HomeMy WebLinkAboutCity Council Resolution 13-071 Approving Tree Risk Management PolicyRESOLUTION NO. 13-071
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA
ADOPTING A TREE INSPECTION AND RISK MANAGEMENT POLICY
WHEREAS, the City of Saratoga has a thriving urban forest and has been designated as
a "Tree City USA "; and
WHEREAS, the City of Saratoga is committed to responsible stewardship of trees in the
City; and
WHEREAS, the attached Tree Inspection and Risk Management Policy was developed
by the City Arborist in consultation with other tree management professionals.
NOW THEREFORE, the City Council of the City of Saratoga hereby adopts the
attached Tree Inspection and Risk Management Policy.
PASSED AND ADOPTED by the City Council of the City of Saratoga on this 6"' day of
November 2013 by the following vote:
AYES: Mayor Jill Hunter, Vice Mayor Emily Lo, Council Member Howard Miller,
Manny Cappello
NOES: None
ABSENT: Council Member Chuck Page
ABSTAIN: None
4 ,�
Jilf Hunter, Mayor
ATTEST:
Q ryC> DATE: t 1 Bothelio, City Clerk
TREE INSPECTION AND RISK MANAGEMENT POLICY
I. PURPOSE
This policy establishes guidelines and procedures to inspect and manage City
trees in order to promote the health, safety, welfare, and quality of life for all city
residents and visitors. Private trees are not subject to this policy and shall be
under the care and responsibility of the private property owner.
II. AUTHORITY AND RESPONSIBILITY
This policy was adopted by the City Council on November 6, 2013 for use in the
management of risk for City trees. Inspection of City trees shall be the
responsibility of an Arborist certified by the International Society of Arboriculture
under the direction of the Public Works Director. The Director is responsible for
maintenance, removal, replacement, and planting of City trees and may delegate
that responsibility in writing.
III. DEFINITIONS
For the purposes of this policy the following definitions shall apply:
A. Arborist: a person designated as such by the Director of Public Works who
has demonstrated knowledge and competency by holding a current
International Society of Arboriculture arborist certification.
B. City tree: Any tree that is located in the areas described in Appendix A and B.
All other trees are Private trees.
C. Director: the Director of Public Works or a person designated as such in
writing by the Director of Public Works.
D. Inspection. An inspection of a tree using either the Level 1, Level, 2, or Level
3 assessment methodology summarized in Appendix C.
E. Private Trees: Any tree on private property or on a City street or right of way
other than those specified in Appendix A and B .
F. Risk Manager: The City Manager or person designated by the City Manager
as Risk Manager.
G. Target: People, objects (e.g. vehicles, structures, etc.) or locations that could
be subject to damage by a tree. Target also includes conditions that pose an
imminent risk of injury or damage to persons or property by all or part of a
tree (e.g. tree root raising a sidewalk to create a tripping hazard).
H. Unsafe Condition: Any circumstance in which there is an imminent risk of all
or part of a tree falling or otherwise acting on a target in a manner that would
pose an imminent risk of injury or damage to persons or property.
IV. Tree Inventory
The Director shall develop and maintain a tree inventory listing the following
information for each City tree:
Species of tree, diameter at 54 inches above grade (diameter at breast
height or DBH), and global positioning system location of tree
The inventory shall be completed by the Director as funding is available. City
trees planted after the effective date of this policy shall be added to the inventory
at the time of planting.
V. Tree Inspections
All City trees measuring 10 inches or more in diameter at breast height shall be
inspected as set forth below. A record of inspections shall be kept by the
Director.
For each tree, the inspection report shall note any defects, whether follow -up
maintenance is required and, if so, the date by which that maintenance should be
completed. Where the recommended maintenance is not feasible, the Director
and the Arborist shall identify and carry out alternative measures to address the
circumstances leading to the recommendation. Follow up work will be described
in the inspection record with the completion date and confirmation that the work
was completed.
