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HomeMy WebLinkAbout12-16-2015 City Council Agenda Packet1 AGENDA SPECIAL MEETING SARATOGA CITY COUNCIL DECEMBER 16, 2015 SPECIAL MEETING – 5:30 P.M. – ADMINISTRATIVE CONFERENCE ROOM, CITY HALL, 13777 FRUITVALE AVENUE ORAL COMMUNICATIONS ON NON-AGENDIZED ITEMS Any member of the public will be allowed to address the City Council for up to three (3) minutes on matters not on this agenda. The law generally prohibits the council from discussing or taking action on such items. However, the Council may instruct staff accordingly regarding Oral Communications under Council Direction to Staff. LIBRARY COMMISSION STUDY SESSION – 5:30 P.M. COUNCIL NORMS STUDY SESSION – 6:15 P.M. ADJOURNMENT In accordance with the Ralph M. Brown Act, copies of the staff reports and other materials provided to the City Council by City staff in connection with this agenda are available at the office of the City Clerk at 13777 Fruitvale Avenue, Saratoga, CA 95070. Note that copies of materials distributed to the City Council concurrently with the posting of the agenda are also available on the City Website at www.saratoga.ca.us. Any materials distributed by staff after the posting of the agenda are made available for public review at the office of the City Clerk at the time they are distributed to the City Council. In Compliance with the Americans with Disabilities Act, if you need assistance to participate in this meeting, please contact the City Clerk at 408/868-1269. Notification 24 hours prior to the meeting will enable the City to make reasonable arrangements to ensure accessibility to this meeting. [28 CFR 35.102-35.104 ADA title II] Certificate of Posting of Agenda: I, Crystal Bothelio,, City Clerk for the City of Saratoga, declare that the foregoing agenda for the meeting of the City Council was posted and available for public review on December 11, 2015 at the City of Saratoga, 13777 Fruitvale Ave., Saratoga, CA 95070 and on the City’s website at www.saratoga.ca.us. Signed this 11th day of December 2015 at Saratoga, California. Crystal Bothelio, City Clerk CITY OF SARATOGA Memorandum To: Saratoga City Council From: Crystal Bothelio, City Clerk/Assistant to the City Manager Date: December 16, 2015 Subject: Library Commission Study Session Supplemental Materials Attached to this memorandum is material provided by Vice Mayor Emily Lo to help facilitate discussion during the December 16, 2015 City Council Study Session on the Library Commission. The attachments include comments from Santa Clara County Librarian Nancy Howe and examples of Library Commission duties from other cities. From:Emily Lo To:James Lindsay ; Debbie Bretschneider ; Manny Cappello Cc:Emily Lo Subject:Library Commissions Date:Monday, December 07, 2015 5:18:40 PM Attachments:Duties of Library Commission.docx HI all, Here’s an email I received from County Librarian Nancy Howe on duties of Library Commissioners, should you wish to include any part of it in the Study Session on Dec. 16. Regards, Emily From: Nancy Howe [mailto:NHowe@sccl.org] Sent: Thursday, November 19, 2015 11:56 AM To: 'Emily Lo (emilylo@mplususa.com)' Subject: Library Commissions Hi Emily, Please find attached the “official” job descriptions of the various city library commissions. In addition, to helping to publicize the library in the community, the commissions have adopted various projects. One common project is to “table” at community events, usually joined by staff. This gives commissioners a chance to interact with their neighbors about library services. Also, some commissioners help set up presentations on library service and they accompany staff to the event ( such as a local service group or club). Some commissioners meet with other city commissions to improve service coordination. Right now, I see library commissions in some cities working with the bike commissions to locate repair stations outside libraries. Also they meet with senior commissions and teen commissions. Other more unique projects have been to sponsor essay contests, art contests, speaker series on topics relevant to their cities (sustainability). All commissions report occasionally to city council about library services. Some councils proactively ask commissioners for input about city projects that could affect the library. Please let me know if this is what you are looking for and if I can provide anything else. Happy Thanksgiving, Nancy Nancy Howe | County Librarian Santa Clara County Library District | www.sccl.org Services & Support Center | 1370 Dell Ave | Campbell, CA 95008 (408) 293-2326 x 3001 NOTICE: This email message and/or its attachments may contain information that is confidential or restricted. It is intended only for the individuals named as recipients in the message. If you are NOT an authorized recipient, you are prohibited from using, delivering, distributing, printing, copying, or disclosing the message or content to others and must delete the message from your computer. If you have received this message in error, please notify the sender by return email. Campbell  2.33.040 - Duties—Responsibilities. The duties of the Civic Improvement Commission shall be to: (1) Act in an advisory capacity to the City Council and to cooperate with other governmental agencies and civic groups and voluntary organizations in the areas of cultural and historical needs, health and welfare services, beautification, environment, library needs, and issues related to youth and senior citizens; (2) To identify community needs and problems within the scope of concerns assigned to the Commission; (3) To provide channels for the expression of community needs and problems as previously enumerated; (4) To advise the City Council as to what available resources could be used to deal with them; (5) Interpret the policies and functions of the Civic Improvement Commission to the general public; (6) To promote community interaction in all phases of civic needs as the City grows and changes in its new environment. Cupertino 2.68.070 Duties–Powers–Responsibilities. The Library Commission shall have the following duties, powers and responsibilities, and such other as they may be entrusted with by the City Council from time to time: A. Consult with the City Council, the City staff and the Santa Clara County Library Joint Powers Authority and staff regarding the functioning of the physical facilities of the Cupertino Library and shall make recommendations from time to time for improvement or modification thereof; B. Consult with the City Council, the City staff and the Santa Clara County Library Joint Powers Authority and staff regarding the Cupertino Library programs and services to the community and shall make recommendations from time to time for improvements or modifications thereof; C. Consult with and act as liaison with private community groups supportive of the library program; D. Consult with the architect and the City Council in the planning of any main or branch library building facilities, including locations, building layout, architecture, landscaping and furnishings; E. Hold hearings, formulate policies and make rules and procedures with respect to the foregoing for approval by the City Council; F. Perform such other tasks as may be expressly requested of it by the City Council. (Ord. 1697, (part), 1995; Ord. 679, (part), 1975) Gilroy 2.5 Same—Powers and duties of members. In addition to the powers and duties of the individual commissions as outlined in the Charter, the commissions shall have the following general powers, duties and responsibilities: (1) To utilize all appropriate techniques in crystallizing and testing public sentiment on major public issues in their respective fields. (2) To hold official hearings as requested by the city council. (3) To advise and recommend on city policies and procedures pertinent to their respective activities and functions. (4) To support and adhere to all city policies promulgated by the council, and to establish interim policies in the absence of such city policies. (5) To provide information and promote good public relations between the city and the general public. (6) To perform such other related functions as may be assigned by the city council. (Ord. No. 2005-24, § 1, 11-21-05) Los Altos  2.08.070 - Powers and duties of the library commission. The library commission shall act in an advisory capacity to the council in all matters pertaining to the city library, shall cooperate with other governmental agencies and civic groups in the promotion of adequate and efficient library service to the citizens of the community, shall make budget recommendations to the council with regard to the library, and shall submit an annual report to the council. Milpitas Duties and Powers It is intended that the Commission shall be an advisory body to the City Council. Nothing herein contained shall be construed as a limitation on the power of the City Council or the administrative staff of the City in their supervision or authority over property or personnel under their jurisdiction. Saratoga  2-12.080 - Rules of procedure. The following Sections of this Chapter pertaining to meetings conducted by the City Council shall be applicable to all meetings conducted by Commissions: 2-10.020(b) 2-10.030 through 2-10.080 2-10.110(c), (d), (f) and (g) 2-10.120 through 2-10.170 As so applied to a Commission, all references therein to City Council or Council member shall be deemed to mean the Commission or Commissioner to which the Section is applied. All references therein to the Mayor shall be deemed to mean the Chair of the Commission; and all references therein to the City Clerk shall be deemed to mean the secretary of the Commission. (b) The failure of passage of any motion before a Commission shall be deemed a denial of the motion; provided, however, a motion failing by reason of an evenly split vote by the Commission at a meeting where not all Commissioners are present shall be agendized and voted upon at the next regular meeting of the Commission at which a quorum is present. (c) Each Commission shall elect a Chair to serve a twelve month term. No person shall serve as Chair of the same Commission more than one full term in any four year period. (d) In addition to the rules made applicable to Commissions as specified in paragraph (a) of this Section, each Commission shall have authority to adopt such other rules and procedures as it deems appropriate for the orderly and efficient conduct of its business which are not inconsistent with the provisions of this Code. (e) The City Manager or his or her designee shall be the secretary of each Commission unless otherwise specified by the ordinance or resolution establishing the Commission. Morgan Hill 2.68.030 - Powers and duties. The powers and functions of the commission shall be as follows: A. To act in an advisory capacity to the city council in all matters pertaining to library, culture and arts in the community; B. To serve as a liaison between the city and the Santa Clara County library; C. To consult with private community groups supportive of library, culture and art programs and serve as a liaison between such groups and the city; D. To provide advice and recommendations regarding the adequacy of existing library facilities and operations; E. To look for opportunities for participation of artists and performers in city-sponsored activities, and ways to encourage community involvement in the arts; F. To work cooperatively with city boards and commissions and other public and private organizations in creating and promoting art and cultural programs and activities within the city; G. To coordinate and strengthen existing organizations in the arts and develop cooperation with regional organizations; H. To make recommendations to the city council regarding the funding of community art projects, including the search for private and public grants, and regarding the disbursement of revenues consistent with the needs of the community; I. To review and make recommendations to the city council upon all works of art to be acquired by the city, either by purchase, gift or otherwise, and exterior works of art installed in the city on public property; J. To recommend to the city council the adoption of such ordinances or policies as it may deem necessary for the administration and preservation of the arts and cultural development of the city; K. To perform such other tasks as may be expressly requested of it by the city council; L. To conduct such other hearings as are necessary and in accordance with its own rules and regulations for the transaction of its business, or rules for conduct; and M. To report its decisions and recommendations relating to the above matters, in writing to the city council. CITY OF SARATOGA Memorandum To: Saratoga City Council From: Crystal Bothelio, City Clerk/Assistant to the City Manager Date: December 16, 2015 Subject: Council Norms Study Session Supplemental Materials Attached to this memorandum is material provided at the request of Mayor Manny Cappello for the City Council Norms Study Session. Attachments include examples of Code of Ethics from other California cities. City of Sunnyvale 2012 Code of Ethics and Conduct for Elected and Appointed Officials "Conduct is three-fourths of our life and its largest concern." -- Matthew Arnold For ease of reference in the Code of Ethics and Conduct, the term “member” refers to any member of the Sunnyvale City Council or the City’s boards and commissions established by the City Charter, City Ordinance or Council policy. Page 2 of 16 Table of Contents Title Page No. A. Ethics 3 B. Conduct 5 1. Elected and Appointed Officials’ Conduct with One Another 5 2. Elected and Appointed Officials’ Conduct with City Staff 7 3. Elected and Appointed Officials’ Conduct with the Public 9 4. Council Conduct with Other Public Agencies 11 5. Council Conduct with Boards and Commissions 11 6. Conduct with the Media 12 C. Sanctions 12 D. Principles of Proper Conduct 14 E. Checklist for Monitoring Conduct 15 F. Glossary of Terms 15 G. Implementation 15 For ease of reference in the Code of Ethics and Conduct, the term “member” refers to any member of the Sunnyvale City Council or the City’s boards and commissions established by the City Charter, City Ordinance or Council policy. Page 3 of 16 Policy Purpose The Sunnyvale City Council has adopted a Code of Ethics and Conduct for members of the City Council and the City’s boards and commissions to assure public confidence in the integrity of local government and its effective and fair operation. A. ETHICS The citizens and businesses of Sunnyvale are entitled to have fair, ethical and accountable local government which has earned the public’s full confidence for integrity. In keeping with the City of Sunnyvale Commitment to Excellence, the effective functioning of democratic government therefore requires that:  public officials, both elected and appointed, comply with both the letter and spirit of the laws and policies affecting the operations of government;  public officials be independent, impartial and fair in their judgment and actions;  public office be used for the public good, not for personal gain; and  public deliberations and processes be conducted openly, unless legally confidential, in an atmosphere of respect and civility. To this end, the Sunnyvale City Council has adopted a Code of Ethics and Conduct for members of the City Council and of the City’s boards and commissions to assure public confidence in the integrity of local government and its effective and fair operation. The Ethics section of the City’s Code of Ethics and Conduct provides guidance on ethical issues and questions of right and wrong. 