinys and "takes detailed shorthand notes for read -back purposes. - Prepares Commission minutes for approval by the Director and pro- vides for their distribution. Conducts follow -up to Commission meetings, including preparation of resolutions and letters relative to decisions and coordination of all adopted changes to staff reports. - Attends City Council agenda review and follow -up meetings. Con- ducts appropriate follow -up to Council actions concerning the Department. - Provides a variety of information to interested parties regarding such matters as Department procedures and Planning Commission actions. Establishes and maintains comprehensive records systems. - As necessary, arranges appointments, meetings, conferences and trips for the Director. Screens telephone calls and visitors. I Administrative Secretary 7/84 Page 2 Prepares purchase requisitions, expense statements and related transactions. - Directs.the work of a clerical staff, which primarily entails co- ordination of their work, completion of annual performance reviews, approval of time off and recommendations regarding employee selec- tion. - Operates a variety of office equipment including calculators, word processors and recording machines. QUALIFICATIONS Knowledge Of: Principles of office management; functions and or- ganization of municipal government in general; basic mathematics; and correspondence forms and correct punctuation, spelling, grammar and vocabulary. Ability To: Effectively manage office clerical functions; acquire a thorough knowledge of department and City functions, procedures and policies; work independently and make decisions on procedural matters with only limited direction received; take dictation at a speed of 110 words per minute; type at a speed of not less than 60 C net words per minute from clear copy; communicate effectively in writing and verbally; work effectively with other staff and the public; and work extended or irregular hours. Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be graduation from high school and five years of increasingly responsible clerical and secretarial experience including some experience in an office management or supervisory capacity. Prior experience with a municipality or county is preferred. City of Saratoqa ASSISTANT CIVIL ENGINEER C, DEFINITION July 1984 The Assistant Civil Engineer performs professional engineering duties in connection with public works construction and maintenance pro- jects. Work is performed under general supervision. The Assistant Civil Engineer may direct the work of lower -level professional engi- neers or technicians on a project basis. DISTINGUISHING CHARACTERISTICS This is an experienced -level professional classification. It is dis- tinguished from the class of Senior Engineering Technician principally through being required to be a degreed professional civil engineer. This class is distinguished from higher -level professional engineering classes by the lack of any regular supervisory or administrative re- sponsibilities. EXAI4PLES OF WORK (The duties listed below represent examples of work performed and are not all - inclusive of duties which are or may be assigned this classi- fication.) Prepares designs, plans, estimates and specifications for routine C . construction and maintenance projects such as storm drains, street reconstruction and bicycle paths. Serves as the project engineer through overseeing, controlling and coordinating construction of the project. - Issues and reviews legal documents such as construction agreements, bonds, insurance and fees. - Reviews parcel and, tract maps for conformance with City standards and for technical accuracy. Reviews improvement plans for sub - divisions for compliance with City standards, conformance with standard engineering practices and for computation of cost estimates for bonding purposes. Reviews such plans for compliance and correctness with other standards and agreements, including soils reports and open space agreements. - Provides information to City staff, engineers, developers and citi- zens. Coordinates projects and the review of improvement plans with other appropriate City staff. - Conducts research and prepares reports for City officials and other applicable bodies and agencies. - As necessary, performs public works inspections and field survey work. Assistant Civil Engineer 7/84" Page 2 14 QUALIFICATIONS Knowledge Of: Engineering principles and practices applicable to municipal public works; strengths of materials; stress analysis; principles of engineering survey work; terminology and conditions of public works contracts; and applicable requirements and regula- tions of other agericies which impact on public works projects. Ability To: Accurately prepare and interpret plans, specifica- tions, estimates and reports; make accurate engineering computa- tions and drawings; correctly apply and administer applicable stan- dards and regulations; administer and inspect public works pro- jects; work effectively with a wide variety of individuals and groups; and communicate effectively in writing and verbally. Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be possession of a Bachelor's Degree in civil engineering and two years of experience in public works engineering. Driver's License: Possession of a valid, appropriate State of California Driver's License. City of Saratoga ASSISTANT PLANNER CDEFINITION July 1984 The Assistant Planner performs professional planning work with primary emphasis on current planning and zoning administration. Work is per- formed under general supervision. An incumbent may direct the work of lower -level personnel, such as interns, on an intermittent or project basis. DISTINGUISI3ING CHARACTERISTICS This is the experienced, entry -level classification in the profession- al planning series. It differs from the next higher classification of Associate Planner by the latter having responsibility for a full range of duties with primary emphasis on advanced planning. EXA14PLES OF WORK (The duties listed below represent examples of work performed and are not all - inclusive of duties which are or may be assigned this classi- fication.) - Reviews various applications for zoning changes, use and occupancy permits, variances, building permits, business licenses, signs and development projects. As appropriate, conducts field investiga- tions and prepares recommendations concerning application approval. - Advises the public, developers and other interested parties on a variety of planning and zoning matters. Refers issues involving zoning enforcement to the Building Inspection Division. - Prepares reports, correspondence, exhibits and presentations in connection with the above and related functions. Assists with special studies and in advanced planning functions. - Attends meetings of the Planning Commission and serves as staff to the Land Use Committee. In the absence of the Director of Communi- ty Development, presents staff reports prepared. QUALIFICATIONS Knowledge Of: Principles and trends in urban planning and zoning; and drafting and mapping techniques. Ability To: Accurately interpret and administer applicable codes and regulations; analyze, research and investigate issues and pre- pare concise reports on findings; prepare accurate drawings and maps; work effectively with a variety of individuals and groups; communicate effectively in writing and verbally; and work extended or irregular hours. Assistant Planner Page 2 C 7/84 Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be possession of a Bachelor's Degree from an accredited college or university in urban planning or a closely related field; and one year of professional planning experience. Driver's License: Possession of a valid, appropriate State of California Driver's License. City of Saratoga ASSOCIATE PLANNER CDEFINITION July 1934 The Associate Planner performs a full range of professional planning duties with primary emphasis on advanced planning. The majority of work is performed with considerable independence under administrative direction. An incumbent may direct the work of lower -level personnel on an intermittent or project basis. DISTINGUISHING CHARACTERISTICS This is the full, working - level classification in the professional planning series. It is distinguished from the next higher level of Senior Planner in that the latter has regular supervisory responsi- bilities. This class differs from the next lower class of Assistant Planner through having more complex duties, especially in the area of advanced planning, and by having greater independence of action. EXAMPLES OF WORK (The duties listed below represent examples of work performed and are not all- inclusive of duties which are or may be assigned this classi- fication.) Administers the City's General Plan through a variety of activi- ties. These include: revisions to Plan text and maps; preparation of environmental assessment documents for Plan amendments; research and data analysis; and collection and coordination of input from City staff and other public agencies relative to amendments. - Provides General Plan interpretations to other City staff, citi- zens, the City Council and the Planning Commission. Makes presen- tations to the Planning Commission and City Council concerning Plan amendments and related matters. - Prepares amendments to the Zoning Ordinance necessary to implement the Plan or to comply with State law. Insures consistency in pro- visions of the General Plan and the Zoning Ordinance. - Reviews environmental impact reports, prepares environmental assessments for public works projects and monitors applicable State legislation. As necessary, performs duties related to current planning and zoning administration. - Serves as staff or the City representative to designated bodies, such as sub- commissions of the Planning COIUaissiorl. - Prepares reports, correspondence, exhibits and presentations in connection with the above and related functions. C Associate Planner Page 2 c QUALIFICATIONS Knowledge Of applicable City techniques. 7/84 Principles and trends in urban planning and zoning; and State regulations; and drafting and mapping Ability To: Effectively administer and implement the provisions of the City's General Plan; accurately interpret and administer appli- cable codes and regulations; analyze, research and investigate issues and prepare concise reports on findings; prepare accurate drawings and maps; work effectively with a variety of individuals and groups; communicate effectively in writing and verbally; and work extended or irregular hours. Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be possession of a Bachelor's Degree from an accredited college or university in urban planning or a closely related field; and three years of professional planning experience. Driver's License: Possession of a valid, appropriate State of California Driver's License. C City of Saratoga BUILDING INSPECTOR CDEFINITION July 1984 Positions in the classification of Building Inspector perform skilled tasks in the review of building permit applications and in the en- forcement of applicable codes through inspection of new construction and remodeling work on residential, commercial and industrial struc- tures. The majority of work is performed with considerable indepen- dence and is primarily subject to review as to results. Incumbents do not direct the work of other personnel except for training purposes or where designated to act in the absence of the Senior Building Inspec- tor. DISTINGUISHING CHARACTERISTICS This is a journey -level technical classification. It is distinguished from all other inspection and enforcement - related City classes through the specialized knowledges and background required to perform the work. EXAMPLES OF WORK (The duties listed below represent examples of work performed and are not all - inclusive of duties which are or may be assigned this classi- fication.) - Reviews building plans and permit applications for completeness and Cgeneral compliance with Building and Zoning Codes. Issues permits and performs plan checking for minor structures. - Provides information and assistance regarding all applicable code requirements and Department policies to homeowners, contractors, architects and engineers. - Conducts field inspections at various stages and upon completion of work to insure conformity with approved plans and all appropriate codes and regulations. These include the City's Zoning Ordinance, the National Electrical Code and the Uniform Building, Plumbing and Mechanical Codes. Notes deficiencies and deviations from plans and directs the means and timing of compliance with the appropriate party; as necessary, refers serious problems and disagreements on interpretation to the Senior Building Inspector. - Consults with the contractor, owner or other appropriate party to assist in the correction of design deficiencies not covered by the building plans. - Investigates reported zoning violations and performs public works inspections, especially concerning privately- funded projects. In- spects structural fire damage for the purpose of advising the pro- perty owner of the building permit process. - Maintains records, prepares letters and reports and researches new `�. or amended regulations. c Building Inspector Page 2 QUALIFICATIONS 7/84 Knowledge Of: Building construction methods and materials; and of model codes in general. Ability To: Acquire a thorough knowledge of applicable codes, and to accurately and consistently apply them; interpret building plans and specifications; detect construction deficiencies and code vio- lations at the earliest possible stage; work independently; work effectively with a variety of individuals; and maintain accurate records. Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be graduation from high school; and three years of journey -level experience in one or more of the major building trades. Driver's License: Possession of a valid, appropriate State of California Driver's License. Certificates: Certification as a Building Inspector or glans Examiner by the International Conference of Building Officials is desirable. C City of Saratoga BUILDING MAINTE14ANCE CUSTODIAN CDEFINITION July 1934 Positions in the classification of Building Maintenance Custodian per- form unskilled and semi - skilled tasks in connection with janitorial maintenance.and minor structural building maintenance. Depending upon assignment and the shift worked, work is performed independently or under general supervision. Incumbents may provide limited work direc- tion to temporary and part -time custodians. DISTINGUISHING CHARACTERISTICS This is a journey -level janitorial classification. It is distinguish- ed from the next lower class of Japanese Garden Caretaker through the performance of heavier work, the operation of cleaning machinery and the performance of minor structural building maintenance tasks. EXAMPLES OF WORK (The duties listed below represent examples of work performed and are not all- inclusive of duties which are or may be assigned this classi- fication.) Performs a full range of janitorial tasks associated with cleaning offices and public buildings. These include: mopping, cleaning C and waxing floors; dusting and waxing furniture and counters; cleaning and restocking restrooms; moving furniture; emptying trash; washing windows; and vacuuming and shampooing carpets. - Opens and secures buildings arid sets up for meetings and events. - Performs routine building maintenance tasks involving basic plumb- ing, painting and electrical skills. These include replacement of light switches, replacement of air conditioning filters, unplugging drains and replacing plumbing elbows and faucet stems. Maintains tools used in conjunction with janitorial and building maintenance tasks. - May assign work to and instruct temporary and part -time custodians primarily performing weekend set -up and clean -up for events. QUALIFICATIONS Knowledge Of: Techniques, materials and tools used in janitorial and routine building maintenance; and safe work practices. Ability To: Maintain proper standards of cleanliness in assigned areas; work independently; use material, tools and equipment safely and effectively; perform physical labor, including periodic heavy Building Maintenance Custodian 7/84 Page 2 — labor; follow verbal and written instructions; work extended or ir- regular hours; maintain basic records; and work effectively with other staff and with the public. Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be completion of the eighth grade and one year of experience in janitorial work and routine building maintenance. Driver's License: Possession of a valid, appropriate State of California Driver's License. c c City of Saratoga CLERK TYPIST I CDEFINITION July 1984 Clerk Typist I positions perform a variety of routine clerical tasks involving typing, filing and providing basic information and assist- ance to interested parties. Work is performed under close to general supervision depending upon the assignment. DISTINGUISHING CIiARACTERISTICS This is the entry -level classification in the Clerk Typist series. It is distinguished from the next higher level.of Clerk Typist II in that the latter requires greater typing skills, greater job knowledges and less supervision. EXAMPLES OF WORK (The duties listed below represent examples of work performed and are not all- inclusive of duties which are or may be assigned this classi- fication.) - Types a variety of correspondence, forms, reports and financial or statistical statements from clear copy or draft. Provides basic information and assistance to interested parties. C This information is normally of a limited and nori- technical nature which does not entail interpretation or the exercise of significant judgment. - Researches records for information and prepares basic summaries and tabulations. - Receives r;ionies and records payment as appropriate. Hay periodi- cally prepare basic summaries of transactions. - Performs general office duties such as answering telephones, main- taining files and records and opening and routing mail. - Operates a variety of office equipment including calculators acid word processors. QUALIFICATIONS Knowledge Of: Office practices and procedures; basic mathematics; correspondence forms and correct punctuation, spelling, grammar and vocabulary; and basic records retention systems. Ability To: Operate a variety of office equipment; develop a basic knowledge of department operations; follow written and verbal in- structions; type at a speed of not less than 40 net words per min- ute from clear copy; and wort: effectively witty other staff and the public. Clerk Typist I Page 2 C 7/84 Education and Experience; Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be graduation from high school. Some work experience involving general office work or public contact is preferred. C City of Saratoga CLERK. TYPIST II CDEFINITION July 1984 Positions in the classification of Clerk Typist II perforia intermediate -level clerical tasks involving typing, filing and pro- viding information and assistance to interested parties. Work is normally performed under general supervision. DISTINGUISHING CHARACTERISTICS This is the journey -level classification in the Clerk Typist series. It is distinguished from the next higher level of Clerk Typist III in that the latter is required to have and exercise greater technical job knowledges, perform duties with greater independence and /or direct the work of others. It differs from the next lower class of Clerk Typist I through having more independence of action and being required to have and exercise greater technical job knowledges. /EXA14PLES OF WORK (The duties listed below represent examples of work performed and are not all - inclusive of duties which are or may be assigned this classi- fication.) Types a variety of correspondence, forms, reports and financial or statistical staterients from clear copy, draft, marginal notes or verbal instructions. - Provides information and assistance to interested parties. This information can cover a variety of subjects which may entail some interpretation and the exercise of judgment on the incumbent's part. - Researches records for information and prepares summaries and tabu- lations. - Receives monies and records payments as appropriate. May periodi- cally prepare summaries of transactions. - Performs general office duties such as answering telephones, main- taining files and records and opening and routing mail. - Operates a variety of office equipment including calculators and word processors. QUALIFICATIONS Knowledge Of: Office practices and procedures; basic mathematics; correspondence forms and correct punctuation, spelling, grammar and vocabulary; and basic records retentioiz system,. Clerk Typist II Page 2 C 7/84 Ability To: Operate a variety of office equipment; acquire a work- ing knowledge of department operations and a general knowledge of City operations; follow written and verbal instructions; type at a speed of not less than 50 net words per minute from clear copy; and work effectively with other staff and the public. Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be graduation from high school and one year of experience in typing and general clerical work. C City of Saratoga CLERK TYPIST III DEFINITION July 1984 Positions in the classification of Clerk Typist III perform complex clerical tasks involving typing, filing and providing varied informa- tion and assistance to interested parties. Depending upon assignment, work is performed under general supervision or with considerable in- dependence. Incumbents may regularly direct the work of lower -level clerical personnel. DISTINGUISIiING CHARACTERISTICS This is the highest level classification in the Clerk Typist. series. It is distinguished from the class of Secretary through the lack of any significant amount of secretarial responsibilities involving re- lieving managers and staff of administrative detail. It differs from the next lower class of Clerk Typist II through the greater technical job knowledges possessed and exercised,..the greater independence with which work is performed and /or the direction of work of lower- .level clerical employees. EXAMPLES OF WORK (The duties listed below represent examples of work performed and are not all- inclusive of duties which are or may be assigned this classi- cfication.) Types a variety of correspondence, forms, reports and financial or statistical statements from clear copy, draft, marginal notes or verbal instructions. - Provides a variety of information and assistance to interested par- ties. This includes explanations of department and City procedures and policies and furnishing technical information such as code re- quirements. - Reviews reports, records, applications and other data for accuracy, completeness and compliance with established standards. Researches records for information and compiles summaries and tabulations which may be submitted directly to the requesting individual or agency. - Receives monies and records payment as appropriate. Periodically prepares detailed summaries of transactions which may entail the refinement or conversion of data into account numbers, activities and programs. - Establishes and maintains basic filing systems. As necessary, de- velops and maintains comprehensive records systems regarding acti- vity costs, program usage and revenue, materials usage, incidence of vehicle repair and other matters. Clerk Typist III 7/84 Page 2 Screens telephone calls and visitors; may arrange appointments and meetings for staff. - Prepares purchase requisitions, experise statements and related transactions. - Operates a variety of office equipment, including calculators and word processors. Depending upon assignment, operates and monitors a base station radio and dispatches work crews. QUALIFICATIONS Knowledge Of: Principles of office management; basic mathematics; correspondence forms and correct punctuation, spelling, grammar and vocabulary; and comprehensive records retention system. Ability To: Coordinate office clerical functions; acquire a thorough knowledge of the functions, procedures and policies of the department and a working knowledge of City operations; make deci- sions on procedural matters without immediate supervision; prepare and maintain accurate and complete records and reports; operate a variety of office equipment; follow written and verbal instruc- tions; type at a speed of not less than 50 net words per minute from clear copy; and work effectively with other staff and the pub- lic. Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be graduation from high school and two years of increasingly responsible experience in typing and general clerical work. City of Saratoga July 1984 COMMUNITY SERVICE OFFICER ,C DEFINITION On an assigned shift, positions in the classification of Community Service Officer perform non -sworn duties in: enforcing City and other codes; providing assistance and /or support to sworn law enforcement personnel; and in providing community education and relations services related to law and code enforcement issues. Policy direction is received from the City Manager or the department head, while field supervision is received from sworn personnel of the County Sheriff's Department. Incumbents may provide limited work direction to less experienced employees in this classification. DISTINGUISHING CHARACTERISTICS This is an entry -level technical classification. while prior experi- ence is not a prerequisite, incumbents must possess sufficient, rela- tive academic preparation and /or training in order to properly discharge the duties of this classification. This class is distinguished from-that of Building Inspector in that the enforcement - related functions of the latter require substantial amounts of specialized experience and are of a more technical nature. EXA14PLES OF WORK C(The duties listed below represent examples of work performed and are not all- inclusive of duties which are or may be assigned this classi- fication.) Enforces a variety of City and State codes through investigation of conditions personally observed or reported by citizens or other City personnel. These include parking, noise abatement, abandoned vehicles and animal control ordinances and regulations. - Contacts parties concerned, inspects the reported condition and interviews witnesses as necessary. Prepares reports and other appropriate documentation, and refers unresolved or inappropriate complaints to the proper department or agency. - Conducts patrols as necessary in designated areas and performs limited home and business security checks. - Assists in maintaining traffic and crowd control at the scene of traffic accidents and fires. Prepares reports concerning non - injury traffic accidents. - Maintains close liaison with the County Sheriff's Department and other appropriate agencies. - Takes and prepares reports regarding matters unrelated to code violations, such as found property and missing persons. Community Service Officer 7/84' Page 2 - Works with other appropriate agencies and community groups in p ro- viding community education and relations services. - Performs fingerprinting, maintains records and performs incidental clerical duties. - Works assigned shifts. QUALIFICATIONS Knowledge Of: Basic principles of investigation, interviewing and report writing in an enforcement context; and basic functions and operations of municipal government. Ability To: Work effectively with a wide variety of individuals and groups in stressful situations; acquire a thorough knowledge of applicable codes and regulations and effectively enforce them; com- municate effectively in writing and verbally; accurately assess situations and issues; exercise sound judgment; work extended or irregular hours; and operate a vehicle safely. Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be successful completion of two years of study at an accredited college or university in police science, public administration or a related field; and some rele- vant work experience. Training in first aid and CPR and possession of the Basic Certifi- cate issued by the California Commission on Peace Officers Stan- dards and Training are desirable and may be applied as substitutes for formal education and /or experience requirements. Driver's License: Possession of a valid, appropriate State of California Driver's License. Special Training: Successful completion of appropriate special training as,may be required by the City following employment. C 1 City of Saratoga DEPUTY CITY CLERK DEFINITION July 1984 The deputy City Clerk performs a variety of administrative support and clerical functions in processing and distributing information related to the legislative operations of the City. Work is performed under the general supervision of the City Manager, who also serves as City Clerk. The Deputy City Clerk may periodically direct the work of other clerical personnel. DISTINGUISHING.CHARACTERISTICS This is a high -level clerical classification requiring the performance of statutory City Clerk functions as delegated by the City Manager /City Clerk. This class is distinguished from all other clerical classes in the City service by the specialized nature of work and the variety of technical job knowledges which must be possessed by the incumbent. EXAMPLES OF WORK (The duties listed below represent examples of work performed and are not all - inclusive of duties which are or may be assigned this classification.) - Attends all regular meetings of the City Council and personal- ly prepares the minutes of such proceedings. Upon Council approval, signs and distributes minutes. - Conducts follow -up as directed on actions taken by the City Council, including preparation and typing of correspondence, recording documents and publishing and mailing notices. Types verbatum transcripts of relevant Council actions where required by other City departments. - Organizes and types the tentative Council agenda, attends agenda meetings and types and distributes the final agenda. - Maintains all applicable, official City records. Maintains the City Code, prepares and types resolutions and notarizes documents. - Coordinates with County and State officials in the conduct of City elections, including publication of legal notices and the submittal of required information to the State and County. - Responds to a wide variety of requests for information from the community, other City departments and other government agencies. Deputy City Clerk Page 2 QUALIFICATIONS Knowledge of: The government; records in general. 7/84 legislative process as it relates to municipal and office management; and election procedures Ability To: Type, and take and transcribe shorthand at acceptable levels of speed arid accuracy; acquire a thorough knowledge of applicable policies, codes and other requirements of the City and other government agencies; work effectively with a wide variety of individuals and groups; communicate effectively in writing and ver- bally; and work extended or irregular hours. Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be high school graduation and four years of responsible clerical and secretarial experience, prefer- ably including applicable experience with a municipal government. Driver's License: Possession of a valid, appropriate State of California Driver's License. C City of Saratoga July 194 HOUSING AND COI,IPIUNITY DEVELOPMENT COORDINATOR DEFINITION The Housing and Community Development Coordinator is responsible for the coordination and administration of the City's Housing and Com- munity Development grant program. Work is performed under general supervision. DISTINGUISHING CHARACTERISTICS This is an entry - .level professional classification. While prior experience is not a prerequisite, the incumbent must possess suffi- cient, relevant academic preparation and /or training in order to pro- perly discharge the duties of this classification. This class is distinguished from that of Administrative Assistant in that the administrative support functions performed by the Coordinator are of a specialized nature and entail accountabilities for substan- tial amounts of funds. EXAMPLES OF WORK. (The duties .listed below represent exariples of work performed and are not all- inclusive of duties which are or may be assigned this classi- fication.) C- Administers the City's Housing and Community Development grant pro- gram. This includes program development, grant application, budget development and controls and performance reports. - Implements and administers the City's grant - funded housing reha- bilitation program, including budget preparation, program advertis- ing, progress reports and coordination of rehabilitation activities with appropriate County personnel. Orients homeowners to the pro- gram, performs routine property inspections and appraisals and works with financial institutions in securing and processing loans. - Coordinates grant - funded capital improvement projects with the appropriate City departments, and conducts on -site inspections to insure contractor compliance with applicable labor laws. - Provides for the allocation of grant funds to sub- grantee organiza- tions in accordance with established regulations and policy. Moni- tors and coordinates such projects. - Serves as staff to the Citizens' Advisory Committee and as the City representative on appropriate inter - agency committees.. As neces- sary, makes presentations to the City Council, other appropriate elected bodies and community organizations. - Performs administrative support duties in additional program areas as assigned. Housing and Community Development Coordinator Page 2 C QUALIFICATIONS 7/84 Knowledge Of: The general scope of the Housing and Community Development Act; basic accounting principles; and housing financing and rehabilitation in general. Ability To: work effectively with a wide variety of individuals and groups; acquire a thorough knowledge of applicable City poli- cies and of County and Federal regulations and procedures; accu- rately account for the status of projects and the disbursement of funds; communicate effectively in writing and verbally; and work extended or irregular hours. Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification, A typi- cal qualifying background would be possession of a Bachelor's Degree from an accredited college or university in public adminis- tration, business administration or a related field, preferably supplemented by some relevant work experience, Driver's License: Possession of a valid, appropriate State of California Driver's License. a C City of Saratoga JAPANESE GARDEN CARETAKER (PART -TINE) DEFINITION July 1984 The Japanese Garden Caretaker performs routine custodial duties in- volving the cleaning of houses and the maintenance of grounds at the Hakone Japanese Garden. Depending upon assignment, work is performed independently or under general supervision. DISTII4GUISIII14G CHARACTERISTICS This is a part -time, custodial -type classification. It is distin- guished from the related class of Building maintenance Custodian in that the duties of the latter generally entail heavier labor, the operation of cleaning machinery and minor structural building main- tenance tasks. EXAMPLES OF WORK (The duties listed below represent examples of work performed and are not all- inclusive of duties which are or may be assigned this classi- fication.) C - Cleans both houses at the Garden which entails vacuuming, clopping, sweeping, dusting and the cleaning of bathrooms and kitchen appli- ances. Cleans inside windows on a regular basis and periodically washes outside windows. - Assists in preparing the Garden for opening and closing. - Performs basic grounds maintenance duties, such as raking, weeding, watering and minor pruning. Assists the Japanese Garden Specialist in-repairing bamboo fences and other installations. - Collects and counts money from cash boxes at closing each day. - As necessary, assists weekend staff and visitors to the Garden.* * Note: The incumbent lives on the grounds. Her immediate availa- bility creates this particular duty. Additional functions involv- ing security are performed after 5 p.m. on a daily basis. This work is compensated for apart from base salary and results in its exclusion from this class specification. QUALIFICATIONS Knowledge Of: Cleaning methods and materials; and basic yrounds maintenance techniques and tools. Japanese Garden Caretaker Page 2 7/g.n C Ability To: Keep houses and rounds clean; s collect and account for money; insure that proper procedures are followed in opening and closing the Garden; read and follow directions; and work effective- ly with the public. Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be completion of the eighth grade and some experience involving custodial, grounds maintenance or caretaking work. City of Saratoga July 1984 JAPANESE GARDEN SPECIALIST DEFINITION The Japanese Garden Specialist performs skilled and specialized ornamental landscaping duties in developing and maintaining the Ilakone Japanese Garden. Although work is performed with considerable independence, the position reports to and is supervised by the Parks and Buildings Maintenance Supervisor. The Specialist directs the work of a part -time caretaker; and, as necessary, weekend student help and regular Parks personnel assigned for short -term projects. DISTINGUISHING CHARACTERISTICS This is a skilled maintenance classification specializing in ornamental landscaping. It is distinguished from all other parks maintenance classifications through the specialized skills required and the independence with which work is performed. EXAMPLES OF WORK (The duties listed below represent examples of work performed and are not all - inclusive of duties which are or may be assigned this classi- fication.) - Evaluates the overall development and maintenance program and makes Ceffective recommendations concerning improvements. - Performs skilled and basic maintenance duties regarding all land- scaped and surrounding areas to retain their proper form, relation- ship and authenticity. These include a wide variety of trees, shrubs, flowers, groundcover and turf. - Determines the requirements.of all plant material as regards moisture, fertilizer, pest and disease control, cultivation, pruning and transplanting. - Maintains the exotic fish pond, and cares for fish and plant material in the pond. - Performs basic maintenance work on grounds and facilities, includ- ing weeding, raking, mowing, and repairs to bamboo fences, wood borders and rockwork. - Waters Garden areas by hand and through irrigation systems. Main- tains irrigation systems. - As necessary, applies herbicides and pesticides. - Conducts tours and assists in the setting up and arranging for activities in the Garden such as weddings and meetings. Japanese Garden Specialist Page 2 7/84 C- Works with individuals and groups in obtaining donations arid volun- teer assistance. C - Directs the work of and trains personnel assigned to the Garden. - QUALIFICATIONS Knowledge Of: Methods and techniques used in maintaining a Japanese garden, and the types of trees and shrubs common to such an area; and tools and equipi:ient used in landscaping. Ability To: Efficiently develop and maintain an authentic Japanese garden; use tools, equipment and chemicals in a safe manner; effectively perform moderately heavy physical labor; work in inclement weather; work extended or irregular hours; and work effectively with a variety of individuals and groups. Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be graduation from high school sup- plemented by specialized training in ornamental landscaping; and five years of experience in specialized landscape maintenance, preferably involving oriental gardens. Driver's License: Possession of a valid, appropriate State of California Driver's License. Certificates: Possession of appropriate categories of Commercial Applicator certification within a prescribed period of'time from the date of employment. C City of Saratoga July 1984 PARKS AND BUILDINGS MAINTENANCE SUPERVISOR DEFINITION The Parks and Buildings maintenance Supervisor is responsible for all activities relating to the operation of the Parks and Buildings Division of the maintenance Department. These operations include maintenance of all City -owned parks, landscaped areas and buildings, including street medians, Hakone Japanese Garden and the Civic Center grounds and buildings. This function is carried out under the general direction of the Direc- tor of Maintenance. DISTINGUISHING CHARACTERISTICS This classification is distinguished from the next lower class of Parks and Landscape Maintenance Worker III by its complete responsi- bility for planning and supervising all activities of the Division. EXAMPLES OF WORK (The duties listed below represent examples of work performed and are not all- inclusive of duties which are or may be assigned this classi- fication.) - Prepares the Division budget pursuant to guidelines established by the Director of Maintenance. In conjunction with the Director, establishes programs and projects to be undertaken and their priority. - Plans and implements programs and projects, including the develop- ment of work schedules and the ordering of materials and tools. Prepares equipment specifications as appropriate. - Assigns all work to be performed. Inspects work in progress and upon completion. May directly perform maintenance work under un- usual or emergency circumstances. - Evaluates the performance of all Division personnel and makes effective recommendations regarding hiring, promotion and disci- pline. Approves timecards and schedules vacations consistent with operational needs. - Inspects parks, buildings and other Parks installations and facili- ties to detect the need for repairs. Determines if contractors should be utilized and lets such contracts in accordance with established guidelines. Oversees the work performed by contractors to insure compliance with terms and conditions. - Trains employees in such areas as safety, equipment operation and maintenance techniques. Parks and Buildings maintenance Supervisor 7/84 Page 2 - monitors expenditures by program and project for purposes of budgetary control. - As appropriate, coordinates activities with community groups, and coordinates citizen and volunteer activities. - Investigates complaints from the public and confers with the resi- dent. Refers complaints which cannot be resolved to the Director or other appropriate department or agency. - Provides for the maintenance of necessary records and prepares re- ports concerning activities and personnel. - As necessary, responds to emergency situations during off - hours. QUALIFICATIONS Knowledge Of: Effective and safe management of parks and building maintenance projects; and principles of supervision. Ability To: Effectively and safely supervise all projects and pro- grams, including budget, personnel and records maintenance; acquire a knowledge of applicable policies and procedures of the Department and City; work effectively with other staff, suppliers and the pub- lic; communicate effectively in writing and verbally; work in in- clement weather; and work extended or irregular hours. Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be graduation from high school supplemented by training or coursework in parks maintenance and /or supervision; and six years of increasingly responsible experience in parks and building maintenance work, including two years as a leadworker or supervisor. Driver's License: Possession of a valid, appropriate State of California Driver's License. Certificates: Possession of appropriate categories of Commercial Applicator certification within a prescribed period of time from the date of employment. City of Saratoga July 1984 PARKS AND LANDSCAPE MAINTENANCE WORKER I CDEFINITION Positions in the classification of Parks and Landscape I-Iaintenance Worker I perform unskilled and semi - skilled tasks in the maintenance of parks, street medians and other landscaped areas. Depending upon assignment, work is performed under close to general supervision. Incumbents may provide limited work direction to less experienced employees in this classification or to seasonal workers. DISTINGUISHING CHARACTERISTICS This is the experienced, entry -level Landscape Maintenance Worker series. next higher class of Parks and Lands positions in this class perform at a not possess experience and skills in functions. EXAMPLES OF WORK classification in the Parks and It is distinguished from the cape Maintenance Worker II in that lower skill level and normally do all of the Division's priiiary (The duties listed.below represent examples of work performed and are not all - inclusive of duties which are or may be assigned this classi- fication.) C - Mows, waters, weeds and plants parks, street medians and other landscaped areas. Prunes trees and shrubs. - Applies herbicides, insecticides and fertilizers. Clears grounds, public parking lots and other installations of leaves, weeds, and litter. - Assists in the installation and maintenance of sprinkler systems, including broken sprinkler heads, realignment of heads, broken lines and basic troubleshooting of systems. - Inspects, cleans and repairs park structures and facilities such as playground equipment, picnic tables, walkways and restrooms. Per- forms minor repairs to other City buildings such as replacing light switches, ballasts, plumbing elbows, washers and valves. - Sets up traffic cones and directs traffic as required. - Assists in performing minor repairs to motorized equipment of the Parks Division, such as lubrication, oil changes arid replacement of globes. Assists in the general cleaning and maintenance of the corporation yard. - Reports incidents of vandalism; makes other basic reports as neces- sary. Parks and Landscape Maintenance worker I Page 2 7/84 - Uses a variety of hand and power tools in connection with the above duties. Operates light motorized equipment such as pick -up and dump trucks; may operate larger equipment such as front -end loaders. - As assigned, works extended or irregular hours in the performance of storm patrol and emergency repair work. QUALIFICATIONS Knowledge Of: Basic techniques, tools, equipment and chemicals used in parks and landscape maintenance; basic building repairs; and safe wort: practices. Ability To: Effectively and safely perform heavy physical labor; safely apply chemicals; use a variety of hared and power tools and operate light motorized equipment; perform rotating work assign- ments; work in inclement weather; work extended or irregular hours; follow written and verbal instructions; and work effectively with other staff and with the public. Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be completion of the eighth grade and one year of experience in parks and .landscape maintenance work. C Driver's License: Possession of a valid, appropriate State of California Driver's License. Certificates: Possession of appropriate categories of Commercial Applicator certification within a prescribed period of time from the date of employment. l City of Saratoga July 1984 PARKS AND LANDSCAPE MAINTENANCE WORKER II DEFINITION Positions in the classification of Parks and Landscape Maintenance Worker II perform semi - skilled and skilled tasks in the maintenance of parks, street medians and other landscaped areas and City buildings. Work is normally performed under general supervision. Incumbents may be assigned a helper on a regular basis, may periodically direct a small crew and may assist in the scheduling of work and in training, DISTINGUISHING CHARACTERISTICS This is the journey -level classification in the Parks and Landscape Maintenance Worker series. It is distinguished from the next lower class of Parks and Landscape Maintenance Worker I by having an overall higher level of skill and experience in all of the Division's primary functions and by periodically directing the work of crews and assist- ing in the scheduling and training of personnel. This class is distinguished from the next higher class of Parks Land- scape Maintenance Worker III in that the latter has additional, spe- cialized duties in performing semi - skilled and skilled structural building maintenance. EXAMPLES OF WORK C(The duties listed below represent examples of work performed and are not all- inclusive of duties which are or may be assigned this classi- fication.) Parks and Landscape IMaintenance Worker II positions perform any of the duties set forth in the class specification for Parks and Landscape Maintenance Worker I. In addition, they: - Perform more skilled and specialized wort; in such areas as tree maintenance and grafting; the layout, installation and maintenance of sprinkler systems; and the maintenance of motorized equipment of the Division. - Periodically direct the work of a crew and assist in the scheduling and training of employees. - As assigned, works extended or irregular hours in the performance of storm patrol and emergency repair work. QUALIFICATIONS Knowledge Of: Techniques, tools, equipment and chemicals used in parks and landscape maintenance; basic building repairs, and safe work practices. Parks and Landscape I-taintenarice Worker II Page 2 7/84 C` Ability To: Effectively and safely perform heavy physical labor; safely apply chemicals; layout, install and maintain sprinkler sys- tems; direct the work of other employees; use a variety of band and power tools and operate light motorized equipment; perform rotating work assignments; work in inclement weather; work extended or ir- regulan hours; follow written and verbal instructions; and work effectively with other staff and with the public. Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be completion of the tenth grade and two years of experience in parks and'landscape maintenance work. Driver's License: Possession of a valid, appropriate State of California Driver's License. Certificates: Possession of appropriate categories of Commercial Applicator Certification within a prescribed period of time from the date of employment. ( I l City of Saratoga July 1984 PARKS A14D LANDSCAPE MAINTENANCE VIORKER III DEFINITION The Parks and Landscape Maintenance Worker III performs semi- skilled and skilled tasks in the maintenance of park equipment and facilities, City buildings and motorized equiprierit. These functions are in addi- tion to duties involving the maintenance of parks, street medians and other landscaped areas. Depending upon assignment, work is performed independently or under general supervision. The incumbent may be assigned a helper on a regular basis, may periodically direct a small crew and may assist in the scheduling and training of employees. DISTINGUISHING CHARACTERISTICS This is the highest classification in the Parks arid Landscape Mainte- nance Worker series. It.is distinguished from the next lower class of Parks and Landscape t-iaintenance Worker II through its emphasis on maintenance tasks involving trade knowledges. EXAMPLES OF WORK (The duties listed below represent examples of work performed and are not all - inclusive of duties which are or may be assigned this classi- fication.) The Parks and Landscape Maintenance Worker III position performs any C of the duties set forth in the class specifications for Parks and Landscape maintenance Worker I and II. In addition, this position: - Performs a variety of structural building maintenance tasks on all City buildings which involves locks, plumbing, electrical, painting and rough carpentry not requiring journey -level skills. These tasks include repair and replacement of locks, repairing plumbing joints and valves, repairing circuit breakers and replacing air conditioning belts. - Welds fixtures and equipment, and as feasible fabricates equipment arid accessories. - Performs repairs on power dowers and related equipment. Performs minor repairs to motorized equipment of the Division, including tune -ups, electrical work, lubrication, oil changes and shock absorbers. As necessary, performs similar maintenance on equipment of the Street Division. - Periodically directs the work of a crew arid assists in the schedul- ing and training of employees. - As assigned, works extended or irregular hours in the periormance of storm patrol and emergency repair work. Parks arid Landscape maintenance tiIorker III 7 /8A Page 2 C- QUALIFICATIO14S Knowledge Of: Building maintenance techniques and tools, including locksmithing, electrical, plumbing and carpentry; welding tech- niques; basic automotive repair procedures; techniques, tools, equipment and chemicals used in parks and .landscape maintenance; and safe work practices. Ability To: Effectively maintain and repair a variety of struc- tures and equipment; effectively and safely perform heavy physical labor; safely apply chemicals; layout, install and maintain sprin- kler systems; direct the work of other employees; use a variety of hand and power tools, and operate light motorized equipment; per- form rotating work assignments; work in inclement weather; work extended or irregular hours; follow written and verbal instruc- tions; and work effectively with other staff and with the public. Education arid Experience: Sufficient education arid experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be completion of the twelfth grade and three years of experience which includes both building and park maintenance. Driver's License: Possession of a valid, appropriate State of California Driver's License. CCertificates: Possession of appropriate categories of Commercial Applicator Certification within a prescribed period of time from the date of employment. City of Saratoga RECREATION SUPERVISOR DEFINITION July 1984 The Recreation Supervisor organizes, implements and supervises assigned City -wide leisure services programs through the Community Center. Work is performed under general supervision. The Recreation Supervisor regularly supervises the work of part -time recreation and clerical personnel. DISTINGUISHING CIiARACTERISTICS This is a journey -level professional classification. It is distin- guished from the next higher classification of Community Center Mana- ger as the latter has full management responsibilities for all recrea- tion-programs and facilities. (There is no lower level professional recreation classification utilized on a full -time basis.) EXAMPLES OF WORK (The duties listed below represent examples of work performed and are not all- inclusive of duties which are or may be assigned this classi- fication.) - Develops, publicizes and coordinates classes designed to meet com- munity interests. Sets class fees and schedules, secures instruc- tors and evaluates the program. C - Organizes, implements and supervises proyrams and activities con- ducted at the Community Center and off -site. These include pro- grams for such age groups as seniors acid teens, and entail promo- tion, recruitment of staff and program evaluation. - Assesses community interest in Center programs through attendance at meetings of community groups, surveys and evaluations. - Recruits, trains and supervises appropriate part -time acid volunteer staff. - Coordinates activities and maintains liaison with recreation de- partments in other local agencies, with school officials and with other appropriate organizations. - Assists in the operation and supervision of the Community Center, including the supervision, as directed, of clerical personnel. Selects and supervises student help at the Center. QUALIFICATIONS Knowledge Of: The development and administration of recreation programs; and basic principles of personnel management and public administration. Recreation Supervisor 7/84 Page 2 Ability To: Plan and effectively implement programs meeting com- munity interests; work effectively with a wide variety of indivi- duals and groups; communicate effectively in writing and verbally; and work extended or irregular hours. Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be possession of a Bachelor's Degree from an accredited college or university in recreation, physical education or a related field; aDd the equivalent of one year of full -time professional recreation experience. Driver's License: Possession of a valid, appropriate State of California Driver's License. C City of Saratoga July_ 1984 CDEFINITION Positions in the classification of Secretary perform a variety of clerical and secretarial duties in support of a department head or major division head. Depending upon assignment, work is performed in- dependently or under general supervision. Incumbents may periodically direct the work of lower -level clerical personnel. DISTINGUISHING CHARACTERISTICS This is the entry -level class in the Secretary series. It is distin- guished from Typist Clerk classifications through having the addition- al function of performing secretarial duties for division managers and their staffs and in relieving them of routine administrative detail. It differs from the next higher class of Administrative Secretary in that the latter will normally assume greater amounts of administrative detail and will regularly direct the work of other clerical employees. EXAI4PLES OF WORK (The duties listed below represent.examples of work performed and are not all- inclusive of duties which are or may be assigned this classi- fication.) C - Perform secretarial and general clerical functions for a manager and staff which involve independent judgment and a thorough knowl- edge of division or department operations. - Provides a variety of information which, depending upon assignment, may entail knowledge of specialized and technical subject ioatter. - Responds to correspondence which may involve composition by the in- cumbent. - Types material from handwritten notes, copy or shorthand notes. - Collects and tabulates a variety of data for projects and studies. - Establishes and maintains comprehensive record systems. - Arranges appointments, meetings, conferences and trips for the man- ager and staff. Screens telephone calls and visitors. - Prepares purchase requisitions, expense statements and related transactions. - May attend meetings, record proceedings and prepare summaries or minutes. Secretary 7/84 Page 2 C Operates a variety of office equipment, including calculators and word processors. QUALIFICATIONS Knowledge Of: principles of office management; basic mathematics; correspondence forms and correct punctuation, spelling, grammar and vocabulary; and records retention systems. Ability To: Coordinate office clerical functions; acquire a thorough knowledge of the functions, procedures and policies of the department and of the City; work independently; make decisions on procedural matters with only limited direction received; type at a speed of not less than 50 net words per minute from clear copy; communicate effectively in writing and verbally; worn, effectively with other staff and the public; and work extended or irregular hours. NOTE: Shorthand is not a class requirement. This skill may be required based upon operational needs upon recommendation of the department head and approval of the City Manager. Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typical qualifying background would be graduation from high school and three years of responsible experience in clerical and secretarial work. C c City or Saratoga SECRETARY TO THE CITY MANAGER DEFINITION July 1984 The Secretary to the City Manager performs a variety of support functions on behalf of the City Manager and administrative staff. Depending upon assignment, work is performed independently or under general supervision. The incumbent may direct the work of other clerical employees on a project or intermittent basis. DISTINGUISHING CHARACTERISTICS This classification is distinguished from all other secretarial classes on the basis of the high degree of confidentiality that must be maintained; and the initiative, judgment and tact which must be exercised in dealing with the Manager's staff, Council members, other City personnel, officials of other agencies and the public. EXAMPLES OF WORK (The duties listed below represent examples of work performed and are not all - inclusive of duties which are or may be assigned this classi- fication.) - Performs secretarial and general functions on behalf of the City Manager, the administrative staff and, at times, members of the C City Council. 'These entail the use of independent judgment and a thorough knowledge of the City's policies, procedures and organi- zation. - Types material from handwritten notes, copy, dictating machine or shorthand notes. Ilay compose correspondence. - Scr.eens telephone calls and visitors, directing them to the appro- priate official or department. Disseminates to interested parties diverse information, which is often of a sensitive mature. - Arranges appointments, meetings, conferences and trips for the City Manager; and may do so on a limited basis for other administrative staff and for Council members. - Establishes and maintains necessary record systems, and i�ay develop reports based upon data provided by such systems. - Prepares purchase orders, expenses statements and related trans- actions. - May attend meetings, record proceedings and prepare summaries or minutes. - Operates a variety of office equipment, including dictating equip- ment, calculators and word processors. C Secretary to the City Manager Page 2 QUALIFICATIONS 7/84 Knowledge Of: Principles of office management; functions arid organization of municipal government in general; basic mathematics; and correspondence forms and correct punctuation, spelling, grammar and vocabulary. Ability To: Effectively coordinate office clerical functions: acquire a thorough knowledge of the functions, cies of the City; make decisions on procedural limited direction received; take dictation at a per minute; type at a speed of not less that 60 minute from clear copy; communicate effectively bally; work effectively with a wide variety of groups; and work extended or irregular hours. procedures and poli- matters with only speed of 110 words net words per in writing and ver- individuals and Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be graduation from high school and six years of increasingly responsible clerical and secretarial experience including some experience in an office management or supervisory capacity. Prior experience with a municipality or county is preferred. City of Saratoga c SENIOR ENGINEERING TECHNICIAN DEFINITION July 1984 The Senior Engineering Technician performs complex sub- professional engineering duties in connection with public works construction and maintenance projects. Work is performed under general supervision. DISTINGUISHING CHARACTERISTICS This is a high -level technical classification. It is distinguished from the class of Assistant Civil Engineer in that it does not require a degree in civil engineering. (There is no lower level sub - professional classification used.) EXAMPLES OF WORK (The duties _listed below represent examples of work performed and are not all - inclusive of duties which are or may be assigned this classi- fication.) - Conducts field surveys and prepares designs, plans, estimates and specifications for routine construction and maintenance projects such as storm drains, street reconstruction and bicycle paths. Serves as the project engineer through overseeing, controlling and coordinating construction of the project, and personally inspects work in progress and upon completion. - Inspects publicly- furided public works projects, arid may perform inspections of privately- funded improvements. - Performs traffic engineering duties involving evaluation of speed zoning, evaluation of traffic signal timing, evaluation of accident reports and design of street striping alignment. Prepares and presents reports attendant to these duties. - Provides information to City staff, engineers, developers and citi- zens. - Reviews and conducts inspections relative to encroachment permits. - Issues and reviews legal documents such as construction agreements, bonds, insurance and fees. - Reviews parcel and tract maps for conformance with City standards and for technical accuracy. Updates City base maps as necessary. - Conducts research and prepares reports for City officials and other applicable bodies and agencies. C Senior Engineering Technician Page 2 QUALIFICATIONS 7/84 Knowledge Of: Engineering principles and practices applicable to municipal public works; strengths of materials; stress analysis; principles of engineering survey work; terminology and conditions of public works contracts; and applicable requirements and regula- tions of other agencies which impact on public works projects. Ability To: Accurately prepare and interpret plans, specifica- tions, estimates and reports; make accurate engineering computa- tions and drawings; correctly apply and administer applicable standards and regulations; administer and inspect public works projects; work effectively with a wide variety of individuals and groups; and communicate effectively in writing and verbally. Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be successful completion of two years of study at an accredited college or university in civil engineering; and four years of .increasingly responsible sub- professional engineering experience. Driver's License: Possession of a valid, appropriate State of CCalifornia Driver's License. City of Saratoga July 1984 STREET MAINTENANCE SUPERVISOR CDEFINITION The Street Maintenance Supervisor is responsible for all activities relating to the operation of the Street Division of the I.laintenance Department. These activities include maintenance and reconstruction of streets, storm drains, traffic painting, street and traffic signs and minor equipment maintenance. This function is carried out under the general direction of the Director of Maintenance. DISTINGUISHING CHARACTERISTICS This classification is distinguished from the next lower class of Street Maintenance Leadworker by its complete responsibility for planning and supervising.all activities of the Division. EXAMPLES OF WORK (The duties listed below represent examples of work performed and are not all - inclusive of duties which are or may be assigned this classification.) - Prepares the Division budget pursuant to guidelines established by the Director of Maintenance. In conjunction with the Director, establishes programs and projects to be undertaken and their priority. - Plans and implements programs and projects, including the development of work schedules and the ordering of materials and tools. Prepares equipment specifications as appropriate. - Assigns all work to be performed. Inspects work in progress and upon completion. May directly perform maintenance work under unusual or emergency circumstances. - Evaluates the performance of all Division personnel and makes effective recommendations regarding hiring, promotion and discipline. Approves times cards and schedules vacations consistent with operational needs. - Patrols and inspects streets, roads and other public works installations to detect the need for repairs. Calls in contractors as necessary to clear roads during storms. - Trains employees in such areas as safety, equipment operation and maintenance techniques. Monitors expenditures by program and project for purposes of budgetary control. Street Maintenance Supervisor Page 2 - Investigates complaints from the public and confers with the resident. Refers complaints which cannot be resolved to the Director or other appropriate department or agency. - Provides for the maintenance of necessary records and prepares reports concerning activities and personnel. - As necessary, responds to emergency situations during off - hours. QUALIFICATIONS Knowledge Of: Effective and safe management of public works maintenance and construction projects; and principles of supervision. 7/84 Ability To: Effectively and safely supervise all projects arid programs, including budget, personnel and records maintenance; acquire a knowledge of applicable policies arid procedures of the Department and City; work effectively with other staff, suppliers and the public; communicate effectively in writing and verbally; work in inclement weather; arid work extended or irregular hours. Education arid Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typical qualifying background would be graduation from high school supplemented by training or coursework in public works maintenance arid/or supervision; and six years of increasingly responsible experience in public works construction and maintenance work, including two years as a leadworker or supervisor. Driver's License: Possession of a valid, appropriate State of California Driver's License: c City of Saratoga STREET MAINTENANCE LEADWORKLR DEFINITION July 1984 The Street I.iaintenance Leadworker directs the work of crews and oper- ates equipment in connection with the maintenance and reconstruction of streets, storm drains and related public works installations. Work is performed under general supervision. DISTINGUISHING CIiARACTERISTICS This classification is distinguished from the next lower class of Street Maintenance Worker II through regular responsibilities as a leadworker and for the operation of all light and heavy motorized equipment on a regular basis. It differs from the next higher class of Street Maintenance Supervisor in that the latter is a full, first - line supervisor responsible for all activities of the Street Division. EXA14PLES OF WORI' (The duties listed below represent exariples of work performed and are not all - inclusive of duties which are or may be assigned this classi- fication.) The Street Maintenance Leadworker position performs any of the duties set forth in the class specifications for Street Maintenance Worker I Cand II. In addition, the Leadworker: - Serves as the leadwor.ker over crews of varying size. Under direc- tion, orders materials for jobs, assigns work, instructs inembers in the performance of work, inspects work performed, insures the ob- servance of safety rules and maintains necessary job records. - Operates all types of light and heavy motorized equipment. This equipment includes front -end _loaders, a small roller and spreader box. - Maintains records on tiiae and materials, accidents and related sub- jects. - In accordance with established guidelines and priorities, assumes the responsibility for all field activities in the absence of the Street I•iaintenance Supervisor. - As assigned, works extended or irregular hours in the performance of storm patrol and emergency repair work. QUALIFICATIONS Knowledge Of: Techniques, tools, equipment and material used in public works i,Iaintenance and construction; light and heavy motorized equipment; basic principles of supervision; and safe work practices and Department rules governing them. Street Maintenance Leadworker Page 2 7/34 Ability To: Effectively and safely direct and participate in the work of other employees; operate light and heavy motorized equip- ment; make accurate estimates concerning job materials; maintain accurate records and prepare basic reports; perform rotating work assignments; work in inclement weather; work extended or irregular hours; follow written and verbal instructions; and work effectively with other staff, suppliers and the public. Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be graduation from high school and four years of responsible experience in public works construction and maintenance work, including the operation of light and heavy motorized equipment. Driver's License: Possession of a valid, appropriate State of California Driver's License. City of Saratoga July 1984 STREET IMAINTENANCE WORKER I r t, DEFINITION Positions in the classification of Street Maintenance Worker I perform unskilled and semi - skilled tasks in the maintenance and reconstruction of streets, storra drains and related public works installations. Depending upon assignment, work is performed under close to general supervision. Incumbents may provide limited work uirection to less experienced employees in this classification or to seasonal workers. DISTINGUISHING CHARACTERISTICS This is the experienced, entry -level classification in the Street [Maintenance Worker series. It is distinguished from the next higher class of Street Maintenance Worker II in that positions in this class perform at a lower skill.level and normally do not possess experience and skills in all of the'Division's primary functions. Positions in this class rarely work independently and operate the lightest and least sophisticated motorized equipment. EXAMPLES OF WORK (The duties listed below represent examples of work performed arid are not all - inclusive of duties which are or may be assigned this classi- fication.) - Assist in preparing streets for patching and resurfaciny, and in applying oil, asphalt, concrete, gravel and other materials. Sets up traffic cones and directs traffic as required. - Inspects roads, ditches, storm drains and shoulders for flooding, mud, fallen trees, weeds and debris. Clears such obstructions or reports them as appropriate. - Assists with street and sign painting; may assist in the fabrica- tion and installation of traffic and street signs. - Assists in the maintenance and repair of concrete installations such as valley gutters, catch basins and drainage pipes. - Assists in performing minor repairs to motorized equipment of the Street Division, such as lubrication, oil changes and replacement of globes. - Assists in the weed abatement proyrari arid in the general cleaning and maintenance of the corporation yard. May perform routine bui.ldiny maintenance work. Uses a variety of hand arid power tools in connection with the above duties. Operates light motorized equipment such as pick -up and dunp trucks; may operate lar.yer ecjuiprlent such as front -end loaders and rollers for training purposes or in emergencies. Street Maintenance Worker I Page 2 7/34- G- As necessary, monitors a base station radio and dispatches crews. As assigned, works extended or irregular hours in the performance of storm patrol and emergency repair work. QUALIFICATIONS Knowledge Of: Basic techniques, tools and equipment used in public works maintenance and construction; and safe work practices. Ability To: Effectively and safely perforia heavy physical labor; use a variety of hand -and power tools ana operate light motorized equipment; perform rotating work assignments; work in inclement weather; work extended or irregular hours; follow written and ver- bal instructions; and work effectively with other staff and with the public. Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be completion of the eighth grade and one year of experience in general construction and maintenance work. Driver's License: possession of a valid, appropriate State of California Driver's License. C C City of Saratoga STREET I•IAINTENANCE WORKER II DEFINITION July 1984 Positions in the classification of Street Maintenance Worker II per- form semi - skilled and skilled tasks in the maintenance and reconstruc- tion of streets, storm drains and related public works installations. Work is normally performed under general supervision. Incumbents may be assigned a helper on a regular basis and may periodically direct a small crew. DISTINGUISHING CHARACTERISTICS This is the journey -level classification in the Street Maintenance Worker series. It is distinguished from the next .lower class of Street Maintenance Worker I by having an overall higher level of skill and experience in the majority of the Division's primary functions, by the operation of heavier or more sophisticated motorized equipment and by having periodic responsibilities for directing the wort; of crews. This class is distinguished from the next higher class of Street Maintenance Leadworker in that the latter leads crews on a regular basis as well as operating all types of motorized equipment. EXAMPLES OF WORK (The duties listed below represent examples of work performed arid are not all- inclusive of duties which are or may be assigned this classi- fication.) Street Maintenance Worker II positions perform any of the duties set forth in the class specification for Street Maintenance Worker I. In addition, they: - Operate all types of motorized equipment, including rollers and front -end loaders. - Serve as the leader of a weed abatement crew. Iii this connection, an incumbent will direct and participate in the work, designate the area to be sprayed and insure safe and proper application. - Fabricate, install and maintain street and traffic safety signs. Install and maintain other types of signs such as speed limits. Paint crosswalks, pavement markings and curb markings by means of hand spraying. - Perform the more skilled rlanual work on maintenance arid reconstruc- tion projects. - May regularly direct the work of a helper or periodically lead a small crew on a project basis or in the absence of employees in higher classifications. 0 Street i.laintenance worker II 7/i,1 Page 2 As assigned, work extended or irregular hours in the performance of storm patrol and emergency repair work. QUALIFICATIONS Knowledge Of: Techniques, tools and ecuipment used in public works maintenance and construction; motorized equipment; and safe work practices. Ability To: Effectively and safely perform heavy physical labor and skilled tasks; use a variety of hand and power tools and oper- ate motorized equipment; direct the work'of other employees; per- form rotating work assignments; work in inclement weather; work extended or irregular hours; follow written and verbal instruc- tions; and work effectively with other staff and with the public. Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be completion of the tenth yrade and two years of experience in construction and maintenance work, including some operation of light and medium -sized motorized equip- ment. Driver's License: Possession of a valid, appropriate State of California Driver's License. o C City of Saratoga SWITCIIBOARD OPERATOR /RECEPTIONIST PART -TIME) DEFINITION Julv 1984 Positions .in the classification of Switchboard Operator /Receptionist operate a central switchboard and serve as the primary receptionist for visitors to City Ball. Work is performed under general supervi- sion. DISTINGUISHING CHARACTERISTICS This is an experienced - level, specialized clerical classification. It is distinguished from all other clerical classes in the City service by its extensive public contact and switchboard operation, in addition to the performance of general office tasks. EXAMPLES OF WORK (The duties listed below represent examples of work performed and are not all - inclusive of duties which are or may be assigned this classi- fication.) - Receives all incoming calls to City departments, refers calls to the proper party and screens calls and takes messages as necessary. - Provides general infor.iaation by telephone and in person; refers the caller or visitor to the proper party or agency if the question does not concern a service provided by the City. - Performs general office work, including typing, filing and sorting and distribution of mail. - Processes business license renewals and applications for new li- censes. This includes providing information, receiving fees, main- taining files and submission of applications to the appropriate department for review. - Receives and refers complaints regarding false alarms, prepares in- voices, receipts for paid invoices and maintains files on all false alarm cases. - Operates a variety of office equipment, including calculators and word processors. QUALIFICATIONS Knowledge Of: Correct use of a telephone switchboard, including proper telephone and reception techniques; office practices and procedures; basic mathematics; correspondence forms and correct punctuation, spelling, grammar and vocabulary; and basic records retention systems. Switchboard Operator /Receptionist Page 2 — 7/84 Ability To: Properly operate a telephone switchboard and effec- tively screen and refer calls; acquire a knowledge of City services and departmental operations; follow written and verbal instruc- tions; type at a speed of not .less than 40 net words per minute from clear copy; operate a variety of office equipment; make basic arithmetic calculations; and work effectively with other staff and the public. Education and Experience: Sufficient education and experience to satisfactorily perform the duties of this classification. A typi- cal qualifying background would be graduation from high school and one year of experience as a switchboard operator or receptionist. C . r RESOLUTION NO. 85 -9.63 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA FURTHER AMENDING RESOLUTION NO. 85 -9.54 AS AMENDED REVISING SALARY RANGES FOR NON- MANAGEMENT EMPLOYEES OF THE CITY OF SARATOGA. The City Council of the City of Saratoga hereby resolves as follows: SECTION 1: Section 1 of Resolution 85 -9.54 is amended as follows: Exhibit "A" (Schedule of Salary Classes Effective August 27, 1984), attached hereto and incorporated by reference, provides the basis for rates of compensation to be paid the different positions in the City Service. SECTION 2: Applicability This resolution amends Resolution 85 -9.54 of the City of Saratoga. This resolution is an expression of existing Policy of the City of Saratoga and subject to modification and change by the City Council from time to time. Nothing herein contained shall be construed as creating or establishing any of the provisions hereof as terms of any contract of employment extending beyond any period other than such period as during the resolution is in full force and effect. That is to say, that any employee of the City of Saratoga during the effective period of the resolution shall have such employment rights and duties as are set forth herein only during such period of time as this resolution remains in effect, and not afterward. The above and foregoing resolution was passed and adopted by the Saratoga City Council on the day of by the vollowing vote: AYES: NOES: ABSENT: ATTEST: CITY CLERK MAYOR "EXHIBIT A" C, Effective August 27, 1984, the following positions in the City service are assigned to the following ranges, and shall be paid at the rate of compensation shown. RANGE POSITION STEP P STEP A STEP B STEP C STEP D STEP E 63 Account Clerk 1364 1432 1504 1578 1657 1740 92 Administrative Assistant 1820 1911 2007 2106 2211 2322 85 Administrative Secretary 1698 1783 1872 1964 2063 2166 117 Assistant Civil Engineer 2334 2451 2573 2701 2836 2978 102 Assistant Planner 2011 2111 2217 2326 2443 2565 114 Associate Planner 2265 2379 2498 2621 2752 2890 114 Building Inspector 2265 2379 2498 2621 2752 2890 62 Building Maintenance Custodian 1350 1418 1489 1562 1641 1723 45 Clerk Typist I 1140 1197 1257 1319 1385 1455 54 Clerk Typist II 1247 1309 1375 1443 1515 1591 63 Clerk Typist III 1364 1432 1504 1578 1657 1740 85 Community Service Officer 1698 1783 1872 1964 2063 2166 C97 92 Deputy City Clerk 1820 1911 2007 2106 2211 2322 Hous. & Comm. Dev. Coord. 1913 2009 2109 2213 2324 2440 38 Japanese Garden Caretaker 1064 1117 1173 1231 1292 1357 94 Japanese Garden Specialist 1857 1950 2047 2148 2256 2369 110 Parks & Bldg. Mtc. Supervisor 2177 2286 2400 2519 2645 2777 69 Parks & Landscp. Mtc.Worker I 1448 1520 1596 1675 1759 1847 84 Parks & Landscp. Mtc.Worker II 1681 1765 1853 1945 2042 2144 89 Parks & Landscp. Mtc.Worker III 1767 1855 1948 2044 2146 2254 96 Planner I 1894 1989 2088 2191 2301 2416 82 Planning Aide 1648 1730 1817 1907 2002 2102 84 Recreation Supervisor 1681 1765 1853 1945 2042 2144 69 Secretary 1448 1520 1596 1675 1759 1847 114 Senior Engineering Technician 2265 2379 2498 2621 2752 2890 92 Street Mtc. Leadworker 1820 1911 2007 2106 2211 2322 69 Street Mtc. Worker I 1448 1520 1596 1675 1759 1847 84 Street Mtc. Worker II 1681 1765 1853 1945 2042 2144 107 Street Mtc. Supervisor 2113 2219 2330 2445 2567 2696 54 Switchbd. 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' 134 ' 2764 2903 ' 3048 3199 '� � � -----'---�- 3526 135 l35 2792 2932 3078 3231 3392 p " �562 13 -- --'-�l09 - - ---� '-�---�3�35 3zou 26° `� - 137 2848 2991 3140 3295 2460 3633 ` 138 2877 3020 3171 3328 3495 3670 �,_-----'--���--13 9----'-2905 �--�__�3051 3203--___'3362-_-___]5�0 - 70 l�0 29]� 308l j235 �39� �''�� 356� �/� 3743 -�---- , ` l4l -' 296� �ll2 3268 -^`~ ]�29 '� '`^^'` 360l ``���`378l ' --�----'-�--'--142 ------ 29�3 . --��-- -3l�] *-------'�u]00 3464-_____363 `�` 8l9 ` ° 143 3023 3174 3333 3498 367`--�---° ]8�7 144 2054 3206 3367 3533 37l� 389� .`------------l45'--- 3084 --_,�-3238----24O0 3569 �7�» /------'39�� 146 3115 3271 3434----'-3604--`��-- 378� 397� 147 3146 3203 3469 3640 3822 � �0l3 —148 '-----�3l78--'----3336-'-_ ----' 25U3 ------ 3677 - --' '- ----' j86U -----' 40�� � ~ ' 149 l5U 3209 3370 35� � j/l3 �89� ------ �O9� 3241 3403 3574 3751 3938 4135 � � / \ ._ ;r A RESOLUTION NO. 775.8 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA REVISING THE BENEFITS FOR THE CITY MANAGER. WHEREAS, the City Council has reviewed and evaluated the performance of the City Manager in September, 1984 NOW, THEREFORE BE IT RESOLVED: (1) That effective August 27, 1984, City will pay P.E.R.S. 6% of the 70 of employee's contribution to P.E.R.S.; (2) That the amount provided for insurance benefits, including health, life and dental coverage, shall be the same as provided for other management positions, $275.00 per month; (3) That a one -time performance bonus of $1,000 will be paid; (4) All other terms and conditions of employment as specified in Resolution 775.6, adopted March 16, 1983, be and hereby are continued. The above and foregoing resolution was passed'and adopted by the Saratoga City Council on the day of by the following vote: AYES: NOES: ABSENT: ATTEST: CITY CLERK 1 CITY OF SARATOGA AGIISDA BILL NO. Initial: Dept. Hd. DATE: November 29, 1984 C. Atty. DEPARTMENT: City Manager C. Mgr. SUBJECT: Geologic Hazards Mapping Project Issue Ste: The current budget appropriates funds for completion of the Geologic Hazards Mapping Program which was begun in the Northwest Hillside Area during the late 1970's. The initial phase of this program has been shown to be effective in identifying areas of real or potential geological hazards and enabling the City to reduce or eliminate the risk of damage or loss associated with such hazards on new development occurring within the area. The benefits of such a program to the City are believed to far outweigh the cost of the program in reduced liability under the current legal framework. Completion of the program in those remaining portions of the City believed to include real or potential hazards can be accomplished. Recommendation: 1. Approve the Proposal of William Cotton & Associates for the Geologic Hazards Mapping Program in the South and West Hillside Area. 2. Approve an additional appropriation of $2,830 (90 above the budget amount for the "not -to- exceed" estimate of the work. 3. Authorize the Community Development Director to issue the authorization to proceed. Fiscal cts: Completion of the project at a "not -to- exceed" cost of $32,830 will enable the City to reduce or eliminate future liability on new development occurring within the project area through identification of hazard areas, increased require- ments for mitigation of hazard in such areas or through reduction of exposure to damage or loss by such hazards. Exhibits: 1. Report from City Manager, 11/29/84 2. Proposals Received: William Cotton, Terratech, JCP 3. Request for Proposals 4. Map of Project Area Council Action: 1 U , (•2 o §&i"kXQ)(rVZ REPORT TO MAYOR AND CITY COUNCIL SUBJECT: SUMMARY Geologic Hazards Mapping Project DATE: 11/29/84 COUNCIL MEETING: 12/05/84 ----------------- - - - - -- The 1984 -85 budget includes an appropriation of $30,000 for a geologic hazards mapping program in the southern and western slope areas of the City. A similar program was completed in the late 1970's for the northwestern slope area of Saratoga. The results of the earlier study have enabled the City to identify areas of real or potential risk for ground unstability, high seismic hazard or flooding. Based on the results of that mapping effort, the City's development regulations have been modified to require that prospective development in areas of real or potential hazard first identify the degree of hazard and the means for mitigation as part of the application process. In areas of actual hazard, the type and density of development is restricted. The current appropriation is intended to complete the geologic hazards mapping program in the remaing portion of the City anticipated to include real or potentially hazardous conditions. This is the area known as the south and western hillside area. Three bids have been received from the twelve Requests for Proposals mailed in July, 1984. Of these, the bid of William A. Cotton and Associates is believed to be the most responsive and the best qualified to undertake the project. { Report to Mayor and City Council Page 2 RECOMMENDATION 1. Approve the Proposal of William A. Cotton and Associates for the Geologic Hazards Mapping of the South and West Hillside areas of Saratoga. 