Inspections of City trees shall be Level 1 inspections either on foot or by vehicle
in accordance with ANSI A300 (Part 9) — 2011 Tree Risk Assessment. If a Level
1 inspection identifies a need for additional inspection, a Level 2 inspection will
occur.
Schedule of Inspections:
a. The Director shall ensure that each City tree is inspected at least once
every twelve years or more frequently if necessary due to age, structural
defects or other conditions warranting more frequent inspection
b. As Needed Inspections - -The Arborist will inspect City trees that are
reported to be potentially at risk by members of the public or City staff
regardless of the size of the tree. If such inspection reveals signs of
stress or damage, surrounding and nearby City trees will also be
inspected by the Arborist to assure acceptable condition. The Arborist
may accelerate the frequency of scheduled inspections to address "at risk"
or deteriorating conditions identified during any inspection.
VI. TREE MAINTENANCE GUIDELINES
All City trees shall be maintained as set forth below. A record of maintenance
shall be kept by the Director.
A. Pruning
All work on City -owned trees shall be in accordance with the most current edition
of the following industry standards: ANSI A300 (Part 1) — 2001 Pruning, and
ANSI Z133.1 -2006. State and federal regulations prohibit the disturbance and
destruction of many active bird nests. November through February is the optimal
time to prune in order to avoid bird nests.
B. Insect And Disease
If trees are infested with pests or infected with a disease and treatment is
warranted, the problem shall be identified and targeted with a specific and timely
treatment. If the pest or disease situation creates an unsafe condition, measures
to mitigate risk will be taken. Those measures include pruning out diseased
portions of the tree, or removal of the tree if warranted as determined by the
Arborist in accordance with section VII of this policy.
C. Fruit Control
If fruit production of a City tree becomes an unsafe condition the Director shall
undertake appropriate fruit control measures.
VII. TREE REMOVAL
A. In General
Although the Tree Regulations in the City Code do not apply to the City, the City
will remove trees that would be subject to the City's Tree Regulations only when
removal would be authorized based upon the removal criteria specified by those
regulations except in cases of emergency.
If the Director, following consultation with the Arborist, believes removal of a City
tree other than a dead or fallen City tree is warranted, the Director shall provide
notice of the intended removal to owners of properties within 150 feet of the tree.
The tree removal shall be scheduled no sooner than 16 (sixteen) days from the
date of the final decision to allow time for appeals of the decision to the City
Council. If a tree removal decision is appealed, the removal shall be postponed
until a date after the City Council's consideration of the appeal. Notice is not
required for removal of a fallen City tree.
Notwithstanding the foregoing, consistent with section 15- 50.060 of the City's
tree regulations, if the condition of a City tree presents an immediate hazard to
life or property, it may be removed without notice on order of the City Manager,
the Director, the Community Development Director, their designated
representatives, or a Peace Officer, or the fire department having jurisdiction.
B. Tree impact on Walkways, Paths and Roads.
If a City tree has been found to be elevating a sidewalk or walkway to a degree
greater than one half inch, or exhibiting cracks of 1/4 inch or wider, or tilting more
than 2% in the cross slope, the Director shall promptly take one of the following
actions:
1. The sidewalk can be ground down or cut to reduce the elevation; or
2. The sidewalk can be removed and replaced. If the sidewalk is to be removed
and replaced, the Arborist will assess the situation following the removal of
the sidewalk and make a determination about whether roots may be cut, or
the tree should be removed and replaced in accordance with City Code 15-
50.080.
3. If the tree cannot withstand the removal of roots without being compromised,
and removal of the tree is not authorized by City Code 15- 50.080, the
sidewalk repair will be made using an approved replacement or modification
method which best corrects the anomaly while minimizing harm to the tree.