1. Act in the Public Interest. Recognizing that stewardship of the public interest must be their primary concern, members will work for the common good of the people of Sunnyvale and not for any private or personal interest, and they will assure fair and equal treatment of all persons, claims and transactions coming before the Sunnyvale City Council, boards and commissions. 2. Comply with both the spirit and the letter of the Law and City Policy. Members shall comply with the laws of the nation, the State of California and the City of Sunnyvale in the performance of their public duties. These laws include, but are not limited to: the United States and California constitutions; the Sunnyvale City Charter; laws pertaining to conflicts of interest, election campaigns, financial disclosures, employer responsibilities, and open processes of government; and City ordinances and policies. 3. Conduct of Members. The professional and personal conduct of members must be above reproach and avoid even the appearance of impropriety. Members shall refrain from abusive conduct, personal charges or verbal attacks upon the character or motives of other members of Council, boards and commissions, the staff or public. 4. Respect for Process. Members shall perform their duties in accordance with the processes and rules of order established by the City Council and board and commissions governing the deliberation of public policy issues, meaningful involvement of the public, and implementation of policy decisions of the City Council by City staff. 5. Conduct of Public Meetings. Members shall prepare themselves for public issues; listen courteously and attentively to all public discussions before the body; and focus on the business at hand. They shall refrain from interrupting other speakers; making personal comments not germane to the business of the body; or otherwise interfering with the orderly conduct of meetings. For ease of reference in the Code of Ethics and Conduct, the term “member” refers to any member of the Sunnyvale City Council or the City’s boards and commissions established by the City Charter, City Ordinance or Council policy. Page 4 of 16 6. Decisions Based on Merit. Members shall base their decisions on the merits and substance of the matter at hand, rather than on unrelated considerations. 7. Communication. Members shall publicly disclose substantive information that is relevant to a matter under consideration by the Council or boards and commissions, which they may have received from sources outside of the public decision-making process. 8. Conflict of Interest. In order to assure their independence and impartiality on behalf of the common good, members shall not use their official positions to influence government decisions in which they have a material financial interest, or where they have an organizational responsibility or personal relationship which may give the appearance of a conflict of interest. In accordance with the law, members shall disclose investments, interests in real property, sources of income, and gifts; and they shall abstain from participating in deliberations and decision-making where conflicts may exist. 9. Gifts and Favors. Members shall not take any special advantage of services or opportunities for personal gain, by virtue of their public office, that are not available to the public in general. They shall refrain from accepting any gifts, favors or promises of future benefits which might compromise their independence of judgment or action or give the appearance of being compromised. 10. Confidential Information. Members shall respect the confidentiality of information concerning the property, personnel or affairs of the City. They shall neither disclose confidential information without proper legal authorization, nor use such information to advance their personal, financial or other private interests. 11. Use of Public Resources. Members shall not use public resources not available to the public in general, such as City staff time, equipment, supplies or facilities, for private gain or personal purposes. 12. Representation of Private Interests. In keeping with their role as stewards of the public interest, members of Council shall not appear on behalf of the private interests of third parties before the Council or any board, commission or proceeding of the City, nor shall members of boards and commissions appear before their own bodies or before the Council on behalf of the private interests of third parties on matters related to the areas of service of their bodies. 13. Advocacy. Members shall represent the official policies or positions of the City Council, board or commission to the best of their ability when designated as delegates for this purpose. When presenting their individual opinions and positions, members shall explicitly state they do not represent their body or the City of Sunnyvale, nor will they allow the inference that they do. Councilmembers and board and commission members have the right to endorse candidates for all Council seats or other elected offices. It is inappropriate to mention or display endorsements during Council meetings, board/commission meetings, or other official City meetings. 14. Policy Role of Members. Members shall respect and adhere to the council-manager structure of Sunnyvale City government as outlined by the Sunnyvale City Charter. In this structure, the City Council determines the policies of the City with the advice, information and analysis provided by the public, boards and commissions, and City staff. Except as provided by the City Charter, members therefore shall not interfere with the administrative functions of the City or the professional duties of City staff; nor shall they impair the ability of staff to implement Council policy decisions. For ease of reference in the Code of Ethics and Conduct, the term “member” refers to any member of the Sunnyvale City Council or the City’s boards and commissions established by the City Charter, City Ordinance or Council policy. Page 5 of 16 15. Independence of boards and commissions. Because of the value of the independent advice of boards and commissions to the public decision-making process, members of Council shall refrain from using their position to unduly influence the deliberations or outcomes of board and commission proceedings. 16. Positive Work Place Environment. Members shall support the maintenance of a positive and constructive work place environment for City employees and for citizens and businesses dealing with the City. Members shall recognize their special role in dealings with City employees to in no way create the perception of inappropriate direction to staff. B. CONDUCT The Conduct section of the City’s Code of Ethics and Conduct is designed to describe the manner in which Councilmembers and board and commission members should treat one another, City staff, constituents, and others they come into contact with in representing the City of Sunnyvale. It reflects the work of a Council Policy and Protocol Subcommittee that was charged with defining more clearly the behavior, manners, and courtesies that are suitable for various occasions. The Subcommittee also considered a wide variety of policy changes and clarifications designed to make public meetings and the process of governance run more smoothly. The constant and consistent theme through all of the conduct guidelines is "respect." Councilmembers experience huge workloads and tremendous stress in making decisions that could impact thousands of lives. Despite these pressures, elected and appointed officials are called upon to exhibit appropriate behavior at all times. Demonstrating respect for each individual through words and actions is the touchstone that can help guide Councilmembers and board and commission members to do the right thing in even the most difficult situations. 1. Elected and Appointed Officials’ Conduct with One Another "In life, courtesy and self-possession, and in the arts, style, are the sensible impressions of the free mind, for both arise out of a deliberate shaping of all things and from never being swept away, whatever the emotion, into confusion or dullness." -- William Butler Yeats Elected and appointed officials are composed of individuals with a wide variety of backgrounds, personalities, values, opinions, and goals. Despite this diversity, all have chosen to serve in public office in order to preserve and protect the present and the future of the community. In all cases, this common goal should be acknowledged even though individuals may "agree to disagree" on contentious issues. 1(a). In Public Meetings Use formal titles Elected and appointed officials should refer to one another formally during public meetings, such as Mayor, Vice Mayor, Chair, Commissioner or Councilmember followed by the individual’s last name. Practice civility and decorum in discussions and debate Difficult questions, tough challenges to a particular point of view, and criticism of ideas and information are legitimate elements of a free democracy in action. This does not allow, however, public officials to make belligerent, personal, impertinent, slanderous, threatening, abusive, or disparaging comments. No shouting or physical actions that could be construed as threatening will be tolerated. For ease of reference in the Code of Ethics and Conduct, the term “member” refers to any member of the Sunnyvale City Council or the City’s boards and commissions established by the City Charter, City Ordinance or Council policy. Page 6 of 16 Honor the role of the chair in maintaining order It is the responsibility of the chair to keep the comments of members on track during public meetings. Members should honor efforts by the chair to focus discussion on current agenda items. If there is disagreement about the agenda or the chair’s actions, those objections should be voiced politely and with reason, following procedures outlined in parliamentary procedure. Avoid personal comments that could offend other members If a member is personally offended by the remarks of another member, the offended member should make notes of the actual words used and call for a "point of personal privilege" that challenges the other member to justify or apologize for the language used. The chair will maintain control of this discussion. Demonstrate effective problem-solving approaches Members have a public stage to show how individuals with disparate points of view can find common ground and seek a compromise that benefits the community as a whole. Outside of official board or commission meetings, individual board and commission members are not authorized to represent the City or their board or commission unless specifically designated by the Council or the board or commission to do so for a particular purpose. In private settings, board and commission members may communicate at any time and on any subject with individual members of the City Council, and may express to them individual viewpoints and opinions. In public, however, all members shall represent the official policies or positions of their board or commission, with the following exception. During a Council public hearing on any item addressed by the board or commission, any member may speak under standard time limits, but shall indicate whether their testimony represents an official position (majority opinion) or a minority opinion of the board/commission to which they belong. The chair shall represent the majority view of the board or commission, but may report on any minority views as well, including his or her own. When an official board or commission position differs from staff’s recommendation on a particular policy issue, then at the Mayor’s discretion additional time may be provided to the chair of the board or commission (or his/her designee) to explain the position of the board/commission or to rebut statements made by staff or the public. If new information is brought to light during a public hearing which was not shared previously with the board or commission, the Mayor may allow the board or commission chair to respond. If the Council deems the new information sufficient to warrant additional study, then by majority vote Council may remand the issue back to the board or commission for further study prior to taking other action itself. Individual opinions and positions may be expressed by board and commission members regarding items that have not come before the particular board/commission to which they belong. When presenting their individual opinions and positions, members shall explicitly state they do not represent their body or the City of Sunnyvale, nor will they allow the inference that they do. Although a board or commission may disagree with the final decision the Council makes, the board or commission shall not act in any manner contrary to the established policy adopted by the Council. 1(b). In Private Encounters Continue respectful behavior in private The same level of respect and consideration of differing points of view that is deemed appropriate for public discussions should be maintained in private conversations. Be aware of the insecurity of written notes, voicemail messages, and E-mail Technology allows words written or said without much forethought to be distributed wide and far. Would you feel comfortable to have this note faxed to others? How would you feel if this voicemail message were For ease of reference in the Code of Ethics and Conduct, the term “member” refers to any member of the Sunnyvale City Council or the City’s boards and commissions established by the City Charter, City Ordinance or Council policy. Page 7 of 16 played on a speaker phone in a full office? What would happen if this E-mail message were forwarded to others? Written notes, voicemail messages and e-mail should be treated as potentially "public" communication. Even private conversations can have a public presence Elected and appointed officials are always on display – their actions, mannerisms, and language are monitored by people around them that they may not know. Lunch table conversations will be eavesdropped upon, parking lot debates will be watched, and casual comments between individuals before and after public meetings noted. In private, board and commission members may communicate at any time and on any subject with the City Council, and may express to Council individual viewpoints and opinions. 