2. Appropriate the additional sum of $2,830.00 from the General Fund Reserve to cover the "not -to- exceed" Proposal Bid. 3. Authorize the Community Development Director to proceed with the proposal contract. ANAT.YST S Benefits of the Project: Undertaking this project will enable the City to identify areas of real or potential hazard in the South and Western hillside areas in a manner similar to that which was accomplished for the Northwest Hillside area. The earlier project in the Northwest area has enabled the City to increase the degree of protection of public and private property from the hazards identified and increase public awareness of the potential for such hazards prior to making development decisions. The "value" of these benefits is incalculable in reducing or eliminating future real or potential liability of the City under the existing legal framework. RECOMMENDED CONSULTANT Three proposals have been received from the firms of William Cotton and Associates of Los Gatos; Terratech, Inc. of San Jose, and JCP, Inc. of San Jose. The City Engineer recommends the proposal of Cotton and Associates as being the most responsive to the study requirements and likely to provide the City with the best overall results. I concur with the City Engineer's recommendation and find further that the Cotton firm offers the best experience for the project. This firm also performed the Northwest Hillside Mapping project for the City. The following chart compares the major features of the three proposals: 41 Report to Mayor and City Council Terratech, Wm.Cotton Inc. & Assoc. "Not -to- Exceed" estimate of cost of work (not including Alternate 1) $18,000 $32,830 Typical Fees: Principal Geologist $75 /hour $75 /hour Project Engineer $65 /hour $60 /hour Tech. Draftsmen $29 /hour $32 /hour Expense Charges: At Cost plus 15% 15% Page 3 J.C.P. Inc. $34,500 $75 /hour $55 /hour $45 /hour 15% On the basis of evaluating the proposals, the City Engineer and City Manager concur that William Cotton and Associates has the most direct and relevant experience and that the organization of the work and methodology are most likely to produce the most responsive report and recommendations for the City. Copies of the proposales received are attached. . Wa e Dernet City Manager 3m Attachments William Cotton and Associates Robert S. Shook Director of Community Development City of Saratoga 13777 Fruitvale Avenue Saratoga, California 95070 Dear Mr. Shook: GEOTECHNICAL CONSULTANTS 314 Tait Avenue, Los Gatos, California 95030 (408) 354 -5542 August 30, 1984 P1574 We are pleased to submit this proposal for geotechnical services to the City of Saratoga in response to your letter of July 24, 1984. This proposal contains a description of our scope of services and their associated costs, a detailed work schedule, and a summary of our qualifications to perform this study. The professional staff we will devote to this project is an effective and well- integrated team experienced in aerial photographic interpretation, engineering geo- logic mapping, and geologic hazards analysis. Furthermore, our experience as acting City Geologist has made our organization acutely aware of the potential geologic hazards that may constrain land -use within the City of Saratoga. Consequently, we believe that our project team is particularly well qualified to perform the geologic services requested by the City. Our proposed investigation will provide the City with a Final Report and Geologic and Ground Movement Potential Map folios of the highest professional quality. The documents will be compatible with, and complimentary to, the existing map folios previously prepared by us for the City of Saratoga. Special emphasis will be placed on communicating this technical information in a concise and lucid mariner that will be understandable to non - technical users. We intend to fully commit our resources to accomplish this task in a professional manner within our stipulated budget and schedule constraints. We appreciate the opportunity to present this proposal and look forward to the prospect of serving the City on this interesting and challenging project. If you have any questions regarding our scope of services, cost of investigation, schedule, or qualifications, please do not hesitate to contact us. Sincerely yours, WILLIAM COTTON AND ASSOCIATES, INC. h V L William R. Cotton Principal Engineering Geologist William L. Fowler W RC:W LF:{<t Senior Engineering Geologist LENGINEERING GEOLOGY o ENVIRONMENTAL EARTH SCIENCES e FOUNDATION ENGINEERING r r i i TECHNICAL PROPOSAL GEOLOGIC HAZARDS INVESTIGATION City of Saratoga, California Table of Contents 1.0 INTRODUCTION AND PROJECT DESCRIPTION 2.0 TECHNICAL CAPABILITIES AND QUALIFICATIONS 3.0 TECHNICAL APPROACH AND METHODOLOGY 3.1 PHASE I - Initial Project Research 3.2 PHASE II - Field Investigation 3.3 PHASE III - Geologic Analysis and Report Preparation 4.0 COST OF INVESTIGATION 5.0 PROJECT ORGANIZATION AND MANAGEMENT 5.1 Project Organization 5.2 Project Team and Responsibilities 5.3 Project Work Schedule 5.4 Project Budget Control 6.0 PERTINENT RELATED EXPERIENCE i Page 1 n 6 6 d 9 11 13 13 13 14 15 W William Cotton and Associates I Table of Contents (Continued) APPENDIX A Resumes of Key Personnel APPENDIX B Representative List of Clients APPENDIX C Schedule of Charges FIGURES Figure 1 - Project Organization Figure 2 - Project Schedule PLATES Plate 1 - Index Map Follows Page A -1 C -1 13 14 In Pocket ii William Cotton and Associates l� f 1.0 INTRODUCTION AND PROJECT DESCRIPTION William Cotton and Associates is presenting this technical proposal to the City of Saratoga in response to their solicitation dated July 24, 1984. It is our understanding that the City is seeking geologic mapping services and an accom- panying assessment of geologic hazards for the remaining unmapped lands within the t City boundaries. The final products of the study are to include Geologic and Ground Movement Potential Map folios and a comprehensive geologic report similar in scope and form to those prepared by our office in 1980 for the Upper Calabazas Creek Watershed. Ir The study area is divided into two separate parcels entitled "Proposed Mapping Area" and "Alternate One ". The boundaries of these areas are illustrated on Plate 1. Also shown on Plate 1 are locations of damaging landslides that occurred in February and March of 1983 in response to the particularly severe winter storm seasons of 1982 -1983. These landslides were reviewed for the City of Saratoga on an emergency basis by our office in March of 1983. The results of our work indicated that the Upper Calabazas Creek and Congress Springs mapping programs were highly successful in predicting areas prone to future slope instabilities. However, damaging landslides located outside the limits of the study areas clearly demonstrated the need to extend the existing Geologic and Ground Movement Potential map base. The western and southern portions of the Proposed Mapping Area are underlain by rugged foothills that are characterized by steep slope inclinations and narrow, steep -walled stream canyons. The steep slopes of the foothill terrain are underlain by bedrock materials of the Franciscan complex and the Santa Clara Formation. These bedrock materials are, in turn, overlain by locally thick surficial deposits of soil, colluvium and landslide debris. The steep foothill terrain gives way rather dramatically to the relatively planar, moderate to gentle slopes of the valley floor which are underlain by Quaternary alluvial fan materials. These poorly consolidated deposits -- composed of gravel, sand, silt and clay -- underlie the majority of the Proposed Mapiiing Area and Alternate One. In addition, unconsolidated Holocene alluvium occurs along the beds yand banks of the larger stream courses of the study area. l -- 1 William Cotton and Associates r The mapped trace of the potentially active Berrocal fault crosses the southwest corner of the Proposed Mapping Area and marks the transition between the steep foothill terrain and the gentler alluvial fan terrain. The inferred trace of the Shannon fault extends diagonally to the southeast across Alternate One. Based upon our previous experience in the Saratoga foothills terrain, we anticipate that future land -use within the steeper westerly and southerly portions of the Proposed Mapping Area will be constrained by potentially hazardous slope conditions. A significant portion of the hillside terrain is adversely affected by landslide deposits and potentially unstable soil and colluvium. Several public and private properties within this terrain (e.g., Michaels Drive: Eissman, Rueling, Winn, Herman, and Laughlin; Upper Hill Court: Amana; Saratoga Hills Road; Madrone Hill Road: Hover; Canyon View Drive: Manzagol) were severely impacted by slope movement processes in February of 1983 (Plate 1). It is our opinion that other land -use constraints within the Proposed Mapping Area, and Alternate One, will be primarily related to seismic hazards associated with potentially large earthquakes on the Berrocal and San Andreas faults. The seis- mically- induced hazards include ground rupture, ground shaking, and secondary ground failure. In addition, hazards related to flooding, shallow ground water, settlement and expansive soils also impact significant portions of the Proposed Mapping Area and Alternate One. We believe these potentially hazardous conditions can be mitigated through early recognition, proper land -use policies and regulations, pre- construction geotech- L nical investigations, and sound engineering and design procedures. The key element in the, process, however, is the early recognition, characterization, and analysis of the potential geologic hazards. Of equal importance is the presentation of this information in a clear and concise format that can be easily understood and applied by appropriate non - technical users. The Ground Movement Potential Map provides such a vehicle. The derivation of Ground Movement Potential Maps, however, is a difficult and subjective process that requires intimate familiarity with the geologic processes that constrain land -use within a particular area. Our firm has extensive experience both with the development and review of Ground Movement Potential Maps in Saratoga William Cotton and Associates L 2 0 and the Town of Portola Valley. We believe that this experience makes us particularly well qualified to provide the City with the Geologic and Ground Movement Potential maps, and supplemental geotechnical information, necessary to implement sound land -use and development policies. 3 LWilliam Cotton and Associates i 2.0 TECHNICAL CAPABILITIES AND QUALIFICATIONS WILLIAM COTTON AND ASSOCIATES, INC., has provided comprehensive engineering geologic and geotechnical engineering services for both regional and site- , specific studies throughout California. Our firm is primarily involved in developing technical maps and reports for a wide range of geotechnical projects with an emphasis in landslide and seismic hazards identification and evaluation. We soecial- ize in the detection, description, and evaluation of geotechnical hazards and the application of these data to land -use planning decisions, environmental resources assessment and the formulation of mitigation measures. Major studies have been completed for a variety of clients throughout California, including private industry, city, county and federal agencies. WCA also serves as the geotechnical reviewing agency for many San Francisco Bay Area communities. In this capacity, we review the geologic and geotechnical reports that support various land -use applications. Community -wide engineering studies are also conducted to assess the level of existing and potential geotechnical hazards. Mr. William Cotton, President and Principal Engineering Geologist of WCA is a I Registered Geologist and Certified Engineering Geologist in California, with over 21 years of professional experience in the field of engineering geology. He is one of the most noted landslide experts in the State of California. His specialties include regional and site specific slope stability studies and the historic and paleoseismicity of young faults in California. Mr. Cotton was a co- leader for the first and second Japanese - American landslide conferences in the United States and Japan. For the past ten years he has provided consulting and expert witness services for a number of i legal firms involved in a variety of landslide litigation cases. He is a principal investigator on over eight contracts awarded by the U.S. Geological Survey under the Earthquake Hazards Reduction Program. At present, he is working on a grant awarded by the National Science Foundation to study the planning and engineering response to the landslide damage resulting from the intense storm of early January 1982. Previously, as a geologist with the U.S. Geological Survey, working on the San L Francisco Bay Regional Environmental and Resources Study, Mr. Cotton mapped the bedrock and surficial geology of approximately 650 square miles of the Diablo Range in Alameda and Santa Clara Counties. i 4 William Cotton and Associates 9 ( Mr. Patrick Shires, Vice President and Principal Geotechnical Engineer and f Geophysicist of WCA, is a Registered Professional Engineer in six western states with over 12 years of professional experience in the field of geotechnical engineering. His specialties. include slope stability and remedial design studies (including computer applications to slope stability analysis), dam design and analyses, and foundation engineering. Mr. Shires has also provided consulting engineering services for a number of legal firms involved in a variety of landslide litigation cases. Over the past few years, Patrick Shires has served as principal geotechnical engineering ( investigator for over fifty landslides in the greater San Francisco Bay area. r 1 WILLIAM COTTON AND ASSOCIATES, INC. has the required staff and facilities to administer projects in a competent, professional and timely manner. Our 1 senior staff are all trained field engineering geologists and soil engineers who have broad experience in producing, evaluating and utilizing geologic and geotechnical data for regional planning and microzonation projects. Our staff has a recognized ability to convey technical information to both technical and non - technical users, in a concise and lucid manner in written and verbal as well as illustrative form. Our qualified and experienced staff are skilled at working with interdisciplinary teams including engineers, hydrologists, design professionals, attorneys, elected officials _ and town and regional planners. L L I I� Professional resumes of the individuals that will be assigned to the project team are found in Appendix A. A list of representative public agencies served by WILLIAM COTTON AND ASSOCIATES, INC. is included in Appendix B for your information. 5 William Cotton and Associates 3.0 TECHNICAL APPROACH AND METHODOLOGY The primary objective of our study will be to provide the City with an i assessment of the potential geologic and geotechnical hazards that may constrain or influence land -use in the proposed study areas. Special care will be taken to present I our data, findings, and conclusions in a manner that will clearly define the types of I geologic hazards and the associated levels of risk to both existing and potential land- uses. Additionally, we will review the existing City ordinances (e.g., Ordinance 3E -15, Subdivision Ordinance NS -60, Zoning Ordinance NS-3, etc.) concerning geo- technical requirements, controls, and practices and make recommendations for I upgrading or revising these documents as necessary. The final product will be presented at a technical level that will be useful for both City planning and building l department personnel, as well as for the general public and private industry. In order _ to insure that the final product meets with the objectives and goals of the RFP, very close coordination will be maintained between our office and the City staff during all I phases of this project. The phases and tasks described below outline the scope and details of the technical approach that we intend to follow in order to satisfactorily complete our proposed Geologic Hazards Investigation for the City of Saratoga. The following outline of our technical approach has been structured and modified after the description of services presented in the RFP as Exhibit B. 3.1 PHASE I - Initial Project Research LThe initial phase of the project will be divided into three tasks which will include detailed project planning, compilation and analysis of existing geotechnical t literature and maps, and collection and analysis of existing stereoscopic aerial (L photographs. I Task 1 - Project Planning and Coordination - After selection, an in -house L meeting will be held to review and coordinate all phases of the geologic investigation among the members of the project team. A detailed work plan and schedule will be L formulated and a system of communication and controls established in order to track the project work. The goal of the system will be to keep all members of the project �- team, and appropriate City personnel, informed of the progress of the technical work, budget, and project schedule. William Cotton and Associates 6 Task 2 - Compilation and Analysis of Basic Data - A comprehensive search of all available published and unpublished geologic data will be completed. The data shall include both documents and maps concerning the geology, ground water, soils, and geotechnical engineering conditions of the study area. In addition to the extensive information in our own files, the following primary sources will be utilized: • City of Saratoga • Santa Clara County • United States Geological Survey • California Division of Mines and Geology • San Jose State University Library • Branner Earth Sciences Library, Stanford University • Local Geotechnical Consultants Both regional and site - specific references will be reviewed for technical data applicable to our study. An exhaustive bibliography of the most relevant documents and maps will be compiled and evaluated. Data deemed appropriate and relevant to the study will be compiled on the 200 -scale topographic base 'for verification during the field investigation phase of the project. The references utilized in the study will be included in the bibliography of the final report. Task 3 - Compilation and Analysis of Aerial Photographs - In addition to our own existing collection of aerial photography of this study area, a detailed search will be conducted to identify additional stereoscopic coverage. The following primary sources of aerial photography that will be reviewed include: o United States Geological Survey o Santa Clara County _ o NASA -Ames Research Center LIZ o Fairchild Collection - Whittier College ✓ o Pacific Aerial Surveys o Caltrans ✓ o Cartwright Aerial Surveys o California State University, Northridge o Teledyne Geotronics o Towill, Inc. o UC Santa Cruz, McHenry Library William Cotton and Associates 7 Aerial photographs of suitable scale and quality will be acquired to supplement our existing coverage of the study area. A thorough photogeologic analysis of the stereoscopic photographs will be completed. All photogeologic mapping will be completed in permanent ink on clear, stable plastic overlays. Each overlay will be registered to its respective photograph and identified by the corresponding photo- graphic identification number. Subsequently, the photogeologic mapping will be transferred to the 200 -scale topographic base for verification during the field geologic mapping phase of the project. 3.2 PHASE H - Field Investigation The field investigation phase of the project will include a preliminary field reconnaissance by all members of the project team, and a comprehensive program of engineering geologic mapping. Task 1 - Preliminary Field Reconnaissance - Following the completion of the basic data compilation and aerial photographic analysis, a field reconnaissance will be jointly conducted by all members of the project team. ' The purpose of the I reconnaissance will be to review and assess the basic data that has been compiled 1_ onto the 200 -scale maps, identify and assign traverse routes, and to standardize field mapping techniques. At this time, access permission to private properties will be Lcoordinated and confirmed. The preliminary field reconnaissance will promote the uniformity of data collection throughout the study area and ensure the highest quality final product. terize the soil, geologic, and seismic conditions. More specifically, the extent and distribution of bedrock and surficial materials will be mapped, the bedrock structure will be determined, and major geologic features such as fault zones and landslides will be identified. Special attention will be directed towards delineating potential geologic hazards that may adversely impact the study area. 8 William Cotton and Associates Task 2 - Engineering Geologic Field Mapping - An engineering geologic field mapping program will be conducted over the extent of the study area. Standard Lengineering geologic field mapping techniques will be used to identify and charac- terize the soil, geologic, and seismic conditions. More specifically, the extent and distribution of bedrock and surficial materials will be mapped, the bedrock structure will be determined, and major geologic features such as fault zones and landslides will be identified. Special attention will be directed towards delineating potential geologic hazards that may adversely impact the study area. 8 William Cotton and Associates We anticipate that the field mapping will entail the ground traverse of all roads, creek beds and ridge tops of the study area. Information will be gathered from both natural and artificial exposures. All data collected during the field mapping phase will be recorded on the 200 -scale topographic map base. Locations of observation points will be determined by inspection of both aerial photographs and topographic base map. Compass triangulation and taped distances will be utilized to assure accurate location of observation points. Access permission will be obtained prior to entering all private properties. 3.3 PHASE III - Geologic Analysis and Report Preparation The final phase of the project will entail compilation and analysis of all data collected in Phases I and II, and preparation of a comprehensive geotechnical report with accompanying Geologic and Ground Movement Potential Map folios. Task 1 - Geologic Hazards Analysis - The results of the field investigation will be combined with the basic data compiled during Phase I of the investigation onto a clean 200 -scale topographic base map. The information will be analyzed and refined to produce a final map that will accurately depict our evaluation of the geologic conditions of the study area. jThe geologic hazard s-assoeiated with the geologic conditions extant in the study area will be evaluated. Based upon our previous experience with the Calabazas Creek Watershed, we anticipate that the primary geologic hazards within the study area will include, but not necessarily be limited to: slope stability hazards, seismic hazards, L flooding, shallow ground water, settlement, and expansive soils. In addition, it is our intention to evaluate those geologic hazards which lie, or originate, outside the study area, but which are considered to be potential threats to safe land -use within the study area. Ground Movement Potential Maps reflecting the relative slope stability and seismic hazards of the study area will be developed. To ensure uniformity of the City's geologic map base, the maps will be prepared using the same methodology and standard of care used in the preparation of the Upper Calabazas Creek map folio. I � William Cotton and Associates The relative level of risk associated with the identified geologic hazards will be t evaluated for the study area. Recommendations for land -use policies, appropriate levels of geotechnical investigations, possible mitigation measures, and construction design standards will be developed. In addition, because of the damage caused by the severe winter storm seasons of 1981 -82 and 1982 -83, we consider this a unique >> opportunity to evaluate both the existing City ordinances, and our previous recom- mendations concerning geotechnical requirements and practices. ' Task 2 - Preparation of Draft Report and Maps - A draft report presenting our findings, conclusions, and. recommendations concerning the geologic conditions, geologic hazards and general geotechnical aspects of the study area will be prepared. The draft report will include preliminary working copies of the Geologic and Ground Movement Potential map folios. Each map set will be accompanied by a detailed explanation describing the geologic units and symbols presented on the maps. Included in each explanation will be short text describing the intended uses and limitations of each map folio. Both map folios will be drafted onto reproducible mylar topographic base maps to be provided by the City. The draft report and preliminary map folios will be presented to the City for review and comment. �. Task 3 - Preparation of Final Report and Maps - Upon receipt of the City's comments on the draft report, a Final Report with accompanying Final Map Folios will be prepared. The City's comments, corrections, and recommendations on the draft report will be reviewed, discussed, and incorporated into the Final Report and Maps. Task 4 - Consultation - Consultation will be provided throughout the course of -our investigation to ensure that the City remains informed as to the progress of the technical work, budget, and schedule. If requested, formal verbal and /or written progress reports will be provided on a bi- monthly basis. Follow -up consultation will also be provided to explain and discuss both the Draft and Final Reports. L 10 William Cotton and Associates 4.0 COST OF INVESTIGATION We propose to bill you for our services on a time - and - materials basis in accordance with the attached Schedule of Charges (Appendix C). Our anticipated costs for the proposed investigation of both the Proposed Mapping Area and Alternate One are outlined below: PHASE I - Initial Project Research Task 1 - Project Planning and Coordination Task 2 - Compilation and Analysis of Basic Data Task 3 - Compilation and Analysis of Aerial Photographs PHASE II - Field Investigation Task 1 - Preliminary Field Reconnaissance Task 2 - Engineering Geologic Field Mapping PHASE III - Geologic Analysis and Report Preparation Task 1 - Geologic Hazards Analysis Task 2 - Preparation of Draft Report and Maps Task 3 - Preparation of Final Report and Maps TOTAL COST Proposed Mapping Area $1,460 $3,220 $3,620 $2,260 $10,950 $3,160 $6,800 $1,360 $32,830.00 Alternate One $1,760 $3,460 $4,100 $2,720 $13,880 $3,650 $8,100 $1,480 $39,150.00 11 William Cotton and Associates Costs for our investigation of the Proposed Mapping Area will not exceed $32,830.00. We anticipate an additional cost of $6,320.00 to include Alternate One in our investigation for a total not -to- exceed cost of $39,150.00. 12 William Cotton and Associates 5.0 PROJECT ORGANIZATION.AND MANAGEMENT 5.1 Project Organization As standard business practice, William Cotton and Associates maintains an efficient and effective system for managing projects and controlling budgets and schedules. Each project is assigned a Principal -in- Charge and Project Manager who are responsible for coordinating the technical work and for managing the project budget and schedule. Specific technical tasks are placed under the responsibility of the appropriate Senior Geologist or Engineer. The Senior Geologist or Engineer is then responsible for completing the assigned task by utilizing the necessary staff needed to complete the task in a timely manner. This organization and management will be utilized on the proposed Geologic Hazards Investigation. 5.2 Project Team and Responsibilities The research team assembled for this project is composed of highly qualified individuals with extensive and diverse backgrounds in geologic hazards analysis and the application of such data to land -use planning. Mr. William Cotton, President and Principal Engineering Geologist of William Cotton and Associates, will serve as Principal -in- Charge for the investigation. Mr. Cotton, as City Geologist for Saratoga, is intimately familiar with the geology and geologic hazards of the area. His duties on this project will include technical administrative control of the project schedule and budget, and supervision and review of the Senior Engineering Geologic staff. Mr. Cotton will personally provide technical review to all aspects of the proposed investigation. } Mr. Patrick Shires, Vice - President and Principal Geotechnical Engineer of William Cotton and Associates, will review all geotechnical aspects of the proposed investigation. We anticipate that Mr. Shires will participate chiefly in the Geologic Hazards Analysis phase of the study, and provide input regarding recommendations { for geotechnical investigations and construction procedures. 13 William Cotton and Associates F - i - -- - - -- r-- William Cotton and Associates PROJECT ORGANIZATION CITY OF SARATOGA GEOLOGIC HAZARDS INVESTIGATION FIGURE 1 P1574 ( Mr. William Fowler, Senior Engineering Geologist of William Cotton and Associates, will function as Project Manager for the investigation. Mr. Fowler will I coordinate and supervise all phases of the technical investigation on a day - today basis and will be responsible for completing the outlined tasks according to the specified project schedule. Mr. Fowler will work closely with both the Principal-in- Charge and the Senior Engineering Geologic staff assigned to the project. The Senior Engineering Geologic staff of William Cotton and Associates will personally administer and execute all phases of the proposed investigation including basic data compilation, aerial photographic interpretation, engineering geologic mapping, geologic hazards analysis, and report preparation. The Senior staff assigned to the project will include Mr. Peter Anderson and Mr. Peter Stroud. Mr. Anderson and Mr. Stroud both have broad field experience and have worked on a wide variety of projects involving the analysis of geologic hazards and their impact on urban development. In addition, both individuals have participated in and administered the geologic review process performed by William Cotton and Associates for Saratoga, and thus, have an excellent working knowledge of the existing geologic conditions. lThe project team will be assisted by our word processing, technical illustrating, and clerical and accounting support staff. Our offices in Los Gatos are in close proximity to the study area, and the City of Saratoga offices, and we maintain an l_ extensive in -house geotechnical reference library, as well as state -of- the -art word processing, micro - computer, and technical illustrating equipment. r The structure of the project team is graphically depicted in Figure 1. Appendix A of this proposal contains detailed resumes of key personnel assigned to the project. 5.3 Project Work Schedule The Geologic Hazards Investigation will be completed in a timely manner strictly in accordance with the schedule presented in Exhibit B of the City's RFP. The project schedule presented in Figure 2 graphically illustrates how we plan to accomplish the deadlines specified by the City. 14 William Cotton and Associates --'— ---- [--- ---- ---- ---- ---~ ~==�" ~�—~ ---- ----� ~~—~— ---� ---- ----_ --__ ____ ' TIME IN MONTHS TASKS 1. Project Planning and Coordination Lu 2. Compilation and Analysis of Basic Data Lu 0 3. Compilation and Analysis of cc CL cc 0 Aerial Photographs 0 PHASE II Z 1. Preliminary Field Reconnaissance LL 0 2. Engineering Geologic Field Mapping LU PHASE 111 0 1. Geologic Hazards Analysis 0 2. Preparation of Draft Report and Maps u- LL 3. Preparation of Final Report and Maps 0 4. Consultation WRITTEN PROGRESS REPORTS 0 *1 0 91 0 01 0 TO 0 0. 0 0 PROJECT SCHEDULE CITY OF SARATOGA GEOLOGIC HAZARDS INVESTIGATION William Cotton and Associates FIGURE 2 P1574 To ensure timeliness, work schedules of project personnel will be posted weekly, and specific tasks and deadlines will be discussed at regularly scheduled weekly staff meetings. Written progress reports from the Senior staff will be reviewed by the project manager on a weekly basis. Deviations from the project schedule or budget will be readily apparent and dealt with promptly by the Project Manager. Written progress reports regarding the project budget, scheduling, and technical progress will be prepared by the Project Manager and presented on a bi- monthly basis. 5.4 Project Budget Control The Project Manager will be responsible for control and tracking of the project budget. As a normal procedure, personnel time and expense records for all members of the project team will be submitted, weekly for computer processing and budgetary planning. Computerized budget reports for the project will be automatically routed to the Project Manager on a weekly basis so that budget allocations and expenditures can be monitored and the projected manpower and project needs evaluated. 15 William Cotton and Associates 6.0 PERTINENT RELATED EXPERIENCE This section of the proposal contains project summaries of a number of geologic 1 investigations which have been completed by William Cotton and Associates in the 1 past several years. These projects have been selected for this section because they are similar in scope and magnitude to that presently proposed for the City of 1 Saratoga, and they all involve the synthesis of regional geologic data and geologic ! hazards assessment relative to land -use planning. Project and Location: Geologic Hazards Analysis of the Upper Calabazas Creek Watershed Area, Santa Clara County, California Client: City of Saratoga, California Area: Approximately 3 square miles Date: 1979 Products: Detailed geologic maps at a scale of 1" = 200' displaying bedrock faults and landslides and an accompanying set of interpretive maps that define various levels of ground movement potential. The maps are accompanied by a comprehensive geologic report. Project and Location: Preliminary Storm Damage Assessment, Winter 1982 -83, Saratoga, California Client: City of Saratoga, California Area: Saratoga City Limits Date: March, 1983 Products: Prepared emergency storm damage assessments con- sisting of a report describing pertinent geotechnical information and recommended actions, and 200 -scale topographic maps showing landslide locations and extent. 16 William Cotton and Associates I Project and Location: Geologic Hazards Analysis of the Congress Springs Area, ISaratoga, California Client: Santa Clara County Area: 1 square mile Date: 1977 Products: Detailed engineering geologic and ground movement potential map at a scale of 1" = 2501. The maps are accompanied by a comprehensive geologic report. Project and Location: Analysis of the Geologic Hazards of the Seal Cove Area, San Mateo County, California Client: Environmental Planning and Engineering Department, San Mateo County, California Area: Approximately 4 square miles Date: 1971 and 1980 Products: Detailed geologic hazards and risk zonation map of the Seal Cove community that is impacted by damaging landslide and active traces of the Seal Cove fault. Project and Location: Geotechnical Hazards Analysis of Los Altos Hills, California Client: City of Los Altos Hills, California Area: Approximately 2 square miles Date: 1978 Products: Prepared detailed geotechnical maps at a scale of 1" = 400' and an accompanying set of geotechnical hazard maps. The map folios are supplemented by a detailed geotechnical report. I William Cotton and Associates ` 17 n Project and Location: Engineering Geologic Investigation of the San Gabriel Fault,^ Valencia, California Client: Newhall Land and Farming Company Area: 3 square miles Date: 1982 -1984 Products: Analysis of the location and activity of the San Gabriel fault along a 3 -mile segment. Final product was a Land - Use Potential Map assessing the seismic risk of the fault to future development. Project and Location: Holocene Behavior of the San Andreas Fault in Northern California Client: U.S. Geological Survey, Earthquake Hazard Reduction Program Date: 1978, 1979, and 1980 Area: Approximately 300 mile length of the San Andreas fault between San Juan Bautista and Point Arena Products: Analysis of the Historic and Paleo- seismicity along the segment of the fault that experienced surface faulting in 1906. Determination of size and recurrence intervals of major Holocene earthquakes. Project and Location: Geologic Analysis for State Mandated Seismic Safety Elements Clients: Communities of Woodside, Gilroy, Milpitas, Los Altos Hills, Cupertino and San Joaquin County, San Mateo County Area: Community to County -wide Studies Date: 1974 to 1977 Products: Background reports and maps defining the types of seismic - related hazards and the levels of risk associated with each type of hazard. 18 William Cotton and Associates Project and Location: Geologic Resources Inventory for portions of Six Rivers National Forest in Humboldt and Del Norte Counties, California Client: U.S. Forest Service, Six Rivers National Forest, California Area: 530 square miles Date: 1979 -1980 Products: Prepared detailed geologic and landslide maps at a scale of 1" = 2,0001; identified and described potential aggre- gate source locations; and provided a comprehensive report which discusses. the relationships of the bedrock geology and landslides relative to stream sedimentation and forest planning and management. Project and Location: Watershed Improvement Inventory of seven selected areas, Six Rivers National Forest Client: U.S. Forest Service, Six Rivers National Forest, California Area: 174 square miles Date: 1980 -1981 Products: Detailed evaluation of sites of significant sediment sources within seven major drainage basins, site selec- tion for rehabilitation work and identification of rock resource sites for mitigation measures. Project and Location: Geologic Resources Inventory for portions of Six Rivers National Forest in Trinity, Humboldt and Del Norte Counties, California Client: U.S. Forest Service, San Francisco Regional Office, California Area: 300 square miles Date: 1979 -1980 Products: Prepared detailed geologic and landslide maps at a scale of 1" = 2,0001; identified and described potential aggre- gate source locations; and provided a comprehensive report which discusses the relationships of the bedrock geology and landslides relative to stream sedimentation and forest planning and management. 