C. Determination of unsafe trees.
A tree must be evaluated and determined to exhibit an unsafe condition before
can be removed for safety reasons. The Director shall mitigate or abate any
known unsafe condition of a City tree. Upon direction from the Director, the
Arborist shall assess the risk potential of City trees using the following criteria:
If a tree possesses a structural defect that may cause the tree or a part of the
tree to fall on a target, and the risk of the fall is determined to be imminent, the
tree is considered unsafe.
If the unsafe condition cannot be mitigated to an acceptable level through
measures other than removal and the target of the potential unsafe condition
cannot be removed, then removal of the tree shall be authorized by the City to
abate the condition.
VIII. REPLACEMENT AND PLANTING OF TREES
The Director shall replace City trees that are removed with the same or a similar
species in the same general location unless soil, terrain or other conditions make
another type or location for planting more appropriate.
In locations where new trees are needed the species of new trees shall be
approved by the Arborist and shall meet International Society of Arboriculture
guidelines. Selection criteria will include, but not be limited to, height and size at
maturity with resulting impact on hardscapes, curbs, gutters, walkways, and
utilities, predicted longevity, and maintenance requirements.
XIX. COMPLAINT RESPONSE
A. Complaints regarding City trees will be entered into a database where
they can be tracked. Copies of the complaint will be provided to the
Director (with a copy to the Risk Manager) who shall determine the
appropriate response to the complaint.
B. The City will endeavor to respond to complaints about City trees within two
business days of receipt of complaint, not including days that City offices
are closed. If a complaint concerns a tree that the complainer believes
poses an immediate threat to public health and safety and City offices are
closed, the complaint shall be filed with the Sheriff's Department.
XX. REFERENCES
• American National Standard for Tree, Shrub, and other Woody Plant
Maintenance — Standard Practices ANSI A300 (Part 1) — 2001 Pruning
• American National Standard for Tree Risk Assessment (a. Tree Structure
Assessment) — ANSI A300 (Part 9) — 2011
• American National Standard for Arboricultural Operations — Safety
Requirements ANSI Z133.1 -2006
Appendix A - City Owned Trees Inspection Schedule
Park
Inventory
Date
Most recent
Inspection
Next
Inspection
Inspection
interval
1
Azule Park
2007
2007
2017
10 years
2
Beauchamps Park
2011
2011
2021
10 years
3
Brookglen Park
2010
2010
2020
10 years
4
Congress Springs
Park
2009
2009
2019
10 years
5
El Quito Park
2007
2007
2014
10 years
6
Foothill Park
2010
2010
2020
10 years
7
Gardiner Park
2008
2008
2019
10 years
8
Hakone Gardens
TBD
2011
2021
10 years
9
Historic Park
2010
2010
2017
10 years
10
Kevin Moran Park
2011
2011
2018
10 years
11
Ravenwood Park
2009
2009
2016
10 years
12
Wildwood Park
2008
2008
2015
10 years
13
Quito Rd @ Pollard
Rd
TBD
2011
2016
10 years
Street (trees within
ROW )
Inventory
Date
Most recent
Inspection
Next
Inspection
Inspection
interval
1
Big Basin Way
2008
2008
2018
5 years
2
Cox Avenue
2012
2012
2018
5 years
3
Fruitvale Avenue
2013
2013
2018
5 years
4
Prospect Road
2013
2013
2018
5 years
5
Quito Road
2013
2013
2017
5 years
6
Saratoga Avenue
2013
2013
2018
5 years
7
Saratoga - Sunnyvale
Avenue
2013
2013
2018
5 years
Property
Inventory
Date
Most recent
Inspection
Next
Inspection
Inspection
Interval
1
City Hall /Civic Center
2011
--
2014
7 years
2
Library
2011
--
2015
7 years
3
Orchard
2011
--
2016
10 years
4
Blaney Plaza
2011
--
2017
7 years
5
Saratoga Prospect
Center
TBD
--
2018
Appendix A - City Owned Trees Inspection Schedule (continued)
Street Median
Islands & Parking
Districts
Inventory
Date
Most recent
Inspection
Next
Inspection
Inspection
interval
1
Allendale
TBD
--
2013
5 years
2
Fruitvale Avenue
2010
--
2014
5 years
3
Prospect Road
TBD
--
2015
5 years
4
Saratoga Avenue
2010
--
2015
5 years
5
Saratoga - Sunnyvale
Avenue
2009
--
2014
5 years
6
Austin /Bainter
2010
--
2018
7 years
7
Squirrel Hollow
2010
--
7 years
8
Corner of Canyon
View @ Elva
TBD
--
2013
7 years
9
Seagraves median
TBD
--
2014
7 years
10
Parking District #1
2010
--
2015
7 years
11
Parking District #2
2010
--
2016
7 years
12
Parking District #3
2010
--
2017
7 years
13
Parking District #4
2010
--
2018
7 years
14
Montalvo @ Audry
Smith
TBD
--
2020
7 years
Appendix B - Landscape and Lighting Districts — Schedule of Inspection
Districts that have lighting only, and not landscaping, are not included in the above list.