2. Elected and Appointed Officials’ Conduct with City Staff "Never let a problem become an excuse." -- Robert Schuller Governance of a City relies on the cooperative efforts of elected officials, who set policy, appointed officials who advise the elected, and City staff who implements and administers the Council’s policies. Therefore, every effort should be made to be cooperative and show mutual respect for the contributions made by each individual for the good of the community. Treat all staff as professionals Clear, honest communication that respects the abilities, experience, and dignity of each individual is expected. Poor behavior towards staff is not acceptable. Member questions/inquiries to City staff 1. General. Council and board/commission communications with City staff should be limited to normal City business hours unless the circumstances warrant otherwise. Responses to Council questions posed outside of normal business hours should be expected no earlier than the next business day. 2. Routine Requests for Information and Inquiries. Members may contact staff directly for information made readily available to the general public on a regular basis (e.g., “What are the library’s hours of operation?” or “How does one reserve a tee time at the golf course?”). Under these circumstances staff shall treat the member no differently than they would the general public, and the member shall not use their elected status to secure preferential treatment. The city manager does not need to be advised of such contacts. 3. Non-Routine Requests for Readily Available Information. Members may also contact staff directly for easily retrievable information not routinely requested by the general public so long as it does not require staff to discuss the issue or express an opinion (e.g., “How many traffic lights are there in the City?” or “Under what circumstances does the City lower its flags to half mast?”) 4. Non-Routine Requests Requiring Special Effort. Any member request or inquiry that requires staff to compile information that is not readily available or easily retrievable and/or that requests staff to express an opinion (legal or otherwise) must be directed to the city manager, or to the city attorney, as appropriate (e.g., “How many Study Issues completed over the past five years have required 500 or more hours of staff time?”, or “What is the logic behind the City’s sign ordinances affecting businesses along El Camino Real?”). The city manager (or city attorney as appropriate) shall be responsible for For ease of reference in the Code of Ethics and Conduct, the term “member” refers to any member of the Sunnyvale City Council or the City’s boards and commissions established by the City Charter, City Ordinance or Council policy. Page 8 of 16 distributing such requests to his/her staff for follow-up. Responses to such requests shall be copied to all Councilmembers (if originating from a Councilmember), relevant board or commission members (if originating from a board or commission member), the city manager, the city attorney as appropriate and affected department directors. 5. Meeting Requests. Any member request for a meeting with staff must be directed to the city manager or city attorney, as appropriate. 6. Public Safety Restrictions. Under certain circumstances, requests for information regarding operations or personnel of the Department of Public Safety may be legally restricted. Applicable statutes include: The Peace Officers’ Procedural Bill of Rights (California Government Code Section 3300, et seq.), Confidentiality of Peace Officer Records (California Penal Code Section 832.5-7), and a number of exceptions to the California Public Records Act, defined in Government Code Section 6254. Providing information in response to such requests could violate the law, and might also violate due process rights that have been defined for peace officers in the State of California. Accordingly, it shall be the policy of the City of Sunnyvale to strictly comply with all applicable legal authorities governing the release of Department of Public Safety information and records. Do not disrupt City staff from their jobs Elected and appointed officials should not disrupt City staff while they are in meetings, on the phone, or engrossed in performing their job functions in order to have their individual needs met. Do not attend City staff meetings unless requested by staff – even if the elected or appointed official does not say anything, his or her presence implies support, shows partiality, intimidates staff, and hampers staff’s ability to do their job objectively. Never publicly criticize an individual employee Elected and appointed officials should never express concerns about the performance of a City employee in public, to the employee directly, or to the employee’s manager. Comments about staff performance should only be made to the city manager through private correspondence or conversation. Comments about staff in the office of the city attorney should be made directly to the city attorney. Appointed officials should make their comments regarding staff to the city manager or the Mayor. Do not get involved in administrative functions Elected and appointed officials must not attempt to influence City staff on the making of appointments, awarding of contracts, selecting of consultants, processing of development applications, or granting of City licenses and permits. [See Code of Ethics] The Sunnyvale City Charter, Section 807, also contains information about the prohibition of Council interference in administrative functions. Check with City staff on correspondence before taking action Before sending correspondence, Councilmembers should check with City staff to see if an official City response has already been sent or is in progress. Board and commission members shall not send correspondence except as authorized under the City’s policies governing volunteers. (Council Policy 7.2.19, Boards and Commissions.) Limit requests for staff support Routine secretarial support will be provided to all Councilmembers. The Council Executive Assistant opens all mail for Councilmembers, unless a Councilmember requests other arrangements. Mail addressed to the Mayor is reviewed first by the city manager who notes suggested action and/or follow-up items. For ease of reference in the Code of Ethics and Conduct, the term “member” refers to any member of the Sunnyvale City Council or the City’s boards and commissions established by the City Charter, City Ordinance or Council policy. Page 9 of 16 Requests for additional staff support – even in high priority or emergency situations – should be made to the city manager who is responsible for allocating City resources in order to maintain a professional, well-run City government. Do not solicit political support from staff Elected and appointed officials should not solicit any type of political support (financial contributions, display of posters or lawn signs, name on support list, etc.) from City staff. City staff may, as private citizens with constitutional rights, support political candidates but all such activities must be done away from the workplace. 3. Elected and Appointed Officials’ Conduct with the Public "If a man be gracious and courteous to strangers, it shows he is a citizen of the world, and that his heart is no island cut off from other lands, but a continent that joins to them." -- Francis Bacon 3(a). In Public Meetings Making the public feel welcome is an important part of the democratic process. No signs of partiality, prejudice or disrespect should be evident on the part of individual members toward an individual participating in a public forum. Every effort should be made to be fair and impartial in listening to public testimony. Be welcoming to speakers and treat them with care and gentleness. While questions of clarification may be asked, the official’s primary role during public testimony is to listen. "I give many public presentations so standing up in front of a group and using a microphone is not new to me. But I found that speaking in front of Council was an entirely different experience. I was incredibly nervous and my voice was shaking. I think the reason was because the issue was so personal to me. The Council was going to take a vote that would affect my family’s daily life and my home. I was feeling a lot of emotion. The way that Council treats people during public hearings can do a lot to make them relax or to push their emotions to a higher level of intensity." Be fair and equitable in allocating public hearing time to individual speakers. "The first thing the Mayor said to me was to be brief because the meeting was running late and the Council was eager to go home. That shouldn’t be my problem. I’m sorry my item was at the end of the agenda and that there were a lot of speakers, but it is critically important to me and I should be allowed to say what I have to say and believe that the Council is listening to me." The chair will determine and announce limits on speakers at the start of the public hearing process. Questions should not be asked for the express purpose of allowing one speaker to evade the time limit imposed on all others (e.g., “Was there something else you wanted to say?”). Generally, each speaker will be allocated three minutes with applicants and appellants or their designated representatives allowed ten. If many speakers are anticipated, the chair may shorten the time limit and/or ask speakers to limit themselves to new information and points of view not already covered by previous speakers. No speaker will be turned away unless he or she exhibits inappropriate behavior. Each speaker may only speak once during the public hearing unless the chair requests additional clarification later in the process. After the close of the public hearing, no more public testimony will be accepted unless the chair reopens the public hearing for a limited and specific purpose. For ease of reference in the Code of Ethics and Conduct, the term “member” refers to any member of the Sunnyvale City Council or the City’s boards and commissions established by the City Charter, City Ordinance or Council policy. Page 10 of 16 Give the appearance of active listening It is disconcerting to speakers to have members not look at them when they are speaking. It is fine to look down at documents or to make notes, but reading for a long period of time or gazing around the room gives the appearance of disinterest. Be aware of facial expressions, especially those that could be interpreted as "smirking," disbelief, anger or boredom. Maintain an open mind Members of the public deserve an opportunity to influence the thinking of elected and appointed officials. To express an opinion or pass judgment prior to the close of a public hearing casts doubt on a member’s ability to conduct a fair review of the issue. This is particularly important when officials are serving in a quasi- judicial capacity. Ask for clarification, but avoid debate and argument with the public Only the chair – not individual members – can interrupt a speaker during a presentation. However, a member can ask the chair for a point of order if the speaker is off the topic or exhibiting behavior or language the member finds disturbing. If speakers become flustered or defensive by questions, it is the responsibility of the chair to calm and focus the speaker and to maintain the order and decorum of the meeting. Questions by members to the public testifying should seek to clarify or expand information. It is never appropriate to belligerently challenge or belittle the speaker. Members’ personal opinions or inclinations about upcoming votes should not be revealed until after the public hearing is closed. No personal attacks of any kind, under any circumstance Members should be aware that their body language and tone of voice, as well as the words they use, can appear to be intimidating or aggressive. Follow parliamentary procedure in conducting public meetings The city attorney serves as advisory parliamentarian for the City and is available to answer questions or interpret situations according to parliamentary procedures. The chair, subject to the appeal of the full Council or board/commission makes final rulings on parliamentary procedure. 3(b). In Unofficial Settings Make no promises on behalf of the Council, board/commission or City Members will frequently be asked to explain a Council or board/commission action or to give their opinion about an issue as they meet and talk with constituents in the community. It is appropriate to give a brief overview of City policy and to refer to City staff for further information. It is inappropriate to overtly or implicitly promise Council or board/commission action, or to promise City staff will do something specific (fix a pothole, remove a library book, plant new flowers in the median, etc.). Make no personal comments about other members It is acceptable to publicly disagree about an issue, but it is unacceptable to make derogatory comments about other members, their opinions and actions. Remember that despite its impressive population figures, Sunnyvale is a small town at heart Members are constantly being observed by the community every day that they serve in office. Their behaviors and comments serve as models for proper deportment in the City of Sunnyvale. Honesty and respect for the dignity of each individual should be reflected in every word and action taken by members, 24 hours a day, seven days a week. It is a serious and continuous responsibility. For ease of reference in the Code of Ethics and Conduct, the term “member” refers to any member of the Sunnyvale City Council or the City’s boards and commissions established by the City Charter, City Ordinance or Council policy. Page 11 of 16 4. Council Conduct with Other Public Agencies "Always do right. This will gratify some people and astonish the rest." -- Mark Twain Be clear about representing the City or personal interests When representing the City, the Councilmember must support and advocate the official City position on an issue, not a personal viewpoint. Outside of official board or commission meetings, board and commission members are not authorized to represent the City or their board or commission unless specifically designated by the Council or the board or commission to do so for a particular purpose. When representing another organization whose position is different from the City, the Councilmember should withdraw from voting on the issue if it significantly impacts or is detrimental to the City’s interest. Councilmembers should be clear about which organizations they represent and inform the Mayor and Council of their involvement. Correspondence also should be equally clear about representation City letterhead may be used when the Councilmember is representing the City and the City’s official position. A copy of official correspondence should be given to the Council Executive Assistant to be filed in the Council Office as part of the permanent public record. City letterhead should not be used for non-City business nor for correspondence representing a dissenting point of view from an official Council position. 