19 William Cotton and Associates Project and Location: Geologic Mapping of the Franciscan Rocks in the Diablo Range, Santa Clara and Alameda Counties, California Client: U.S. Geological Survey, San Francisco Bay Regional Environment and Resources Study Area: About 650 square miles Date: 1970 and 1971 Products: A preliminary geologic map of the Franciscan Complex in the Central Part of the Diablo Range, Santa Clara and Alameda Counties, California. Task included mapping the bedrock and surficial geology of the central portion of the Diablo Range; the Franciscan Complex was sub- divided into three distinct bedrock units and landslide deposits were delineated. L� William Cotton and Associates r i r APPENDIX A RESUMES OF KEY PERSONNEL l._ (— A_1 William Cotton and Associates WILLIAM R. COTTON President Principal Engineering Geologist IRegistration Registered Geologist and Certified Engineering Geologist in California Certified Professional Geological Scientist Education M.S., Geology: San Jose State University, San Jose, California, 1967 B.A., Geology: San Jose State University, San Jose, California, 1962 Professional History William Cotton and Associates, Inc., Los Gatos, California; President, Principal Engineering Geologist, 1964 -date. U.S. Geological Survey Branch of Western Environmental Geology, Menlo Park, California; Geologist, 1970 -1972. Leighton and Associates, Inc., Irvine, California; Senior Engineering Geologic Consultant, 1964 -date. ! Professional Affiliations Association of Engineering Geologists Earthquake Engineering Research Institute American Society of Civil Engineers Geological Society-of America Seismological Society of America American Institute of Professional Geologists Representative Experience Mr. Cotton has over 21 years experience in the fields of engineering geology, geotechnical engineering and environmental earth sciences. His clients have included federal, state, county and city agencies, and private corporations and individuals from a widespread area of California. As President and Principal Engineering Geologist with WILLIAM COTTON AND ASSOCIATES, INC., Mr.. Cotton has conducted and coordinated numerous geological and geotechnical investigations associated with a broad spectrum of land -use applications. Representative projects range in size and detail from large- scale, site specific studies to small -scale regional investigations. Mr. Cotton's primary research interests are problems associated with unstable slopes and active fault systems. His work with unstable slopes has afforded him the opportunity to service clients throughout California and to study landslide problems in Japan and Mexico. William Cotton and Associates (- Numerous grants and contracts from the U.S. Geological Survey, National Earthquake Hazard Reduction Program, have provided Mr. Cotton with research funds to I investigate active and potentially active fault systems throughout California. Detailed surface and subsurface geologic studies have been completed on the following major fault systems in California: San Andreas, Sargent- Berrocal, 1 Calaveras, Pilarcitos, Seal Cove -San Gregorio, Hayward, White Wolf, Pleito, San Gabriel, San Fernando, and San Jacinto. The primary purpose of these investigations was to determine the late Quaternary paleoseismicity and to establish the size and recurrence interval of major earthquakes associated with each fault system. Mr. Cotton acted in the capacity of chief engineering geologist on several projects under contract to the U.S. Forest Service, Six Rivers National Forest, California. He coordinated the compilation and analysis of available geologic data, supervised geologic field mapping and was directly responsible for a significant portion of the landslide and slope stability analysis of over 1,000 square miles of forest lands. Mr. Cotton is extensively involved as a consultant to the San Francisco Bay Area hillside communities of Saratoga, Cupertino, Los Altos Hills, Portola Valley, Woodside, Belmont and South San Francisco. In the capacity of city geotechnical consultant, he has had experience in all phases of hillside residential development. At the present time, he is retained by the counties of San Mateo and Monterey on all matters pertaining to unstable slopes and their impacts on public works. In addition, he is a consultant to a number of legal firms throughout the state regarding landslide problems. As a geologist with the U.S. Geological Survey, Branch of Western Environmental Geology, Mr. Cotton conducted regional studies related to the collection and evaluation of basic geologic data for the San Francisco Bay region Environment and I Resources Planning Study. His field area included an area of approximately 650 square miles in the central part of the Diablo Range, Santa Clara and Alameda Counties, California. His principal assignments included: regional bedrock mapping L and subdivision of the Franciscan Complex, delineation of landslide deposits and areas of potentially unstable slopes, and detailed descriptions of the engineering properties of the bedrock materials of the Franciscan Complex. Teaching Experience DeAnza College, Cupertino, California: Full -time Instructor, 1970 -1982. Pasadena City College, Pasadena, California: Full-tithe Instructor, 1964 -1970. LLos Angeles State University, Los Angeles, California: Part -time Instructor, 1967 -1970. San Jose State University, San Jose, California: Part -time Instructor, 1961 -1970. LWilliam Cotton and Associates Publications HOLOCENE BEHAVIOR OF THE HAYWARD- CALAVERAS FAULT SYSTEM, SAN FRANCISCO BAY AREA, CALIFORNIA - -Final Technical Report, 1984 (with N. T. Hall and E. A. Hay), USGS Contract No. 14 -08- 0001 - 20555, in press. NEOGENE ACTIVITY ON THE PLEITO FAULT, TRANSVERSE RANGES, CALIFORNIA, 1984 (with N. T. Hall and E. A. Hay): in Guidebook to the Transverse Ranges, California, South Coast Geol. Society. PROBLEMS IN THE APPLICATION OF 14C DATES TO SLIP RATE DETERMINA- TION ON THE SAN ANDREAS FAULT, 1984 (with N. T. Hall and E. A. Hay): Abs., Seismological Society of America, Berkeley, California. THE PLEITO FAULT: LATE NEOGENE ACTIVITY, AN EXPANDED ABSTRACT, 1984 (with E. A. Hay and N. T. Hall): Southwest Geological Society (in press), 5 p. HOLOCENE ACTIVITY OF THE SAN GABRIEL FAULT, VALENCIA, CALIFORNIA, 1983 (with P. Ehlig and A. E. Seward): Abstracts and Program "Engineering Geology Today & Tomorrow "; 26th Annual Meeting, Association of Engineering Geologists, San Diego, California, October 2 -7, 1983., ENGINEERING GEOLOGY OF THE CARMEL VALLEY ROAD ROCKSLIDE, MONTEREY COUNTY, CALIFORNIA, 1983 (with J. M. Coyle): Abstracts and Program "Engineering Geology Today & Tomorrow "; 26th Annual Meeting, Associa- tion of Engineering Geologists, San Diego, California, October 2 -7, 1983. PREDICTIVE CAPABILITIES OF GROUND MOVEMENT POTENTIAL MAPS, I SARATOGA, CALIFORNIA, 1983 (with W. L. Fowler): Abstracts and Program "Engineering Geology Today & Tomorrow "; 26th Annual Meeting, Association of Engineering Geologists, San Diego, California, October 2 -7, 1983. EVIDENCE FOR NON -1906 -LIKE EARTHQUAKES ON THE SAN ANDREAS FAULT, DOGTOWN, CALIFORNIA, 1983 (with E. A. Hay and N. T. Hall): Abstracts and Program "Engineering Geology Today & Tomorrow "; 26th Annual Meeting, Associa- tion of Engineering Geologists, San Diego, California, October 2 -7, 1983. ! EARTHQUAKE RECURRENCE INTERVALS ON THE PLEITO THRUST FAULT, TRANSVERSE RANGES, CALIFORNIA - -Final Technical Report, 1982 (with N. T. Hall and E. A. Hay), USGS Contract No. 14 -08- 0001 - 19164, 24 p. LOVE CREEK LANDSLIDE DISASTER, JANUARY 5, 1982, SANTA CRUZ COUNTY (with D. A. Cochrane), July 1982: California Geology, Landslides & Floods - January 1982. PREDICTING HILLSIDE INSTABILITY: GOOD NEWS AND BAD NEWS, 1982: _. Symposium Paper to U.S. Geological Survey Conference on San Francisco Bay Area Storm and Flood Hazards. RECURRENCE FREQUENCY OF LARGE EARTHQUAKES ON THE SAN ANDREAS FAULT NEAR DOGTOWN AND ON THE SAN FRANCISCO PENINSULA, 1982 (with N. T. Hall and E. A. Hay), A.G.U. Chapman Conference on Fault Behavior and the Earthquake Generation Process, Snowbird, Utah (abstract), October 1982. William Cotton and Associates Publications (Continued) ( ed) ' IN TOKYO: U.S., JAPAN TRADE VIEWS ON LANDSLIDES, 1981 (with E. E. Brabb): ( Geotimes, July issue, 2 p. y GEOLOGIC INVESTIGATION OF RECURRENCE INTERVALS AND RECENCY OF FAULTING ALONG THE SAN GREGORIO FAULT ZONE, SAN MATEO COUNTY, CALIFORNIA - -Final Technical Report, 1980 (with G. E. Weber): USGS Contract No. 14 -08- 0001 - 16822, U.S. Geological Survey Open -File Report 81 -263, 135 p. HOLOCENE BEHAVIOR OF THE SAN ANDREAS FAULT, POINT KEYES AREA, CALIFORNIA - -Final Technical Report, 1980 (with N. T. Hall and E. A. Hay), USGS Contract No. 14 -08- 0001 - 19841, U.S. Geological Survey Open -File Report 80 -1142, 12 P. SHEAR COUPLE TECTONICS AND THE SARGENT - BERROCAL FAULT SYSTEM IN NORTHERN CALIFORNIA, 1980 (with N. T. Hall and E. A. Hay): California Division of Mines and Geology, Special Report 140. FIELD TRIP GUIDEBOOK - LANDSLIDES OF SOUTHERN CALIFORNIA: Japanese- American Field Conference, May 1979 (co- author with Leighton. and Associates). HOLOCENE BEHAVIOR OF THE SAN ANDREAS FAULT - SAN JUAN BAUTISTA TO POINT ARENA, CALIFORNIA - -Final Technical Report, 1979 (with N. T. Hall and E. A. Hay): USGS Contract No. 14 -08- 0001 -G -514, 7 p. RECURRENCE INTERVALS FOR SURFACE FAULTING ALONG THE FRIJOLES FAULT AND THE ANO NUEVO THRUST FAULT OF THE SAN GREGORIO FAULT I ZONE, SAN MATEO COUNTY, CALIFORNIA, 1979 (with G. E. Weber): Geological l Society of America, Abstracts with Programs, Cordilleran Section, p. 134. PRELIMINARY FIELD NOTES ON THE GROUND SURFACE EFFECTS ASSOCIATED WITH THE AUGUST 6, 1,979 COYOTE LAKE EARTHQUAKE, 1979 (with D. A. Cochrane): Earthquake Engineering Research Institute Newsletter, v. 13, no. 5, Part B. SHEAR COUPLE TECTONICS AND THE SAN ANDREAS FAULT, 1979 (with N. T. Hall and E. A. Hay): Geological Society of America, Abstracts with Programs, Cordilleran Section, p. 83. ANALYSIS OF ACTIVE THRUST- FAULTING OF THE WHITE WOLF FAULT, KERN COUNTY, CALIFORNIA, 1977 (with N. T. Hall and E. A. Hay): Abs., Cordilleran Meeting Geological Society of America; Sacramento, California. L GEOLOGIC ANALYSIS OF GROUND DISTURBANCES ASSOCIATED WITH ACTIVE THRUST FAULT SYSTEMS- -Final Technical Report, 1977 (with N. T. Hall and E. A. Hall): USGS Contracts No. 14 -08- 0001 -G -345 and 14 -08- 0001 -G -260 (Studies of the Holocene Behavior of the Sargent- Berrocal fault system in Northern California). THRUST FAULTING AS A VEHICLE FOR STRAIN RELEASE IN CALIFORNIA'S TRANSVERSE RANGES- -Final Technical Report, 1977 (with N. T. Hall and E. A. Hay): USGS Contract No. 14 -08- 0001 -G -386, 14 p. (a study of the Holocene behavior of the White Wolf fault). LWilliam Cotton and Associates I' Publications (Continued) PALEOLANDSLIDING ON THE SAN FRANCISCO PENINSULA, 1974 (with L. T. Cann and E. A. Hay): A Modern Engineering Problem: Abs., Cordilleran Section Meeting, Geological Society of America; Las Vegas, Nevada. POSTDICTION OF URBAN GEOLOGIC PROBLEMS: A CASE STUDY, 1973 (with E. A. Hay and others): Abs., Cordilleran Section Meeting Geological Society of America; Portland, Oregon. PRELIMINARY GEOLOGIC MAP OF THE FRANCISCAN ROCKS IN THE CENTRAL PART OF THE DIABLO RANGE, SANTA CLARA AND ALAMEDA COUNTIES, CALIFORNIA: Basic Data Contribution 39 (Map MF -343); San Francisco Bay Region Environment and Resources Planning Study, U.S. Geological Survey, '_Menlo Park, ( California, 1972. STABILITY RELATIONS OF JADEITE PYROXENE IN FRANCISCAN METAGRAYWACKES NEAR SAN JOSE, CALIFORNIA, 1971: American Journal of Science, v. 271, California, 1972. FRANCISCAN STRATIGRAPHY OF THE NORTHWESTERN PORTION OF THE DIABLO RANGE, CENTRAL CALIFORNIA, 1971: Abs., Cordilleran Section Meeting, Geological Society of America; Riverside, California. JADEITE PYROXINE IN FRANCISCAN METAGRAYWACKES NEAR SAN JOSE, CALIFORNIA, 1970 (with D. Kerrick): Abs., Annual Meeting,. Geological Society of America; Milwaukee, Wisconsin. INVERTED METAMORPHIC MINERAL ZONES IN FRANCISCAN METAGRAYWACKES OF THE DIABLO RANGE, NORTHERN CALIFORNIA, 1969 (with M. C. Blake): Cordilleran Section Meeting, Geological Scoiety of America; Eugene, Oregon. JADEITE - LAWSONITE - BEARING METAGRAYWACKES OF THE FRANCISCAN NEAR MOUNT HAMILTON, CALIFORNIA, 1968: Abs., Cordilleran Section Meeting, Geological Society of America; Fresno, California. L LWilliam Cotton and Associates cal PATRICK O. SHIRES Vice President Principal Geotechnical Engineer �1 ": Principal Geophysicist a r Registration al lie: Registered Professional Engineer in California, Colorado, Idaho, Oregon, Utah, . `l_; and Washington Registered Geophysicist in California Education M.S., Civil Engineering: Stanford University, Stanford, California, 1975 B.S., Stanford University, Stanford, California, 1972 Professional History William Cotton and Associates, Inc., Los Gatos, California; Vice President, Principal Geotechnical Engineer, Principal Geophysicist, 1983 -date. Earth Sciences Associates, Inc., Palo Alto, California; Supervising Engineer/ Geophysicist, 1972 -1983. IProfessional Affiliations American Society of Civil Engineers Earthquake Engineering Research Institute ISociety of Exploration Geophysicists Bay Area Geophysical Society Representative Experience Mr. Shires has over 12 years of professional experience in the field of geotechnical engineering throughout the western United States, including project work in Arizona, California, Colorado, Idaho, Nevada, New Mexico, Oregon, Utah, and Washington. As Vice President and Principal Geotechnical Engineer with William Cotton and Associates, Inc., Mr. Shires has served as principal in charge of geotechnical engineering on a variety of projects, including over 25 landslide investigations as well as numerous foundation engineering projects involving dams, bridges, drill pads, l residential and commercial buildings, and roads. Mr. Shires has also provided geotechnical review of development in the San Francisco Bay Area hillside communities of Belmont, Cupertino, Los Altos Hills, Portola Valley, Saratoga, South San Francisco, and Woodside. William Cotton and Associates I As Supervising Geotechnical Engineer with Earth Sciences Associates, Inc., Mr. Shires managed and /or provided technical project work on over 30 dams projects where seismic considerations and geophysical evaluations were a central focus of the project work. He served as Chief Design Engineer for a 142 -foot high rockfill dam in Arizona, providing engineering and geophysics expertise throughout the project from preliminary siting to constructon. He has provided extensive research and design efforts in the fields of seismic and static stability, as well as the application of earthquake recurrence relationships to seismic response of embankments. He has developed computer programs for rapid determination of the stability of slopes and embankments. Mr. Shires also managed and /or provided technical project work on a variety of other geotechnical investigations, including over 35 landslides, 25 water and wastewater facilities, 20 power - generating facilities, and numerous residential and commercial structures, bridges, roads, mining facilities, ground water, and hazardous waste projects. As Supervising Geophysicist with Earth Sciences Associates, Inc., Mr. Shires managed a variety of geophysics projects in the western United: States and supervised the geophysics portion of many large, multidiscipline projects as well. A partial listing of these projects includes surface and /or downhole and /or crosshole seismic surveys of over 24 dams; surface geophysics for numerous regional seismotectonic studies; a gravity investigation and seismic refraction survey of a proposed subway tunnel alignment for Los Angeles, California; seismic refraction surveys for proposed large diameter buried pipelines near San Jose, California; near surface compression and shear wave analyses at strong motion measurement sites along the Imperial fault, California; seismic refraction studies of uranium tailings dams and waste disposal sites in New Mexico; deep seismic study of a potential oil field near Lockwood, California; and Tertiary channel exploration for gold mining near Nevada City, tCalifornia. l_ L L I LWilliam Cotton and Associates WILLIAM L. FOWLER Senior Engineering Geologist IEducation M.S., Engineering Geology: Stanford University, Stanford, California, June 1984 B.A., Geology: The Colorado College, Colorado Springs, Colorado, June 1980 Professional History William Cotton and Associates, Inc., Los Gatos, California; Senior Engineering Geologist, 1982 to present. Howard - Donley Associates, Inc., Redwood City, California; Staff Geologist, Spring 1982. American Copper and Nickel Company, Wheatridge, Colorado; Junior Staff Geologist, Summer 1978. Professional Affiliations Association of Engineering geologists Representative Experience Mr. Fowler has over four years of experience in the fields of engineering geology and geotechnical engineering. As a consulting engineering geologist, he has extensive field experience throughout the San Francisco and South Bay area. As a Senior Engineering Geologist with WILLIAM COTTON AND ASSOCIATES, Inc., Mr. Fowler is responsible for conducting and supervising a broad spectrum of engineering geologic investigations ranging in scope from detailed, site - specific projects to small- scale, regional studies. His specific duties have included large- scale and regional engineering geologic mapping; aerial photographic interpretation; coordination, logging, and analysis of subsurface data; interpretation and analysis of field- and office - developed data; and the final preparation of technical reports, maps j and cross sections. Currently, Mr. Fowler specializes in the investigation, analysis, and legal implications of slope stability hazards. In this capacity, Mr. Fowler is directly responsible for coordinating and supervising all phases of project investigation, and for the evalua- tion, preparation, and presentation of the resultant data. LWilliam Cotton and Associates i L i As a staff engineering geologist with Howard - Donley Associates, Inc., Mr. Fowler participated in a eomprehensive'study of debris flow processes in the community of Pacifica, California. His responsibilities included basic literature research, aerial photographic analysis, regional landslide mapping, large -scale site - specific mapping of individual debris flows, and preparation of the final maps for the project. Mr. Fowler devised a debris flow hazard rating system and debris flow hazard map for a part of Pacifica for his Masters research at Stanford University. As a staff geologist with the American Copper and Nickel Company, Mr. Fowler participated in mineral exploration programs throughout the western United States. Mr. Fowler's responsibilities included geologic mapping, geochemical sampling, imple- mentation of geochemical monitoring programs, and logging of diamond core drilling operations. William Cotton and Associates PETER C. ANDERSON Senior Engineering Geologist Registration Registered Geologist in California Certified Engineering Geologist in California Education M.S., Engineering Geology, San Jose State University, San Jose, CA, 1983 M.S., Science Education, University of Pennsylvania, Philadelphia, PA, 1970 B.S., Geology, Colby College, Waterville, ME, 1966 Professional History William Cotton and Associates,. Inc., Los Gatos, California; Senior Engineering Geologist, 1984 -date. Terratech, Inc., San Jose, California; Senior Engineering Geologist, 1979 - 1984.. Santa Clara County, San Jose, California; Assistant County Geologist, 1977 -1979. Professional Affiliations Association of Engineering Geologists Geological Society of America Peninsula Geological Society Society of Economic Paleontologists and Mineralogists Society for Adaptation of Building to the Environment Reasonably Representative Experience Mr. Anderson has 7 years of professional experience in the field of engineering geology. As Senior Engineering Geologist with William Cotton and Associates, Inc., Mr. Anderson is responsible for supervising geotechnical projects and personnel on a wide variety of projects. As Senior Engineering Geologist with Terratech, Inc., Mr. Anderson's responsibilities included the design and execution of geologic mapping and subsurface exploration of proposed development sites, the evaluation of potential geologic hazards as they William Cotton and Associates I L L pertain to proposed development schemes, and the devising of mitigation methods for addressing adverse geologic conditions. Mr. Anderson coordinated all geologic activities of the Gilroy office of Terratech, Inc. As Assistant County Geologist with Santa Clara County, Mr. Anderson assisted in the review of geologic reports submitted as part of County requirements for development of sites in geologically sensitive areas; revised the county geologic hazard zones map, and worked with the general public, including realtors, geologists, lending institu- tions, etc., regarding site geologic hazards. Teaching Experience San Jose State University, San Jose, California: Part -time Lecturer, 1978. Concord Union High School District, Concord, New Hampshire, 1971 -1976. William Cotton and Associates PETER L. STROUD Senior Engineering Geologist Education B.A., Geology: Humboldt State University, Arcata, California, 1978 Professional History William Cotton and Associates, Los Gatos, California; Project Engineering Geologist 1983 to 1984, Senior Engineering Geologist 1984 to present. California Nickel Corporation, Crescent City, California; Exploration Manager 1980 to 1982. Redwood National Park, Arcata, California; Geomorphologist 1979 to 1980. Associated Geologists, Grants Pass, Oregon; Senior Exploration Geologist 1978 to 1979. California Department of Water Resources, Red Bluff, California; Ground -water Geologist, Summers: 1975 -1977. Representative Experience Mr. Stroud has seven years of professional experience in the fields of engineering geology, mining engineering, mineral exploration, hydrology, geotechnical engineering and environmental earth sciences with emphasis in geologic hazards analysis. As a geologist, lie has worked on a variety of projects throughout California and southern Oregon. As a project engineering geologist with WILLIAM COTTON AND ASSOCIATES, INC., Mr. Stroud has administered a number of diverse projects. In this capacity, he was responsible for overall project supervision and coordination, compilation, collection, and analysis of geologic and geotechnical data and preparation 'and presentation of technical maps and reports. In addition, his duties have included analysis of aerial photographs, field mapping of bedrock and surficial deposits and subsurface geologic exploration. As a Senior Engineering Geologist, Mr. Stroud is responsible for the duties of a project geologist, as well as the direct supervision of other project and staff geologists and engineers. In addition, his duties include the coordination and evaluation of the geologic and geotechnical concerns of seven Bay Area communities. In the past two years, Mr. Stroud has been actively involved in a number of projects. These range from basic research projects in the geoscience field to the application of engineering geologic and geotechnical data to a number of land -use planning applications. In addition, he has conducted and coordinated a number of surface and subsurface investigations of landslides throughout the greater San Francisco Bay Region (e.g., Belmont, Woodside, Los Gatos Hills, Half Moon Bay, Boulder Creek, Carmel Valley). William Cotton and Associates r r r r r i r i i i i APPENDIX B REPRESENTATIVE LIST OF CLIENTS William Cotton and Associates APPENDIX B WILLIAM COTTON AND ASSOCIATES Representative List of Public Agencies CITY OF BELMONT John Hopkins, Dir. of Pub. Services (415) 573 -3495 CITY OF CUPERTINO Travice Whitten, City. Manager (408) 252 -4505 CITY OF MONTE SERENO Don Wimberly, City Eng. /Admin. (408) 354 -7635 CITY OF MORGAN HILL Charles Cate, City Manager (408) 779 -7271 CITY OF SARATOGA Wayne Dernetz, City Manager (408) 867 -3438 CITY OF SOUTH SAN FRANCISCO Daniel Christians, City Manager (415) 877 -8535 CITY OF WOODSIDE Leslie Doolittle, City Manager (415) 851 -7764 MONTEREY COUNTY Bruce McClain, Public Works Dir. �- (408) 424 -0991 t NELSON, PERLOV and LEE Florence T. Perlov (415) 941 -6161 SAN MATEO COUNTY Robert L. Sans, Dir. of Public Works (415) 363 -4000 SANTA CLARA COUNTY James 0. Berkland, County Geologist (408) 299 -2871 TOWN OF LOS ALTOS HILLS Ann Hainshaw, City Manager (415) 941 -7222 TOWN OF PORTOLA VALLEY Ellen Schillig, Planning Coordinator (415) 851 -1700 UNIVERSITY OF CALI- FORNIA AT BERKELEY Eric Jorgensen (415) 727 -6254 U.S. FOREST SERVICE Richard L. Farrington, Forest Geologist (707) 422 -1721 U.S. GEOLOGICAL SURVEY Steve Wegener, Technical Officer (415) 323 -8111 William Cotton and Associates APPENDIX C SCHEDULE OF CHARGES C -1 William Cotton and Associates I r WILLIAM COTTON & ASSOCIATES SCHEDULE OF CHARGES January 1984 Personnel Charges Clerical/ Accounting ............................... $ 25 /hr Word Processing .... ............................... $ 30 /hr Technical Illustrating .............................. $ 32 /hr Field /Laboratory Technician ........................ $ 42 /hr Staff Geologist / Engineer ........................... $ 501hr Senior Geologist / Engineer .......................... $ 55/hr Supervising Geologist /Engineer ...................... $ 60 /hr Principal Geologist/ Engineer ........................ $ 75/hr Laboratory Testine Charges Laboratory testing will be charged on a time - and - materials basis in accordance with the Personnel, Equipment, and Expense charges listed herein or on a test -by -test basis in accordance with our separate LABORATORY TESTING SCHEDULE OF CHARGES (available on request). Laboratory samples will be stored for 60 days after the date of final report submittal unless special arrangements are made for longer storage. Geophysical Services Charges Geophysical services will be charged on a time -and- materials basis in accordance with the Personnel, Equipment, and Expense charges listed herein. ert Witness Consultation I Expert witness court testimony will be charged on a daily basis (one -day minimum) nt a rate of $800 per day. Preparation time.for, court cases will be charged on a time - and - materials basis in accordance with the Personnel, Equipment, and Expense charges listed herein. i Limitations and Terms Equipment Charges 2 -Wheel Drive Vehicle ................. $ .35 /mi. 4 -Wheel Drive Vehicle ................. $ .40 /mi. Single Channel Seismograph System...... $ 75 /day Multichannel (12 -36 channel) ............ $ 200 /day Seismograph System Nuclear Moisture /Density Gauge ........ $ 50 /day Micro Computer Time ................. $ 25 /hr Mainframe Computer Time Sharing ...... $ 75 /hr Portable Power Augering Equipment ..... $ 25 /hr In -House Photocopier .................. $ .10 /copy In -House Blueline ..................... $ .25 /ft2 nse Charges (Cost Plus 15 %) o Travel expenses including air fare, lodging (a subsistence charge of $22 per diem for overnight stay will be charged in addition to the lodging cost), vehicle rental, etc. o Excavation subcontractors and expendable field supplies. o Reproduction of drawings. • Film, film development, and photograph printing. • Special consultant fees. • Special fees, permits, insurance, etc. • Long distance telephone costs. • Special equipment rental. public Liability - WILLIAM COTTON AND ASSOCIATES is a California Corporation protected by Worker's Compensation Insurance (and /or Employer's Liability Insurance), and by Public Liability Insurance for bodily injury and property damage, and will furnish certificates thereof upon request. We assume the risk of damage to our own supplies and equipment. If your contract or purchase order places greater responsibilities upon its or requires further insurance coverage, we, if specifically directed by you, will take out additional insurance (if procurable) to protect us at your expense, but we shall not be responsible for property damage from any cause, including fire and explosion, beyond the amounts of coverage of our insurance. Professional Liability - In performing our professional services, we will use that degree of care and skill ordinarily exercised under similar circumstances by members of our profession. No warranty, express or implied, is made or intended by our proposal for consulting services, by our furnishing oral or written reports, or by our inspection or work. However, should we or any of our professional employees be found to have been negligent in the performance of professional services or to have made and breached any express or implied warranty, you agree that the maximum aggregate amount of your recovery against us and /or said professional employees shall he limited to $50,000 or the amount of the fee paid us for professional services as computed under the SCHEDULE OF CHARGES, whichever amount is greater. Moreover. you agree to indemnify us against damages in excess of $50,000 or the amount of our fee, whichever amount is greater, arising from suits brought against its by third parties, in connection with our work performed on your project. In the event the client makes a claim or brings an action against us for any act arising out of our professional services, and the client fails to prove such a claim or action, the client shall pny all legal and other costs incurred by us in defense of such a claim or action. Field Exploration - Unless otherwise agreed, the client will furnish right -of -entry on land for planned field operations. The client will also provide us with locations and depths of buried utilities and structures. We will take reasonable precautions to minimize damage to land from use of equipment, but our fee does not include cost of restoration of damage resulting from our exploration operations. We will not be liable for damage or injury arising from damage to subterranean structures (pipes, tanks, telephone cables, etc.) which are not called to our attention and correctly shown on plans furnished to us. Payment - Invoices for our services will be submitted, at our option, on a monthly basis or when the work is completed. Invoices will be due immediately, but will not he delinquent if paid on or before the thirtieth day following the date of the invoice. If payment is not so made, interest will be due on the amount of the invoices at the rate of one percent for each month of delinquency. If suit is filed, a reasonable attorney's fee, to be set by the court, shall be included in any judgment in our favor. j: Q 1 7 R" 2. . ..... . � !, \; 1`'; " >\ \ r J<, P ALTERNATE: r V.­:% ONE I j! 01 X1'1 f ,F A R P UPPER CALABAZAS -Rilil< C \� I STUDY AREA-- (WCA 1980) J� f4 Hj 4- r 7,1 S 44. _7 "N *0' —p PO r)QJ=rp�hAA DIM ARE A V 4 r 411 1-1 . UNUHI=b S Z51`HINUZ51, I Z,- .STUDY AREA: X` L5 iMj 4 - �6R 0"k A T7:7, ikzx c William Colton and Associates INDEX MAP CITY OF SARATOGA GEOLOGIC HAZARDS INVESTIGATIONS GFO ENG FAY BF,WRC Apl,l o F v e 1 8 k - — /30/94 EXPLANATION Active. Landslide -- Reviewed by WCA, March, 1983 F� ] Previously Mapped Areas NOTES Bas—,ap bon, n os.— A U.S. Gr,Aoq­d Su"ey 7 5 n,m­ Topographic S,, C—In 11,,,:k Cupertino, L., G­,. and S­ J.. NV­ 1:24.000. -N- I i 0 20(10 4000' 4 4 r 411 1-1 . UNUHI=b S Z51`HINUZ51, I Z,- .STUDY AREA: X` L5 iMj 4 - �6R 0"k A T7:7, ikzx c William Colton and Associates INDEX MAP CITY OF SARATOGA GEOLOGIC HAZARDS INVESTIGATIONS GFO ENG FAY BF,WRC Apl,l o F v e 1 8 k - — /30/94 EXPLANATION Active. Landslide -- Reviewed by WCA, March, 1983 F� ] Previously Mapped Areas NOTES Bas—,ap bon, n os.— A U.S. Gr,Aoq­d Su"ey 7 5 n,m­ Topographic S,, C—In 11,,,:k Cupertino, L., G­,. and S­ J.. NV­ 1:24.000. -N- I i 0 20(10 4000' 1365 VANDER WAY SAN JOSE, CALIFORNIA95112 (408) 297 -6969 AUG 31 TA4 COMMUNITY DEVELOPMENT August 30, 1984 P860/84 City of Saratoga 13777 Fruitvale Avenue Saratoga, California 95070 Attention: Mr. Robert S. Shook Subject: Proposal for Geologic Mapping of a Portion of Saratoga Gentlemen: f Pursuant to your Request for Proposal dated July 24, 1984, we have prepared this proposal for Geologic Mapping of the Proposed Mapping Area and Alternate One, as shown on your Exhibit A entitled "Ground Movement Potential Study Areas ". The areas to be covered are those portions of Saratoga east of the Upper Calabazas Creek Watershed, an area previously mapped in 1980 by William Cotton and Associates. We present separate cost estimates for each of two areas: the Proposed Mapping Area and Alternate One. Our scope of work for the study would consist of the following, Phase I - Initial Project Research 1. Research and compile all available geologic, soils, ground water and engineering data pertaining to the project area. 2. Study stereoscopic aerial photographs of the area available from the United States Geological Survey, NASA -Ames Research Center, the Fairchild Collection from Whittier College, and other sources. 3. Compile a preliminary map identifying those areas within the project area that exhibit geologic hazards. Phase II - Field Investigation 1. Upon completion of Phase I, perform detailed field geologic mapping of the project area. Geologic information will be gathered mainly from natural exposures and road cuts. If it is necessary to enter private property for field mappping, we will secure access permission prior to performing any field mapping. Subsurface data will also be obtained by analysis of water well logs, utility trench logs and private reports when possible. 0 August 31, 1984 P860/84 - 2 - Phase III - Geologic Analysis and Compilation of Final Report 1. Upon completion of Phase II, evaluate and finalize all data, and prepare a report describing the areas bedrock and surficial geology, geologic hazards and general geotechnical characteristics. Include in the report, (1) a Geologic Map of the bedrock structure and surficial deposits, and (2), a Ground Movement Potential Map showing relative stability or movement potential for the area. These maps will be drafted on reproducible mylar copies the City's 200 -scale topographic base maps. Provide 12- copies of the final report and the reproducible mylar maps. The report and maps are to be in a format similar to and compatible with the "Geologic Hazards Analysis of the Upper Calabazas Creek Watershed" report by William Cotton and Associates. Phase I will be accomplished within two months of receiving authorization to proceed. Phase II will be completed within seven months, and Phase III will be completed within nine months of receiving supplemental authorization to proceed. We will plan on attending a reasonable number of meetings with City of Saratoga personnel. All personal injury and property damage liability insurance and automobile insurance liability requirements will be satisfied. We estimate the cost for providing the above scope of work for the Proposed Mapping Area will be Eighteen Thousand Dollars ($18,000). If the Alternate One area is included, there will be an additional fee of Six Thousand Dollars (6,000). All fees are to be calculated on a "time and materials" basis in accordance with the enclosed Schedule of Charges. If you wish us to proceed with this work, please sign and return one copy of the enclosed Agreement for Professional Services. Sincerely, TERRATECH, INC. John D. Mattey G JDM:bam Enclosures cc: Accounting AGREEMENT FOR PROFESSIONAL SERVICES P860/84 THIS AGREEMENT is entered into by and between TERRATECH, INC., a California corporation (hereafter called "TERRATECH ") and City of Saratoga (hereaf ter "CLIENT). The parties hereto agree as follows: 1. The property or location (hereafter called the "PROJECT "), at which the PROFESSIONAL SERVICES set forth in this agreement are to be performed, is described as follows: in accordance with TERRATECH's Proposal letter dated August 30, 1984, which is made a part hereof. 2. TERRATECH agrees to perform PROFESSIONAL SERVICES at the PROJECT, or elsewhere as appropriate, consisting of the following: in accordance with TERRATECH's Proposal letter dated August 30, 1984, which is made a part hereof. 3. In consideration of the PROFESSIONAL SERVICES to be performed by TERRATECH, CLIENT agrees to pay TERRATECH as follows: a fee in accordance with TERRATECH's Proposal letter dated August 30, 1984, which is made a part hereof. 4. CLIENT will be invoiced monthly, as the PROFESSIONAL SERVICES are performed, unless otherwise provided by this agreement. Each in. voiced amount shall be due and payable upon receipt. Interest on past due balances shall accrue at the rate of one and one -half percent (1 Y: %) per month (but not exceeding the maximum rate allowed by law), payments thereafter received to be applied first to accrued interest and then to principal amount. 5. Any change order or additional work to be performed by TERRATECH in connection with the PROJECT shall be effected by execution of a SUPPLEMENTAL AGREEMENT FOR PROFESSIONAL SERVICES which, except to the extent that this agreement is expressly modified, shall be governed by each and every term of this agreement. , 6. TERRATECH's liability for damages arising from any claimed error, omission, or other professional negligence shall be limited to twenty -five thousand dollars ($25,000.00) or the fee to be paid by CLIENT, whichever is less. At CLIENT'S election, TERRATECH will waive this limitation on its liability in consideration of the payment by CLIENT to TERRATECH of the greater of five hundred dollars ($500.00) or ten percent (10 %) of the charges billed in connection with the PROJECT. CLIENT's fee for such waiver, in the sum of Two Thousand Four Hundred dollars ($ ?,400 no ) shall be payable in full within seven (7) days after the execution of this agreement; failure to remit payment within such period shall void CLIENT's election to purchase such waiver. IF CLIENT ELECTS TO PURCHASE SUCH WAIVER OF LIMITATION OF LIABILITY, CLIENT SHOULD SO INDICATE BY INITIALLING HERE: 7. TERRATECH shall perform its PROFESSIONAL SERVICES hereunder in accordance with generally accepted professional practice in its fields of specialty. No other warranty or representation, either express or implied, is included or intended in our proposal, agreements, or reports. 8. In the event that CLIENT requests termination of TERRATECH's PROFESSIONAL SERVICES prior to completion thereof under this agree- ment, TERRATECH reserves the right to complete such analyses, records and reports as may be necessary to place its file in order and to protect its reputation for professional competence. All files, drawings, samples and reports shall remain the property of TERRATECH, in TERRATECH's discretion, until TERRATECH has received payment in full for its PROFESSIONAL SERVICES. 9. TERRATECH will diligently proceed to complete the PROFESSIONAL SERVICES described in this agreement in a timely manner. However, it is expressly agreed that TERRATECH shall not be held responsible for delays in performance occasioned by factors beyond TERRATECH's control. 10. In the event that litigation becomes necessary to enforce any term or provision of this agreement, the prevailing party in such litigation shall be entitled to recover reasonable attorney's fees and costs in addition to such other relief as may be granted by the court in the litigation. Dated: August 30, 1984 TERRATECH, INC By: John D. Mattey / B City of Saratoga By: By: AGREEMENT FOR PROFESSIONAL SERVICES P860/84 THIS AGREEMENT is entered into by and between TERRATECH, INC., a California corporation (hereafter called "TERRATECH ") and City of Saratoga The parties hereto agree as follows: (hereafter "CLIENT'). 1. The property or location (hereafter called the "PROJECT "), at which the PROFESSIONAL SERVICES set forth in this agreement are to be performed, is described as follows: in accordance with TERRATECH's Proposal letter dated August 30, 1984, which is made a part hereof. 2. TERRATECH agrees to perform PROFESSIONAL SERVICES at the PROJECT, or elsewhere as appropriate, consisting of the following: in accordance with TERRATECH's Proposal letter dated August 30, 1984, which is made a part hereof. 3. In consideration of the PROFESSIONAL SERVICES to be performed by TERRATECH, CLIENT agrees to pay TERRATECH as follows: a fee in accordance with TERRATECH's Proposal letter dated August 30, 1984, which is made a part hereof. 4. CLIENT will be invoiced monthly, as the PROFESSIONAL SERVICES are performed, unless otherwise provided by this agreement. Each in- voiced amount shall be due and payable upon receipt. Interest on past due balances shall accrue at the rate of one and one -half percent (1'12 %) per month (but not exceeding the maximum rate allowed by law), payments thereafter received to be applied first to accrued interest and then to principal amount. 5. Any change order or additional work to be performed by TERRATECH in connection with the PROJECT shall be effected by execution of a SUPPLEMENTAL AGREEMENT FOR PROFESSIONAL SERVICES which, except to the extent that this agreement is expressly modified, shall be governed by each and every term of this agreement. 6. TERRATECH's liability for damages arising from any claimed error, omission, or other professional negligence shall be limited to twenty -five thousand dollars ($25,000.00) or the fee to be paid by CLIENT, whichever is less. At CLIENT'S election, TERRATECH will waive this limitation on its liability in consideration of the payment by CLIENT to TERRATECH of the greater of five hundred dollars ($500.00) or ten percent (10 %) of the charges billed in connection with the PROJECT. CLIENT's fee for such waiver, in the sum of Two Thousand Four Hundred dollars ($ 2 4 )n 00 t shall be payable in full within seven (7) days after the execution of this agreement; failure to remit payment within such period shall void CLIENT's election to purchase such waiver. IF CLIENT ELECTS TO PURCHASE SUCH WAIVER OF LIMITATION OF LIABILITY, CLIENT SHOULD SO INDICATE BY INITIALLING HERE: 7. TERRATECH shall perform its PROFESSIONAL SERVICES hereunder in accordance with generally accepted professional practice in its fields of specialty. No other warranty or representation, either express or implied, is included or intended in our proposal, agreements, or reports. 8. In the event that CLIENT requests termination of TERRATECH's PROFESSIONAL SERVICES prior to completion thereof under this agree. ment, TERRATECH reserves the right to complete such analyses, records and reports as may be necessary to place its file in order and to protect its reputation for professional competence. All files, drawings, samples and reports shall remain the property of TERRATECH, in TERRATECH's discretion, until TERRATECH has received payment in full for its PROFESSIONAL SERVICES. 9. TERRATECH will diligently proceed to complete the PROFESSIONAL SERVICES described in this agreement in a timely manner. However, it is expressly agreed that TERRATECH shall not be held responsible for delays in performance occasioned by factors beyond TERRATECH's control. 10. In the event that litigation becomes necessary to enforce any term or provision of this agreement, the prevailing party in such litigation shall be entitled to recover reasonable attorney's fees and costs in addition to such other relief as may be granted by the court in the litigation. Dated: August 30, 1984 TERRATECH; INC -` l 6hn D. Mattey City of Saratoga By: By: 1365 VANDER WAY SAN JOSE, CALIFORNIA95112 (408) 297 -6969 SCHEDULE OF CHARGES PERSONNEL CHARGES: Principals and Special Consultants .... ............................... .....................875.00 /hr. Associates............................................. ............................... 65.00 /hr. Senior Engineers and Geologists ........................... ............................... 58.00 /hr. Staff Engineers and Geologists ............................ ............................... 45.00 /hr. Chief of Field Operations .................................. ............................... 50.00 /hr. Laboratory and Field Engineers ............................ ............................... 42.50/hr. Technical Draftsmen ..................................... ............................... 29.00/ hr. Non - Technical Staff ..................................... ............................... 26.50 /hr. Travel Time — In accordance with foregoing schedule, up to a maximum 8 hours per day. LABORATORY TESTING: See Exhibit "A" to this schedule. EQUIPMENT CHARGES: Printing and Reproduction, per sheet .. ............................... ..........................$0.15 Car or Pick-Up Truck, per mile .................................. ............................... 0.35 Other Special Equipment (including geophysical equipment, electrical conductivity meter, etc.) ........................ ............................... On request Nuclear Density Gage, per hour ....... ............................... ...........................7.00 Magnetometer, per hour ..................................... ............................... 20.00 Seismic Refraction Equipment, per hour .............................. ..........................30.00 Trailer Mounted Drill Rig, including operator, per hour ............ ............................... 75.00 MISCELLANEOUS CHARGES: Charges for special outside services, equipment and facilities not furnished directly by TERRATECH INC. will be billed on a cost plus 15% basis. Such charges may include, but shall not be limited to the following services: Rental and operation of drilling equipment Printing and photographic reproduction Rented vehicles Transportation on public carriers Special fees, permits, insurance, etc. Rented field equipment Telephone and telegraph Shipping charges Meals and lodging Orders for previously issued reports will be billed at $20.00 for the first copy and $15.00 for each additional copy. TERMS OF PAYMENT: Invoices will be submitted monthly, unless otherwise provided by contract or special arrangements. Said invoices shall be due and payable when rendered. Interest of 2% per month (but not exceeding the maximum rate allowable by law) will be payable on any amount not paid within 30 days, payments thereafter to be applied first to accrued interest and then to principal amount. If suit or action is instituted to collect any sum due, owing or unpaid, client shall be liable for such sums as the court may adjudge reasonable for attorney's fees and other costs in said suit or action. It is expressly agreed and understood that venue for any such suit or action shall be, at the discretion of TERRATECH INC., in any court of competent jurisdiction located within the County of Santa Clara, State of California. TERRATECH INC. may at its option withhold delivery of reports and any other data pending receipt of payment for all services rendered. SCOPE AND EXECUTION OF SERVICES: TERRATECH INC. provides services in accordance with generally accepted professional practice in its fields of specialty. No other warranty, either expressed or implied is granted as part of its services. In the event that the client requests termination of services prior to completion of a final report, TERRATECH INC. reserves the right to complete such analyses and records as may be necessary to place its files in order and, where considered necessary to protect its professional reputation, to complete a report on the work performed to date of termination. Our liability to the client for injury or damage to persons or property arising out of work performed for the client and for which legal liability may be found to rest upon TERRATECH INC. will be limited to our insurance coverage. TERRATECH INC. will diligently proceed with the work outlined in the agreed scope of services and will submit a report in a timely manner. However, it is expressly agreed that TERRATECH INC. shall not be held responsible for delays occasioned by factors beyond its control. 