Landscape District
Inventory
Most recent
Next
Inspection
improvement areas
Date
Inspection
Inspection
interval
Arroyo de Saratoga
TBD
12 years
1
Zone 11
2013
2025
Beauchamps (Zone
TBD
12 years
2
16)
2014
3
Bellgrove (Zone 26)
TBD
2012
2024
12 years
Bonnet Way (Zone
TBD
12 years
4
15)
2009
2016
Brookglen LLA (Zone
TBD
12 years
5
34 )
--
2014
Carnelian Glen (Zone
TBD
12 years
6
33 )
2015
Cunningham /
TBD
12 years
7
Glasgow Zone 27
--
2016
Fredericksburg (Zone
TBD
12 years
8
2 )
2017
9
Gateway (Zone 32)
TBD
--
2024
12 years
10
Greenbriar Zone 3
TBD
--
2016
12 years
Horseshoe Dr. (Zone
TBD
12 years
11
31 )
2017
Kerwin Ranch (Zone
TBD
12 years
12
28)
--
2018
Leutar Court (Zone
TBD
12 years
13
12)
--
2018
14
Manor Drive Zone 1
TBD
2012
2019
12 years
McCartysville (Zone
TBD
12 years
15
9 )
--
2019
Prides Crossing
TBD
12 years
16
Zone 22
--
2020
17
Quito (Zone 4)
TBD
2020
12 years
Saratoga Legends
TBD
12 years
18
Zone 25
--
2021
19
Sunland (Zone 17)
TBD
2011
2023
12 years
20
Tollgate (Zone 29)
TBD
--
2021
12 years
Tricia Woods (Zone
TBD
12 years
21
10
--
2022
Village Commercial
TBD
5 years
22
Zone 24
--
2015
Districts that have lighting only, and not landscaping, are not included in the above list.
Appendix C — Description of Assessment Levels
Process of a Level 1: Limited Visual Assessment
• Identify location or selection criteria of trees to be assessed
• Determine most efficient route and document the route taken
• Assess the tree(s) of concern from the defined perspective
• Identify trees needing a higher level of assessment and /or prompt action
• Document tree inspection and recommended actions
Process of a Level 2: Basic Assessment
• Locate and identify trees to be assessed
• Determine the targets and target zone for the tree or branches of concern
• Review site history, conditions, and species failure profile
• Assess general tree health
• Inspect tree visually — use of mallet, probe or binoculars ok
• Determine mitigation options and estimate residual risk for each option
• Document findings including likelihood and consequences of failure
Process of a Level 3: Advanced Assessment — may include some or all of the following
• Site evaluation
• Target analysis
• Aerial inspection
• Health evaluation
• Testing for decay using boring /resistance /sonic /electrical impedance tomography
or other methods as specified
• Analysis of storm /wind load
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