5. Council Conduct with Boards and Commissions "We rarely find that people have good sense unless they agree with us." --Francois, Duc de La Rochefoucauld The City has established several boards and commissions as a means of gathering more community input. Citizens who serve on boards and commissions become more involved in government and serve as advisors to the City Council. They are a valuable resource to the City’s leadership and should be treated with appreciation and respect. If attending a board or commission meeting, be careful to only express personal opinions Councilmembers may attend any board or commission meeting, which are always open to any member of the public. However, they should be sensitive to the way their participation especially if it is on behalf of an individual, business or developer -- could be viewed as unfairly affecting the process. Any public comments by a Councilmember at a board or commission meeting should be clearly made as individual opinion and not a representation of the feelings of the entire City Council. Limit contact with board and commission members to questions of clarification It is inappropriate for a Councilmember to contact a board or commission member to lobby on behalf of an individual, business, or developer, and vice versa. It is acceptable for Councilmembers to contact board or commission members in order to clarify a position taken by the board or commission. Remember that boards and commissions serve the community, not individual Councilmembers The City Council appoints individuals to serve on boards and commissions, and it is the responsibility of boards and commissions to follow policy established by the Council. But board and commission members do not report to individual Councilmembers, nor should Councilmembers feel they have the power or right to For ease of reference in the Code of Ethics and Conduct, the term “member” refers to any member of the Sunnyvale City Council or the City’s boards and commissions established by the City Charter, City Ordinance or Council policy. Page 12 of 16 threaten board and commission members with removal if they disagree about an issue. Appointment and re- appointment to a board or commission should be based on such criteria as expertise, ability to work with staff and the public, and commitment to fulfilling official duties. A board or commission appointment should not be used as a political "reward." Be respectful of diverse opinions A primary role of boards and commissions is to represent many points of view in the community and to provide the Council with advice based on a full spectrum of concerns and perspectives. Councilmembers may have a closer working relationship with some individuals serving on boards and commissions, but must be fair and respectful of all citizens serving on boards and commissions. Keep political support away from public forums Board and commission members may offer political support to a Councilmember, but not in a public forum while conducting official duties. Conversely, Councilmembers may support board and commission members who are running for office, but not in an official forum in their capacity as a Councilmember. 6. Conduct with the Media "Keep them well fed and never let them know that all you’ve got is a chair and a whip." -- Lion Tamer School Board and commission members are not authorized to represent the City outside of official board/commission meetings unless specifically authorized to do so. Councilmembers are frequently contacted by the media for background and quotes. The best advice for dealing with the media is to never go "off the record" Most members of the media represent the highest levels of journalistic integrity and ethics, and can be trusted to keep their word. But one bad experience can be catastrophic. Words that are not said cannot be quoted. The Mayor is the official spokesperson for the City on City positions. The Mayor is the designated representative of the Council to present and speak on the official City position. If an individual Councilmember is contacted by the media, the Councilmember should be clear about whether their comments represent the official City position or a personal viewpoint. Choose words carefully and cautiously Comments taken out of context can cause problems. Be especially cautious about humor, sardonic asides, sarcasm, or word play. It is never appropriate to use personal slurs or swear words when talking with the media. C. SANCTIONS "You cannot have a proud and chivalrous spirit if your conduct is mean and paltry; for whatever a man’s actions are, such must be his spirit." -- Demosthenes Public Disruption Members of the public who do not follow proper conduct after a warning in a public hearing may be barred from further testimony at that meeting or removed from the Council Chambers. For ease of reference in the Code of Ethics and Conduct, the term “member” refers to any member of the Sunnyvale City Council or the City’s boards and commissions established by the City Charter, City Ordinance or Council policy. Page 13 of 16 Inappropriate Staff Behavior Councilmembers should refer to the city manager any City staff or to the city attorney any City Attorney’s staff who do not follow proper conduct in their dealings with Councilmembers, other City staff, or the public. These employees may be disciplined in accordance with standard City procedures for such actions. (Please refer to the section on Council Conduct with City Staff for more details on interaction with Staff.) Councilmembers Behavior and Conduct Compliance and Enforcement. The Sunnyvale Code of Ethics and Conduct expresses standards of ethical conduct expected for members of the Sunnyvale City Council, boards and commissions. Members themselves have the primary responsibility to assure that ethical standards are understood and met, and that the public can continue to have full confidence in the integrity of government. The chairs of boards and commissions and the Mayor and Council have the additional responsibility to intervene when actions of members that appear to be in violation of the Code of Ethics and Conduct are brought to their attention. City Councilmembers who intentionally and repeatedly do not follow proper conduct may be reprimanded or formally censured by the Council, lose seniority or committee assignments (both within the City of Sunnyvale or with inter-government agencies) or have official travel restricted. Serious infractions of the Code of Ethics or Code of Conduct could lead to other sanctions as deemed appropriate by Council. Councilmembers should point out to the offending Councilmember infractions of the Code of Ethics and Conduct. If the offenses continue, then the matter should be referred to the Mayor in private. If the Mayor is the individual whose actions are being challenged, then the matter should be referred to the Vice Mayor. It is the responsibility of the Mayor to initiate action if a Councilmember’s behavior may warrant sanction. If no action is taken by the Mayor, the alleged violation(s) can be brought up with the full Council in a public meeting. Board and Commission Members Behavior and Conduct Counseling, verbal reprimands and written warnings may be administered by the Mayor to board and commission members failing to comply with City policy. These lower levels of sanctions shall be kept private to the degree allowed by law. Copies of all written reprimands administered by the Mayor shall be distributed in memo format to the chair of the respective board or commission, the city clerk, the city attorney, the city manager, and the City Council. Written reprimands administered by the Mayor shall not be included in packets for public meetings and shall not be publicized except as required under the Public Records Act. The City Council may impose sanctions on board and commission members whose conduct does not comply with the City’s policies, up to and including removal from office. Any form of discipline imposed by Council shall be determined by a majority vote of at least a quorum of the Council at a noticed public meeting and such action shall be preceded by a Report to Council with supporting documentation. The Report to Council shall be distributed in accordance with normal procedures, including hard copies to numerous public facilities and posting online. Any Report to Council addressing alleged misconduct by a board or commission member shall be routed through the Office of the city attorney for review of whether any information is exempt from disclosure (subject to redaction) based on privacy interests authorized under the Public Records Act. When deemed warranted, the Mayor or majority of Council may call for an investigation of board or commission member conduct. Should the city manager or city attorney believe an investigation is warranted, For ease of reference in the Code of Ethics and Conduct, the term “member” refers to any member of the Sunnyvale City Council or the City’s boards and commissions established by the City Charter, City Ordinance or Council policy. Page 14 of 16 they shall confer with the Mayor or Council. The Mayor or Council shall ask the city manager and/or the city attorney to investigate the allegation and report the findings. The results of any such investigation shall be provided to the full Council in the form of a Report to Council, and shall be placed on the agenda of a noticed public meeting as “Information Only”. Any such report shall be made public and distributed in accordance with normal procedures (i.e., hard copies to numerous public locations and posted online). Any report to Council addressing the investigation of board and commission members shall be routed through the Office of the City Attorney for review of whether any information is exempt from disclosure (subject to redaction) based on privacy interests authorized under the Public Records Act. It shall be the Mayor and/or the Council’s responsibility to determine the next appropriate action. Any such action taken by Council (with the exception of “take no further action”) shall be conducted at a noticed public hearing. These actions include, but are not limited to: discussing and counseling the individual on the violations; placing the matter on a future public hearing agenda to consider sanctions; forming a Council ad hoc subcommittee to review the allegation, the investigation and its findings, as well as to recommend sanction options for Council consideration. Under the City Charter, the City Council also may remove members of boards and commissions from office. A violation of this Code of Ethics and Conduct shall not be considered a basis for challenging the validity of a Council, board or commission decision. D. PRINCIPLES OF PROPER CONDUCT Proper conduct IS …  Keeping promises  Being dependable  Building a solid reputation  Participating and being available  Demonstrating patience  Showing empathy  Holding onto ethical principles under stress  Listening attentively  Studying thoroughly  Keeping integrity intact  Overcoming discouragement  Going above and beyond, time and time again  Modeling a professional manner Proper conduct IS NOT …  Showing antagonism or hostility  Deliberately lying or misleading  Speaking recklessly  Spreading rumors  Stirring up bad feelings, divisiveness  Acting in a self-righteous manner For ease of reference in the Code of Ethics and Conduct, the term “member” refers to any member of the Sunnyvale City Council or the City’s boards and commissions established by the City Charter, City Ordinance or Council policy. Page 15 of 16 It all comes down to respect Respect for one another as individuals … respect for the validity of different opinions … respect for the democratic process … respect for the community that we serve. E. CHECKLIST FOR MONITORING CONDUCT o Will my decision/statement/action violate the trust, rights or good will of others? o What are my interior motives and the spirit behind my actions? o If I have to justify my conduct in public tomorrow, will I do so with pride or shame? o How would my conduct be evaluated by people whose integrity and character I respect? o Even if my conduct is not illegal or unethical, is it done at someone else’s painful expense? Will it destroy their trust in me? Will it harm their reputation? o Is my conduct fair? Just? Morally right? o If I were on the receiving end of my conduct, would I approve and agree, or would I take offense? o Does my conduct give others reason to trust or distrust me? o Am I willing to take an ethical stand when it is called for? Am I willing to make my ethical beliefs public in a way that makes it clear what I stand for? o Do I exhibit the same conduct in my private life as I do in my public life? o Can I take legitimate pride in the way I conduct myself and the example I set? o Do I listen and understand the views of others? o Do I question and confront different points of view in a constructive manner? o Do I work to resolve differences and come to mutual agreement? o Do I support others and show respect for their ideas? o Will my conduct cause public embarrassment to someone else? F. GLOSSARY OF TERMS attitude The manner in which one shows one’s dispositions, opinions, and feelings behavior External appearance or action; manner of behaving; carriage of oneself civility Politeness, consideration, courtesy conduct The way one acts; personal behavior courtesy Politeness connected with kindness decorum Suitable; proper; good taste in behavior manners A way of acting; a style, method, or form; the way in which thing are done point of order An interruption of a meeting to question whether rules or bylaws are being broken, such as the speaker has strayed from the motion currently under consideration point of personal privilege A challenge to a speaker to defend or apologize for comments that a fellow member considers offensive propriety Conforming to acceptable standards of behavior protocol The courtesies that are established as proper and correct respect The act of noticing with attention; holding in esteem; courteous regard G. IMPLEMENTATION As an expression of the standards of conduct for members expected by the City, the Sunnyvale Code of Ethics and Conduct is intended to be self-enforcing. It therefore becomes most effective when members are thoroughly familiar with it and embrace its provisions. For this reason, this document shall be included in the regular orientations for candidates for City Council, applicants to board and commissions, and newly elected For ease of reference in the Code of Ethics and Conduct, the term “member” refers to any member of the Sunnyvale City Council or the City’s boards and commissions established by the City Charter, City Ordinance or Council policy. Page 16 of 16 and appointed officials. Members entering office shall sign a statement affirming they read and understood the City of Sunnyvale Code of Ethics and Conduct. In addition, the Code of Ethics and Conduct shall be annually reviewed by the City Council, boards and commissions, and the City Council shall consider recommendations from boards and commissions and update it as necessary. (Adopted: RTC 08-113 (4/8/08), Update: RTC 09-036 (2/3/09); Updated: RTC 09-047 (2/24/09); Approved with no changes: RTC 10-078 (3/23/10); Approved with no changes: RTC 11-058 (3/29/11); Approved with no changes: RTC 12-067 (3/20/2012)) Lead Department: Office of the City Manager City of Belmont Code of Ethics and Conduct For Elected and Appointed Officials "Always do right. This will gratify some people and astonish the rest." -- Mark Twain Adopted June 10, 2014 by Resolution 2014-095 2 For ease of reference the term “member” refers to any member of the Belmont City Council, City Treasurer, City Clerk or City Boards and Commissions established by City ordinance or Council policy. Policy Purpose The Belmont City Council adopts this Code of Ethics and Conduct to assure that all elected and appointed public officials conduct themselves in a manner that will instill public confidence and trust in the fair operation and integrity of Belmont’s City government. A. ETHICS The citizens and businesses of Belmont are entitled to have fair, ethical and accountable local government. To this end, the public should have full confidence that their elected and appointed public officials:  Comply with both the letter and spirit of the laws and policies affecting the operations of government;  Are independent, impartial and fair in their judgment and actions;  Use their public office for the public good, not for personal gain; and  Conduct public deliberations and processes openly, unless required by law to be confidential, in an atmosphere of respect and civility. Therefore, members of the City Council, City Treasurer, and City Clerk and of all Boards and Commissions shall conduct themselves in accordance with the following ethical standards: 1. Act in the Public Interest. Recognizing that stewardship of the public interest must be their primary concern, members will work for the common good of the people of Belmont and not for any private or personal interest, and they will assure fair and equal treatment of all persons, claims and transactions coming before the Belmont City Council, Boards and Commissions. 