1983 JCP GEOLOGISTS • ENGINEERS 7246 Sharon Drive a San Jose, CA 95129 0 (408) 446 -4426 Robert S. Schook Director of Community City of Saratoga 13777 Fruitvale Avenue Saratoga, California Dear Mr. Schook: August 30, 1984 Proposal No. JCP -5032 Development 95070 AUG 3 TY DEVELOPP' Re: Request for Proposed for Geo- logic Mapping of a Portion of Saratoga, California In accordance with your request, we are submitting this proposal to perform geologic mapping of a portion of The City of Saratoga. The proposed work includes initial project research, field stud- ies, geologic analyses and compilation of the final report and map as outlined in the request for proposal. Scope of Work Described below is our evaluation of the work necessary to adequate- ly map the surface and subsurface geology of a portion of The City of Saratoga. The work described applies to both the "Proposed Mapping Area" as well as "Alternate One ". Separate estimates of fees for both these areas are included. Qualifications and Capabilities JCP - Engineers & Geologists, Inc. has had extensive experience per- forming both geologic and soils investigations within The City of Saratoga (149 studies to date). This work has included both surface and subsurface geologic and geotechnical stdies. Much of this work is published and available to the City as specific site reports. Other data is unpublished and only available to JCP - Engineers & Geologists, Inc. All data available to us will be presented in the final report and map. JCP- Engineers & Geologists, Inc. has performed over 149 geotechni- cal and geologic studies within the Saratoga City limits. Some of the data accumulated suggests that modifications be made to the upper Calabazas Creek watershed study. Specifically, the location of the Berrocal Fault, which was based on published data, is some- what incorrect. Studies done since 1980 have encountered the fault at its true location which is somewhat to the southeast of the "Previously Mapped Area ". n W We suggest that The City authorize, in conjunction with currently proposed geologic mapping, upgrading of the applicable portions of the 1980 upper Calabazas Creek watershed study. Costs The costs estimated by JCP- Engineers & Geologists, Inc. to com- plete the proposed work are outlined in Section V. Estimated fees for performing the work on the "Proposed Mapping Area" total. $34,500. Estimated fees for performing the work on the "Alternate One" area total $16,500. These fees are "not to exceed" figures. Manpower The resources available to JCP- Engineers & Geologists, Inc. will allow the proposed work to be accomplished within the time con- straints imposed by the City. The key personnel involved along with brief biographies are attached as Appendix A. We will be prepared to consult with and attend a reasonable number of meetings with the City Council, Planning Comission and City Ad- ministrative Staff in connection with completion of the project. In addition, we are prepared to provide proof of insurance cover- ages as specified in the request for proposal. WORK-DESCRIPTION I. Initial Project Research A. Compilation of geologic, soils, groundwater and engineering data 1. U.S.G.S. a. geologic maps b. Water Resources Division data C. professional reports and studies of area 2. California State Division of Mines & Geology a. geologic maps b. engineering data C. groundwater /soils studies 3. Santa Clara County a. reports b. County data 4. City of Saratoga a. City's reports & data b. any reports available to us by outside consultants 5. In -House a. soils & geologic reports b. unpublished data from our files JCP B. Photointerpretation 1. Collection of appropriate air photos of area a. U.S.G.S. b. Santa Clara County c. NASA - Ames (i) . infrared (ii). color /BW d. Fairchild Collection e. Pacific Aerial Survey f. U.C. Santa Cruz 2. Selection of most useful air photos for mapping geologic problem areas within City 3. Reproduction and enlargement to appropriate mapping scale (1" = 200') of photos selected 4. Use of photos in mapping and transferring data collected on photos to map II. Field Studies A. Identification of unstable areas for field reconnaissance studies 1. Air Photos studies 2. Previous work and research B. Field reconnaissance studies and field mapping 1. Road cuts 2. Creek - drainage exposures 3. Private property and survey (with owners permission only) 4. Subsurface information collected in Research (I) III. Geologic Map and Report Preparation A. Evaluation and finalizing all technical data B. Transferring and plotting of data from various sources on base map C. Drafting of final maps on MYLAR D. Report writing E. Proofing, editing and reproduction IV. Ground Movement Potential Map and Report Preparation A. Evaluation and finalizing all technical data B. Transferring and plotting of data from various sources on base map C. Drafting of final map on MYLAR D. Report writing E. Proofing, editing and reproduction V. Cost Estimates A. Proposed Mapping Area 1. Initial project research a. technical (i) labor (rate includes overhead) 103 hours @ $45* /hour 4,635 12 hours @ $55 /hour 660 4 hours @ $75 /hour 300 $ 5,595 (ii) expenses (a) mileage (b) materials (c) reproduction 500 b. photointerpretation (i) labor (rate includes overhead) 52 hours @ $55 /hour 2,860 (ii) expenses (a) photo procurement (b) reproduction & enlargement (c) materials 950 2. Field Investigation a. Preliminary work to identify unstable areas needing .field reconnaissance * From Schedule of Charges and Terms attached as Appendix B Je f (i) labor (rate includes overhead) 45 hours @ $45 /hour 2,025 12 hours @ $55 /hour 660 2 hours @ $75 /hour X150 b. Field studies (i) labor (rate includes overhead) 208 hours @ $45 /hour (ii) expenses (a) mileage (b) materials 3. Map and Report Preparation a. Evaluation & Finalizing data (i) labor (rate includes overhead) 50 hours @ $45 /hour 2,250 15 hours @ $55 /hour 825 6 hours @ $75 /hour 450 (ii) expensese (a) materials (b) reproduction b. Drafting, writing and editing (i) labor (rate includes overhead) 117 hours @ $45 /hour 5,265 12 hours @ $55 /hour 660 8 hours @ $75 /hour 600 (ii) expenses (a) materials (b) reproduction) Total for "Proposed Mapping Area ": B. Alternate One 1. Initial Research 2. Field Studies 2,835 9,360 950 3,525 300 6,525 $ 34,500 $ 900 9,600 r� 7 3. Report and Map Preparation 6,000 Total for "Alternate One ": $ 16,500 * These figures are subtotals based on similar expense and labor breakdown as in the previous section for the cost estimates for the "Proposed Mapping Area ". The cost of services for performing the above described scope of work will be billed on either a task basis or time card basis, whichever is more desirable to the City. However, we do require a 30 (thirty) day remittance for cash -flow control purposes. Our professional services will be performed, our findings obtained and our recommendations prepared in accordance with generally ac- cepted engineering and geologic principles and practices. This warranty is in lieu of all other warranties, either expressed or implied. We thank you for consideration of our firm and look forward to being of continuing service to you. Note the schedule of charges and terms attached as Appendix B. If you approve of the scope of work and cost of this proposal, please return to our office one signed copy of this proposal. If you have any questions concerning this proposal please call our office (408) 446 -4426. Very,'ruly yours, i JC — ENGINES GE James C. Prenderga President /. JCP:jm Copies: Addressee (3) Approved by: Date ISTS, INC. C P GEOLOGISTS -ENGINEERS 7246 Sharon Drive - San Jose, CA 95129 o (408) 446 -4426 RESUME OF JAMES C. PRENDERGAST EDUCATION • University of California, Riverside, B.A., Geology • California State.University, San Jose, M.S., Civil Engineering (Soil Mechanics and Foundation and Geological Engineering) REGISTRATION • Registered Civil Engineer (California) • Registered Geologist (California) o Certified Engineering Geologist (California) • General Engineering Contractor, California License #386631 PROFESSIONAL SOCIETIES • American Society of Civil Engineers (ASCE) s Association of Engineering Geologists (AEG) • Earthquake Engineering Research Institute (EERI) • Saber Society Mr. Prendergast has been in the geology and soil engineering field for 14 years and has worked on a wide variety of engineering and geologic projects. Mr. Prendergast has performed geologic studies for earth dams, tailing dams, groundwater pollution, pipelines, dewatering projects, high -rise buildings, construction on steep slopes, land development and subdivision engineering and geologic studies, Special Study Zone Fault studies, landslide studies, roadway alignment studies, quarry location and quality of material studies in addition to other projects. JCP GEOLOGISTS • ENGINEERS 7246 Sharon Drive o San Jose, CA 95129 . (408) 446 -4426 RESUME OF ROBERT G. WILSON, III EDUCATION • University of California, Santa Cruz, B.S., Geology PROFESSIONAL SOCIETIES • Association of Engineering Geologists (AEG) • Saber Society EXPERIENCE Mr. Wilson has been employed as the staff engineering geolo- gist for JCP- Engineers & Geologists, Inc. since the Fall of 1978. He has been involved in all aspects of the studies produced by the firm, including engineering geologic and soil & foundation studies. The firm specializes in hillside de- velopment and Mr. Wilson has extensive experience relative to landslides, fault studies and distressed properties. JCP GEOLOGISTS • ENGINEERS 7246 Sharon Drive o San Jose, CA 95129 o (408) 446 -4426 RESUME OF MARC M. DRUCRMAN EDUCATION • Somona State University, B.S., Geology PROFESSIONAL SOCIETIES s Geological Society of America (GSA) • American Association of Petroleum Geologists (AAPG) • Association of Earth Science Editors (ASE) • Association of North Bay Scientists (ANBS) (1981 Excellent Paper Award) EXPERIENCE Geological mapping with United States Geological Survey; Watershed Studies and Wild and Scenic River studies for Cali- fornia Department of Water Resouces; Field work for and prep- aration of environmental impact reports for P.G. & E., U.S. Army Corps of Engineers, Northern California Power Associa- tion; Co- Author, "Preparation of Grain Mounts ", Journal of Sedimentary Petrology; Geochemical exploration for gold and mercury deposits; Two years of extensive experience with JCP- Engineers & Geologists, Inc. performing field and office stud- ies relative to fault traces, landslides, new construction and construction supervision. J=CP GEOLOGISTS • ENGINEERS 7246 Sharon Drive o San Jose, CA 95129 o (408) 446 -4426 RESUME OF WALTER E. DIBBLE, JR. EDUCATION • B.A., Geology, University of California, Riverside • Ph.D., Geology, Stanford University EMPLOYMENT • JCP- Engineers & Geologists, Inc. (engineering geology and mineral exploration) • Petrophysical Services, Inc. (core analysis for oil industry) o Postdoctorial scholar at Stanford University • U.S. Geological Survey, Lithium Project • Research Assistant at U.S. Geological Survey • U.S. Marine Corp PUBLICATIONS • List Upon Request EXPERIENCE Dr. Dibble has had a wide range of experience in several fields of geology including mineral exploration, geologic mapping, research and engineering geology. Mr. Dibble has extensive experience in geologic mapping studies and project management. JCP- ENGINEERS & GEOLOGISTS, INC. SCHEDULE OF CHARGES AND TERMS PERSONNEL CHARGES Principal $ 75 /hour Project Engineer and Project Engineering Geologist 55 /hour Field Geologist and Engineering Technician 45 /hour Non - Technical Assistant 26 /hour EQUIPMENT CHARGES Automobile MISCELLANF,OUS CHARGES $ .40 /mile APPENDIX B Drilling services, printing and reproduction, special and consultant fees, permits, insurance equipment rental and other similar project related costs are billed at cost plus 15 percent. RELATIONSHIP BETWEEN CLIENT AND CONSULTANT The Consultant, JCP - Englneers & Geologists, Inc., is retained by the Client to study the geology and /or subsurface soil. conditions and to consult with him regarding his project or problem. The Consultant's services are for the benefit of the Client, but the extent of those services is limited by the funds made available by the Client for the studies. The Consultant has a public responsibility to perform his work in conformance• with the accepted standards of professional care, but beyond that must make evaluations of cost versus risk. Where deemed appropriate, the Consultant will present these evaluations to the Client so that he may choose the degree of risk appropriate to this own economic evaluations. Whether or not such consultation between the Client and Consultant takes place, it is recognized that, since the cost savings belong to the Client, so must the risks belong to the Client. Both the Client and the Consultant recognize that, due to the practical economic limitation on the scope of the studies, factors that might, have affected some of the decisions may remain undiscovered. WARRANTY The Client recognizes the inherent risks connected with construction. In performing their professional services, ,JCP- Engineers & Geologists, Inc. will use that degree of care and skill ordinarily exercised, under similar circumstances, by reputable members of their profession practicing in the same or similar locality. No other warranty, expressed or implied, is made or intended by the proposal for consultinrl services or by furnishing oral or written reports of the findings made. LIABILITY Our liability to the Client for injury or damage to person or properties arising out uf work performe0 for the CI lent and Fnr which legal 1 iehility may he Found to rest unon us, other than for orofessional errors and omissions, shall be limited to our general liability coverage. Our liability for any alleged error, omission or professional shortcoming shall be limited to those acts or alleged acts for which it can be shown that we did not perform with the competence and thoroughness usual to the geology and soil, & f.oundattrnq engineering professions. In the e.v,•nt tho Client makes a claim, at law or otherwise, against JCP - Engineers & Geologists, Inc, for any alleg,-d error, omission, or other acts arising out of performance of our professional services, and Client fails to prove such claim upon final adjudication or settlement, then the CLi,:nt. shall pay all costs incur rod by JCP- Engineers & Geologists, Inc. in defending themselves against the claim, Including, but nut limited to, personnel- related costs, attorney's fees, court costs, and all other claim - related expenses, In the event that legal action of any kind arises relative to this study arid requires the services of JCP- Engineers & Geologists, Inc., or James C. Prendergast, the fees for such consul tino services will be according to our current schedule of charges and terms. In the event of depositions, arbitration hearings, court appearances, etc., our fees will be $300 for each 4 hour period or port inn t: hereof. We will not ho liable for damage, or injury arising from damage, to subterranean structures (pipes, tanks, telephone cables, etc.) the locations of which are not called to our attention and correctly shown on the plans furnished us in connection with the work performed by us. INVOICES Invoices for our services will be submitted at our option, on a monthly basis or when the work is completed. Invoices will be due immediately, but will not be delinquent if paid within 10 days from which the invoice is dated. If payment is not so made, a service charge will be due on the amount of the invoices at th,• maximum rate permissible by law from the date of the invoice until the same is paid. 11 suit. is filed, a reasonable attorney's fee, to be set by the court, and other costs incurred in collect- ing any delinquent account, shall be included In any judgment in favor of JCP - Engineers & Ceulogists, Inc. SAMPLES All samples Of soil arrd rock will he disposed of after insuance of the report unless the Client advises JCP - Engineers & Geologists, Inc. otherwise. Upon request, .JCP- Engineers & Geologists, In(-• will deliver the samplrts to the client, charges collect, or will store them for an agreed storage. char'g,t. COPIES OF ADDITIONAL COPIES OF PRF,VLOt1SI,Y ISSUED RFPORTS The cost. of additional cnpies of report•: previously issued will be determined on a tome and mat••rial basis with a minimum of $12.00 for the- firr;t copy and $6.00 for each additional copy. PAT i Z July 24, 1984 RE: Request for proposal for Geologic Mapping of a portion of Saratoga Dear The Saratoga City'Council has directed the solicitation of proposals for geologic mapping of a portion of the City. The attached Exhibit A shows the "Proposed Mapping Areas." These are generally those areas with slopes of greater than 10a and not previously mapped. Alternate One is for the completion of the mapping of the entire City and the Sphere of Influence. Exhibit B is a description of the services to be performed. The final report and maps are to be similar in form and basic approach to those of the "Geologic Hazards Analysis of the Upper Calabazas Creek Water- shed" produced for the City of Saratoga, January 20, 1980 by William Cotton and Associates. You are invited to submit a proposal for this work to the City prior to September 3, 1984. Please include your fee for the "Proposed Mapping Areas" and the additional work for Alternate One separately. The fees should be "not to exceed" figures. Sincerely, Robert S. Shook Director of Community Development RSS /RHH /bjc EXHIBIT B DESCRIPTION OF SERVICES TO BE PROVIDED I. CONTRACTOR'S professional services shall consist of the fol- lowing: A. Phase 1 _ Initial Project Research 1. CONTRACTOR shall research and compile all basic geologic, soils, ground water and engineering data from published and unpublished sources, and shall make a detailed study of aerial photographs obtained fron the U. S. Geological Survey, the Public Works Department of Santa Clara County, NASA -Ames Research Center and the Fairchild Collection from Whittier College in conection with the Project which has its objective completion of a mapping program specifically designed to identify areas within the City which are characterized by geologic problems. 2. All services required under Phase 1 shall be com- pleted within two (2) calandar months from and after the date upon which the CONTRACTOR is directed to proceed by the City Manager of the CITY. B. Phase 2 - Field Investigation 1. Upon completion of the services required under Phase 1. The CONTRACTOR shall carry out detailed surface map- ping of the Project area as shown on Exhibit A (including/exclud- ing Alternate One). Geologic information will be gathered mainly from natural exposures and road cuts. Access permission will be obtained from land owners prior to entering all private proper- ties. Subsurface mapping will be augmented by subsurface infor- mation including but not limited to water wells and utility trenches where available. 2. All services required under Phase 2 shall be com- pleted within seven (7) calandar months from and after the date upon which the CONTRACTOR is directed to proceed by the City Manager of the CITY. C. Phase 3 _ Geologic Analysis and Compilation of Final Report 1. Upon completion of the services required under Phase 2, CONTRACTOR shall evaluate and finalize all of the geologic and engineering field technical data and draft the same on the City's 200 -scale topographic base maps and provide the CITY with a final geologic report describing the bedrock geology, the surficial geology, the geologic hazards and the general geotechnical aspects of the City. Each map described below will be accompanied by a short written text or table describing their specifications and limitations. 2. CONTRACTOR shall furnish CITY with twelve (12 ) m� .r . e copies of the final report and one (1) set of reproducable (Mylar) geologic maps for each of the following: a. Geologic Map - Showing the distribution, structure, age and description of the major bedrock formations and surficial deposits which would include thick soils, stream sediments, colluvium, slope wash, artificial fill and others. b. Ground Movement Potential Map - Showing rela- tive stability or movement potential of the ground in its natural state based on the factors of geology and topography that are apparent at the time the study is conducted. 3. The final report, geologic map and ground movement potential map shall be in the same format as, and compatible with the "Geologic Hazard Analysis of the Upper Calabazas Creek Water- shed" by William Cotton and Associates. 4. All services required under Phase 3 shall be completed within nine (9) calandar months from and after the date upon which the CONTRACTOR is directed to proceed by the City Manager of the CITY. II. All research data, maps, written text, tables, analysis or other documents required or requested to be furnished by the CONTRACTOR under this Agreement shall become and shall remain the sole property of the CITY. III. In connection with the performance of the professional services described above, the CONTRACTOR shall be responsible to the City Manager. The CITY shall furnish to the CONTRACTOR all data available in public offices, and the CITY shall cooperate with the CONTRACTOR in all ways to permit expeditious accomplis- hment of the services required to be performed by the CONTRACTOR under this agreement. IV. As part of the professional services to be rendered, and without additional compensation therefore, the CONTRACTOR shall consult with and attend a reasonable number of meetings of the City Council, Planning Commission, and with members of the Administrative Staff of CITY, as required in connection with the work of and the completion of the Project. V. The CONTRACTOR at his sole expense shall maintain in full force and effect general personal injury and property damage liability insurance and automobile liability insurance with liability limits of not less than $300,000 for the injury or death of any person in any one occurrence and not less than $200,00 property damage in any one occurrence. 2 � I J , I LIP s ALTERNATE: 10US Y y \ MAPPED ROROSED _ � . / CITY OF AREA SCALE. ••1200• Ar.i9e) •�/ ,.. \� `\\ / AREA EXHIBIT q GROUND MOVEMENT POTEINTIAL STUD`( AREAS Y � Y CITY OF SARATOGA Initial: AGENDA BILL NO. �o Dept. Hd. DATE: November 29, 1984 C. Atty. DEPARTMENT: City Manager C. Mgr. SUBJECT: Geologic Hazards Mapping Project Issue Ste: The current budget appropriates funds for completion of the Geologic Hazards Mapping Program which was begun in the Northwest Hillside Area during the late 1970's. The initial phase of this program has been shown to be effective in identifying areas of real or potential geological hazards and enabling the City to reduce or eliminate the risk of damage or loss associated with such hazards on new development occurring within the area. The benefits of such a program to the City are believed to far outweigh the cost of the program in reduced liability under the current legal framework. Completion of the program in those remaining portions of the City believed to include real or potential hazards can be accomplished. Recommendation: 1. Approve the Proposal of William Cotton & Associates for the Geologic Hazards Mapping Program in the South and West Hillside Area. 2. Approve an additional appropriation of $2,830 (9% above the budget amount for the "not -to- exceed" estimate of the work. 3. Authorize the Community Development Director to issue the authorization to proceed. Fiscal Impacts: Completion of the project at a "not -to- exceed" cost of $32,830 will enable the City to reduce or eliminate future liability on new development occurring within the project area through identification of hazard areas, increased require- ments for mitigation of hazard in such areas or through reduction of exposure to damage or loss by such hazards. Exhibits: 1. Report from City Manager, 11/29/84 2. Proposals Received: William Cotton, Terratech, JCP 3. Request for Proposals 4. Map of Project Area Council Action: 12/5: Directed staff to recontact bidders to determine cause of discrepancy between high and low bids, 5 -0. Resolution 2151.15 increasing funds not adopted. A 0 A• O REPORT TO MAYOR AND CITY COUNCIL DATE: 11/29/84 COUNCIL MEETING: 12/05/84 SUBJECT: Geologic Hazards Mapping Project SUMMARY The 1984 -85 budget includes an appropriation of $30,000 for a geologic hazards mapping program in the southern and western slope areas of the City. A similar program was completed in the late 1970's for the northwestern slope area of Saratoga. The results of the earlier study have enabled the City to identify areas of real or potential risk for ground unstability, high seismic hazard or flooding. Based on the results of that mapping effort, the City's development regulations have been modified to require that prospective development in areas of real or potential hazard first identify the degree'of hazard and the means for mitigation as part of the application process. In areas of actual hazard, the type and density of development is restricted. The current appropriation is intended to complete the geologic hazards mapping program in the remaing portion of the City anticipated to include real or potentially hazardous conditions. This is the area known as the south and western hillside area. Three bids have been received from the twelve Requests for Proposals mailed in July, 1984. Of these, the bid of William A. Cotton and Associates is believed to be the most responsive and the best qualified to undertake the project. Report to Mayor and City Council Page 2 RECOMMENDATION 1. Approve the Proposal of William A. Cotton and Associates for the Geologic Hazards Mapping of the South and West Hillside areas of Saratoga. 2. Appropriate the additional sum of $2,830.00 from the General Fund Reserve to cover the "not -to- exceed" Proposal Bid. 3. Authorize the Community Development Director to proceed with the proposal contract. ANALYSIS Benefits of the Project: Undertaking this project will enable the City to identify areas of real or potential hazard in the South and Western hillside areas in a manner similar to that which was accomplished for the Northwest Hillside area. The earlier project in the Northwest area has enabled the City to increase the degree of protection of public and private property from the hazards identified and increase public awareness of the potential for such hazards prior to making development decisions. The "value" of these benefits is incalculable in reducing or eliminating future real or potential liability of the City under the existing legal framework. RECOMMENDED CONSULTANT Three proposals have been received from the firms of William Cotton and Associates of Los Gatos; Terratech, Inc. of San Jose, and JCP, Inc. of San Jose. The City Engineer recommends the proposal of Cotton and Associates as being the most responsive to the study requirements and likely to provide the City with the best overall results. I concur with the City Engineer's recommendation and find further that the Cotton firm offers the best experience for the project. This firm also performed the Northwest Hillside Mapping project for the City. The following chart compares the major features of the three proposals: Report to Mayor and City Council Terratech, Inc. "Not -to- Exceed" estimate of cost of work (not including Alternate 1) $18,000 Typical Fees: Principal Geologist $75 /hour Project Engineer $65 /hour Tech. Draftsmen $29 /hour Expense Charges: At Cost plus 15% Wm.Cotton & Assoc. $32,830 $75 /hour $60 /hour $32 /hour 15% Page 3 J.C.P. Inc. $34,500 $75 /hour $55 /hour $45 /hour 15% On the basis of evaluating the proposals, the City Engineer and City Manager concur that William Cotton and Associates has the most direct and relevant experience and that the organization of the work and methodology are most likely to produce the most responsive report and recommendations for the City. Copies of the proposales received are attached. 11XP . Wa a �Dernet City Manager jm Attachments I I WILLIAM COTTON AND ASSOCIATES Geotechnical Consultants AUG 31 n "Af "NITY DEVELOpp- TECHNICAL PROPOSAL GEOLOGIC HAZARDS INVESTIGATION City of Saratoga, California RFP July 24, 1984 William Cotton and Associates I.fVWilliam Cotton and Associates GEOTECHNICAL CONSULTANTS 314 Tait Avenue, Los Gatos, California 95030 (408) 354 -5542 ' August 30, 1984 P1574 ' Robert S. Shook Director of Community Development City of Saratoga 13777 Fruitvale Avenue ' Saratoga, California 95070 Dear Mr. Shook: We are pleased to submit this proposal for geotechnical services to the City of Saratoga in response to your letter of July 24, 1984. This proposal contains a ' description of our scope of services and their associated costs, a detailed work schedule, and a summary of our qualifications to perform this study. The professional staff we will devote to this project is an effective and well- , integrated team experienced in aerial photographic interpretation, engineering geo- logic mapping, and geologic hazards analysis. Furthermore, our experience as acting City Geologist has made our organization acutely aware of the potential geologic hazards that may constrain land -use within the City of Saratoga. Consequently, we believe that our project team is particularly well qualified to perform the geologic services requested by the City. 1 Our proposed investigation will provide the City with a Final Report and Geologic and Ground Movement Potential Map folios of the highest professional quality. The documents will be compatible with, and complimentary to, the existing ' map folios previously prepared by us for the City of Saratoga. Special emphasis will be placed on communicating this technical information in a concise and lucid manner that will be understandable to non - technical users. We intend to fully commit our resources to accomplish this task in a professional manner within our stipulated budget and schedule constraints. We appreciate the opportunity to present this proposal and look forward to the prospect of serving the City on this interesting and challenging project. If you have any questions regarding our scope of services, cost of investigation, schedule, or qualifications, please do not hesitate to contact us. ' Sincerely yours, WILLIAM COTTON AND ASSOCIATES, INC. WRC:WLF:I<t William R. Cotton Principal Engineering Geologist William L. Fowler Senior Engineering Geologist 1 ENGINEERING GEOLOGY • ENVIRONMENTAL EARTH SCIENCES • FOUNDATION ENGINEERING TECHNICAL PROPOSAL GEOLOGIC HAZARDS INVESTIGATION City of Saratoga, California Table of Contents Page 1.0 INTRODUCTION AND PROJECT DESCRIPTION 1 2.0 TECHNICAL CAPABILITIES AND QUALIFICATIONS 4 3.0 TECHNICAL APPROACH AND METHODOLOGY 6 3.1 PHASE I - Initial Project Research 6 3.2 PHASE II - Field Investigation 8 3.3 PHASE III - Geologic Analysis and Report 9 Preparation 4.0 COST OF INVESTIGATION 11 5.0 PROJECT ORGANIZATION AND MANAGEMENT 13 5.1 Project Organization 13 5.2 Project Team and Responsibilities 13 5.3 Project Work Schedule 14 5.4 Project Budget Control 15 6.0 PERTINENT RELATED EXPERIENCE 16 William Cotton and Associates i Table of Contents (Continued) Follows Page APPENDIX A Resumes of Key Personnel A -1 APPENDIX B Representative List of Clients B -1 APPENDIX C Schedule of Charges C -1 FIGURES Figure 1 - Project Organization 13 Figure 2 - Project Schedule 14 PLATES Plate 1 - Index Map In Pocket ii William Cotton and Associates 1.0 INTRODUCTION AND PROJECT DESCRIPTION William Cotton and Associates is presenting this technical proposal to the City of Saratoga in response to their solicitation dated July 24, 1984. It is our understanding that the City is seeking geologic mapping services and an accom- panying assessment of geologic hazards for the remaining unmapped lands within the City boundaries. The final products of the study are to include Geologic and Ground ' Movement Potential Map folios and a comprehensive geologic report similar in scope and form to those prepared by our office in 1980 for the Upper Calabazas Creek Watershed. The study area is divided into two separate parcels entitled "Proposed Mapping ' Area" and "Alternate One ". The boundaries of these areas are, illustrated on Plate 1. Also shown on Plate 1 are locations of damaging landslides that occurred in February ' and March of 1983 in response to the particularly severe winter storm seasons of 1982 -1983. These landslides were reviewed for the City of Saratoga on an emergency basis by our office in March of 1983. The results of our work indicated that the Upper Calabazas Creek and Congress Springs mapping programs were highly successful in predicting areas prone to future slope instabilities. However, damaging landslides located outside the limits of the study areas clearly demonstrated the need to extend the existing Geologic and Ground Movement Potential map base. The western and southern ortions of the Proposed Mapping P p pp g Area are underlain ' by rugged foothills that are characterized by steep slope inclinations and narrow, steep -walled stream canyons. The steep slopes of the foothill terrain are underlain by bedrock materials of the Franciscan complex and the Santa Clara Formation. ' These bedrock materials are, in turn, overlain by locally thick surficial deposits of soil, colluvium and landslide debris. The steep foothill terrain gives way rather dramatically to the relatively ' planar, moderate to gentle slopes of the valley floor which are underlain by Quaternary alluvial fan materials. These poorly consolidated deposits -- composed of ' gravel, sand, silt and clay -- underlie the majority of the Proposed Mapping Area and Alternate One. In addition, unconsolidated Holocene alluvium occurs along the beds and banks of the larger stream courses of the study area. 1 William Cotton and Associates The mapped trace of the potentially active Berrocal fault crosses the southwest corner of the Proposed Mapping Area and marks the transition between the steep foothill terrain and the gentler alluvial fan terrain. The inferred trace of the Shannon fault extends diagonally to the southeast across Alternate One. Based upon our previous experience in the Saratoga foothills terrain, we anticipate that future land -use within the steeper westerly and southerly portions of the Proposed Mapping Area will be constrained by potentially hazardous slope conditions. A significant portion of the hillside terrain is adversely affected by landslide deposits and potentially unstable soil and colluvium. Several public and private properties within this terrain (e.g., Michaels Drive: Eissman, Rueling, Winn, Herman, and Laughlin; Upper Hill Court: Amana; Saratoga Hills Road; Madrone Hill Road: Hover; Canyon View Drive: Manzagol) were severely impacted by slope movement processes in February of 1983 (Plate 1). It is our opinion that other land -use constraints within the Proposed Mapping Area, and Alternate One, will be primarily related to seismic hazards associated with potentially large earthquakes on the Berrocal and San Andreas faults. The seis- mically- induced hazards include ground rupture, ground shaking, and secondary ground failure. In addition, hazards related to flooding, shallow ground water, settlement and expansive soils also impact significant portions of the Proposed Mapping Area and Alternate One. We believe these potentially hazardous conditions can be mitigated through early recognition, proper land -use policies and regulations, pre- construction geotech- nical investigations, and sound engineering and design procedures. The key element in the process, however, is the early recognition, characterization, and analysis of the potential geologic hazards. Of equal importance is the presentation of this information in a clear and concise format that can be easily understood and applied by appropriate non - technical users. The Ground Movement Potential Map provides such a vehicle. The derivation of Ground Movement Potential Maps, however, is a difficult and subjective process that requires intimate familiarity with the geologic processes that constrain land -use within a particular area. Our firm has extensive experience both with the development and review of Ground Movement Potential Maps in Saratoga William Cotton and Associates 2 and the Town of Portola Valley. We believe that this experience makes us ' particularly well qualified to provide the City with the Geologic and Ground .Movement Potential maps, and supplemental geotechnical information, necessary to ' implement sound land -use and development policies. �I 3 William Cotton and Associates I� 2.0 TECHNICAL CAPABILITIES.AND QUALIFICATIONS WILLIAM COTTON AND ASSOCIATES, INC., has provided comprehensive engineering geologic and geotechnical engineering services for both regional and site - specific studies throughout California. Our firm is primarily involved in developing technical maps and reports for a wide range of geotechnical projects with an emphasis in landslide and seismic hazards identification and evaluation. We sDecial- ize in the detection, description, and evaluation of geotechnical hazards and the application of these data to land -use planning decisions, environmental resources assessment and the formulation of mitigation measures. Major studies have been completed for a variety of clients throughout California, including private industry, city, county and federal agencies. WCA also serves as the geotechnical reviewing agency for many San Francisco Bay Area communities. In this capacity, we review the geologic and geotechnical reports that support various land -use applications. Community -wide engineering studies are also conducted to assess the level of existing and potential geotechnical hazards. Mr. William Cotton, President and Principal Engineering'Geologist of WCA is a Registered Geologist and Certified Engineering Geologist in California, with over 21 years of professional experience in the field of engineering geology. He is one of the most noted landslide experts in the State of California. His specialties include regional and site specific slope stability studies and the historic and paleoseismicity of young faults in California. Mr. Cotton was a co- leader for the first and second Japanese- American landslide conferences in the United States and Japan. For the past ten years he has provided consulting and expert witness services for a number of legal firms involved in a variety of landslide litigation cases. He is a principal .investigator on over eight contracts awarded by the U.S. Geological Survey under the Earthquake Hazards Reduction Program. At present, he is working on a grant awarded by the National Science Foundation to study the planning and engineering response to the landslide damage resulting from the intense storm of early January 1982. Previously, as a geologist with the U.S. Geological Survey, working on the San Francisco Bay Regional Environmental and Resources Study, Mr. Cotton mapped the bedrock and surficial geology of approximately 650 square miles of the Diablo Range in Alameda and Santa Clara Counties. 4 William Cotton and Associates Professional resumes of the individuals that will be assigned to the project team are found in Appendix A. A list of representative public agencies served by WILLIAM COTTON AND ' ASSOCIATES, INC. is included in Appendix B for your information. .1 5 William Cotton and Associates Mr. Patrick Shires, Vice President and Principal Geotechnical Engineer and Geophysicist WCA, is of a Registered Professional Engineer in six western states with over 12 years of professional experience in the field of geotechnical engineering. His specialties include slope stability and remedial design studies (including computer applications to slope stability analysis), dam design and analyses, and foundation engineering. Mr. Shires has also provided consulting engineering services for a number of legal firms involved in a variety of landslide litigation cases. Over the past few years, Patrick Shires has served as principal geotechnical engineering investigator for over fifty landslides in the greater San Francisco Bay area. ' WILLIAM COTTON AND ASSOCIATES, INC. has the required staff and facilities to administer projects in a competent, professional and timely manner. Our senior staff are all trained field engineering geologists and soil engineers who have broad experience in producing, evaluating and utilizing geologic and geotechnical ' data for regional planning and microzonation projects. Our staff has a recognized ability to convey technical information to both technical and non - technical users, in a concise and lucid manner in written and verbal as well as illustrative form. Our qualified and experienced staff are skilled at working with interdisciplinary teams including engineers, hydrologists, design professionals, attorneys, elected officials and town and regional planners. Professional resumes of the individuals that will be assigned to the project team are found in Appendix A. A list of representative public agencies served by WILLIAM COTTON AND ' ASSOCIATES, INC. is included in Appendix B for your information. .1 5 William Cotton and Associates 3.0 TECHNICAL APPROACH AND METHODOLOGY The primary objective of our study will be to provide the City with an assessment of the potential geologic and geotechnical hazards that may constrain or influence land -use in the proposed study areas. Special care will be taken to present 'our data, findings, and conclusions in a manner that will clearly define the types of geologic hazards and the associated levels of risk to both existing and potential land - uses. Additionally, we will review the existing City ordinances (e.g., Ordinance 3E -15, Subdivision Ordinance NS -60, Zoning Ordinance NS-3, etc.) concerning geo- technical requirements, controls, and practices and make recommendations for upgrading or revising these documents as necessary. The final product will be presented at a technical level that will be useful for both City planning and building department personnel, as well as for the general public and private industry. In order to insure that the final product meets with the objectives and goals of the RFP, very close coordination will be maintained between our office and the City staff during all phases of this project. The phases and tasks described below outline the scope and details of the technical approach that we intend to follow in order to satisfactorily complete our proposed Geologic Hazards Investigation for the City of Saratoga. The following outline of our technical approach has been structured and modified after the description of services presented in the RFP as Exhibit B. 3.1 PHASE I - Initial Project Research The initial phase of the project will be divided into three tasks which will include detailed project planning, compilation and analysis of existing geotechnical literature and maps, and collection and analysis of existing stereoscopic aerial photographs. v) Task 1 - Project Planning and Coordination - After. selection, an in -house meeting will be held to review and coordinate all phases of the geologic investigation among the members of the project team. A detailed work plan and schedule will be formulated and a system of communication and controls established in order to track the project work. The goal of the system will be to keep all members of the project team, and appropriate City personnel, informed of the progress of the technical work, budget, and project schedule: William Cotton and Associates . [01 1 ' Task 2 - Compilation and Analysis of Basic Data - A comprehensive search of all available published and unpublished geologic data will be completed. The data shall include both documents and maps concerning the geology, ground water, soils, ' and geotechnical engineering conditions of the study area. In addition to the extensive information in our own files, the following primary sources will be utilized: ' Task 3 - Compilation and Analysis of Aerial Photographs - In addition to our o Sarato g City o Saratoga be conducted to identify additional stereoscopic coverage. The following primary o Santa Clara County aerial photography that will be reviewed include: o United States Geological Survey ' o California Division of Mines and Geology San State United States Geological Survey o Jose University Library Santa Clara County NASA -Ames Research Center o Branner Earth Sciences Library, Stanford University ' o Local Geotechnical Consultants ' Both regional and site - specific references will be reviewed for technical data applicable to our study. An exhaustive bibliography of the most relevant documents ' and maps will be compiled and evaluated. Data deemed appropriate and relevant to the study will be compiled on the 200 -scale topographic base for verification during ' the field investigation phase of the project. The references utilized in the study will be included in the bibliography of the final report. Task 3 - Compilation and Analysis of Aerial Photographs - In addition to our own existing collection of aerial photography of this study area, a detailed search will be conducted to identify additional stereoscopic coverage. The following primary sources of aerial photography that will be reviewed include: o United States Geological Survey o o Santa Clara County NASA -Ames Research Center o Fairchild Collection - Whittier College ✓ o Pacific Aerial Surveys o Caltrans o Cartwright Aerial Surveys o California State University, Northridge t o Teledyne Geotronics o Towill, Inc. o UC Santa Cruz, McHenry Library ' William Cotton and Associates 7 Aerial photographs of suitable scale and quality will be acquired to supplement our existing coverage of the study area. A thorough photogeologic analysis of the stereoscopic photographs will be completed. All photogeologic mapping will be completed in permanent ink on clear, stable plastic overlays. Each overlay will be registered to its respective photograph and identified by the corresponding photo- graphic identification number. Subsequently, the photogeologic mapping will be transferred to the 200 -scale topographic base for verification during the field geologic mapping phase of the project. 