2. Comply with both the spirit and the letter of the Law and City Policy. Members shall comply with the laws of the nation, the State of California and the City of Belmont in the performance of their public duties. These laws include, but are not limited to: the United States and California constitutions; laws pertaining to conflicts of interest, election campaigns, financial disclosures, employer responsibilities, and open processes of government; and City ordinances and policies. 3. Conduct of Members. The professional and personal conduct of members must be above reproach and avoid even the appearance of impropriety. Members shall refrain from abusive conduct, personal charges or verbal attacks upon the character or motives of other members of Council, Boards and Commissions, the staff or public. 4. Respect for Process. Members shall perform their duties in accordance with the processes and rules of order established by the City Council. 5. Conduct at Public Meetings. Members shall prepare themselves for public issues; listen courteously and attentively to all public discussions before the body; and focus on the business at hand. They shall refrain from interrupting other speakers; making personal comments not germane to the business of the body; or otherwise interfering with the orderly conduct of meetings. 3 For ease of reference the term “member” refers to any member of the Belmont City Council, City Treasurer, City Clerk or City Boards and Commissions established by City ordinance or Council policy. 6. Decisions Based on Merit. Members shall base their decisions on the merits and substance of the matter at hand, rather than on unrelated considerations. When making adjudicative decisions (those decisions where the member is called upon to determine and apply facts peculiar to an individual case), members shall maintain an open mind until the conclusion of the hearing on the matter and shall base their decisions on the facts presented at the hearing and the law. 7. Communication. For adjudicative matters pending before the body, members shall refrain from receiving information outside of an open public meeting or the agenda materials, except on advice of the City Attorney. Members shall publicly disclose substantive information that is relevant to a matter under consideration by the body which they may have received from sources outside of the public decision-making process. 8. Conflict of Interest. In order to assure their independence and impartiality on behalf of the common good and compliance with conflict of interest laws, members shall use their best efforts to refrain from creating an appearance of impropriety in their actions and decisions. Members shall not use their official positions to influence government decisions in which they have (a) a material financial interest, (b) an organizational responsibility or personal relationship which may give the appearance of a conflict of interest, or (c) a strong personal bias. A member who has a potential conflict of interest regarding a particular decision shall disclose the matter to the city attorney and reasonably cooperate with the city attorney to analyze the potential conflict. If advised by the city attorney to seek advice from the Fair Political Practices Commission (FPPC) or other appropriate state agency, a member shall not participate in a decision unless and until he or she has requested and received advice allowing the member to participate. A member shall diligently pursue obtaining such advice. The member shall provide the Mayor and the city attorney a copy of any written request or advice, and conform his or her participation to the advice given. In providing assistance to members, the city attorney represents the City and not individual members. In accordance with the law, members shall disclose investments, interests in real property, sources of income, and gifts; and if they have a conflict of interest regarding a particular decision, shall not, once the conflict is ascertained, participate in the decision and shall not discuss or comment on the matter in any way to any person including other members unless otherwise permitted by law. 9. Gifts and Favors. Members shall not take any special advantage of services or opportunities for personal gain, by virtue of their public office that is not available to the public in general. They shall refrain from accepting any gifts, favors or promises of future benefits which might compromise their independence of judgment or action or give the appearance of being compromised. 10. Confidential Information. Members must maintain the confidentiality of all written materials and verbal information provided to members which is confidential or privileged. Members shall neither disclose confidential information without proper legal authorization, nor use such information to advance their personal, financial or other private interests. 4 For ease of reference the term “member” refers to any member of the Belmont City Council, City Treasurer, City Clerk or City Boards and Commissions established by City ordinance or Council policy. 11. Use of Public Resources. Members shall not use public resources which are not available to the public in general (e.g., City staff time, equipment, supplies or facilities) for private gain or for personal purposes not otherwise authorized by law. 12. Representation of Private Interests. In keeping with their role as stewards of the public interest, members of Council shall not appear on behalf of the private interests of third parties before the Council or any Board, Commission or proceeding of the City, nor shall members of Boards and Commissions appear before their own bodies or before the Council on behalf of the private interests of third parties on matters related to the areas of service of their bodies. 13. Advocacy. Members shall represent the official policies or positions of the City Council, Board or Commission to the best of their ability when designated as delegates for this purpose. When presenting their individual opinions and positions, members shall explicitly state they do not represent their body or the City of Belmont, nor will they allow the inference that they do. Councilmembers and Board and Commission members have the right to endorse candidates for all Council seats or other elected offices. It is inappropriate to mention or display endorsements during Council meetings, Board/Commission meetings, or other official City meetings. 14. Policy Role of Members. Members shall respect and adhere to the council-manager structure of Belmont City government as outlined in the Belmont City Code. In this structure, the City Council determines the policies of the City with the advice, information and analysis provided by City staff, Boards and Commissions, and the public. Except as provided by the City Code, members shall not interfere with the administrative functions of the City or the professional duties of City staff; nor shall they impair the ability of staff to implement Council policy decisions. 15. Independence of Boards and Commissions. Because of the value of the independent advice of Boards and Commissions to the public decision-making process, members of Council shall refrain from using their position to unduly influence the deliberations or outcomes of Board and Commission proceedings. 16. Positive Work Place Environment. Members shall support the maintenance of a positive and constructive work place environment for City employees and for citizens and businesses dealing with the City. Members shall recognize their special role in dealings with City employees to in no way create the perception of inappropriate direction to staff. B. CONDUCT GUIDELINES The Conduct Guidelines are designed to describe the manner in which Councilmembers and Board and Commission members should treat one another, City staff, constituents, and others they come into contact with while representing the City of Belmont. 1. Elected and Appointed Officials’ Conduct with Each Other in Public Meetings Elected and appointed officials are individuals with a wide variety of backgrounds, personalities, values, opinions, and goals. Despite this diversity, all have chosen to serve in public office in order to preserve and protect the present and the future of the community. In all cases, this common goal 5 For ease of reference the term “member” refers to any member of the Belmont City Council, City Treasurer, City Clerk or City Boards and Commissions established by City ordinance or Council policy. should be acknowledged even though individuals may not agree on every issue. (a) Honor the role of the chair in maintaining order It is the responsibility of the chair to keep the comments of members on track during public meetings. Members should honor efforts by the chair to focus discussion on current agenda items. If there is disagreement about the agenda or the chair’s actions, those objections should be voiced politely and with reason, following procedures outlined in parliamentary procedure. (b) Practice civility and decorum in discussions and debate Difficult questions, tough challenges to a particular point of view, and criticism of ideas and information are legitimate elements of debate by a free democracy in action. Free debate does not require nor justify, however, public officials to make belligerent, personal, impertinent, slanderous, threatening, abusive, or disparaging comments. (c) Avoid personal comments that could offend other members If a member is personally offended by the remarks of another member, the offended member should make notes of the actual words used and call for a "point of personal privilege" that challenges the other member to justify or apologize for the language used. The chair will maintain control of this discussion. (d) Demonstrate effective problem-solving approaches Members have a public stage and have the responsibility to show how individuals with disparate points of view can find common ground and seek a compromise that benefits the community as a whole. 2. Elected and Appointed Officials’ Conduct with the Public in Public Meetings Making the public feel welcome is an important part of the democratic process. No signs of partiality, prejudice or disrespect should be evident on the part of individual members toward an individual participating in a public forum. Every effort should be made to be fair and impartial in listening to public testimony. (a) Be welcoming to speakers and treat them with care and gentleness. While questions of clarification may be asked, the official’s primary role during public testimony is to listen. (b) Be fair and equitable in allocating public hearing time to individual speakers. The chair will determine and announce limits on speakers at the start of the public hearing process. Generally, each speaker will be allocated three minutes with applicants and appellants or their designated representatives allowed additional time. If many speakers are anticipated, the chair may shorten the time limit and ask speakers to limit themselves to new information and points of view not already covered by previous speakers. (c) Practice active listening It is disconcerting to speakers to have members not look at them when they are speaking. It is fine to look down at documents or to make notes, but reading for a long period of time or gazing around the room gives the appearance of disinterest. Be conscious of facial expressions, and avoid those that could be interpreted as "smirking," disbelief, anger or boredom. 6 For ease of reference the term “member” refers to any member of the Belmont City Council, City Treasurer, City Clerk or City Boards and Commissions established by City ordinance or Council policy. (d) Maintain an open mind Members of the public deserve an opportunity to influence the thinking of elected and appointed officials. To express an opinion or pass judgment before the close of a public hearing casts doubt on a member’s ability to conduct a fair review of the issue. This is particularly important when officials are making adjudicative decisions. (e) Ask for clarification, but avoid debate and argument with the public Only the chair – not individual members – can interrupt a speaker during a presentation. However, a member can ask the chair for a point of order if the speaker is off the topic or exhibiting behavior or language the member finds disturbing. 3. Elected and Appointed Officials’ Conduct with City Staff Governance of a City relies on the cooperative efforts of elected officials, who set policy, appointed officials who advise the elected, and City staff who implement and administer the Council’s policies. Therefore, every effort should be made to be cooperative and show mutual respect for the contributions made by each individual for the good of the community. (a) Treat all staff as professionals Clear, honest communication that respects the abilities, experience, and dignity of each individual is expected. Poor behavior towards staff is not acceptable. (b) Do not disrupt City staff from their jobs Elected and appointed officials should not disrupt City staff while they are in meetings, on the phone, or engrossed in performing their job functions in order to have their individual needs met. Do not attend City staff meetings unless requested by staff – even if the elected or appointed official does not say anything, his or her presence implies support, shows partiality, may intimidate staff, and hampers staff’s ability to do their job objectively. (c) Never publicly criticize an individual employee Elected and appointed officials should never express concerns about the performance of a City employee in public, to the employee directly, or to the employee’s manager. Comments about staff performance should only be made to the city manager through private correspondence or conversation. Appointed officials should make their comments regarding staff to the city manager or the Mayor. (d) Do not get involved in administrative functions Elected and appointed officials acting in their individual capacity must not attempt to influence City staff on the making of appointments, awarding of contracts, selecting of consultants, processing of development applications, or granting of City licenses and permits. (e) Do not solicit political support from staff Elected and appointed officials should not solicit any type of political support (financial contributions, display of posters or lawn signs, name on support list, etc.) from City staff. City staff may, as private citizens with constitutional rights, support political candidates but all such activities must be done away from the workplace. 