3.2 PHASE II - Field Investigation The field investigation phase of the project will include a preliminary field reconnaissance by all members of the project team, and a comprehensive program of engineering geologic mapping. Task 1 - Preliminary Field Reconnaissance - Following the completion of the ' basic data compilation and aerial photographic analysis, a field reconnaissance will be jointly conducted by all members of the project team. ' The purpose of the reconnaissance will be to review and assess the basic data that has been compiled onto the 200 -scale maps, identify and assign traverse routes, and to standardize field mapping techniques. At this time, access permission to private properties will be coordinated and confirmed. The preliminary field reconnaissance will promote the uniformity of data collection throughout the study area and ensure the highest quality final product. Task 2 - Engineering Geologic Field Mapping - An engineering geologic field .mapping program will be conducted over the extent of the study area. Standard engineering geologic field mapping techniques will be used to identify and charac- terize the soil, geologic, and seismic conditions. More specifically, the extent and distribution of bedrock and surficial materials will be mapped, the bedrock structure will be determined, and major geologic features such as fault zones and landslides will be identified. Special attention will be directed towards delineating potential geologic hazards that may adversely impact the study area. 8 William Cotton and Associates We anticipate that the field mapping will entail the ground traverse of all roads, creek beds and ridge tops of the study area. Information will be gathered from both natural and artificial exposures. All data collected during the field mapping phase will be recorded on the 200 -scale topographic map base. Locations of observation points will be determined by inspection of both aerial photographs and topographic base map. Compass triangulation and taped distances will be utilized to assure accurate location of observation points. Access permission will be obtained prior to entering all private properties. 3.3 PHASE III - Geologic Analysis and Report Preparation The final phase of the project will entail compilation and analysis of all data collected in Phases I and II, and preparation of a comprehensive geotechnical report with accompanying Geologic and Ground Movement Potential Map folios. Task 1 - Geologic Hazards Analysis - The results of the field investigation will be combined with the basic data compiled during Phase I of the investigation onto a clean 200 - scale topographic base map. The information will be analyzed and refined to produce a final map that will accurately depict our evaluation of the geologic conditions of the study area. The geologic hazards associated with the geologic conditions extant in the study area will be evaluated. Based upon our previous experience with the Calabazas Creek Watershed, we anticipate that the primary geologic hazards within the study area will include, but not necessarily be limited to: slope stability hazards, seismic hazards, flooding, shallow ground water, settlement, and expansive soils. Jn addition, it is our intention,to evaluate those geologic hazards which lie, or originate, outside the study area, but which are considered to be potential threats to safe land -use within the study area. Ground Movement Potential Maps reflecting the relative slope stability and seismic hazards of the study area will be developed. To ensure uniformity of the City's geologic map base, the maps will be prepared using the same methodology and standard of care used in the preparation of the Upper Calabazas Creek map folio. 9 William Cotton and Associates ' The relative level of risk associated with the identified geologic hazards will be evaluated for the study area. Recommendations for land -use policies, appropriate levels of geotechnical investigations, possible mitigation measures, and construction ' design standards will be developed. In addition, because of the damage caused by the severe winter storm seasons of 1981 -82 and 1982 -83, we consider this a unique ' opportunity to evaluate both the existing City ordinances, and our previous recom- mendations concerning geotechnical requirements and practices. Task 2 - Preparation of Draft Report and Maps - A draft report presenting our findings, conclusions, and. recommendations concerning the geologic conditions, geologic hazards and general geotechnical aspects of the study area will be prepared. The draft report will include preliminary working copies of the Geologic and Ground Movement Potential map folios. Each map set will be accompanied by a detailed explanation describing the geologic units and symbols presented on the maps. Included in each explanation will be short text describing the intended uses and limitations of each map folio. Both map folios will be drafted onto reproducible mylar topographic base maps to be provided by the City. The draft report and preliminary map folios will be presented to the City for review and comment. Task 3 - Preparation of Final Report and Ma - Upon receipt of the City's comments on the draft report, a Final Report with accompanying Final Map Folios will be prepared. The City's comments, corrections, and recommendations on the draft report will be reviewed, discussed, and incorporated into the Final Report and Maps. Task 4 - Consultation - Consultation will be provided throughout the course of our investigation to ensure that the City remains informed as to the progress of the technical work, budget, and schedule. If requested, formal verbal and /or written progress reports will be provided on a bi- monthly basis. Follow -up consultation will also be provided to explain and discuss both the Draft and Final Reports. 10 William Cotton and Associates 4.0 COST OF INVESTIGATION We propose to bill you for our services on a time - and - materials basis in accordance with the attached Schedule of Charges (Appendix C). Our anticipated costs for the proposed investigation of both the Proposed Mapping Area and Alternate One are outlined below: PHASE I - Initial Proiect Research Task 1 - Project Planning and Coordination Task 2 - Compilation and Analysis of Basic Data Task 3 - Compilation and Analysis of Aerial Photographs PHASE II - Field Investigation Task 1 - Preliminary Field Reconnaissance Task 2 - Engineering Geologic Field Mapping PHASE III - Geologic Analvsis and Report Preparation Task 1 - Geologic Hazards Analysis Task 2 - Preparation of Draft Report and Maps Task 3 - Preparation of Final Report and Maps TOTAL COST Proposed Alternate Mapping Area One $1,460 $1,760 $3,220 $3,460 $3,620 $4,100 $29260 $2,720 $10,950 $13,880 $3,160 $3,650 $6,800 $8,100 $1,360 $1,480 $32,830.00 . $39,150.00 11 William Cotton and Associates Costs for our investigation• of the Proposed Mapping Area will not exceed $32,830.00. We anticipate an additional cost of $6,320.00 to include Alternate One in our investigation for a total not -to- exceed cost of $39,150.00. 12 William Cotton and Associates I 5.0 PROJECT ORGANIZATION.AND MANAGEMENT 5.1 Project Organization As standard business practice, William Cotton and Associates maintains an ' efficient and effective system for managing projects and controlling budgets and schedules. Each project is assigned a Principal -in- Charge and Project Manager who are responsible for coordinating the technical work and for managing the project budget and schedule. Specific technical tasks are placed under the responsibility of the appropriate Senior Geologist or Engineer. The Senior Geologist or Engineer is then responsible for completing the assigned task by utilizing the necessary staff needed to complete the task in a timely manner. This organization and management will be utilized on the proposed Geologic Hazards Investigation. 5.2 Project Team and Responsibilities The research team assembled for this project is composed of highly qualified individuals with extensive and diverse backgrounds in geologic hazards analysis and the application of such data to land -use planning. Mr. William Cotton, President and Principal Engineering Geologist of William Cotton and Associates, will serve as Principal -in- Charge for the investigation. Mr. Cotton, as City Geologist for Saratoga, is intimately familiar with the geology and geologic hazards of the area. His duties on this project will include technical administrative control of the project schedule and budget, and supervision and review of the Senior Engineering Geologic staff. Mr. Cotton will personally provide technical review to all aspects of the proposed investigation. Mr. Patrick Shires, Vice - President and Principal Geotechnical Engineer of William Cotton and Associates, will review all geotechnical aspects of the proposed investigation. We anticipate that Mr. Shires will participate chiefly in the Geologic Hazards Analysis phase of the study, and provide input regarding recommendations for geotechnical investigations and construction procedures. 13 William Cotton and Associates William Cotton and Associates PROJECT ORGANIZATION CITY OF SARATOGA GEOLOGIC HAZARDS INVESTIGATION FIGURE 1 P1574 ' Mr. William Fowler, Senior Engineering Geologist of William Cotton and Associates, will function as Project Manager for the investigation. Mr. Fowler will ' coordinate and supervise all phases of the technical investigation on a day - today basis and will be responsible for completing the outlined tasks according to the specified project schedule. Mr. Fowler will work closely with both the Principal -in- ' Charge and the Senior Engineering Geologic staff assigned to the project. The Senior Engineering Geologic staff of William Cotton and Associates will personally administer and execute all phases of the proposed investigation including basic data compilation, aerial photographic interpretation, engineering geologic mapping, geologic hazards analysis, and report preparation. The Senior staff assigned to the project will include Mr. Peter Anderson and Mr. Peter Stroud. Mr. Anderson and Mr. Stroud both have broad field experience and have worked on a wide variety of projects involving the analysis of geologic hazards and their impact on urban development. In addition, both individuals have participated in and administered the geologic review process performed by William Cotton and Associates for Saratoga, and thus, have an excellent working knowledge of the existing geologic conditions. The project team will be assisted by our word processing, technical illustrating, and clerical and accounting support staff. Our offices in Los Gatos are in close proximity to the study area, and the City of Saratoga offices, and we maintain an extensive in -house geotechnical reference library, as well as state -of- the -art word processing, micro - computer, and technical illustrating equipment. The structure of the project team is graphically depicted in Figure 1. Appendix A of this proposal contains detailed resumes of key personnel assigned to the project. 5.3 Project Work Schedule ' The Geologic Hazards Investigation will be completed in a timely manner strictly in accordance with the schedule presented in Exhibit B of the City's RFP. The project schedule presented in Figure 2 graphically illustrates how we plan to accomplish the deadlines specified by the City. ' 14 William Cotton and Associates William Cotton and Associates PROJECT SCHEDULE CITY OF SARATOGA GEOLOGIC HAZARDS INVESTIGATION FIGURE 2 P1574 TIME IN MONTHS TASKS 1 2 3 4 5 6 7 PHASE I O 1. Project Planning and Coordination u+ w 2. Compilation and Analysis of Basic Data OU 3. Compilation and Analysis of a Aerial Photographs O PHASE II Z O 1. Preliminary Field Reconnaissance Q W= 2. Engineering Geologic Field Mapping ►�' cc PHASE III O x 1. -Geologic Hazards Analysis 2. Preparation of Draft Report and Maps LL 3. Preparation of Final Report and Maps O w 4. Consultation ~ Q WRITTEN PROGRESS REPORTS • • • • • • • • • • • • William Cotton and Associates PROJECT SCHEDULE CITY OF SARATOGA GEOLOGIC HAZARDS INVESTIGATION FIGURE 2 P1574 To ensure timeliness, work schedules of project personnel will be posted weekly, and specific tasks and deadlines will be discussed at regularly scheduled weekly staff meetings. Written progress reports from the Senior staff will be reviewed by the project manager on a weekly basis. Deviations from the project schedule or budget will be readily apparent and dealt with promptly by the Project Manager. 1 Written progress reports regarding the project budget, scheduling, and technical progress will be prepared by the Project Manager and presented on a bi- monthly basis. 5.4 Project Budget Control The Project Manager will be responsible for control and tracking of the project budget. As a normal procedure, personnel time and expense records for all members of the project team will be submitted. weekly for computer processing and budgetary planning. Computerized budget reports for the project will be automatically routed to the Project Manager on a weekly basis so that budget allocations and expenditures can be monitored and the projected manpower and project needs evaluated. 15 William Cotton and Associates 6.0 PERTINENT RELATED EXPERIENCE This section of the proposal contains project summaries of a number of geologic investigations which have been completed by William Cotton and Associates in the past several years. These projects have been selected for this section because they are similar in scope and magnitude to that presently proposed for the City of Saratoga, and they all involve the synthesis of regional geologic data and geologic hazards assessment relative to land -use planning. Project and Location: Geologic Hazards Analysis of the Upper Calabazas Creek Watershed Area, Santa Clara County, California Client: City of Saratoga, California Area: Approximately 3 square miles Date: 1979 Products: Detailed geologic maps at a scale of 1" = 200' displaying bedrock faults and landslides and an accompanying set of interpretive maps that define various levels of ground movement potential. The maps are accompanied by a comprehensive geologic report. Project and Location: Preliminary Storm Damage Assessment, Winter 1982 -83, Saratoga, California Client: City of Saratoga, California Area: Saratoga City Limits Date: March, 1983 Products: Prepared emergency storm damage assessments con- sisting of a report describing pertinent geotechnical information and recommended actions, and 200 -scale topographic maps showing landslide locations and extent. 16 William Cotton and Associates Project and Location: Geologic Hazards Analysis of the Congress Springs Area, Saratoga, California Client: Santa Clara County Area: 1 square mile Date: 1977 Products: Detailed engineering geologic and ground movement potential map at a scale of 1" = 2501. The maps are accompanied by a comprehensive geologic report. Project and Location: Analysis of the Geologic Hazards of the Seal Cove Area, San Mateo County, California Client: Environmental Planning and Engineering Department, San Mateo County, California Area: Approximately 4 square miles Date: 1971 and 1980 Products: Detailed geologic hazards and risk zonation map of the Seal Cove community that is impacted by damaging landslide and active traces of the Seal Cove fault. Project and Location: Geotechnical Hazards Analysis of Los Altos Hills, California Client: City of Los Altos Hills, California Area: Approximately 2 square miles Date: 1978 Products: Prepared detailed geotechnical maps at a scale of 1" = 400' and an accompanying set of geotechnical hazard maps. The map folios are supplemented by a detailed geotechnical report. William Cotton and Associates 17 Project and Location: Engineering Geologic Investigation of the San Gabriel Fault,'Valencia, California :.Client: Newhall Land and Farming Company 'Area: 3 square miles Date: 1982 -1984 Products: Analysis of the location and activity of the San Gabriel fault along a 3 -mile segment. Final product was a Land - Use Potential Map assessing the seismic risk of the fault to future development. Project and Location: Holocene Behavior of the San Andreas Fault in Northern California Client: U.S. Geological Survey, Earthquake Hazard Reduction Program Date: t978, 1979, and 1980 Area: Approximately 300 mile length of the San Andreas fault between San Juan Bautista and Point Arena Products: Analysis of the Historic and Paleo- seismicity along the segment of the fault that experienced surface faulting in 1906. Determination of size and recurrence intervals of major Holocene earthquakes. Project and Location: Geologic Analysis for State Mandated Seismic Safety Elements Clients: Communities of Woodside, Gilroy, Milpitas, Los Altos Hills, Cupertino and San Joaquin County, San Mateo County Area: Community to County -wide Studies Date: 1974 to 1977 Products: Background reports and maps defining the types of seismic - related hazards and the levels of risk associated with each type of hazard. 18 William Cotton and Associates Project and Location: Geologic Resources Inventory for portions of Six Rivers National Forest in Humboldt and Del Norte Counties, California Client: U.S. Forest Service, Six Rivers National Forest, California Area: 530 square miles Date: 1979 -1980 Products: Prepared detailed geologic and landslide maps at a scale of 1" = 2,0001; identified and described potential aggre- gate source locations; and provided a comprehensive report which discusses. the relationships of the bedrock geology and landslides relative to stream sedimentation and forest planning and management. Project and Location: Watershed Improvement Inventory of seven selected areas, Six Rivers National Forest Client: U.S. Forest Service, Six Rivers National Forest, California Area: 174 square miles Date: 1980 -1981 Products: Detailed evaluation of sites of significant sediment sources within seven major drainage basins, site selec- tion for rehabilitation work and identification of rock resource sites for mitigation measures. Project and Location: Geologic Resources Inventory for portions of Six Rivers National Forest in Trinity, Humboldt and Del Norte Counties, California Client: U.S. Forest Service, San Francisco Regional Office, California Area: 300 square miles Date: 1979 -1980 Products: Prepared detailed geologic and landslide maps at a scale of 1" = 2,0001; identified and described potential aggre- gate source locations; and provided a comprehensive report which discusses the relationships of the bedrock geology and landslides relative to stream sedimentation and forest planning and management. 19 William Cotton and Associates Project and Location: Geologic Mapping of the Franciscan Rocks in the Diablo Range; Santa Clara and Alameda Counties, California Client: U.S. Geological Survey, San Francisco Bay Regional Environment and Resources Study Area: About 650 square miles Date: 1970 and 1971 Products: A preliminary geologic map of the Franciscan Complex in the Central Part of the Diablo Range, Santa Clara and Alameda Counties, California. Task included mapping the bedrock and surficial geology of the central portion of the Diablo Range; the Franciscan Complex was sub- divided, into three distinct bedrock units and landslide deposits were delineated. 20 William Cotton and Associates 1 1 1 1 1 1 1 1 1 1 APPENDIX A RESUMES OF KEY PERSONNEL A -1 William Cotton and Associates I WILLIAM R. COTTON President Principal Engineering Geologist Registration Registered Geologist and Certified Engineering Geologist in California Certified Professional Geological Scientist Education M.S., Geology: San Jose State University, San Jose, California, 1967 B.A., Geology: San Jose State University, San Jose, California, 1962 Professional History William Cotton and Associates, Inc., Los Gatos, California; President, Principal Engineering Geologist, 1964 -date. U.S. Geological Survey Branch of Western Environmental Geology, Menlo Park, California; Geologist, 1970 -1972. Leighton and Associates, Inc., Irvine, California; Senior Engineering Geologic Consultant, 1964 -date. ■ Professional Affiliations Association of Engineering Geologists ' Earthquake Engineering Research Institute American Society of Civil Engineers Geological Society of America ' Seismological Society of America American Institute of Professional Geologists ' Representative Experience ' Mr. Cotton has over 21 years experience in the fields of engineering geology, geotechnical engineering and environmental earth sciences. His clients have included federal, state, county and city agencies, and private corporations and individuals from a widespread area of California. ■ As President and Principal Engineering Geologist with WILLIAM COTTON AND ASSOCIATES, INC., Mr. Cotton has conducted and coordinated numerous geological and geotechnical investigations associated with a broad spectrum of land -use applications. Representative projects range in size and detail from large - scale, site specific studies to small-scale regional investigations. Mr. Cotton's primary research interests are problems associated with unstable slopes and active fault systems. His work with unstable slopes has afforded him the opportunity to service clients throughout California and to study landslide problems in Japan and Mexico. ' William Cotton and Associates Numerous grants and contracts from the U.S. Geological Survey, National Earthquake Hazard Reduction Program, have provided Mr. Cotton with research funds to investigate active and potentially active fault systems throughout California. Detailed surface and subsurface geologic studies have been completed on the following major fault systems in California: San Andreas, Sargent- Berrocal, Calaveras, Pilarcitos, Seal Cove -San Gregorio, Hayward, White Wolf, Pleito, San Gabriel, San Fernando, and San Jacinto. The primary purpose of these investigations was to determine the late Quaternary paleoseismicity and to establish the size and recurrence interval of major earthquakes associated with each fault system. Mr. Cotton acted in the capacity of chief engineering geologist on several projects under contract to the U.S. Forest Service, Six Rivers National Forest, California. He coordinated the compilation and analysis of available geologic data, supervised geologic field mapping and was directly responsible for a significant portion of the landslide and slope stability analysis of over 1,000 square miles of forest lands. Mr. Cotton is extensively involved as a consultant to the San Francisco Bay Area hillside communities of Saratoga, Cupertino, Los Altos Hills, Portola Valley, Woodside, Belmont and South San Francisco. In the capacity of city geotechnical consultant, he has had experience in all phases of hillside residential development. At the present time, he is retained by the counties of San Mateo and Monterey on all matters pertaining to unstable slopes and their impacts on public works. In addition, he is a consultant to a number of legal firms throughout the state regarding landslide problems. ' As a geologist with the U.S. Geological Survey, Branch of Western Environmental Geology, Mr. Cotton conducted regional studies related to the collection and evaluation of basic geologic data for the San Francisco Bay region Environment and Resources Planning Study. His field area included an area of approximately 650 square miles in the central part of the Diablo Range, Santa Clara and Alameda Counties, California. His principal assignments included: regional bedrock mapping and subdivision of the Franciscan Complex, delineation of landslide deposits and areas of potentially unstable slopes, and detailed descriptions of the engineering properties of the bedrock materials of the Franciscan Complex. Teaching Experience DeAnza College, Cupertino, California: Full -time Instructor, 1970 -1982. Pasadena City College, Pasadena, California: Full-time Instructor, 1964 -1970. Los Angeles State University, Los Angeles, California: Part -time Instructor, 1967 -1970. San Jose State University, San Jose, California: Part -time Instructor, 1961 -1970. William Cotton and Associates d IPublications ' HOLOCENE BEHAVIOR OF THE HAYWARD- CALAVERAS FAULT SYSTEM, SAN FRANCISCO BAY AREA, CALIFORNIA - -Final Technical Report, 1984 (with N. T. Hall and E. A. Hay), USGS Contract No. 14 -08- 0001 - 20555, in press. NEOGENE ACTIVITY ON THE PLEITO FAULT, TRANSVERSE RANGES, CALIFORNIA, 1984 (with N. T. Hall and E. A. Hay): in Guidebook to the Transverse Ranges, California, South Coast Geol. Society. PROBLEMS IN THE APPLICATION OF 14C DATES TO SLIP RATE DETERMINA- TION ON THE SAN ANDREAS FAULT, 1984 (with N. T. Hall and E. A. Hay): Abs., Seismological Society of America, Berkeley, California. PREDICTING HILLSIDE INSTABILITY: GOOD NEWS AND BAD NEWS, 1982: Symposium Paper to U.S. Geological Survey Conference on San Francisco Bay Area Storm and Flood Hazards. RECURRENCE FREQUENCY OF LARGE EARTHQUAKES ON THE SAN ANDREAS FAULT NEAR DOGTOWN AND ON THE SAN FRANCISCO PENINSULA, 1982 (with N. T. Hall and E. A. Hay), A.G.U. Chapman Conference on Fault Behavior and the Earthquake Generation Process, Snowbird, Utah (abstract), October 1982. William Cotton and Associates THE PLEITO FAULT: LATE NEOGENE ACTIVITY, AN EXPANDED ABSTRACT, 1984 (with E. A. Hay and N. T. Hall): Southwest Geological Society (in 5 . press), p. HOLOCENE ACTIVITY OF THE SAN GABRIEL FAULT, VALENCIA, CALIFORNIA, 1983 (with P. Ehlig and A. E. Seward): Abstracts and Program "Engineering Geology Today & Tomorrow "; 26th Annual Meeting, Association of Engineering Geologists, San Diego, California, October 2 -7, 1983.. ' ENGINEERING GEOLOGY OF THE CARMEL VALLEY ROAD ROCKSLIDE, MONTEREY COUNTY, CALIFORNIA, 1983 (with J. M. Coyle): Abstracts and ' Program "Engineering Geology Today & Tomorrow "; 26th Annual Meeting, Associa- tion of Engineering Geologists, San Diego, California, October 2 -7, 1983. PREDICTIVE CAPABILITIES OF GROUND MOVEMENT POTENTIAL MAPS, SARATOGA, CALIFORNIA, 1983 (with W. L. Fowler): Abstracts and Program "Engineering Geology Today & Tomorrow "; 26th Annual Meeting, Association of Engineering Geologists, San Diego, California, October 2 -7, 1983. ' EVIDENCE FOR NON - 1906 -LIKE EARTHQUAKES ON THE SAN ANDREAS FAULT, DOGTOWN, CALIFORNIA, 1983 (with E. A. Hay and N. T. Hall): Abstracts and Program "Engineering Geology Today & Tomorrow "; 26th Annual Meeting, Associa- tion of Engineering Geologists, San Diego, California, October 2 -7, 1983. EARTHQUAKE RECURRENCE INTERVALS ON THE PLEITO THRUST FAULT, TRANSVERSE RANGES, CALIFORNIA --Final Technical Report, 1982 (with N. T. ' Hall and B. A. Hay), USGS Contract No. 14 -08- 0001 - 19164, 24 p. i LOVE CREEK LANDSLIDE DISASTER, JANUARY 5, 1982, SANTA CRUZ COUNTY (with D. A. Cochrane), July 1982: California Geology, Landslides & Floods - January 1982. PREDICTING HILLSIDE INSTABILITY: GOOD NEWS AND BAD NEWS, 1982: Symposium Paper to U.S. Geological Survey Conference on San Francisco Bay Area Storm and Flood Hazards. RECURRENCE FREQUENCY OF LARGE EARTHQUAKES ON THE SAN ANDREAS FAULT NEAR DOGTOWN AND ON THE SAN FRANCISCO PENINSULA, 1982 (with N. T. Hall and E. A. Hay), A.G.U. Chapman Conference on Fault Behavior and the Earthquake Generation Process, Snowbird, Utah (abstract), October 1982. William Cotton and Associates 1 Publications (Continued) IN TOKYO: U.S., JAPAN TRADE VIEWS ON LANDSLIDES, 1981 (with E. E. Brabb): Geotimes, July issue, 2 p. ' GEOLOGIC INVESTIGATION OF RECURRENCE INTERVALS AND RECENCY OF FAULTING ALONG THE SAN GREGORIO FAULT ZONE, SAN MATEO COUNTY, ' CALIFORNIA- -Final Technical Report, 1980 (with G. E. Weber): USGS Contract No. 14 -08- 0001 - 16822, U.S. Geological Survey Open -File Report 81 -263, 135 p. HOLOCENE BEHAVIOR OF THE SAN ANDREAS FAULT, POINT KEYES AREA, CALIFORNIA - -Final Technical Report, 1980 (with N. T. Hall and E. A. Hay), USGS Contract No. 14 -08 0001 - 19841, U.S. Geological Survey Open -File Report 80 -1142, 12 P. SHEAR COUPLE TECTONICS AND THE SARGENT- BERROCAL FAULT SYSTEM IN NORTHERN CALIFORNIA, 1980 (with N. T. Hall and E. A. Hay): California Division ' of Mines and Geology, Special Report 140. FIELD TRIP GUIDEBOOK - LANDSLIDES OF SOUTHERN CALIFORNIA: Japanese - American Field Conference, May 1979 (co- author with Leighton. and Associates). ' HOLOCENE BEHAVIOR OF THE SAN ANDREAS FAULT - SAN JUAN BAUTISTA TO POINT ARENA, CALIFORNIA - -Final Technical Report, 1979 (with N. T. Hall and E. eA. Hay): USGS Contract No. 14 -08- 0001 -G -514, 7 p. RECURRENCE INTERVALS FOR SURFACE FAULTING ALONG THE FRIJOLES FAULT AND THE ANO NUEVO THRUST FAULT OF THE SAN GREGORIO FAULT ZONE, SAN MATEO COUNTY, CALIFORNiA, 1979 (with G. E. Weber): Geological Society of America, Abstracts with Programs, Cordilleran Section, p. 134. PRELIMINARY FIELD NOTES ON THE GROUND SURFACE EFFECTS ASSOCIATED WITH THE AUGUST 6, 1979 COYOTE LAKE EARTHQUAKE, 1979 (with D. A. Cochrane): Earthquake Engineering Research Institute Newsletter, v. 13, no. 5, Part B. SHEAR COUPLE TECTONICS AND THE SAN ANDREAS FAULT, 1979 (with N. T. Hall and E. A. Hay): Geological Society of America, Abstracts with Programs, Cordilleran Section, p..83. ANALYSIS OF ACTIVE THRUST- FAULTING OF THE WHITE WOLF FAULT, KERN COUNTY, CALIFORNIA, 1977 (with N. T. Hall and E. A. Hay): Abs., Cordilleran Meeting Geological Society of America; Sacramento, California. GEOLOGIC ANALYSIS OF GROUND DISTURBANCES ASSOCIATED WITH ACTIVE THRUST FAULT SYSTEMS- -Final Technical Report, 1977 (with N. T. Hall and E. A. Hall): USGS Contracts No. 14 -08- 0001 -G -345 and 14 -08- 0001 -G -260 (Studies of the Holocene Behavior of the Sargent- Berrocal fault system in Northern California). THRUST FAULTING AS A VEHICLE FOR STRAIN RELEASE IN CALIFORNIA'S TRANSVERSE RANGES- -Final Technical Report, 1977 (with N. T. Hall and E. A. Hay): USGS Contract No. 14 -08- 0001 -G -386, 14 p. (a study of the Holocene behavior of the White Wolf fault). William Cotton and Associates IPublications (Continued) PALEO LAND SLIDING ON THE SAN FRANCISCO PENINSULA, 1974 (with L. T. Cann and E. A. Hay): A Modern Engineering Problem: Abs., Cordilleran Section Meeting, Geological Society of America; Las Vegas, Nevada. POSTDICTION OF URBAN GEOLOGIC PROBLEMS: A CASE STUDY, 1973 (with E. A. Hay and others): . Abs., Cordilleran Section Meeting Geological Society of America; Portland, Oregon. PRELIMINARY GEOLOGIC MAP OF THE FRANCISCAN ROCKS IN THE CENTRAL PART OF THE DIABLO RANGE, SANTA CLARA AND ALAMEDA COUNTIES, CALIFORNIA: Basic Data Contribution 39 (Map MF -343); San Francisco Bay Region Environment and Resources Planning Study, U.S. Geological Survey, Menlo Park, California, 1972. STABILITY RELATIONS OF JADEITE PYROXENE IN FRANCISCAN METAGRAYWACKES NEAR SAN JOSE, CALIFORNIA, 1971: American Journal of Science, v. 271, California, 1972. FRANCISCAN STRATIGRAPHY OF THE NORTHWESTERN PORTION OF THE DIABLO RANGE, CENTRAL CALIFORNIA, 1971: Abs., Cordilleran Section Meeting, Geological Society of America; Riverside, California. JADEITE PYROXINE IN FRANCISCAN METAGRAYWACKES NEAR SAN JOSE, CALIFORNIA, 1970 (with D. Kerrick): Abs., Annual Meeting,, Geological Society of America; Milwaukee, Wisconsin. INVERTED METAMORPHIC MINERAL ZONES IN FRANCISCAN METAGRAYWACKES OF THE DIABLO RANGE, NORTHERN CALIFORNIA, 1969 (with M. C. Blake): Cordilleran Section Meeting, Geological Scoiety of America; Eugene, Oregon. JADEITE - LAWSONITE - BEARING METAGRAYWACKES OF THE FRANCISCAN NEAR MOUNT HAMILTON, CALIFORNIA, 1968: Abs., Cordilleran Section Meeting, Geological Society of America; Fresno, California. William Cotton and Associates PATRICK O. SHIRES Vice President Principal Geotechnical Engineer Principal Geophysicist Registration Registered Professional Engineer in California, Colorado, Idaho, Oregon, Utah, and Washington Registered Geophysicist in California Education M.S., Civil Engineering: Stanford University, Stanford, California, 1975 B.S., Stanford University, Stanford, California, 1972. Professional History William Cotton and Associates, Inc., Los Gatos, California; Vice President, Principal Geotechnical Engineer, Principal Geophysicist, 1983 -date. Earth Sciences Associates, Inc., Palo Alto, California; Supervising Engineer/ Geophysicist, 1972 -1983. Professional Affiliations American Society of Civil Engineers Earthquake Engineering Research Institute Society of Exploration Geophysicists Bay Area Geophysical Society Representative Experience ' Mr. Shires has over 12 years of professional experience in the field of geotechnical engineering throughout the western United States, including project work in Arizona, California, Colorado, Idaho, Nevada, New Mexico, Oregon, Utah, and Washington. As Vice President and Principal Geotechnical Engineer with William Cotton and Associates, Inc., Mr. Shires has served as principal in charge of geotechnical engineering on a variety of projects, including over 25 landslide investigations as well as numerous foundation engineering projects involving dams, bridges, drill pads, residential and commercial buildings, and roads. Mr. Shires has also provided geotechnical review of development in the San Francisco Bay Area hillside communities of Belmont, Cupertino, Los Altos Hills, Portola Valley, Saratoga, South San Francisco, and Woodside. IWilliam Cotton and Associates As Supervising Geotechnical Engineer with Earth Sciences Associates, Inc., Mr. Shires managed and /or provided technical project work on over 30 dams projects where seismic considerations and geophysical evaluations were a central focus of the project work. He served as Chief Design Engineer for a 142 -foot high rockfill dam in ' Arizona, providing engineering and geophysics expertise throughout the project from preliminary siting to constructon. He has provided extensive research and design efforts in the fields of seismic and static stability, as well as the application of ' earthquake recurrence relationships to seismic response of embankments. He has developed computer programs for rapid determination of the stability of slopes and embankments. Mr. Shires also managed and /or provided technical project work on a variety of other geotechnical investigations, including over 35 landslides, 25 water and wastewater facilities, 20 power - generating facilities, and numerous residential and commercial structures, bridges, roads, mining facilities, ground water, and hazardous waste projects. As Supervising Geophysicist with Earth Sciences Associates, Inc., Mr. Shires managed a variety of geophysics projects in the western United:. States and supervised the geophysics portion of many large, multidiscipline projects as well. A partial listing of these projects includes surface and /or downhole and /or crosshole seismic surveys of over 24 dams; surface geophysics for numerous regional seismotectonic studies; a gravity investigation and seismic refraction survey of a proposed subway tunnel alignment for Los Angeles, California; seismic refraction surveys for proposed large diameter buried pipelines near San Jose, California; near surface compression and shear wave analyses at strong motion measurement sites along the Imperial fault, California; seismic refraction studies of uranium tailings dams and waste disposal sites in New Mexico; deep seismic study of a potential oil field near Lockwood, California; and Tertiary channel exploration for gold mining near Nevada City, California. William Cotton and Associates WILLIAM L. FOWLER Senior Engineering Geologist Education M.S., Engineering Geology: Stanford University, Stanford, California, June 1984 B.A., Geology: The Colorado College, Colorado Springs, Colorado, June 1980 Professional History William Cotton and Associates, Inc., Los Gatos, California; Senior Engineering Geologist, 1982 to present. Howard - Donley Associates, Inc., Redwood City, California; Staff Geologist, Spring 1982. American Copper and Nickel Company, Wheatridge, Colorado; Junior Staff Geologist; Summer 1978. Professional Affiliations Association of Engineering geologists Representative Experience Mr. Fowler has over four years of experience in the fields of engineering geology and geotechnical engineering. As a consulting engineering geologist, he has extensive field experience throughout the San Francisco and South Bay area. As a- Senior Engineering Geologist with WILLIAM COTTON AND ASSOCIATES, Inc., Mr. Fowler is responsible for conducting and supervising a broad spectrum of engineering geologic investigations ranging in scope from detailed, site - specific projects to small- scale, regional studies. His specific duties have included large- scale and regional engineering geologic mapping; aerial photographic interpretation; coordination, logging, and analysis of subsurface data; interpretation and analysis of field- and office - developed data; and the final preparation of technical reports, maps ' and cross sections. Currently, Mr. Fowler specializes in the investigation, analysis, and legal implications of slope stability hazards. In this capacity, Mr. Fowler is directly responsible for ' coordinating and supervising all phases of project investigation, and for the evalua- tion, preparation, and presentation of the resultant data. William Cotton and Associates 1 As a staff engineering geologist with Howard - Donley Associates, Inc., Mr. Fowler participated in a comprehensive study of debris flow processes in the community of Pacifica, California. His responsibilities included basic literature research, aerial photographic analysis, regional landslide mapping, large -scale site - specific mapping ' of individual debris flows, and preparation of the final maps for the project. Mr. Fowler devised a debris flow hazard rating system and debris flow hazard map for a part of Pacifica for his Masters research at Stanford University. ' As a staff geologist with the American Copper and Nickel Company, Mr. Fowler participated in mineral exploration programs throughout the western United States. Mr. Fowler's responsibilities included geologic mapping, geochemical sampling, imple- -,L . I mentation of geochemical monitoring programs, and logging of diamond core drilling operations. William Cotton and Associates PETER C. ANDERSON Senior Engineering Geologist Registration Registered Geologist in California Certified Engineering Geologist in California Education M.S., Engineering Geology, San Jose State University, San Jose, CA, 1983 M.S., Science Education, University of Pennsylvania, Philadelphia, PA, 1970 B.S., Geology, Colby College, Waterville, ME, 1966 Professional History William Cotton and Associates,. Inc., Los Gatos, California; Senior Engineering Geologist, 1984 -date. Terratech, Inc., San Jose, California; Senior Engineering Geologist, 1979-1984., Santa Clara County, San Jose, California; Assistant County Geologist, 1977 -1979. Professional Affiliations Association of Engineering Geologists Geological Society of America Peninsula Geological Society Society of Economic Paleontologists and Mineralogists Society for Adaptation of Building to the Environment Reasonably Representative Experience Mr. Anderson has 7 years of professional experience in the field of engineering geology. As Senior Engineering Geologist with William Cotton and Associates, Inc., Mr. Anderson is responsible for supervising geotechnical projects and personnel on a wide variety of projects. ' As Senior Engineering Geologist with Terratech, Inc., Mr. Anderson's responsibilities included the design and execution of geologic mapping and subsurface exploration of proposed development sites, the evaluation of potential geologic hazards as they ' William Cotton and Associates pertain to proposed development schemes, and the devising of mitigation methods for addressing adverse geologic conditions. Mr. Anderson coordinated all geologic activities of the Gilroy office of Terratech, Inc. As Assistant County Geologist with Santa Clara County, Mr. Anderson assisted in the review of geologic reports submitted as part of County requirements for development of sites in geologically sensitive areas; revised the county geologic hazard zones map, and worked with the general public, including realtors, geologists, lending institu- tions, etc., regarding site geologic hazards. Teaching Experience San Jose State University, San Jose, California: Part -time Lecturer, 1978. Concord Union High School District, Concord, New Hampshire, 1971 -1976. William Cotton and Associates (I As an exploration manager with CALIFORNIA NICKEL CORPORATION, Mr. Stroud coordinated and supervised extensive geologic mapping, mineral exploration and mining engineering studies in northern California and southern Oregon. The purpose of his work was to conduct a mining ore reserve analysis and mining feasibility study. In general, his duties included aerial photo analysis evaluation of geologic hazards, with regard to road building and mining development, geotechnical engineering of roadways and test areas, computer analysis of geologic and geochemical data, and preparation and presentation of technical maps and reports. As a geomorphologist with REDWOOD NATIONAL PARK, Mr. Stroud conducted and supervised landslide mapping and volume analysis as part of a Watershed Erosional Study and acted as a contracting officer for a Watershed Rehabilitation Program. In general, his duties included aerial photo analysis, field mapping, contract writing and administration, development of erosion control techniques, and preparation of tech- nical maps and reports. As a senior exploration geologist for ASSOCIATED GEOLOGISTS, Mr. Stroud conducted and supervised mineral exploration programs, geochemical testing and geologic ore reserve studies. In general, his duties included supervising drilling exploration programs, geotechnical engineering of roadways and test areas, computer analysis of geologic and geochemical data, and preparation of technical maps and reports. As a ground -water geologist with the CALIFORNIA DEPARTMENT OF WATER RESOURCES, Mr. Stroud conducted ground -water studies for the upper Sacramento Valley. In general, his duties included drilling and production of ground -water test holes, monitoring ground -water wells, and collection and analysis of geologic and hydrologic data. Publications The Geology of the Gasquet Mountain Area, printed in: Kaiser Engineers' Geologic Feasibility Study of the Gasquet Mountain Project. Sediment Sources and Sediment Transport in the Redwood Creek Basin, printed in: Research and Development Technical Report #3. Watershed Rehabilitation in the Airstrip Creek Basin, printed in: Watershed Rehabilitation Technical Report #2. Major Sediment Sources and Limits to the Effectiveness of Erosion Control Tech- niques in the Redwood Creek Basin, printed in: IAHS -AISH Publication #132. Evaluation of Stream Clearance as a Rehabilitation Technique in Intermittent Stream Channels, in -house report. Evaluation of Rehabilitation Sites for Vegetative - Structural Slope Protection Tech- niques, in -house report. William Cotton and Associates PETER L. STROUD Senior Engineering Geologist Education B.A., Geology: Humboldt State University, Arcata, California, 1978 Professional History William Cotton and Associates, Los Gatos, California; Project Engineering Geologist 1983 to 1984, Senior Engineering Geologist 1984 to present. California Nickel Corporation, Crescent City, California; Exploration Manager 1980 to 1982. Redwood National Park, Arcata, California; Geomorphologist 1979 to 1980. Associated Geologists, Grants Pass, Oregon; Senior Exploration Geologist 1978 to 1979. California Department of Water Resources, Red Bluff, California; Ground -water Geologist, Summers: 1975 -1977. Representative Experience Mr. Stroud has seven years of professional experience in the fields of engineering geology, mining engineering, mineral exploration, hydrology, geotechnical engineering and environmental earth sciences with emphasis in geologic hazards analysis. As a geologist, he has worked on a variety of projects throughout California and southern Oregon. As a project engineering geologist with WILLIAM COTTON AND ASSOCIATES, INC., Mr. Stroud has administered a number of diverse projects. In this capacity, he was responsible for overall project supervision and coordination, compilation, collection, and analysis of geologic and geotechnical data and preparation "and presentation of technical maps and reports. In addition, his duties have included analysis of aerial photographs, field mapping of bedrock and surf icial deposits and subsurface geologic exploration. As a Senior Engineering Geologist, Mr. Stroud is responsible for the duties of a project geologist, as well as the direct supervision of other project and staff geologists and engineers. In addition, his duties include the coordination and evaluation of the geologic and geotechnical concerns of seven Bay Area communities. In the past two years, Mr. Stroud has been actively involved in a number of projects. These range from basic research projects in the geoscience field to the application of engineering geologic and geotechnical data to a number of land -use planning applications. In addition, he has conducted and coordinated a number of surface and subsurface investigations of landslides throughout the greater San Francisco Bay Region (e.g., Belmont, Woodside, Los Gatos Hills, Half Moon Bay, Boulder Creek, Carmel Valley). William Cotton and Associates APPENDIX B REPRESENTATIVE LIST OF CLIENTS JIM William Cotton and Associates APPENDIX B WILLIAM COTTON AND ASSOCIATES Representative List of Public Agencies CITY OF BELMONT NELSON, PERLOV John Hopkins, Dir. and LEE of Pub. Services Florence T. Perlov (415) 573 -3495 (415) 941 -6161 IWilliam Cotton and Associates CITY OF CUPERTINO SAN MATEO COUNTY Travice Whitten, Robert L. Sans, City Manager Dir. of Public Works (408) 252 -4505 (415) 363 -4000 CITY OF MONTE SERENO SANTA CLARA COUNTY ' Don Wimberly, City James 0. Berkland, Eng. /Admin. County Geologist (408) 354 -7635 (408) 299 -2871 CITY OF MORGAN HILL TOWN OF LOS ALTOS Charles Cate, HILLS City Manager Ann Hainshaw, ' (408) 779 -7271 City Manager (415) 941 -7222 CITY OF SARATOGA Wayne Dernetz, TOWN OF PORTOLA City Manager VALLEY (408) 867 -3438 Ellen Schillig, ' Planning Coordinator CITY OF SOUTH SAN (415) 851 -1700 FRANCISCO Daniel Christians, UNIVERSITY OF CALI- City Manager FORNIA AT BERKELEY (415) 877 -8535 Eric Jorgensen (415) 727 -6254 CITY OF WOODSIDE Leslie Doolittle, U.S. FOREST SERVICE City Manager Richard L. Farrington, (415) 851 -7764 Forest Geologist (707) 422 -1721 MONTEREY COUNTY Bruce McClain, U.S. GEOLOGICAL Public Works Dir. SURVEY (408) 424 -0991 Steve Wegener, Technical Officer (415) 323 -8111 IWilliam Cotton and Associates APPENDIX C SCHEDULE OF CHARGES C -1 William Cotton and Associates WILLIAM COTTON & ASSOCIATES SCHEDULE OF CHARGES January 1984 Personnel Charges Clerical / Accounting ............................... $ 25 /hr Word Processing .... ............................... $ 30 /hr Technical Illustrating .............................. $ 32 /hr Field /Laboratory Technician ........................ $ 42 /hr Staff Geologist /Engineer ........................... $ 50/hr Senior Geologist /Engineer .......................... $ 551hr Supervising Geologist /Engineer ...................... $ 60 /hr Principal Geologist/ Engineer ........................ $ 75/hr Laboratory Testine Charges Laboratory testing will be charged on a time - and - materials basis in accordance with the Personnel, Equipment, and Expense charges listed herein or on a test -by -test basis in accordance with our separate LABORATORY TESTING SCHEDULE OF CHARGES (available on request). Laboratory samples will be stored for 60 days after the date of final report submittal unless special arrangements are made for longer storage. Geophysical Services Charges Geophysical services will be charged on a time -and- materials basis in accordance with the Personnel, Equipment, and Expense charges listed herein. rt Witness Consultation Expert witness court testimony will be charged on a daily basis (one -day minimum) at a rate of $800 per day. Preparation time for court cases will be charged on a time - and - materials basis in accordance with the Personnel, Equipment, and Expense charges listed herein. Limitations and Terms Equipment Charges 2 -Wheel Drive Vehicle ................. $ .35 /mi. 4 -Wheel Drive Vehicle ................. $ .40 /mi. Single Channel Seismograph S,ystem...... $ 75 /day Multichannel (12 -36 channel)... , , , . , , , , . $ 200 /day Seismograph System Nuclear Aloisture /Density Gauge , ... , , , , $ 50 /day Micro Computer Time ................. $ 251hr Mainframe Computer Time Sharing ...... $ 75 /hr Portable Power Augering Equipment ..... $ 25 /hr In -House Photocopier .................. $ .10 /copy In -House Blueline ..................... $ .25/ft2 Expense Charges (Cast Plus 15 %) • Travel expenses including air fare, lodging (a subsistence charge of $22 per diem for overnight stay will be charged in addition to the lodging cost), vehicle rental, etc. • Excavation subcontractors and expendable field supplies. • Reproduction of drawings. • Film, film development, and photograph printing. • Special consultant fees. • Special fees, permits, insurance, etc. • Long distance telephone costs. • Special equipment rental. Public Liability - WILLIAM COTTON AND ASSOCIATES is a California Corporation protected by Worker's Compensation Insurance and /or Employer's Liability Insurance), and by Public Liability Insurance for bodily injury and property damage, and will furnish certificates thereof upon request. We assume the risk of damage to our own supplies and equipment. If your contract or purchase order places greater responsibilities upon its or requires further insurance coverage, we, if specifically directed by you, will take out additional insurance (if procurable) to protect us at your expense, but we shall not be responsible for property damage from any cause, including fire and explosion, beyond the amounts of coverage of our insurance. Professional Liability - In performing our professional services, we will use that degree of care and skill ordinarily exercised under similar circumstances by members of our profession. No warranty, express or implied, is made or intended by our proposal for consulting services, by our furnishing oral or written reports, or by our inspection or work. However, should we or any of our professional employees be found to have been negligent in the performance of professional services or to have made and breached any express or implied warranty, you agree that the maximum aggregate amount of your recovery against us and /or said professional employees shall be limited to $50,000 or the amount of the fee paid us for professional services as computed under the SCHEDULE OF CHARGES, whichever amount is greater. Moreover, you agree to indemnify us against damages in excess of $50,000 or the amount of our fee, whichever amount is greater, arising from .suits brought against us by third parties, in connection with our work performed on your project. In the event the client makes a claim or brings an action against us for any act arising out of our professional services, and the client fails to prove such a claim or action, the client shall pay all legal and other costs incurred by us in defense of such a claim or action. Field Exploration - Unless otherwise agreed, the client will furnish right -of -entry on land for planned field operations. The client will also provide us with locations and depths of buried utilities and structures. We will take reasonable precautions to minimize damage to land from use of equipment, but our fee does not include cost of restoration of damage resulting from our exploration operations. We will not be liable for damage or injury arising from damage to subterranean structures (pipes, tanks, telephone cables, etc.) which are not called to our attention and correctly shown on plans furnished to us. Payment - Invoices for our services will be submitted, at our option, on a monthly basis or when the work is completed. Invoices will be due immediately, but will not be delinquent if paid on or before the thirtieth day following the date of the invoice. If payment is not so made, interest will be due on the amount of the invoices at the rate of one percent for each month of delinquency. If suit is filed, a reasonable attorney's fee, to be set by the court, shall be included in any judgment in our favor. PLATE 1 INDEX MAP aY • Jll __ t! r ��\ �� � a� % �{�L layer L �l/ / �� _? _ � ' • .� � •ln y i db 8eA � �.:': �-, -� '�,� F t 'M' < ii F••+ M .r dt, iii• �..t • �- _ '� 3 oil CITY rv' \ U} WFCAL/ AS CRE1K STUDY AREA �- (WCA, 1980) 7F �T a. ty } • IN ° 7j ■ • ; r h t /`+r $ Js'� �- \fit +, L ' -� �, � \ '`• ! • : -,- - 4Xt Aw �'!'sr'1�. -i•°r� ` ` �i"\c c \. \ yfr_ 51.E i 1� ' � � Y" e � ��� I \ I � 1 � � i 1000. •� � i,\ - c �' � • � � ° � —_ / o: a 9 fv William Cotton and Associates INDEX MAP CITY OF SARATOGA GEOLOGIC HAZARDS INVESTIGATIONS GEOLENG. BY SCALE PLATE NO BF/WRC 1" = 2000 1 APPRO E BY DATE PROJECT NO ` 8/30/84 P1574 EXPLANATION Active Landslide -- Reviewed by WCA, March, 1983 Previously Mapped Areas NOTES Base map from mosaic of U.S. Geological Survey I 7.5 minute Topographic Series: Castle Rock Ridge, Cupertino, Los Gatos, and San Jose West Quadrangles; 1:24,000. -N- o 2000 4000 n i R •� �T � d66� i'�r j \,4 fv William Cotton and Associates INDEX MAP CITY OF SARATOGA GEOLOGIC HAZARDS INVESTIGATIONS GEOLENG. BY SCALE PLATE NO BF/WRC 1" = 2000 1 APPRO E BY DATE PROJECT NO ` 8/30/84 P1574 EXPLANATION Active Landslide -- Reviewed by WCA, March, 1983 Previously Mapped Areas NOTES Base map from mosaic of U.S. Geological Survey I 7.5 minute Topographic Series: Castle Rock Ridge, Cupertino, Los Gatos, and San Jose West Quadrangles; 1:24,000. -N- o 2000 4000 0 1365 VANDER WAY SAN JOSE, CALIFORNIA95112 (408) 297 -6969 it C(; IVEJ1.' AUG 31184 COMMUNITY DEVELOPMENT. August 30, 1984 P860/84 City of Saratoga 13777 Fruitvale Avenue Saratoga, California 95070 Attention: Mr. Robert S. Shook Subject: Proposal for Geologic Mapping of a Portion of Saratoga Gentlemen: Pursuant to your Request for Proposal dated July 24, 1984, we have prepared this proposal for Geologic Mapping of the Proposed Mapping Area and Alternate One, as shown on your Exhibit A entitled Ground Movement Potential Study Areas ". The areas to be covered are those portions of . Saratoga east of the Upper Calabazas Creek Watershed, an area previously mapped in 1980 by William Cotton and Associates. We present separate cost estimates for each of two areas: the Proposed Mapping Area and �. Alternate One. Our scope of work for the study would consist of the following. Phase I - Initial Project Research 1. Research and compile all available geologic, soils, ground water and engineering data pertaining to the project area. 2. Study stereoscopic aerial photographs of the area available from the United States Geological Survey, NASA -Ames Research Center, the Fairchild Collection from Whittier College, and other sources. 3. Compile a preliminary map identifying those areas within the project area that exhibit geologic hazards. Phase II - Field Investigation 1. Upon completion of Phase I, perform detailed field geologic mapping of the project area. Geologic information will be gathered mainly from natural exposures and road cuts. If it is necessary to enter private property for field mapping, we will secure access permission prior to performing any field mapping. Subsurface data will also be obtained by analysis of water well logs, utility trench logs and private reports when possible. August 31, 1984 P860/84 - 2 - Phase III - Geologic Analysis and Compilation of Final Report 1. Upon completion of Phase II, evaluate and finalize all data, and prepare a report describing the areas bedrock and surficial geology, geologic hazards and general geotechnical characteristics. Include in the report, (1) a Geologic Map of the bedrock structure and surficial deposits, and (2), a Ground Movement Potential Map showing relative stability or movement potential for the area. These maps will be drafted on reproducible mylar copies the City's 200 -scale topographic base maps. Provide 12- copies of the final report and the reproducible mylar maps. The report and maps are to be in a format similar to and compatible with the "Geologic Hazards Analysis of the Upper Calabazas Creek Watershed" report by William Cotton and Associates. Phase I will be accomplished within two months of receiving authorization to proceed. Phase II will be completed within seven months, and Phase III will be completed within nine months of receiving supplemental authorization to proceed. We will plan on attending a reasonable number of meetings with City of Saratoga personnel. All personal injury and property damage liability insurance and automobile insurance liability requirements will be satisfied. We estimate the cost for providing the above scope of work for the Proposed Mapping Area will be Eighteen Thousand Dollars ($18,000). If the Alternate One area is included, there will be an additional fee of Six Thousand Dollars ($6,000). All fees are to be calculated on a "time and materials" basis in accordance with the enclosed Schedule of Charges. If you wish us to proceed with this work, please sign and return one copy of the enclosed Agreement for Professional Services. Sincerely, TERRATECH, INC. John D. Mattey JDM:bam Enclosures cc: Accounting AGREEMENT FOR PROFESSIONAL SERVICES P860/84 THIS AGREEMENT Is entered into by and between TERRATECH, INC., a California corporation (hereafter called "TERRATECH ") and City of Saratoga (hereafter "CLIENT'). The parties hereto agree as follows: 1. The property or location (hereafter called the "PROJECT "), at which the PROFESSIONAL SERVICES set forth in this agreement are to be performed, is described as follows: in accordance with TERRATECH's Proposal letter dated August 30, 1984, which is made a part hereof. 2. TERRATECH agrees to perform PROFESSIONAL SERVICES at the PROJECT, or elsewhere as appropriate, consisting of the following: in accordance with TERRATECH'B Proposal letter dated August 30, 1984, which is made a part hereof. 3. In consideration of the PROFESSIONAL SERVICES to be performed by TERRATECH, CLIENT agrees to pay TERRATECH as follows: a fee in accordance with TERRATECH's Proposal letter dated August 30, 1984, which is made a part hereof. 4. CLIENT will be invoiced monthly, as the PROFESSIONAL SERVICES are performed, unless otherwise provided by this agreement. Each in. voiced amount shall be due and payable upon receipt. Interest on past due balances shall accrue at the rate of one and one -half percent (11/2 %) per month (but not exceeding the maximum rate allowed by law), payments thereafter received to be applied first to accrued interest and then to principal amount. 5. Any change order or additional work to be performed by TERRATECH in connection with the PROJECT shall be effected by execution of a SUPPLEMENTAL AGREEMENT FOR PROFESSIONAL SERVICES which, except to the extent that this agreement is expressly modified, shall be governed by each and every term of this agreement. 6. TERRATECH's liability for damages arising from any claimed error, omission, or other professional negligence shall be limited to twenty -five thousand dollars ($25,000.00) or the fee to be paid by CLIENT, whichever is less. At CLIENT'S election, TERRATECH will waive this limitation on its liability in consideration of the payment by CLIENT to TERRATECH of the greater of five hundred dollars ($500.00) or ten percent (10 %) of the charges billed in connection with the PROJECT. CLIENT's fee for such waiver, in the sum of Two Thousand Four Hundred dollars ($ 2,400 00 t, shall be payable in full within seven (7) days after the execution of this agreement; failure to remit payment within such period shall void CLIENT's election to purchase such waiver. IF CLIENT ELECTS TO PURCHASE SUCH WAIVER OF LIMITATION OF LIABILITY, CLIENT SHOULD SO INDICATE BY INITIALLING HERE: 7. TERRATECH shall perform its PROFESSIONAL SERVICES hereunder in accordance with generally accepted professional practice in its fields of specialty. No other warranty or representation, either express or implied, is included or intended in our proposal, agreements, or reports. 8. In the event that CLIENT requests termination of TERRATECH's PROFESSIONAL SERVICES prior to completion thereof under this agree- ment, TERRATECH reserves the right to complete such analyses, records and reports as may be necessary to place its file in order and to protect its reputation for professional competence. All files, drawings, samples and reports shall remain the property of TERRATECH, in TERRATECH's discretion, until TERRATECH has received payment in full for its PROFESSIONAL SERVICES. 9. TERRATECH will diligently proceed to complete the PROFESSIONAL SERVICES described in this agreement in a timely manner. However, it is expressly agreed that TERRATECH shall not be held responsible for delays in performance occasioned by factors beyond TERRATECH's control. 10. In the event that litigation becomes necessary to enforce any term or provision of this agreement, the prevailing party in such litigation shall be entitled to recover reasonable attorney's fees and costs in addition to such other relief as may be granted by the court in the litigation. Dated: August 30, 1984 TERRATE /CH;I Jon D. Mattey B� City of Saratoga By: By: AGREEMENT FOR PROFESSIONAL SERVICES P860/84 THIS AGREEMENT is entered Into by and between TERRATECH, INC., a California corporation (hereafter called "TERRATECH ") and City of Saratoga (hereafter "CLIENT. The parties hereto agree as follows: 1. The property or location (hereafter called the "PROJECT "), at which the PROFESSIONAL SERVICES set forth In this agreement are to be performed, is described as follows: in accordance with TERRATECH's Proposal letter dated August 30, 1984, which is made a part hereof. 2. TERRATECH agrees to perform PROFESSIONAL SERVICES at the PROJECT, or elsewhere as appropriate, consisting of the following: in accordance with TERRATECH's Proposal letter dated August 30, 1984, which is made a part hereof. 3. In consideration of the PROFESSIONAL SERVICES to be performed by TERRATECH, CLIENT agrees to pay TERRATECH as follows: a fee in accordance with TERRATECH's Proposal letter dated August 30, 1984, which is made a part hereof. 4. CLIENT will be invoiced monthly, as the PROFESSIONAL SERVICES are performed, unless otherwise provided by this agreement. Each in. voiced amount shall be due and payable upon receipt. Interest on past due balances shall accrue at the rate of one and one -half percent (1,/2 %) per month (but not exceeding the maximum rate allowed by law), payments thereafter received to be applied first to accrued interest and then to principal amount. 5. Any change order or additional work to be performed by TERRATECH in connection with the PROJECT shall be effected by execution of a SUPPLEMENTAL AGREEMENT FOR PROFESSIONAL SERVICES which, except to the extent that this agreement is expressly modified, shall be governed by each and every term of this agreement. 6. TERRATECH's liability for damages arising from any claimed error, omission, or other professional negligence shall be limited to twenty -five thousand dollars ($25,000.00) or the fee to be paid by CLIENT, whichever is less. At CLIENT'S election, TERRATECH will waive this limitation on its liability in consideration of the payment by CLIENT to TERRATECH of the greater of five hundred dollars ($500.00) or ten percent (10 %) of the charges billed in connection with the PROJECT. CLIENT's fee for such waiver, in the sum of Two Thousand Four Hundred dollars ($ 2,400-00 -, shall be payable in full within seven (7) days after the execution of this agreement; failure to remit payment within such period shall void CLIENT's election to purchase such waiver. IF CLIENT ELECTS TO PURCHASE SUCH WAIVER OF LIMITATION OF LIABILITY, CLIENT SHOULD SO INDICATE BY INITIALLING HERE: 7. TERRATECH shall perform its PROFESSIONAL SERVICES hereunder in accordance with generally accepted professional practice in its fields of specialty. No other warranty or representation, either express or implied, is included or intended in our proposal, agreements, or reports. 8. In the event that CLIENT requests termination of TERRATECH's PROFESSIONAL SERVICES prior to completion thereof under this agree- ment, TERRATECH reserves the right to complete such analyses, records and reports as may be necessary to place its file in order and to protect its reputation for professional competence. All files, drawings, samples and reports shall remain the property of TERRATECH, in TERRATECH's discretion, until TERRATECH has received payment in full for its PROFESSIONAL SERVICES. 9. TERRATECH will diligently proceed to complete the PROFESSIONAL SERVICES described in this agreement in a timely manner. However, it is expressly agreed that TERRATECH shall not be held responsible for delays in performance occasioned by factors beyond TERRATECH's control. 10. In the event that litigation becomes necessary to enforce any term or provision of this agreement, the prevailing party in such litigation shall be entitled to recover reasonable attorney's fees and costs in addition to such other relief as may be granted by the court in the litigation. Dated: August 30, 1984 TERRATECH IN By. l '� ohn D. Mattey City of Saratoga By: By: 1365 VANDER WAY SAN JOSE, CALIFORNIA95112 (408) 297 -6969 SCHEDULE OF CHARGES PERSONNEL CHARGES: Principals and Special Consultants .... ............................... .....................$75.00 /hr. Associates............................................. ............................... 65.00 /hr. Senior Engineers and Geologists ........................... ............................... 58.00/hr. Staff Engineers and Geologists ............................ ............................... 45.00 /hr. Chief of Field Operations .................................. ............................... 50.00 /hr. Laboratory and Field Engineers ............................ ............................... 42.50/hr. Technical Draftsmen ..................................... ............................... 29.00 /hr. Non-Technical Staff ...................................... ............................... 26.50/hr. Travel Time — In accordance with foregoing schedule, up to a maximum 8 hours per day. LABORATORY TESTING: See Exhibit "A" to this schedule. EQUIPMENT CHARGES: Printing and Reproduction, per sheet .. ............................... ..........................$0.15 Car or Pick-Up Truck, per mile .................................. ............................... 0.35 Other Special Equipment (including geophysical equipment, electrical conductivity meter, etc.) .......................... .............................On request Nuclear Density Gage, per hour ....... ............................... ...........................7.00 Magnetometer, per hour ..................................... ............................... 20.00 Seismic Refraction Equipment, per hour .............................. ..........................30.00 Trailer Mounted Drill Rig, including operator, per hour ............ ............................... 75.00 MISCELLANEOUS CHARGES: Charges for special outside services, equipment and facilities not furnished directly by TERRATECH INC. will be billed on a cost plus 15% basis. Such charges may include, but shall not be limited to the following services: Rental and operation of drilling equipment Printing and photographic reproduction Rented vehicles Transportation on public carriers Special fees, permits, insurance, etc. Rented field equipment Telephone and telegraph Shipping charges Meals and lodging Orders for previously issued reports will be billed at $20.00 for the first copy and $15.00 for each additional copy. TERMS OF PAYMENT: Invoices will be submitted monthly, unless otherwise provided by contract or special arrangements. Said invoices shall be due and payable when rendered. Interest of 2% per month (but not exceeding the maximum rate allowable by law) will be payable on any amount not paid within 30 days, payments thereafter to be applied first to accrued interest and then to principal amount. If suit or action is instituted to collect any sum due, owing or unpaid, client shall be liable for such sums as the court may adjudge reasonable for attorney's fees and other costs in said suit or action. It is expressly agreed and understood that venue for any such suit or action shall be, at the discretion of TERRATECH INC., in any court of competent jurisdiction located within the County of Santa Clara, State of California. TERRATECH INC. may at its option withhold delivery of reports and any other data pending receipt of payment for all services rendered. SCOPE AND EXECUTION OF SERVICES: TERRATECH INC. provides services in accordance with generally accepted professional practice in its fields of specialty. No other warranty, either expressed or implied is granted as part of its services. In the event that the client requests termination of services prior to completion of a final report, TERRATECH INC. reserves the right to complete such analyses and records as may be necessary to place its files in order and, where considered necessary to protect its professional reputation, to complete a report on the work performed to date of termination. Our liability to the client for injury or damage to persons or property arising out of work performed for the client and for which legal liability may be found to rest upon TERRATECH INC. will be limited to our insurance coverage. TERRATECH INC. will diligently proceed with the work outlined in the agreed scope of services and will submit a report in a timely manner. However, it is expressly agreed that TERRATECH INC. shall not be held responsible for delays occasioned by factors beyond its control. 1983 JCP GFALO('ISTS -ENGINEERS 7246 Sharon Drive o San Jose, CA 95129 a (408) 446 -4426 Robert S. Schook Director of Community City of Saratoga 13777 Fruitvale Avenue Saratoga, California Dear Mr. Schook: August 30, 1984 Proposal No. JCP -5032 Development 95070 _,14CE 1 Y E,L AUG 31 % fir' °anr��q��TY DEVELOPP'- Re: Request for Proposed for Geo- logic Mapping of a Portion of Saratoga, California In accordance with your request, we are submitting this proposal to perform geologic mapping of a portion of The City of Saratoga. The proposed work includes initial project research, field stud- ies, geologic analyses and compilation of the final report and map as outlined in the request for proposal. Scope of Work Described below is our evaluation of the work necessary to adequate- ly map the surface and subsurface geology of a portion of The City of Saratoga. The work described applies to both the "Proposed Mapping Area" as well as "Alternate One ". Separate estimates of fees for both these areas are included. Qualifications and Capabilities JCP- Engineers & Geologists, Inc. has had extensive experience per- forming both geologic and soils investigations within The City of Saratoga (149 studies to date). This work has included both surface and subsurface geologic and geotechnical stdies. Much of this work is published and available to the City as specific site reports. Other data is unpublished and only available to JCP - Engineers & Geologists, Inc. All data available to us will be presented in the final report and map. JCP- Engineers & Geologists, Inc. has performed over 149 geotechni- cal and geologic studies within the Saratoga City limits. Some of the data accumulated suggests that modifications be made to the upper Calabazas Creek watershed study. Specifically, the location of the Berrocal Fault, which was based on published data, is some- what incorrect. Studies done since 1980 have encountered the fault at its true location which is somewhat to the southeast of the "Previously Mapped Area ". We suggest that The City authorize, in conjunction with currently proposed geologic mapping, upgrading of the applicable portions of the 1980 upper Calabazas Creek watershed study. Costs The costs estimated by JCP- Engineers & Geologists, Inc. to com- plete the proposed work are outlined in Section V. Estimated fees for performing the work on the "Proposed Mapping Area" total $34,500. Estimated fees for performing the 'work on the "Alternate One" area total $16,500. These fees are "not to exceed" figures. Manpower The resources available to JCP- Engineers & Geologists, Inc. will allow the proposed work to be accomplished within the time con- straints imposed by the City. The key personnel involved along with brief biographies are attached as Appendix A. We will be prepared to consult with and attend a reasonable number of meetings with the City Council, Planning Comission and City Ad- ministrative Staff in connection with completion of the project. In addition, we are prepared to provide proof of insurance cover- ages as specified in the request for proposal. WORK— DESCRIPTION I. Initial Project Research A. Compilation of geologic, soils, groundwater and engineering data 1. U.S.G.S. a. geologic maps b. Water Resources Division data C. professional reports and studies of area 2. California State Division of Mines & Geology a. geologic maps b. engineering data C. groundwater /soils studies 3. Santa Clara County a. reports b. County data 4. City of Saratoga a. City's reports & data b. any reports available to us by outside consultants 5. In -House a. soils & geologic reports b. unpublished data from our files liep] B: Photointerpretation 1. Collection of appropriate air photos of area a. U.S.G.S. b. Santa Clara County c. NASA - Ames (i). infrared (ii). color /BW d. Fairchild Collection e. Pacific Aerial Survey f. U.C. Santa Cruz 2. Selection of most useful air photos for mapping geologic problem areas within City 3. Reproduction and enlargement to appropriate mapping scale (1" = 200') of photos selected 4. Use of photos in mapping and transferring data collected on photos to map II. Field Studies A. Identification of unstable areas for field reconnaissance studies 1. Air Photos studies 2. Previous work and research B. Field reconnaissance studies and field mapping 1. Road cuts 2. Creek - drainage exposures 3. Private property and survey (with owners permission only) 4. Subsurface information collected in Research (I) TII. Geologic Map and Report Preparation A. Evaluation and finalizing all technical data B. Transferring and plotting of data from various sources on base map C. Drafting of final maps on MYLAR D. Report writing E. Proofing, editing and reproduction IV. Ground Movement Potential Map and Report Preparation A. Evaluation and finalizing all technical data B. Transferring and plotting of data from various sources on base map C. Drafting of final map on MYLAR D. Report writing E. Proofing, editing and reproduction V. Cost Estimates A. Proposed Mapping Area 1. Initial project research a. technical (i) labor (rate includes overhead) 103 hours @ $45* /hour 4,635 12 hours @ $55 /hour 660 4 hours @ $75 /hour 300 $ 5,595 (ii) expenses (a) mileage (b) materials (c) reproduction 500 b. photointerpretation (i) labor (rate includes overhead) 52 hours @ $55 /hour 2,860 (ii) expenses (a) photo procurement (b) reproduction & enlargement (c) materials 950 2. Field Investigation a. Preliminary work to identify unstable areas needing field reconnaissance * From Schedule of Charges and Terms attached as Appendix B Jep W labor (rate includes overhead) Total for "Proposed Mapping Area ": B. Alternate One 1. Initial Research 2. Field Studies 2,835 9,360 950 3,525 300 6,525 $ 24,500 $ 900 9,600 JCP 45 hours @ $45 /hour 2,025 12 hours @ $55 /hour 660 2 hours @ $75 /hour 150 b. Field studies (i) labor (rate includes overhead) 208 hours @ $45 /hour (ii) expenses (a) mileage (b) materials 3. Map and Report Preparation a. Evaluation & Finalizing data (i) labor (rate includes overhead) 50 hours @ $45 /hour 2,250 15 hours @ $55 /hour 825 6 hours @ $75 /hour 450 (ii) expensese (a) materials (b) reproduction b. Drafting, writing and editing (i) labor (rate includes overhead) 117 hours @ $45 /hour 5,265 12 hours @ $55 /hour 660 8 hours @ $75 /hour 600 (ii) expenses (a) materials (b) reproduction) Total for "Proposed Mapping Area ": B. Alternate One 1. Initial Research 2. Field Studies 2,835 9,360 950 3,525 300 6,525 $ 24,500 $ 900 9,600 JCP 3. Report and Map Preparation 6,000 Total for "Alternate One ": $+116,500 * These figures are subtotals based on similar expense and labor breakdown as in the previous section for the cost estimates for the "Proposed Mapping Area ". The cost of services for performing the above described scope of work will be billed on either a task basis or time card basis, whichever is more desirable to the City. However, we do require a 30 (thirty) day remittance for cash -flow control purposes. Our professional services will be performed, our findings obtained and our recommendations prepared in accordance with generally ac- cepted engineering and geologic principles and practices. This warranty is in lieu of all other warranties, either expressed or implied. We thank you for consideration of our firm and look forward to being of continuing service to you. Note the schedule of charges and terms attached as Appendix B. If you approve of the scope of work and cost of this proposal, please return to our office one signed copy of this proposal. If you have any questions concerning this proposal please call our office (408) 446 -4426. Very,Aruly yours, JC ENGINES GE James C. Prenderga President JCP:jm Copies: Addressee (3) Approved by: Date ISTS, INC. 1, 61, 10 JCP GEOLOGISTS • ENGINEERS 7246 Sharon Drive - San Jose, CA 95129 o (408) 446 -4426 RESUME OF JAMES C. PRENDERGAST EDUCATION • University of California, Riverside, B.A., Geology • California State University, San Jose, M.S., Civil Engineering (Soil Mechanics and Foundation and Geological Engineering) REGISTRATION • Registered Civil Engineer (California) • Registered Geologist (California) • Certified Engineering Geologist (California) • General Engineering Contractor, California License #386631 PROFESSIONAL SOCIETIES • American Society of Civil Engineers (ASCE) • Association of Engineering Geologists (AEG) • Earthquake Engineering Research Institute (EERI) • Saber Society Mr. Prendergast has been in the geology and soil engineering field for*14 years and has worked on a wide variety of engineering and geologic projects. Mr. Prendergast has performed geologic studies for earth dams, tailing dams, groundwater pollution, pipelines, dewatering projects, high -rise buildings, construction on steep slopes, land development and subdivision engineering and geologic studies, Special Study Zone Fault studies, landslide studies, roadway alignment studies, quarry location and quality of material studies in addition to other projects. JCP GEOLOGISTS • ENGINEERS 7246 Sharon Drive o San Jose, CA 95129 - (408) 446 -4426 RESUME OF ROBERT G. WILSON, III EDUCATION • University of California, Santa Cruz, B.S., Geology PROFESSIONAL SOCIETIES • Association of Engineering Geologists (AEG) • Saber Society EXPERIENCE Mr. Wilson has been employed as the staff engineering geolo- gist for JCP- Engineers & Geologists, Inc. since the Fall of 1978. He has been involved in all aspects of the studies produced by the firm, including engineering geologic and soil & foundation studies. The firm specializes in hillside de- velopment and Mr. Wilson has extensive experience relative to landslides, fault studies and distressed properties. JCP GEOWGISTS • ENGINEERS 7246 Sharon Drive o San Jose, CA 95129 o (408) 446 -4426 RESUME OF MARC M. DRUCRMAN EDUCATION • Somona State University, B.S., Geology PROFESSIONAL SOCIETIES • Geological Society of America (GSA) • American Association of Petroleum Geologists (AAPG) • Association of Earth Science Editors (ASE) • Association of North Bay Scientists (ANBS) (1981 Excellent Paper Award) EXPERIENCE Geological mapping with United States Geological Survey; Watershed Studies and Wild and Scenic River studies for Cali- fornia Department of Water Resouces; Field work for and prep- aration of environmental impact reports for P.G. & E., U.S. Army Corps of Engineers, Northern California Power Associa- tion; Co- Author, "Preparation of Grain Mounts ", Journal of Sedimentary Petrology; Geochemical exploration for gold and mercury deposits; Two years of extensive experience with JCP- Engineers & Geologists, Inc. performing field and office stud- ies relative to fault traces, landslides, new construction and construction supervision. JCP GEOLOGISTS • ENGINEERS 7246 Sharon Drive - San Jose, CA 95129 0 (408) 446 -4426 RESUME OF WALTER E. DIBBLE, JR. EDUCATION • B.A:, Geology, University of California, Riverside • Ph.D., Geology, Stanford University EMPLOYMENT • JCP- Engineers & Geologists, Inc. (engineering geology and mineral exploration) • Petrophysical Services, Inc. (core analysis for oil industry) • Postdoctorial scholar at Stanford University • U.S. Geological Survey, Lithium Project • Research Assistant at U.S. Geological Survey • U.S. Marine Corp PUBLICATIONS • List Upon Request EXPERIENCE Dr. Dibble has had a wide range of experience in several fields of geology including mineral exploration, geologic mapping, research and engineering geology. Mr. Dibble has extensive experience in geologic mapping studies and project management. JCP- ENGINEERS 8 GEOLOGISTS, INC. SCHEDULE OF CHARGES AND TERMS PERSONNEL CHARGES Principal $ 75 /hour Project Engineer and Project Engineering Geologist 55 /hour Field Geologist and Engineering Technician 45 /hour Non - Technical Assistant 26 /hour EQUIPMENT CHARGES Automobile MISCELLANEOUS CHARGES $ .40 /mile APPENDIX B Drilling services, printing and reproduction, special and consultant fees, permits, insurance equipment rental and ocher similar project related costs are billed at cost plus 15 percent. RELATIONSHIP BETWEEN CLIENT AND CONSULTANT The Consultant:, JCP- Engineers & Geologists, Inc., is retained by the Client to study the geology and /or subsurface soil conditions and to consult with him regarding his project or problem. The Consultant's services are for the benefit of the Client, but the extent of those services is limited by the funds made available by the Client for the studies. The Consultant has a public responsibility to perform his work in conformance with the accepted standards of professional care, but beyond that must make evaluations of cost versus risk. Where deemed appropriate, the Consultant will present these evaluations to the Client so that he may choose the degree of risk appropriate to this own economic evaluations. Whether or not such consultation between the Client and Consultant takes place, it is recognized that, since the cost savings belong to the Client, so must the risks belong to the Client. Both the Client and the Consultant recognize that., due to the practical economic limitation on the scope of the studies, factors that might have affected some of the decisions may remain undiscovered. WARRANTY The Client recognizes the inherent risks connected with construction. In performing their professional services, JCP - Engineers & Geologists, Inc. will use that degree of care and skill ordinarily exercised, under similar circumstances, by.reputable members of their profession practicing in the same or similar locality. Nu other warranty, exprF,ssed or implied, is made or intended by the proposal for consulting services or by furnishing oral or written reports of the findings made. LIABILITY Our liability to the Client for injury or damage to person or properties arising out of work performer! for the C1 lent and for which lenal Iiahil.lty may he fonnrl to rest uDOn us, other than for orofensionai errors and omissions, shall be limited to our general liability coverage. Our liability for any alleged error, omission or professional shortcoming shall be limited to those acts or alleged acts for which it can be shown that we did not perform with the competence and thoroughness usual to the geology and soil & f.exindations engineering professions. In the event. the Client makes a claim, at law or otherwise, against JCP- Engineers & Geologists, Inc, for any alleged error, omission, or other acts arising out of performance of our professional services, and Client fails to prove such claim upon final adjudication or settlement, then the Client shall pay all costs incurred by JCP- Engineers & Geologists, Inc. in defending themselves against the claim, including, but riot limited to, personnel- related costs, attorney's fees, court costs, and all other claim- reLat.ed expenses. In the event that legal action of any kind arises relative to this study and requires the services of JCP- Engineers & Geologists, Inc., or James C. Prendergast, the fees for such consultinu services will be according to our current schedule of charges and terms. In the event r,,f depositions, at bitrat.inn Yhparings, court appearances, etc., our fees will be $300 for each 4 hour period or portion thereof. We will not. he liable for damage, or injury arising from damage, to subterranean structures (pipes, tanks, telephone cables, etc.) the locations of which are not called to our attention and correctly shown on the plans furnished us in connection with the work performed by us. INVOICES Invoices for our services will be submitted at our option, on a monthly basis or when the work is completed. Invoices will be due immediately, but will not be delinquent if paid within 10 days from which the invoice is dated. If payment is not so made, a service charge will be due on the amount of the invoices at the maximum rate permissible by law from the date of the invoice until the same is paid. If suit is filed, a reasonable attorney's fee, to be set by the court, and other costs incurred in collect- ing any delinquent account, shall be included in any judgment in favor of JCP - Engineers & Geologists, Inc. SAMPLES A11, samples of soil and rock will. be disposed of after issuance of the report unless the Client advises JCP - Engineers & Geologists, Inc. otherwise. Upon request, JCP- Engineers & Geologists, Inc. will deliver the samples to the client, charges collect, or will store them for an agreed storage charg,!. COPIES OF ADDITIONAL COPIES OF PREVIOUSLY ISSUED REPORTS The cost of additional copies of report, previously issued will be determined on a time and material hasis with a minimum of $12.00 for the firFt copy and $5.00 for each additional copy. JCP July 24, 1984 RE: Request for proposal for Geologic Mapping of a portion of Saratoga Dear The Saratoga City '.Council has directed the solicitation of proposals for geologic mapping of a portion of the City. The attached Exhibit A shows the "Proposed Mapping Areas." These are generally those areas with slopes of greater than 10% and not previously mapped. Alternate One is for the completion of the mapping of the entire City and the Sphere of Influence. Exhibit B is a description of the services to be performed. The final report and maps are to be similar in form and basic approach to those of the "Geologic Hazards Analysis of the Upper Calabazas Creek Water- shed" produced for the City of Saratoga, January 20, 1980 by William Cotton and Associates. You are invited to submit a proposal for this work to the City prior to September 3, 1984. Please include your fee for the "Proposed Mapping Areas" and the additional work for Alternate One separately. The fees should be "not to exceed" figures. Sincerely, Robert S. Shook Director of Community Development RSS /RHH /bjc EXHIBIT B DESCRIPTION OF SERVICES TO BE PROVIDED I. CONTRACTOR'S professional services shall consist of the fol- lowing: A. Phase 1 - Initial Project Research 1. CONTRACTOR shall research and compile all basic geologic, soils, ground water and engineering data from published and unpublished sources, and shall make a detailed study of aerial photographs obtained fron the U. S. Geological Survey, the Public Works Department of Santa Clara County, NASA -Ames Research Center and the Fairchild Collection from Whittier College in conection with the Project which has its objective completion of a mapping program specifically designed to identify areas within the City which are characterized by geologic problems. 