7 For ease of reference the term “member” refers to any member of the Belmont City Council, City Treasurer, City Clerk or City Boards and Commissions established by City ordinance or Council policy. (f) No Attorney-Client Relationship Members shall not seek to establish an attorney-client relationship with the city attorney, including his or her staff and attorneys contacted to work on behalf of the City. The city attorney represents the City and not individual members. Members who consult with the city attorney cannot enjoy or establish an attorney-client relationship with the attorney. 4. Council Conduct with Boards and Commissions The City has established several Boards and Commissions as a means of gathering more community input. Citizens who serve on Boards and Commissions become more involved in government and serve as advisors to the City Council. They are a valuable resource to the City’s leadership and should be treated with appreciation and respect. (a) If attending a Board or Commission meeting, be careful to only express personal opinions Councilmembers may attend any Board or Commission meeting, which are always open to any member of the public. However, they should be sensitive to the way their participation – especially if it is on behalf of an individual, business or developer – could be viewed as unfairly affecting the process. Any public comments by a Councilmember at a Board or Commission meeting should be clearly made as individual opinion and not a representation of the feelings of the entire City Council. (b) Limit contact with Board and Commission members to questions of clarification It is inappropriate for a Councilmember to contact a Board or Commission member to lobby on behalf of an individual, business, or developer, and vice versa. It is acceptable for Councilmembers to contact Board or Commission members in order to clarify a position taken by the Board or Commission. (c) Respect that Boards and Commissions serve the community, not individual Councilmembers The City Council appoints individuals to serve on Boards and Commissions, and it is the responsibility of Boards and Commissions to follow policy established by the Council. But Board and Commission members do not report to individual Councilmembers, nor should Councilmembers feel they have the power or right to threaten Board and Commission members with removal if they disagree about an issue. Appointment and re-appointment to a Board or Commission should be based on such criteria as expertise, ability to work with staff and the public, and commitment to fulfilling official duties. A Board or Commission appointment should not be used as a political "reward." (d) Be respectful of diverse opinions A primary role of Boards and Commissions is to represent many points of view in the community and to provide the Council with advice based on a full spectrum of concerns and perspectives. Councilmembers may have a closer working relationship with some individuals serving on Boards and Commissions, but must be fair and respectful of all citizens serving on Boards and Commissions. (e) Keep political support away from public forums Board and Commission members may offer political support to a Councilmember, but not in a public forum while conducting official duties. Conversely, Councilmembers may support 8 For ease of reference the term “member” refers to any member of the Belmont City Council, City Treasurer, City Clerk or City Boards and Commissions established by City ordinance or Council policy. Board and Commission members who are running for office, but not in an official forum in their capacity as a Councilmember. C. SANCTIONS (a) Acknowledgement of Code of Ethics and Conduct City Councilmembers who do not sign an acknowledgement that they have read, understand and agree to abide by this Code of Ethics and Conduct shall be ineligible for intergovernmental assignments or Council subcommittees. Board and Commission members, who do not sign an acknowledgement that they have read, understand and agree to abide by this Code of Ethics and Conduct may be subject to removal from office. (b) Ethics Training for Local Officials City Councilmembers, City Treasurer, City Clerk, Board and Commission Members who are out of compliance with State or City mandated requirements for ethics training shall not represent the City on intergovernmental assignments or Council subcommittees, and may be subject to sanctions. (c) Councilmember Behavior and Conduct The Belmont Code of Ethics and Conduct expresses standards of ethical conduct expected for members of the Belmont City Council, Boards and Commissions. Members themselves have the primary responsibility to assure that ethical standards are understood and met, and that the public can continue to have full confidence in the integrity of government. The chairs of Boards and Commissions and the Mayor and Council have the additional responsibility to intervene when actions of members that appear to be in violation of the Code of Ethics and Conduct are brought to their attention. City Councilmembers who intentionally and repeatedly do not follow proper conduct may be reprimanded or formally censured by the Council, lose seniority or committee assignments (both within the City of Belmont and with intergovernmental agencies) or other privileges afforded by the Council. Serious infractions of the Code of Ethics or Code of Conduct could lead to other sanctions as deemed appropriate by the Council. Councilmembers should point out to the offending Councilmember infractions of the Code of Ethics and Conduct. If the offenses continue, then the matter should be referred to the Mayor in private. If the Mayor is the individual whose actions are being challenged, then the matter should be referred to the Vice Mayor. It is the responsibility of the Mayor to initiate action if a Councilmember’s behavior may warrant sanction. If no action is taken by the Mayor, the alleged violation(s) can be brought up with the full Council in a public meeting. (d) Board and Commission Members Behavior and Conduct Counseling, verbal reprimands and written warnings may be administered by the Mayor to Board and Commission members failing to comply with City policy. These lower levels of sanctions shall be kept private to the degree allowed by law. Copies of all written reprimands administered by the Mayor shall be distributed in memo format to the chair of the respective Board or Commission, the city clerk, the city attorney, the city manager, and the City Council. 9 For ease of reference the term “member” refers to any member of the Belmont City Council, City Treasurer, City Clerk or City Boards and Commissions established by City ordinance or Council policy. The City Council may impose sanctions on Board and Commission members whose conduct does not comply with the City’s policies, up to and including removal from office. Any form of discipline imposed by Council shall be determined by a majority vote of at least a quorum of the Council at a noticed public meeting and such action shall be preceded by a Report to Council with supporting documentation. When deemed warranted, the Mayor or majority of Council may call for an investigation of Board or Commission member conduct. Also, should the city manager or city attorney believe an investigation is warranted, they shall confer with the Mayor or Council. The Mayor or Council shall ask the city manager or the city attorney to investigate the allegation and report the findings. These sanctions are alternatives to any other remedy that might otherwise be available to remedy conduct that violates this code or state or federal law. In order to protect and preserve good government, any individual including the city manager and the city attorney after complying with Rule 3-600(B) of the State Bar Rules of Professional Conduct, who knows or reasonably believes a member acts or intends or refuses to act in a manner that is or may be a violation of law reasonably imputable to the organization, or in a manner which is likely to result in substantial injury to the organization, may report the violation to the appropriate governmental authorities. D. IMPLEMENTATION As an expression of the standards of conduct for members expected by the City, the Belmont Code of Ethics and Conduct is intended to be self-enforcing. It therefore becomes most effective when members are thoroughly familiar with it and embrace its provisions. For this reason, this document shall be included in the regular orientations for candidates for City Council, City Treasurer, City Clerk, applicants to Board and Commissions, and newly elected and appointed officials. Members entering office shall sign a statement acknowledging they have read, understand and agree to abide by this Code of Ethics and Conduct. In addition, the Code of Ethics and Conduct shall be periodically reviewed by the City Council, Boards and Commissions, and updated it as necessary. I affirm that I have read, understand and agree to abide by the City of Belmont Code of Ethics and Conduct for Elected and Appointed Officials. Signature Date Table of Contents Agenda 3 Appointment of Commissioners and Oath of Office Staff Report 9 Attachment A - Resolution of Appointment 10 Attachment B - Oaths of Office 11 City Council Meeting Minutes Staff Report -Minutes 15 ATT A- 12-1-2015 Minutes 16 ATT B - 12-2-2015 Minutes 17 Review of Accounts Payable Check Registers Staff Report 24 11/17/2015 Check Register 25 11/24/2015 Check Register 30 12/01/2015 Check Register 35 12/08/2015 Check Register 39 Treasurer’s Report for the Month Ended September 30, 2015 Treasurer’s Report for the Month Ended September 30, 2015 45 Notice of Completion - McFarland Ave Curb and Gutter Rehabilitation - Phase 1 Staff Report 52 Attachment - Notice of Acceptance of Completion 53 Progress Update - Implementation of Phase I of the Saratoga Village Plan Update Process---Community Outreach Staff Report 54 Att 1 - Summary of November 17, 2015 kick-off meeting.57 Spring 2016 Issue of The Saratogan Staff Report 61 Attachment A - Winter 2016 Issue of The Saratogan 63 Fiscal Year 2016/17 Community Event Grant Program and Street Closure Grant Allocations Staff Report 67 Attachment A - History of Community Event Allocations Since Fiscal Year 2013/14 69 BAAQMD's Grant Funding for Plug-In Electric Vehicle Stations EV Grant Funding RTC 70 EV Grant Funding Reso 73 2016 Hazardous Vegetation Program Commencement Resolution Staff Report 75 Attachment A - Resolution Declaring Hazardous Vegetation (Weeds) as a Public Nuisance and Setting Public Hearing Date 78 1 Attachment B - 2016 Abatement List/Commencement Report 80 Attachment C - Sample Materials Mailed to Properties on Commencement Report 85 Commission Qualifications and Terms Expiring in 2016 Staff Report 87 Attachment A - Current Membership, Attendance, and Purpose for Saratoga Commissions 90 Attachment B - 2016 Tentative Commission Recruitment Schedule 96 Adoption of City Council Assignments Staff Report 97 Attachment A - Resolution Approving Council Assignments 98 Attachment B - 2016 City Council Assignments 99 Attachment C - Assignment Descriptions 100 Consider Updates to the City Council Handbook, Council & Commission Expense Policy, E-Communications Policy and Council Norms Staff Report 105 Resolution & Expense Policy 109 E-Communication Policy 116 Council Handbook (without appendixes)121 Council Norms of Operation 145 2 Page 1 of 6 REGULAR MEETING – 7:00 P.M. – CIVIC THEATER/COUNCIL CHAMBERS AT 13777 FRUITVALE AVENUE PLEDGE OF ALLEGIANCE ROLL CALL REPORT OF CITY CLERK ON POSTING OF AGENDA The agenda for this meeting was properly posted on December 11, 2015. COMMUNICATIONS FROM COMMISSIONS & PUBLIC Oral Communications on Non-Agendized Items Any member of the public will be allowed to address the City Council for up to three (3) minutes on matters not on this agenda. The law generally prohibits the Council from discussing or taking action on such items. However, the Council may instruct staff accordingly regarding Oral Communications under Council Direction to Staff. Oral Communications - Council Direction to Staff Instruction to Staff regarding actions on current Oral Communications. Communications from Boards and Commissions Council Direction to Staff Instruction to Staff regarding actions on current Communications from Boards & Commissions. ANNOUNCEMENTS CEREMONIAL ITEMS 1. Appointment of Commissioners and Oath of Office Recommended action: Adopt the attached resolution appointing 1 member to the Heritage Preservation Commission and 3 members to the Traffic Safety; and direct the City Clerk to administer the Oath of Office. SPECIAL PRESENTATIONS None AGENDA REGULAR MEETING SARATOGA CITY COUNCIL DECEMBER 16, 2015 3 Page 2 of 6 CONSENT CALENDAR The Consent Calendar contains routine items of business. Items in this section will be acted in one motion, unless removed by the Mayor or a Council member. Any member of the public may speak to an item on the Consent Calendar at this time, or request the Mayor remove an item from the Consent Calendar for discussion. Public Speakers are limited to three (3) minutes. 2. City Council Meeting Minutes Recommended action: Approve the City Council minutes for the Special City Council Meeting on December 1, 2015 and the Special and Regular City Council Meeting on December 2, 2015. 3. Review of Accounts Payable Check Registers Recommended action: Review and accept check registers for the following accounts payable payment cycles: 11/17/2015: Period 5 11/24/2015: Period 5 12/01/2015: Period 6 12/08/2015: Period 6 4. Treasurer’s Report for the Month Ended September 30, 2015 Recommended action: Review and accept the Treasurer’s Report for the month ended September 30, 2015. 5. Notice of Completion - McFarland Ave Curb and Gutter Rehabilitation - Phase 1 Recommended action: Move to accept the McFarland Ave Curb and Gutter Rehabilitation - Phase 1 as complete and authorize staff to record the Notice of Completion for construction contract. PUBLIC HEARINGS None OLD BUSINESS None NEW BUSINESS 6. Progress Update - Implementation of Phase I of the Saratoga Village Plan Update Process--- Community Outreach Recommended action: No Action Required 7. Spring 2016 Issue of The Saratogan Recommended action: Provide direction to staff on the theme and distribution method of the Spring 2016 issue of The Saratogan. 4 Page 3 of 6 8. Fiscal Year 2016/17 Community Event Grant Program and Street Closure Grant Allocations Recommended action: Approve the recommendations of the Council Finance Committee for FY 2016/17: 1. Allocate $35,000 for the Community Event Grant Program. 