2. All services required under Phase 1 shall be com- pleted within two (2) calandar months from and after the date upon which the CONTRACTOR is directed to proceed by the City Manager of the CITY. B. Phase 2 - Field Investigation 1. Upon completion of the services required under Phase 1. The CONTRACTOR shall carry out detailed surface map- ping of the Project area as shown on Exhibit A (including/exclud - ing Alternate One). Geologic information will be gathered mainly from natural exposures and road cuts. Access permission will be obtained from land owners prior to entering all private' proper- ties. Subsurface mapping will be augmented by subsurface infor- mation including but not limited to water wells and utility trenches where available. 2. All services required under Phase 2-shall be com- pleted within seven (7) calandar months from and after the date upon which the CONTRACTOR is directed to proceed by the City Manager of the CITY. C. Phase 3 _ Geologic Analysis and Compilation of Final Report 1. Upon completion of the services required under Phase 2, CONTRACTOR shall evaluate and finalize all of the geologic and engineering field technical data and draft the same on the City's 200 -scale topographic base maps and provide the CITY with a final geologic report describing the bedrock geology, the surficial geology, the geologic hazards and the general geotechnical aspects of the City. Each map described below will be accompanied by a short written text or table describing their specifications and limitations. 2. CONTRACTOR shall furnish CITY with twelve (12) 1 copies of the final report and one (1) set of reproducable (Mylar) geologic maps for each of the following: a. Geologic Map - Showing the distribution, structure, age and description of the major bedrock formations and surf icial deposits which would include thick soils, stream sediments, col luvium, slope wash, artificial fill ' and others. b. Ground Movement Potential Map - Showing rela- tive stability or movement potential of the ground in its natural state based on the factors of geology and topography that are apparent at the time the study is conducted. 3. The final report, geologic map and ground movement potential map shall be in the same format as, and compatible with the "Geologic Hazard Analysis of the Upper Calabazas Creek Water- shed" by William Cotton and Associates. 4. All services required under Phase 3 shall be completed within nine (9) calandar months from and after the date upon which the CONTRACTOR is directed to proceed by the City Manager of the CITY. II. All research data, maps, written text, tables, analysis or other documents required or requested to be furnished by the CONTRACTOR under this Agreement shall become and shall remain the sole property of the CITY. III. In connection with the performance of the professional services described above, the CONTRACTOR shall be responsible to the City Manager. The CITY shall furnish to the CONTRACTOR all data available in public offices, and the CITY shall cooperate with the CONTRACTOR in all ways to permit expeditious accomplis- hment of the services required to be performed by the CONTRACTOR under this agreement. IV. As part of the professional services to be rendered, and without additional compensation therefore, the CONTRACTOR shall consult with and attend a reasonable number of meetings of the City Council, Planning Commission, and with members of the Administrative Staff of CITY, as required in connection with the work of and the completion of the Project. V. The CONTRACTOR at his sole expense_ shall maintain in full force and effect general personal injury and property damage liability insurance and automobile liability insurance with liability limits of not less than $300,000 for the injury or death of any person in any one occurrence and not less than $200,00 property damage in any one occurrence. 2 TTEALTERWA N E/ lou-S Y A Pi ED 0 P M-AP-PING CITY OF ARE, �, TOG SCALE •1200** Ay.. E.- A EXHIBIT A GROUND MOVEMENT POTENTIAL STUDY AREAS EXHIBiT A MENT POTENTIAL Y EA'S,,- • RESOLUTION NO. 2151.15 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA INCREASING APPROPRIATIONS-AND AMENDING THE 1984 85 FISCAL YEAR BUDGET WHEREAS, -it is recommended that the following adjustment be made increasing.the present budget appropriations: NOW, THEREFORE, BE IT RESOLVED, that the budget of the City of Saratoga adopted by Resolution 2151. and 2151.1 be amended as follows: Transfer: $2,800.00 from general ledger account 30 2900 Revenue Sharing fund balance available, to general ledger account 30 2940, Revenue Sharing appropriations. Subsidiary: Fund 30. Revenue Sharing Program 955 Geologic Hazards Analysis Purpose: To increase appropriations to the bid amount for the geologic hazards analysis proposal. The above and foregoing resolution was passed and adopted at a regular meeting of the Saratoga City Council held on the day of _ ,by the following vote: AYES: NOES: ABSENT: ATTEST: Mayor 0 City Clerk AGENDA BILL NO: -7 I DATE: 11/30/84 DEPARTMENT: FINANCE Dept Head City Atty: City Mgr : SUBJECT: Liability and Excess Liability Insurance Policies. Issue Summary Our general liability and excess liability insurance policies are being cancelled by our current carrier. We consequently need to renegotiate these policies. We have only located one carrier who is willing to quote us rates on the coverage. The new policy will require our appropriating an additional $111,715.00 during the current fiscal year. Recommendation Either accept staff recommendation as to the deductible and excess liability levels,.or determine them by Council action. Direct staff to complete negotiations for the new policies. Approve the attached appropriation increase. Fiscal Impact Additional costs for the current fiscal year are estimated at $111,715.00. Exhibits /Attachments Staff report Appropriation increase resolution. Council Action 12/5: Approved new insurance and appropriations Resolution 2151.16, 5 -0. 1 o� O �. �, ��� CITY = � � • .� of SARATO GA REPORT TO MAYOR AND CITY COUNCIL DATE: COUNCIL MEETING: SUBJECT:Liability and Excess Liability Insurance Policies 11/30/84 12/05/84 As noted in Wayne °s November 21, 1984 memo (attached), our general liability and excess liability policies are being cancelled by our current carrier, United Pacific /Reliance. This action is not related to anything the City has done, but instead is the result of a number of insurance companies withdrawing from the municipal insurance market in California. Our insurance agent, Dan Abbey, has searched extensively for other carriers, but unfortunately has only been able to locate one who was willing to give us quotes, the Chicago Insurance Co.. The rates quoted on the general liability policy include a deductible, which we have never had before. Consiquently, we will have to appropriate funds to cover payments on the deductible as well as the payments for the actual policy. The rates quoted, for the various deductible and excess liability coverage levels are as follows: $500,000.00 General Liability Policy Premium Deductible $64,000.00 $5,000.00 68,106.00 2,500.00 73,715.00 1,000.00 80,125.00 500.00 1 Excess liability (from $500,001.00 to $10,000,000.00 or $15,000,000.00) Premium for $10,000,000.00 $41,500.00 Premium for $15,000,000.00 $44,500.00 We are estimating between 10 and 15 claims where we will have to pay the deductible. Based on this estimate the $1,000.00 deductible option appears to be the least expensive (see exhibit A). Also, since the additional $5,000,000.00 of coverage on the excess liability policy will cost only an additional $3000.00 we are recommending the $15,000,000.00 option. Based on the above we will need to increase appropriations during the current fiscal year for the following: New general liability policy cost $73,715.00 Less refund on cancelled policy (1/2 year) (15,000.00) New excess liability policy cost 44,500.00 Less refund on cancelled policy (1/2 year) (6,500.00) Appropriation for deductable payment 15,000.00 Total appropriation increase $111,715.00 2 EXHIBIT A The following is a comparison of the cost of the basic liability policy, based on 10 to 15 deductible payments. Deductible Deductible Payments Total Payments Level Premium 10 Claims 15 Claims 10 Claims 15 Claims $5,000.00 $64,000.00 $50,000.00 $75,000.00 $114,000.00 $139,000.00 2,500.00 68,000.00 25,000.00 37,000.00 93,000.00 105,500.00 1,000.00 73,715.00 10,000.00 15,000.00 83,715.00 88,715.00 500.00 80,125.00 5,000.00 7,500.00 85,125.00 87,625.00 3 ay 91,1- 13777 FRUITVALE AVENUE • SARATOGA, CALIFORNIA 95070 (408) 867 -3438 November 21, 1984 Memorandum to City Council From: City Manager COUNCIL MEMBERS: Linda Callon Martha Clevenger Virginia Laden Fanelli Joyce Hlava David Moyles Subject: Cancellation and Renewal of General and Excess Liability Insurance Coverage ------------------------------------------ - - - - -- On November 7th, we were notified by our liability insurance carrier, United Pacific, of intent to cancel our liability coverage on 30 -days' notice. This notice came without warning, and it is now apparent that we are one of many cities in California and throughout the nation which are suddenly facing similar problems. Since that notice, our insurance representa- tive, Dan Abbey, has been searching extensively for another carrier. I have received word today that he has found a carrier, The Chicago Company, who is willing to write a liability policy but at a premium substantially higher than the United Pacific policy. Here are the details: Reasons for Cancellation Upon receiving notice of cancellation, which came as a surprise, Dan Abbey contacted the San Jose representative of United Pacific. He was told that the company is embarking in new directions under a new president and is withdrawing from the municipal insurance market in California. The facts are that the company has had to set -up some $885,000 in reserve for 28 claims now open against the City of Saratoga. Most of this amount, $750,000 has been put in reserve on the Dan Burry estate claim. Even so, United Pacific has not suffered even one dollar of paid losses for the City of Saratoga. A copy of the letter to Dan Abbey from George H. Rule, Branch Manager of United Pacific, is attached for your information. We have.learned that the municipal insurance market in California and throughout the nation has contracted sharply in very recent months. I contacted League of California Cities to advise them of our situation and learned that we are one of many cities in the state experiencing the same problem. The League is now running a survey on municipal insurance among its members. The number of insurance carriers willing to write municipal liability policies in California has contracted from more than. 40 to a mere handful. Several cities in Orange County have received cancellation notices from their carriers in the same manner that we have. While in California we may have a particularly adverse Memorandum to City Council Page 2 condition resulting from the concept of "joint and severable liability ", the problem also extends throughout the nation. Attached are several articles from different journals including the American Society for Public Administration Newsletter describing what has been happening in the past several weeks. Saratoga IS a Very Good Risk As part of our efforts to change the position of United Pacific or attract other underwriters, I provided Dan Abbey with copies of the recent U.C. Berkeley Institute of Traffic Safety study and analysis which gave the City very high marks on traffic engineering. Although insurance companies responded that this was very strong evidence of the City's insurability, it did not alter the position of United Pacific nor did it seem to make much impression on other underwriters. Nevertheless, compared to other cities, Saratoga has an outstanding record for low actual losses, and our maintenance and risk managment programs are sound. The last actual loss experienced by the City was paid by the Travelers Insurance Company in an out -of -court settlement on the death of the Prospect High School student in 1980. Terms of the New Policy Dan Abbey has received a quote from The Chicago Insurance Company through H & W Brokerage Services for a basic general liability policy with a $500,000 limit at a minimum_ cost of $64,100. This minimum cost includes a $5,000 per occurrence deductible. Our existing United Pacific policy provided $500,000 coverage with no deductible at a cost of $33,000. The Chicago quote includes options for lower deductibles down to a minimum of $500 per occurrence at a premium cost to the City of $80,125. In addition to the basic general liability, the City carries excess blanket liability with United Pacific for losses up to 15 million dollars. We have not received a quote at this time for replacement of the excess liability coverage. However, Dan Abbey is awaiting word from The Chicago Insurance Company for this coverage. I understand The Chicago intends to offer a quote but that the premium may be at least double our present premium which is $13,000. A copy of Dan Abbey's letter to me is attached for your information. What Action Steps Should We Take? 1. The first and most important objective is to secure a replacement policy for the United Pacific policy. Through Dan Abbey's hard work and many contacts, we have found one Memorandum to City Council Page 3 company willing to write a policy for the City of Saratoga at substantially higher (perhaps $45,000 or more) annual cost. The timing of the Notice of Cancellation could not be worse. We are in the midst of widespread major contraction in the municipal insurance market. Dan Abbey has been successful in pointing out to United Pacific that California statutes requrire 60 -day notice of cancellation instead of the 30 -day notice given to us by United Pacific. The actual termination date of our present policy, therefore, is January 8th, not December 8th. However, time is very short, and the market is not good. The prudent thing to do is accept the policy quotation offered by The Chicago Company, depending only on their quotation for the excess liability coverage. 2. I have brought our circumstance to the attention of other cities through the Santa Clara County City Managers Association. Of the 15 cities in Santa Clara County, Saratoga is one of only a handful who are not self- insured. Those cities who are self - insured, of course, are not facing this problem. None of the other commercially- insured cities have yet received notices of cancellation but have been notified of substantial increases in premiums. Since the problem is not shared among the larger cities who are self - insured, we are not likely to get much support on this issue from them. It is possible that renewed efforts among the smaller commercially- insured cities will be made to establish a pooled, self - insurance program. It is too early yet to anticipate that, however. I would not recommend the City of Saratoga, with its limited resources, attempt to self - insure on our own at this time. 3. The League of California Cities is taking an active interest in the problem throughout the State. A number of cities in southern California have similar problems. League is undertaking surveys gathering information now. It is quite possible, perhaps likely, that the League will mount a campaign again this year to modify or eliminate the joint and severability liability concept. This "deep pockets" invitation is by far the largest factor in our recurring insurance problems. Last year, the League sponsored S.B. 525 (Foran) which would have limited the joint and severable liability policy. It did successfully pass the Senate, but died in the Assembly when Willie Brown restructured the Assembly committee hearing the bill at the Memorandum to City Council Page 4 last possible moment in order to defeat it. The trial lawyers' lobby is very strong in its opposition to changing the joint and severable concept as some of you may know. Nevertheless, I would urge the City Council to set a policy favoring the elimination or reduction of the joint and severable liability concept and that we work actively with the League of California Cities and other cities to convince our legislators of the necessity for making reasonable modifications. I believe there is a very real possibility that unless something is done to limit joint and severable liability soon, the municipal insurance market in California could completely disappear. W. Derfietz jm cc: Hal Toppel Attachments UNITED PACIFIC/RELIANCE INSURANCE COMPANIES r, SAN JOSE BRANCH: SUITE B -120, 1101 WINCHESTER BLVD. • SAN JOSE, CALIFORNIA 95128 •ir AC 408- 246 -9300 November 12, 1984 Mr. Maury Gohmann Mr. Dan Abbey Saratoga Insurance Agency P.O. Box 928 Saratoga, CA 95071 Re: City of Saratoga, Experience Dear Maury and Dan: In accordance with your request for a more detailed information in regard to the poor experience for this account, I have made a complete review of outstanding claims with our Claims Department and find the following: 1. We have 28 claims that are open at this time. 2. All claims were received and opened during the year of 1984. 3. We presently have incurred losses of $885,300 represented by the 28 claims. 4. One of the claims will exceed the limits of the primary policy. 5. Two of the other claims have a potential of exceeding the primary limits on the policy, but are being investigated at this time. As you can see from the foregoing, Maury, it is impossible for us to continue to stay on this account because of the adverse experience developed during this year. As you know, we have issued cancellation notice on the umbrella and we will be issuing cancellation notice on.the package on November 15th unless you are able to move the liability coverages and the umbrella coverage by that date. If I can be of any further service in regard to this matter, please call me. Sincerely, George H. Rule Branch Manager GHR /tg UNITED PACIFIC UNITED PACIFIC RELIANCE PLANET INSURANCE COMPANY LIFE INSURANCE COMPANY INSURANCE COMPANY INSURANCE COMPANY ADDRESS CORRESPONDENCE TO: P.O. BOX 5037, SAN JOSE, CALIFORNIA 95150 2 November 1, 1984 r q x x � ,;�? `s � • +.: ,,y,. A s�� t •� i �i C b 9 1"� { 6 s 7 � t J Risk managers in localities across the coun- A lot of insurers didn't appreciate their vul- of some classes of business entirely to stem to become a seller's market instead of a buyer's try are beginning to sec drastic changes in the nerability, Chapman said, and underpriced the their underwriting losses, which have hit market." ' cost of liability insurance as insurers raise rates public officials and police professional liability historic highs this year. Insurers remaining in the market are now from between'15 percent to as much as 400 coverages. The legal climate and specific court rulings charging more for coverage. Percent. "There are so few who understand the poten- also have broadened public entities' liability The city of Santa Ana, Calif., a community The jump in premiums is caused by a number tial exposure of the business itself," Chapman "1 exposures, which has produced more claims of fewer than 220,000 about 35 miles south of of factors, including the increased cost of law- said. think they all got burned." "The and losses. . Los Angeles, was hit this year with a 220 per - suits against local governments and the original biggest factor is the product has been Municipalities are a special class among cent increase in the premium for a com- undcrpricing of insurance policies that cover terribly underpriced and poorly underwritten special classes when it comes to insurance, "The prehensive government liability policy that in- everything from earthquake damage to work- by most companies," said Jim Bliss, president Bliss said. laws are unique, arcane and eludes public officials and police professional men's compensation for firefighters andpolice- of wholesale brokerage for The Bliss Group changing rapidly," he said. liability coverage, said the city's risk manager, ant- Co. and president of the Governmental In- The frequency of lawsuits against public left Stevens.' insurance officials and law enforcement personnel is up For the c Beet city One of the largest (actors behind the tighten - includes about thrce down cities and counties 400 percent in the past 5 years, Chapman said. paid $315,6255 for $60 million in co ing of the market is the extent to which public Chapman says, however, the biggest factor And the cost of defending suits is more than from $97,250 for $50 million in 1983. entity liability insurance was underpriced. in the public liability market is the contraction "The me insurance industry anticipated, Chapman The insurer also doubled the city 's self- . Two years ago, there was a lot of compcti- r f the reinsurance area. mason market- said. Out of every $4 paid out on lawsuits, $3 insured retention to $200,000 from $ 100,000. ' lion in market, said James W. Chapman, via iras collapsed is the lack of reinsurance," he goes legal costs and only $l goes to the Some increase in premium was expected be- president of governmental programs for Markel se.id. if plaintiffs, he said. cause two non -police claims were settled earli- " Services Inc., a broker and managing general Reinsurers are increasing their rates on the .-.. . . er this year for a total in excess of $1 million,- ' agent in Richmond, Va. - ... ., co,itracts they renew this fall and will pull out An insurer that dropped out of the market last Stevens said. But, he said he was.surprised by ' January said its losses in the public entity liabil- the size of the increase and worked a month ■ i n Tex �,° .� ®v E Prison ity market coverages were less than those in other liability lines, but it found it increasingly trying to find a better rate, but was unsuccess- ful. - WWW��� v+ difficult to find municipalities that would insolvency funds, asbestos claims and the ■ i. <'_ • ': - .': • . = p °��° ®� s* 66 " a 'es ■ ®per "l ®� accept policies written by non - admitted iasur- ers because such policies are not protected by legal costs of settling of claims are cited as majorreasons in the major changes occurring in , 16[8 oar �i d 8 , ,., :.. , guaranty funds and are not subject to state rate the public liability insurance market, according ' " , :: •• and form regulations. - to De Roy C. Thomas, president of the National . , . A study underway at the Federal Correction- them to mix during daily activities. In the first ' - ''' " '- As a result, the insurer, whose representa- Association of Casualty and Surely Executives al Center -Ft. Worth (Texas) has found that decade of this century, a national movement to anonymity, anticipated a prob-: tives requested anon mi (NACSEe: ; .'. . sexually integrated prisons are no longer Y B P g 'experimental--­and, protect women in prisons led to the establish - lem in maintaining the necessary volume to Another major problem that will outlive any they work. At present, the mcnt of separate facilities.... , , keep reinsurance treaties that supported the market turnaround is the deterioration of work-, _ federal Bureau of Prisons operates three co- a Mahan found there is a tendency for wadi- Program and decided to drop out of the market - ers compensation results, Thomas said. "Be- corrections centers across the United States: Lexington, Ky., Pleasanton, Calif., and Ft. tional male /female relationships to be es -. tablishcd in sexually integrated prisons. For The company joined six other rums that no ' cause of baffling increases in frequency and severity of injuries as well as inadequate pric- Wroth •:• - - example, courtly relationships between older longer issue public liability insurance. ing, the workers' compensation industry's A co- cormtions facility is an adult penal males and younger females are common among The exodus of these insurers'has made it combined ratio (of profits to insurance costs) institution which has as its purpose the custody prisoners, but older females pairing with youn- more difficult for public risk managers to gel has moved from 104 in 1982 to 122 this year,". ' of sentenced felons under a single administra- ger males is rare. ., - ,;, competitive bids on the coverage they need: he said. - • . ' lion and having areas in which male and female Violence is greatly reduced in co- corrections Getting competing bids for excess cover for Aside from reviewing a wide range of in -' prisoners are present and interact. Other correc- centers. Some women prisoners admit that the his self- insured liability and property program surance options with your agent, public liabil - tions institutions where men and women arc prison compound is far safer than the neighbor - was a problem for Allen Hyman, risk manager ity specialists such as Bill Lilly of Fred S. both held, but kept separate are not included. hoods they lived in outside. in Corpus Christi, Texas, and president of the James and Co., suggest local governments At SCI -Ft. Worth, all spheres of the daily The number of primary relationships be- Public Risk and Insurance Management Association (PRIMA)- He queried at least six band together to share insurance expenses. "I thinkwe'll secalotofgovemnients going routine are integrated. Women work on landscaping, for example, and men are [wean inmates is greater than in anti- sexual in- slitutions.Many prisoners are involved in day- olitowhatthelosses assigned to cosmetology. Residence units, to-day relationships with a person of the op- othersne erres;nded.usedtoquoteandtwo others never responded. Two years ago, people would jump at this aregoingupoutofproportion are in mot cases Lill d. "It's like the are in most casts," Lilly said. "It's like the however, are strictly off limits to inmates of the —= ... posite sex known as a "walkie." Policy at the business," Hyman said. "Now they are lying situation was 10 years ago when so many gov- opposite sex.' . • - •' . -. Ft. Worth prison policy strictly limits the 800 person facility strictly limits the physical contact between them, but there is no limit to back..The tide is finally taming and it is going emmental pools were formed." amount of sexual integration. "When walking, the warmth and affection "walkies" can sham m standing or sitting upright on benches, men and while incarcerated together, Mahan found. " women may hold hands. All other physical When the arc released, however, federal �� contact is prohibited," according to the rules. parole policy prohibits associations with anoth- In some states with sexually integrated pris- er former prisoner. In this system, "waWe" - 1 •' ^ . y Thomas D. Lynch has joined the Florida ons. co- corrections policy limits sexual be- relationships are often supportive, oriented to t f Iasi g �. Atlantic University faculty as professor of pub- haviortothatconsidered— appropriatein public the present, and intense. In addition, there is a g ace: e' t 1�krr; lie administration in the College of Business places... - tendency on the part of prison administrators 6'h,+ r and Public Administration. He also will be con- In 1974, preliminary studies of co- and staff to "overmanage" in an effort to pre- x ducting research in FAU's School of Account -. corrections centers in the U.S. followed the vent illicit sexual activity. �+ '^ rr' ing... inception of a number of sexually integrated Ironically, there are a number of couples at prisons in the country in 1971. Behavior and FCI -Ft. Worth who are married before being l Paid G. Oswell has been elected president of personality studies done at FCI -Ft. Worth in sent to prison for crimes they committed ar the National Association of Reimbursement a 1974 have been supported in an evaluation together, Mahan said. These crimes include a G4, ;y} !#x Officers (NARO). completed this year by Sue Mahan, an assistant counterfeiting, drug dealing, and bank rubber- professor ofcriminal justice at the University of ies: `+ ' t Joseph D. Leven of Newton,'Mass., has Texas at El Paso. Her study was done on con -Kee Contrary to the 1974 research, the present t � • F' joined General Electric's Aircraft Engine ' j B• tract with the federal Bureau of Prisons. A study has not supported the finding that ,;tr"' r >< Group in Lynn, Mass. as a senior management complete report is expected to be published in homosexuality is almost eliminated in co- analyst. early 1985. corrections centers. Violent male homosexual- ' a e o o Before 1900, many prisons in the United ity is virtually nonexistent, but consentual Michael V. Reagent, commissioner of the - States had men and women in the same facility,. homosexual activities have not been eliminated Iowa Department of Human Services, has been but housed them separately and did not allow among men and women. a` selected as the 198485 chair of the Iowa Health CoB n��0� ®���� ��e�'���� Data Commission. The commission, s- tablishcd by the Iowa Legislature, gathers, W C1H r compiles and distributes information on health As PAR Editor-in'—Chief ' " t care for consumers and health care providers. IleisapastpresidentofthelowaCapitolChap- Chester A. Newland's appointment as pp however, unlike other presidential appoint- Douglas M. Fox has opened a management consulting service evaluating all aspects of ter of ASPA. • o ` editor -in -chief of Public Administration Re- ments, required the approval of the National lice administration and operations. His serv- view has been ratified by the ASPA National Council. ice, called Police Management Associates, is Alfred Santiago, academic counselor with ' Council. Newland was named last month by ASPA The vote to ratify Newland was unanimous headquartered in Sandy Hook, Connecticut. the Academic Foundations Department/ Educational Opportunity Fund Program of President Bradley 11. Patterson, Jr. to succeed among Council members voting in the special mail ballot • 0 0 Maurice A. East has ban named dean of the Rutgers University- Newark, has been awarded Louis Gawthropof Indiana University who res- " George Washington University School of Pub a fellowship for adanred training in public ad- Ox the post after heading PAR for seven Newland will assume his duties December 1. lie and Intemational Affairs, effective January ministration careers by the National Urban Fel- W-- - Httrerson's appointment of Newland, • His initial term is for three years. 10,1984'. lows, Inc. program. INSURER INSOLVENCIES EXPECTED TO INCREASE - -At the joint conference F` J F, of the National Association of Casualty & Surety Executives and the ;, National Association of Casualty & Surety Agents, speaker Joseph D. Sargent, managing partner of Conning & Co., predicted an increase in the number and size of insurer insolvencies. Sargent also predicted that the bulk of insolvent companies would be reinsurers. (The Journal ` of Commerce, 10/11/84) LIABILITY MARKET SHRINKING FOR PUBLIC ENTITIES - -Seven insurers that F, wrote public officials and police professional liability coverages have left the market over the last 18 months. The remaining insurers .. are raising rates 15% to 400% on comprehensive general liability policies. Tightening the market are stricter reinsurance conditions, growing underwriting losses and legal decisions that have broadened the exposure of municipalities. (Business Insurance, 10/8/84) EXXON HALTS UNDERWRITING OF COMMERCIAL REINSURANCE -- Despite modest profits, Exxon Corp. has decided to leave the commercial reinsurance market after five years of doing business. Exxon ordered its three freinsurance operations to stop accepting new business as of October 1. r (Business Insurance, 10/8/84) HARTFORD FORMS INTERNATIONAL SUBSIDIARY - -The Hartford Insurance Group has formed a subsidiary to expand international property and casualty and reinsurance coverages to U.S. -based multi - national and foreign corporations in the Far East and Pacific markets. The new company will be known as Hartford Fire International Ltd. (The Journal of Commerce, 10/16%84) USF &G COMMERCIALS TO LOOK FOR - -USF &G commercials will be shown during the following network college football programs: 10/27 Penn State vs. West Virginia ESPN h: 11/3 Missouri vs. Oklahoma ESPN two years during which the new CGL has been developed. Mr. Gilbert spoke on the his- torical development of the new product, em- phasizing the conflicting interests which had to be resolved during that development. (See story, page 4.) Richard R. Savage, ISO's senior vice -pres- ident, insurance lines, who has headed the ISO staff effort in the development of the new CGL, also attended FWAC. Agents The 1984 Far West Agents Conference was chaired by John E Solon, CPCU, of LaBow, Haynes in Bellevue, Wash. The vice - chairman was Glenna Androus who operates her own insurance agency in Yuba City, Calif. The program chairman was Thomas A. Grau, CPCU, CIC, of the Century Agency in Great Falls, Mont. Companies The committee of ISO- affiliated insurers was chaired by Michael R. Hoy, Western divi- sion underwriting officer for the Kemper Cos. The other committee members were John A. Bushnell, senior vice - president, United Pacific/ Reliance Co.; Ole B. Christen- sen, resident vice - president, Royal Insurance Co.; George A. Eagleson, vice - president, Hartford Insurance Co.; Richard Earley, assistant vice - president, Aetna Life and Casualty; Ken Fujino, underwriting executive, Fireman's Fund Insurance Cos.; Roger W. Gilbert, president, Great American -West; Jim Lett, assistant vice - president, Unigard Insur- ance Group; John S. Plis, zone vice - president, INA /Aetna; John E. Riley, senior vice- presi- dent, Safeco Insurance Cos.; Daniel L. Stevens, senior vice - president, Mission Insur- ance Co.; Glenn Thomas, vice - president, In- dustrial Indemnity Co.; Cliff Teigen, vice - president, Transamerica Insurance Co.; and Tony Warren, vice - president, Continental In- surance Cos. Comptroller Approves More Interstate Bank Apps WASHINGTON, D.C. — Four more banks have received preliminary approval to set up some 24 limited service banks in states outside their home territory. C. Todd Conover, U.S. comptroller of the currency, said the four banks received the ap- proval, pending approval of the Federal Re- serve Board and final clearance by the comp- troller. Banks They are: Rainier Bancorp. of Seattle to set up a non -bank in Monterey, Calif.; Bank of Boston Corp. for a bank in Chevy Chase, Md.; First National State Bancorp. of New- ark, N.J. for a bank in Solebury Township, Pa.; and Irving Bank Corp. of New York for a bank in Cincinnati. The latest action follows tentative approv- als given last week that indicated the willing- ness of Mr. Conover to charter the controver- sial non -banks or consumer banks. (Under- writers' Report, Nov. 8.) Kin \ /FAACMD 11 1064 V Marquardt Cites Unigard /Hanseco Deal As Responsible Industry Action To Save Company SAN FRANCISCO — The recent acquisi- tion of Unigard Mutual Insurance Co., a Seattle -based property /casualty insurer, by Hanseco Insurance Co., of Boston, was cited as an example of the industry coming toge- ther to find a buyer for a company in need of financial strengthening, by Washington In- surance Commissioner Richard G. Mar- quardt in a luncheon address to the Far West Agents Conference here Monday. He cited the effort involved in obtaining approval to demutualize Unigard in order to convert the company from a mutual to a stock company for the purpose of the sale. (Underwriters' Report, Oct. II.) The conversion is believed to be the largest demutualization of a property /casualty com- pany in the country, he said. Solvency Number -One Concern Commissioner Marquardt emphasized that carrier solvency remains the number -one concern of regulators throughout the coun- try. "We'll be talking about it again when NAIC meets next month in Washington, D.C.," he said. He said a primary responsibility of regu- lators is to monitor the financial condition of companies, but in the present environment of budget- cutting by the states, that job becomes more difficult. The Washington Department had 26 staff cutbacks last year. "We are not doing the job we once did;' he said, because of staff reduc- tions and the inadequacy of Department sal- ary levels. His Department, however, has taken some decisive actions to keep abreast of company financial activity, including a letter to mem- bers of insurers' board of directors stating that the Department considers them respon- sible for the affairs of the company they serve. That letter has gone to all 51 domestic com- panies in Washington, he said, adding he understands that almost all state Insurance Departments have adopted a similar letter on management responsibility directors. He also has a solvency letter for agents and brokers as respects management of agencies. Consumer Complaints While the Washington Department re- ceived some 135,000 consumer complaints, he said the Department is not quick to jump to any conclusions because "the company has not had its day in court." He encouraged producers to follow their companies' activities closely, suggesting that a delay in making claims payments, as an ex- ample, might indicate some financial prob- lems. As to the future, he said the Department will seek budget increases based on the fact that it represents the fourth- largest source of revenue for the state. The Department will also seek higher fi- nancial requirements for formation of com- panies in the state, he said. Endorsement For Elections Commissioner Marquardt opened his re- marks with a strong endorsement for the elec- tion, rather than appointment of commis- sioners. Appointed commissioners, he main- tained, "never stir things up as they should" As an elected offical, he said, "we stand in the public's shoes" to assess the solvency of insurers and the reasonableness of insurance rates. He feels that the office of insurance com- missioner should be non - partisan, instead of attracting candidates by political party affilia- tion. an Municipal Insurance Being Cancelled By HEINZ J. PULVERMAN LOS ANGELES — City News Service was quoted in this week's Daily Journal, to the ef- fect that 12 Orange County cities — Cypress, Irvine, Laguna Beach, La Palma, Los Alami- tos, Orange, San Clemente, Stanton, Tustin, Villa Park, Westminster, and Yorba Linda = will lose their liability insurance coverage on Dec 12, due to the withdrawal of Mead Rein- surance from the market. Orange County Risk Management Agen- cy's Ross Oliver said that since fewer compa- nies are now underwriting municipalities, pre- miums are likely to be higher, but the cover- age is available. Deep Pockets He cites the fact that many carriers have stopped writing liability insurance on Cali- fornia cities because of the doctrine of joint - and- several liability now being enforced by the courts here. Under this theory, cities (and their insurers) have become deep pockets in lawsuits and have had to pay 100 per cent of judgments in which they were found liable for only a smaller percentage of negligence (sometimes as little as 5 per cent, but co- defendants — usually the actual perpetrators — were without insurance or assets to satisfy jury awards. Some such awards by overzealous juries were so outrageous that many carriers no longer feel that cities in this state are viable risks, but some other states have encountered similar problems. Arizona, Colorado, and Michigan were named as being in the same league. The City of Santa Ana, which is not repre- sented by the Orange County agency, also has seen its premium more than double at the last renewal, according to its risk management of- fice. SARATOGA INSURANCE SERVICE INCORPORATED 12901 SARATOGA AVENUE, SUITE 1 POST OFFICE BOX 928 SARATOGA, CALIFORNIA 95070 TELEPHONE (408) 253 -7720 CITY OF SARATOGA 13777 FRUITVALE AVENUE SARATOGA, CA. 95070 ATTN: WAYNE DERNETZ RE: PACKAGE AND UMBRELLA POLICY Dear Wayne, As you and I are both aware, with the doctrine of joint -and- several liability the courts are enforcing claims against municipalities like never before. Over- zealous juries are awarding outrageous settlements and driving most insurance companies out of the municipality market. Unfortunately, the United Pacific is one of them and has decided to send cancellation on our package and excess liability policies. Attached is a letter from the branch manager explaining their position. As you can see there is almost $900,000.00 in claims the company feels they may have to pay. In our opinion this is not the fault of the City, but of the times. We have become the ''deep pockets'' in settlement of lawsuits where it is difficult to show any percentage of liability , but could be responsible for 100% of the claim. We were able to have the United Pacific continue to handle the property and automobiles for the City, but the general liability and umbrella must be placed with another carrier. After contacting the City's previous carriers (Travelers and INA) without success, we started contacting specialty markets. The only company we were able to receive a quote from was The Chicago (A+ rated and part of Fireman's Fund). We were turned down by offices in San Jose, San Francisco, Los Angeles, and a comapny in San Antonio, Texas has shown little interest. The following is the quotation we received from H & W Services through Chicago: LIABILTY FOR $500,000. ON ALL QUOTES Premium Deductible $64,100.00 $5,000.00 68,106.00 2,500.00 73,715.00 1,000.00 80,125.00 500.00 EXCESS LIABILITY OVER $500,000. TO $15,000,000. MIDLAND INSURANCE TO FOLLOW CHICAGO INSURANCE TO FOLLOW I realize these premiums are substantially higher than present, but it appears to be the only game in town. { F We were advised that the umbrella figures should be here by the first part of next week and we will advise you immediately upon receipt. Regards, `4' Dan S. Abbey DA: do RESOLUTION NO. 2151.16 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA INCREASING APPROPRIATIONS AND AMENDING THE 1984 85 FISCAL YEAR BUDGET WHEREAS, it is recommended that the following adjustment be made increasing the present budget appropriations: NOW, THEREFORE, BE IT RESOLVED, that the budget of the City of Saratoga adopted by Resolution 2151, and 2151.1 be amended as follows: Transfer: $111,715.00 from general ledger account 21 2909 general fund balance available, to general ledger account 21 2940, general fund appropriations, Subsidiary: Fund 21 General Fund Program 140 City Insurance Purpose: To increase appropriations to cover the cost of new basic liability and excess liability insurance policies. The above and foregoing resolution was passed and adopted at a regular meeting of the Saratoga City Council held on the 5th _day o f December, 1984. --,by t h e following vote: AYES: Councilmembers Callon, Clevenger, H1ava, Moyles and Mayor Fanelli NOES: None ABSENT: None ATTEST: PutY City Clerk ,t Mayor