2. Allocate $30,000 for two street closures. 9. BAAQMD's Grant Funding for Plug-In Electric Vehicle Stations Recommended action: 1. Authorize the City Manager or designee to apply for and accept TFCA Electric Vehicle Charging Station Demonstration Project Program and/or Chase! Program grant funds from the Bay Area Air Quality Management District (BAAQMD) for the purpose of installing a DC Fast Charger Plug-In Electric Vehicle Charging Station in the Saratoga Library parking lot, and 2. Direct staff to implement the Plug-In Electric Vehicle Station project if grant is awarded, and 3. Authorize Budget Adjustment to augment the current CIP Electric Vehicle Station project budget. 10. 2016 Hazardous Vegetation Program Commencement Resolution Recommended action: Approve resolution declaring hazardous vegetation (weeds) as a public nuisance and setting a public hearing on January 20, 2016 to consider objections to the Abatement List. 11. Commission Qualifications and Terms Expiring in 2016 Recommended action: Accept the list of Commission qualifications and terms expiring in the 2016 calendar year. 12. Adoption of City Council Assignments Recommended action: Approve the resolution adopting the 2016 City Council assignments. 13. Consider Updates to the City Council Handbook, Council & Commission Expense Policy, E- Communications Policy and Council Norms Recommended action: 1. Adopt the resolution approving modifications to Council and Commission Expense Policy 2. Receive report on the Council and Commission E-Communication Policy 3. Review updates to the City Council Handbook 4. Provide direction on any updates to the City Council Norms of Operation CITY COUNCIL ASSIGNMENT REPORTS Mayor Manny Cappello Council Finance Committee Hakone Foundation Board Santa Clara County Housing and Community Development (HCD) Council Committee Saratoga Area Senior Coordinating Council (SASCC) West Valley Sanitation District 5 Page 4 of 6 Vice Mayor Emily Lo Hakone Foundation Board & Executive Committee KSAR Community Access TV Board Santa Clara County Library Joint Powers Authority Council Member Mary-Lynne Bernald Association of Bay Area Governments Cities Association of Santa Clara County-Legislative Action Committee Cities Association of Santa Clara County-Selection Committee Saratoga Historical Foundation Saratoga Sister City Organization Council Member Howard Miller Cities Association of Santa Clara County Council Finance Committee Valley Transportation Authority (VTA) Policy Advisory Committee VTA Board West Valley Cities Alternate West Valley Mayors and Managers Association West Valley Solid Waste Management Joint Powers Authority Council Member Rishi Kumar Santa Clara County Expressway Plan 2040 Policy Advisory Board Santa Clara Valley Water District Commission Saratoga Chamber of Commerce & Destination Saratoga Saratoga Ministerial Association CITY COUNCIL ITEMS CITY MANAGER’S REPORT ADJOURNMENT In accordance with the Ralph M. Brown Act, copies of the staff reports and other materials provided to the City Council by City staff in connection with this agenda are available at the office of the City Clerk at 13777 Fruitvale Avenue, Saratoga, CA 95070. Note that copies of materials distributed to the City Council concurrently with the posting of the agenda are also available on the City Website at www.saratoga.ca.us. Any materials distributed by staff after the posting of the agenda are made available for public review at the office of the City Clerk at the time they are distributed to the City Council. In compliance with the Americans with Disabilities Act (ADA), if you need special assistance to participate in this meeting, please contact the City Clerk at (408) 868-1269. Notification 48 hours prior to the meeting will enable the City to make reasonable arrangements to ensure accessibility to this meeting (28 CFR 35.102-35.104 ADA Title II) 6 Page 5 of 6 Certificate of Posting of Agenda: I, Crystal Bothelio, City Clerk for the City of Saratoga, declare that the foregoing agenda for the meeting of the City Council for the City of Saratoga was posted on December 11, 2015, at the City of Saratoga, 13777 Fruitvale Ave., Saratoga, CA 95070 and was available for public review at that location. The agenda is also available on the City’s website at www.saratoga.ca.us Signed this 11th day of December 2015 at Saratoga, California. Crystal Bothelio, City Clerk NOTE: To view current or previous City Council meetings anytime, go to the City Video Archives at www.saratoga.ca.us 12/16 Regular Meeting –5:30 p.m. Library Commission Study Session 6:15 p.m. Council Norms Study Session 01/06 Meeting Cancelled 01/20 Regular Meeting –Joint Meeting with County Supervisor Joe Simitian 02/03 Regular Meeting –Joint Meeting with KSAR 02/05 Council Retreat – 8:30 a.m. -4:30 p.m.– West Valley College 02/17 Regular Meeting – 5:30 p.m. Joint Meeting with Planning Commission and Heritage Preservation Commission, Arts and Crafts Room in Community Center 02/27 3-5 p.m. State of the City event --Theater 03/02 Regular Meeting – Joint Meeting with Traffic Safety Commission 03/16 Regular Meeting – Joint Meeting with Parks & Rec Commission and PEBTAC 04/06 Regular Meeting – Joint Meeting with Library Commission, Librarians, and Friends of Library 04/20 Regular Meeting – Joint Meeting with Saratoga Ministerial Association 04/25? Budget Study Session 05/04 Regular Meeting – Joint Meeting with Mt. Winery and Montalvo Arts 05/18 Regular Meeting – Joint Meeting with County Fire and Santa Clara County FireSafe Council 06/01 Regular Meeting – 5:30 p.m. Joint Meeting with HOA’s in Senior Center, Saunders Room 06/15 Regular Meeting – Joint Meeting with Sheriff Office 07/06 Regular Meeting –Joint meeting Hakone Foundation Board 07/20 Meeting Cancelled 08/03 Meeting Cancelled CITY OF SARATOGA CITY COUNCIL MEETING CALENDAR 2015/2016 7 Page 6 of 6 08/17 Regular Meeting – Joint Meeting with Chamber of Commerce and Destination Saratoga 09/07 Regular Meeting – Joint Meeting with SASCC 09/21 Regular Meeting – Joint Meeting with Youth Commission 10/05 Regular Meeting – 5:30 p.m. Joint Meeting with Saratoga School Districts in Senior Center, Saunders Room 10/19 Regular Meeting – Joint Meeting with Historical Foundation 11/02 Regular Meeting – Joint Meeting with West Valley – Mission Community College Board of Trustees 11/16 Regular Meeting – Joint Meeting with Senator Beall Jr. 12/07 Regular Meeting – Joint Meeting with Representative Low 12/20 City Council Reorganization 12/21 Regular Meeting –Council Norms Study session Unless otherwise stated, Joint Meetings and Study Sessions begin at 6:00 p.m. in the Administrative Conference Room at Saratoga City Hall at 13777 Fruitvale Avenue. 8 SARATOGA CITY COUNCIL MEETING DATE: December 16, 2015 DEPARTMENT: City Manager’s Office PREPARED BY: Crystal Bothelio, City Clerk/Assistant to the City Manager SUBJECT: Appointment of Commissioners and Oath of Office RECOMMENDED ACTION: Adopt the attached resolution appointing 1 member to the Heritage Preservation Commission and 3 members to the Traffic Safety; and direct the City Clerk to administer the Oath of Office. BACKGROUND: On December 31, 2015, the terms of 1 Heritage Preservation Commissioner and 3 Traffic Safety Commissioners will end. Consequently, the City started recruitment for the vacancies in September 2015. A total of 1 application was received for the opening on the Heritage Preservation Commission and 5 applications were received for the Traffic Safety Commission before the application deadline on November 23, 2015. Council has selected the following applicants to be appointed to the Heritage Preservation Commission and Traffic Safety Commission for 4 year terms ending December 31, 2019: Name Commission Term Marilyn Marchetti Heritage Preservation Commission 1/1/2016 – 12/31/2019 Ray Cosyn Traffic Safety Commission 1/1/2016 – 12/31/2019 Christopher Coulter Traffic Safety Commission 1/1/2016 – 12/31/2019 Jonathan “Jojo” Choi Traffic Safety Commission 1/1/2016 – 12/31/2019 FOLLOW UP ACTION: Update the City’s Commission roster. ATTACHMENTS: Attachment A - Resolution of Appointment Attachment B - Oaths of Office 9 RESOLUTION NO. 15-___ A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA APPOINTING MEMBERS TO THE SARATOGA HERITAGE PRESERVATION COMMISSION AND TRAFFIC SAFETY COMMISSION WHEREAS, one vacancy was created on the Heritage Preservation Commission resulting from the expired term of Marilyn Marchetti and three vacancies were created on the Saratoga Traffic Safety Commission resulting from the expired terms of Ray Cosyn, Peggy Guichard, and Elena Musselman; and WHEREAS, the City publicized the vacancies, accepted applications until the deadline on November 23, 2015, and the City Council conducted interviews on December 2, 2015. NOW, THEREFORE, the City Council of the City of Saratoga hereby resolves that the following individuals are appointed to the Heritage Preservation Commission and Traffic Safety Commission for full four-year terms starting January 1, 2016 and ending December 31, 2019: Name Commission Term Marilyn Marchetti Heritage Preservation Commission 1/1/2016 – 12/31/2019 Ray Cosyn Traffic Safety Commission 1/1/2016 – 12/31/2019 Christopher Coulter Traffic Safety Commission 1/1/2016 – 12/31/2019 Jonathan “Jojo” Choi Traffic Safety Commission 1/1/2016 – 12/31/2019 The above and foregoing resolution was passed and adopted at a regular meeting of the Saratoga City Council held on the 16th day of December 2015 by the following vote: AYES: NOES: ABSENT: ABSTAIN: E. Manny Cappello, Mayor Attest: Crystal Bothelio, City Clerk 10 STATE OF CALIFORNIA COUNTY OF SANTA CLARA I, Marilyn Marchetti, do solemnly swear (or affirm) that I will support and defend the Constitution of the United States and the Constitution of the State of California against all enemies, foreign and domestic; that I will bear true faith and allegiance to the Constitution of the United States and the Constitution of the State of California; that I take this obligation freely, without any mental reservation or purpose of evasion; and that I will well and faithfully discharge the duties upon which I am about to enter. Marilyn Marchetti, Member Heritage Preservation Commission Subscribed and sworn to before me on this 16th day of December 2015. Crystal Bothelio City Clerk 11 STATE OF CALIFORNIA COUNTY OF SANTA CLARA I, Ray Cosyn, do solemnly swear (or affirm) that I will support and defend the Constitution of the United States and the Constitution of the State of California against all enemies, foreign and domestic; that I will bear true faith and allegiance to the Constitution of the United States and the Constitution of the State of California; that I take this obligation freely, without any mental reservation or purpose of evasion; and that I will well and faithfully discharge the duties upon which I am about to enter. Ray Cosyn, Member Traffic Safety Commission Subscribed and sworn to before me on this 16th day of December 2015. Crystal Bothelio City Clerk 12 STATE OF CALIFORNIA COUNTY OF SANTA CLARA I, Christopher Coulter, do solemnly swear (or affirm) that I will support and defend the Constitution of the United States and the Constitution of the State of California against all enemies, foreign and domestic; that I will bear true faith and allegiance to the Constitution of the United States and the Constitution of the State of California; that I take this obligation freely, without any mental reservation or purpose of evasion; and that I will well and faithfully discharge the duties upon which I am about to enter. Christopher Coulter, Member Traffic Safety Commission Subscribed and sworn to before me on this 16th day of December 2015. Crystal Bothelio City Clerk 13 STATE OF CALIFORNIA COUNTY OF SANTA CLARA I, Jonathan “Jojo” Choi, do solemnly swear (or affirm) that I will support and defend the Constitution of the United States and the Constitution of the State of California against all enemies, foreign and domestic; that I will bear true faith and allegiance to the Constitution of the United States and the Constitution of the State of California; that I take this obligation freely, without any mental reservation or purpose of evasion; and that I will well and faithfully discharge the duties upon which I am about to enter. Jonathan “Jojo” Choi, Member Traffic Safety Commission Subscribed and sworn to before me on this 16th day of December 2015. Crystal Bothelio City Clerk 14 SARATOGA CITY COUNCIL MEETING DATE: December 16, 2015 DEPARTMENT: City Manager’s Office PREPARED BY: Debbie Bretschneider, Deputy City Clerk SUBJECT: City Council Meeting Minutes RECOMMENDED ACTION: Approve the City Council minutes for the Special City Council Meeting on December 1, 2015 and the Special and Regular City Council Meeting on December 2, 2015. BACKGROUND: Draft City Council minutes for each Council Meeting are taken to the City Council to be reviewed for accuracy and approval. Following City Council approval, minutes are retained for legislative history and posted on the City of Saratoga website. The draft minutes are attached to this report for Council review and approval. FOLLOW UP ACTION: Minutes will be retained for legislative history and posted on the City of Saratoga website. ATTACHMENTS: Attachment A - Minutes for the Special City Council Meeting on December 1, 2015 Attachment B - Minutes for the Special and Regular City Council Meeting on December 2, 2015 15 1 MINUTES TUESDAY, DECEMBER 1, 2015 SARATOGA CITY COUNCIL SPECIAL MEETING CALL MEETING TO ORDER Mayor Miller called the meeting to order at 11:45 a.m. at Florentine’s Restaurant, 14510 Big Basin Way in Saratoga, California. ROLL CALL PRESENT Council Members Emily Lo, Mary-Lynne Bernald, Rishi Kumar, Vice Mayor Manny Cappello, Mayor Howard Miller ABSENT: None ALSO PRESENT: James Lindsay, City Manager Debbie Bretschneider, Acting City Clerk City Employees COMMUNICATIONS FROM PUBLIC None. NEW BUSINESS 1. Resolution Establishing a One-Time, Non-Precedential Authorization of Payment in Appreciation and Recognition of Employees Recommended Action: Adopt the resolution entitled, “A Resolution of the City Council and the City of Saratoga establishing a one-time, non-precedential authorization of Payment in Appreciation and Recognition of Employees. CAPPELLO/LO MOVED TO APPROVE THE RESOLUTION ENTITLED, “A RESOLUTION OF THE CITY COUNCIL AND THE CITY OF SARATOGA ESTABLISHING A ONE-TIME, NON-PRECEDENTIAL AUTHORIZATION OF PAYMENT IN APPRECIATION AND RECOGNITION OF EMPLOYEES. MOTION PASSED. AYES: MILLER, CAPPELLO, LO, BERNALD, KUMAR. NOES: NONE. ABSTAIN: NONE. ABSENT: NONE. ADJOURNMENT CAPPELLO/LO MOVED TO ADJOURN THE MEETING AT 11:48 A.M. . MOTION PASSED. AYES: MILLER, CAPPELLO, LO, BERNALD, KUMAR. NOES: NONE. ABSTAIN: NONE. ABSENT: NONE. Minutes respectfully submitted: Debbie Bretschneider, Acting City Clerk, City of Saratoga 16 1 MINUTES WEDNESDAY, DECEMBER 2, 2013 SARATOGA CITY COUNCIL SPECIAL MEETING At 5:00 p.m., the City Council conducted interviews for the Heritage Preservation Commission and Traffic Safety Commission in the Administrative Conference Room at City Hall at 13777 Fruitvale Avenue. At 6:00 p.m., the Council held a Joint Meeting with Assembly Member Evan Low. SARATOGA CITY COUNCIL SPECIAL MEETING COUNCIL REORGANIZATION Mayor Miller called the Reorganization Meeting to order at 7:04 p.m. and Cub Scout Troop 566 led the Pledge of Allegiance. ROLL CALL PRESENT Mayor Howard Miller, Vice Mayor Manny Cappello, Council Members Emily Lo, Mary-Lynne Bernald, Rishi Kumar ABSENT: None ALSO PRESENT: James Lindsay, City Manager Catherine Engberg, Acting City Attorney Debbie Bretschneider, Acting City Clerk John Cherbone, Public Works Director Erwin Ordenez, Community Development Director Michael Taylor, Recreation and Facilities Director Brian Babcock, Administrative Analyst I Cheryl Parkman, MTEP Participant REPORT OF CITY CLERK ON POSTING OF AGENDA Acting City Clerk Debbie Bretschneider reported that agenda for this meeting was properly posted on November 25, 2015. COMMUNICATIONS FROM PUBLIC Oral Communications on Non-Agendized Items Mary Robertson spoke on Item 16 from the November 18, 2015 City Council meeting. Barry Chang, Mayor of Cupertino, spoke about the Community Choice Energy program. Cupertino passed a resolution last night and is asking Saratoga to join in. Oral Communications - Council Direction to Staff None. 17 2 NEW BUSINESS 1. Remarks from Outgoing Mayor Miller and Council Members. Mayor Miller announced that Saratoga won the Silicon Valley Turkey Trot Small City award for the 5th year in a row. Mayor Miller then spoke about the highlights of his ye ar as Mayor, which included the City finally receiving it’s fair share of local property taxes and the opening of the 64-acre park, Saratoga Quarry Park. He shared that is has been a privilege to have been Mayor for the past year. Council Members gave remarks about Mayor Miller and showed a video about the Quarry Park. Council presented Mayor Miller with a Certificate of Appreciation and Key to the City. 2. Reorganization of City Council Recommended action: Appoint Mayor and Vice Mayor: 1) City Clerk declares the offices of Mayor and Vice Mayor to be vacant; 2) Nomination of the Mayor; 3) Administer oath of office to new Mayor; 4) Nomination of the Vice Mayor; and 5) Administer oath of office to new Vice Mayor. Acting City Clerk Debbie Bretschneider declared the offices of Mayor and Vice Mayor to be vacant then called for nominations for the office of Mayor. LO/BERNALD MOVED TO NOMINATE MANNY CAPPELLO AS MAYOR FOR THE YEAR 2016. MOTION PASSED. AYES: MILLER, CAPPELLO, LO, BERNALD, KUMAR. NOES: NONE. ABSTAIN: NONE. ABSENT: NONE. Romolo Cappello administered the Oath of Office to Mayor Manny Cappello. Mayor Cappello invited nominations for the office of Vice Mayor. BERNALD/KUMAR MOVED TO NOMINATE EMILY LO AS VICE MAYOR FOR THE YEAR 2016. MOTION PASSED. AYES: MILLER, CAPPELLO, LO, BERNALD, KUMAR. NOES: NONE. ABSTAIN: NONE. ABSENT: NONE. Acting City Clerk Debbie Bretschneider administered the Oath of Office to Vice Mayor Emily Lo. 3. Remarks from New Mayor, Vice Mayor, and Council Members Mayor Cappello recognized dignitaries in the audience. Mayor Cappello spoke about his appointment as Mayor and the goals for the upcoming year. Members of the City Council commented on Mayor Cappello and his upcoming term as Mayor. 18 3 Mayor Cappello invited public comment. The following people requested to speak: Assembly Member Evan Low Barry Chang, Mayor of Cupertino Savita Vaidhyanathan, Vice Mayor of Cupertino Jason Baker, Mayor of Campbell Debra Cummins, Chamber of Commerce and member of Rotary ADJOURNMENT TO CIVIC THEATER LOBBY FOR SHORT RECEPTION MILLER/BERNALD MOVED TO ADJOURN THE MEETING AT 8:20 P.M. MOTION PASSED. AYES: CAPPELLO, LO, BERNALD, MILLER, KUMAR. NOES: NONE. ABSTAIN: NONE. ABSENT: NONE. 19 4 SARATOGA CITY COUNCIL REGULAR MEETING Mayor Cappello called the Regular Meeting to order at 8:46 p.m. COMMUNICATIONS FROM PUBLIC Oral Communications on Non-Agendized Items None. CEREMONIAL ITEMS 1. Commendation for Assembly Member Evan Low Recommended action: Present the commendation to Assembly Member Evan Low. The City Council presented the commendation to Assembly Member Evan Low. ANNOUNCEMENTS Council Member Kumar announced a new Citizen’s group in Saratoga, Vibrant Saratoga Team. More information is available at Tinyurl.com/vibrantsaratogateam. He also announced that information about Bollywood Night is online at http://www.siliconvalleybollywood.com/ Council Member Kumar publicized the Start-up Boot Camp, which is a semester long program on how to create a business plan and learn to develop that plan. The program starts in January 2016. It ends on June 12, Saratoga Tech day, when the business plans will be judged. http://www.siliconvalleycoders.org Council Member Kumar also publicized that the Chamber of Commerce Farmer’s Market will now be open year round on Wednesday afternoon’s at Blaney Plaza. Council Member Miller spoke about the Saratoga Recreation Guide winter classes. More information is available at http://www.saratoga.ca.us/cityhall/rec/default.asp Council Member Miller announced that the Saratoga High School Band is combining with the Redwood Middle School to participate in the Los Gatos Parade on December 5. Additionally, the Saratoga High School Marching Band is participating in the Rose Parade on January 1, 2016! Council Member Bernald announced the Saratoga History Museum will have exhibit on Holidays, which runs through January. The Museum’s regular hours are 1-4 p.m., Friday- Sunday. Vice Mayor Lo announced that the Chamber of Commerce is having a Holiday mixer on December 15 from 5:30-7:30 p.m. at Our Lady of Fatima Villa. 20 5 SPECIAL PRESENTATIONS 2. Management Talent Exchange Program Report Recommended action: Receive report MTEP participant Cheryl Parkman presented the staff report and presentation. Council Members thanked Cheryl for her work. The Council gave staff direction is to have the Crisis Communication plan in the Council Handbook. CONSENT CALENDAR 3. City Council Meeting Minutes Recommended action: Approve the City Council minutes for the Special and Regular City Council Meeting on November 18, 2015. MILLER/KUMAR MOVED TO APPROVE THE CITY COUNCIL MINUTES FOR THE SPECIAL AND REGULAR CITY COUNCIL MEETING ON NOVEMBER 18, 2015. MOTION PASSED. AYES: CAPPELLO, LO, BERNALD, MILLER, KUMAR. NOES: NONE. ABSTAIN: NONE. ABSENT: NONE 4. Second Reading of an Ordinance Amending City Code Sections 15-45 and 15-46 (Design Review Story Pole Requirements) Recommended action: Waive the second reading and adopt the attached ordinance revising City Code Sections 15- 45 and 15-46 (Design Review Story Pole Requirements). ORDINANCE 336 MILLER/KUMAR MOVED TO ADOPT THE ATTACHED ORDINANCE REVISING CITY CODE SECTIONS 15-45 AND 15-46 (DESIGN REVIEW STORY POLE REQUIREMENTS). MOTION PASSED. AYES: CAPPELLO, LO, BERNALD, MILLER, KUMAR. NOES: NONE. ABSTAIN: NONE. ABSENT: NONE. 5. Second Reading of an Ordinance Amending City Code Section 15-65 (Nonconforming Uses and Structures) Recommended action: Waive the second reading and adopt the attached ordinance revising City Code Section 15-65 (Nonconforming Uses and Structures). ORDINANCE 337 21 6 MILLER/KUMAR MOVED TO ADOPT THE ATTACHED ORDINANCE REVISING CITY CODE SECTION 15-65 (NONCONFORMING USES AND STRUCTURES). MOTION PASSED. AYES: CAPPELLO, LO, BERNALD, MILLER, KUMAR. NOES: NONE. ABSTAIN: NONE. ABSENT: NONE. Mayor Cappello asked for remarks from Council. Council Member Miller spoke on his appreciation for the staff work on Item 4 & 5. PUBLIC HEARINGS None OLD BUSINESS None NEW BUSINESS 6. Review of City Council Agency & Ad Hoc Committees Recommended action: Review the list of agencies and committees and provide direction on any changes to staff. Acting City Clerk Debbie Bretschneider presented the staff report. Mayor Cappello invited public comment on the item. No one requested to speak. Council gave direction to staff. 7. 2016 City Council Meeting Schedule Recommended action: Provide direction on the 2016 City Council Meeting schedule. Acting City Clerk Debbie Bretschneider presented the staff report. Mayor Cappello invited public comment on the item. No one requested to speak. MILLER/BERNALD MOVED TO APPROVE THE CANCELLATION OF THE JULY 20 AND AUGUST 3, 2016 COUNCIL MEETINGS. MOTION PASSED. AYES: CAPPELLO, LO, BERNALD, MILLER, KUMAR. NOES: NONE. ABSTAIN: NONE. ABSENT: NONE. 22 7 CITY COUNCIL ASSIGNMENT REPORTS Mayor Manny Cappello Saratoga Area Senior Coordinating Council (SASCC) -the next meeting will be a special meeting to receive report from consultant. Mayor Cappello added that he spoke during the Interfaith Service held by the Ministerial Association on Thanksgiving. Vice Mayor Emily Lo Hakone Foundation Board & Executive Committee --December 17 is the next meeting. Council Member Mary-Lynne Bernald Saratoga Sister City Organization –the group is organizing a docent program, and is looking for someone who speaks Japanese for translation to correspond with Muko City. Council Member Howard Miller Valley Transportation Authority (VTA) Policy Advisory Committee –Council Member Miller was selected chair of election committee. Council Member Rishi Kumar Saratoga Ministerial Association –the group had their 50th anniversary of the Interfaith Service. Council Member Kumar also shared that he attended a conference put on by the League. CITY COUNCIL ITEMS None CITY MANAGER’S REPORT City Manager James Lindsay thanked Council Member Miller for his work as Mayor. And congratulated the new Mayor and Vice Mayor. Acting City Attorney Catherine Engberg also congratulated the new Mayor and Vice Mayor. ADJOURNMENT MILLER/BERNALD MOVED TO ADJOURN THE MEETING AT 9:46_P.M. MOTION PASSED. AYES: CAPPELLO, LO, BERNALD, MILLER, KUMAR. NOES: NONE. ABSTAIN: NONE. ABSENT: NONE. Minutes respectfully submitted: Debbie Bretschneider, Acting City Clerk 23 Gina Scott, Accounting Technician SUBJECT: Review of Accounts Payable Check Registers RECOMMENDED ACTION: Review and accept check registers for the following accounts payable payment cycles: 12/01/2015: Period 6 12/08/2015: Period 6 BACKGROUND: The information listed below provides detail for weekly City check runs. Checks issued for $20,000 or greater are listed separately as well as any checks that were void during the time period. Fund information, by check run, is also provided in this report. REPORT SUMMARY: Attached are Check Registers for: Date Ending Check # 11/17/15 129474 129528 55 551,174.95 11/17/15 11/10/15 129473 11/24/15 129529 129584 56 217,193.01 11/24/15 11/17/15 129528 12/1/15 129585 129621 37 39,167.67 12/01/15 11/24/15 129584 12/8/15 129622 129676 55 497,661.36 12/08/15 12/01/15 129621 Accounts Payable checks issued for $20,000 or greater: Date Check # Issued to Dept.Amount 11/17/15 129495 General 22,434.92 11/17/15 129505 SCC Office of the Sheriff General PS 414,423.33 11/24/15 129545 PW 33,070.00 11/24/15 129568 CDD 109,510.50 12/08/15 129642 PW 73,536.36 12/08/15 129657 PW 21,691.27 12/08/15 129661 CDD 270,000.00 Accounts Payable checks voided during this time period: AP Date Check #Amount ATTACHMENTS: Check Registers in the 'A/P Checks By Period and Year' report format PREPARED BY: CIP Streets Projects General Bond Release Fund Purpose Bond Release Various Law Enforcement PEG Fees SARATOGA CITY COUNCIL MEETING DATE:December 16, 2015 DEPARTMENT:Finance & Administrative Services 11/24/2015: Period 5 11/17/2015: Period 5 KSAR General Ending Check # Issued to N/A Prior Check Register Checks Released Total Checks Amount Reason Status Starting Check #Date Satish & Smita Dharmaraj Guerra Construction SSC Valley Transportation Saratoga Village Proj General CIP Streets Projects General CMP Fees 2016-2017 Type of Checks Accounts Payable Accounts Payable Dino Turchet Construction Sholeh Diba Goetting Accounts Payable Accounts Payable 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 SARATOGA CITY COUNCIL MEETING DATE: December 16, 2015 DEPARTMENT: Finance & Administrative Services PREPARED BY: Ann Xu, Accountant SUBJECT: Treasurer’s Report for the Month Ended September 30, 2015 RECOMMENDED ACTION: Review and accept the Treasurer’s Report for the month ended September 30, 2015. BACKGROUND: California government code section 41004 requires that the City Treasurer submit to the City Clerk and the legislative body a written report and accounting of all receipts, disbursements, and fund balances. The Municipal Code of the City of Saratoga, Article 2-20, Section 2-20.035 designates the City Manager as the City Treasurer. This report is prepared to fulfill this requirement. The following attachments provide various financial transaction data for the City of Saratoga’s Funds collectively as well as specifically for the City’s General (Operating) Fund, including an attachment from the State Treasurer’s Office of Quarterly LAIF rates from the 1st Quarter of 1977 to present. FISCAL STATEMENT: Cash and Investments Balance by Fund As of September 30, 2015, the City had $430,959 in cash deposit at Comerica bank, and $15,144,095 on deposit with LAIF. Council Policy on Working Capital Reserve Funds, adopted on April 20, 1994, states that: for cash flow purposes, to avoid occurrence of dry period financing, pooled cash from all funds should not be allowed to fall below $2,000,000. The total pooled cash balance as of September 30, 2015 is $15,575,054 and exceeds the minimum limit required. The following Fund Balance schedule represents actual funding available for all funds at the end of the monthly period. This amount differs from the above Cash Summary schedule as assets and liabilities are components of the fund balance. As illustrated in the summary below, Total Unrestricted Cash is adjusted by the addition of Total Assets less the amount of Total Liabilities to arrive at the Ending Fund Balance – which represents the actual amount of funds available. Unrestricted Cash Comerica Bank 430,959$ Deposit with LAIF 15,144,095$ Total Unrestricted Cash 15,575,054$ Cash Summary 45 Fund Balance Designations In accordance with Governmental Accounting Standards Board (GASB) Statement No. 54, Fund Balance Reporting and Governmental Fund Type Definitions, the components of fund balance are categorized as follows: “non-spendable fund balance”, resources that are inherently non-spendable from the vantage point of the current period; “restricted fund balance”, resources that are subject to enforceable legal restrictions; “committed fund balance”, resources whose use is constrained by limitations the government imposes upon itself through formal action at its highest level of decision making and remains binding unless removed in the same manner; “assigned fund balance”, resources that reflects a government’s intended use of resources, such intent would have to be established at either the highest level of decision making, by a body, or an official designated for that purpose; and “unassigned fund balance”, net resources in excess of what can properly be classified in one of the other four categories. Currently, the City’s fund balance reserves fall into one of the four spendable categories; restricted, committed, assigned, or unassigned fund balance. CONSEQUENCES OF NOT FOLLOWING RECOMMENDED ACTION The City would not be in compliance with Government Code Section 41004. ATTACHMENTS A – Change in Total Fund Balances by Fund under GASB 54 B – Change in Total Fund Balances by CIP Project C – Change in Cash Balance by Month D – Local Agency Investment Fund (LAIF) Quarterly Apportionment Rates + Total Unrestricted Cash 15,575,054$ Plus: Assets 755,702 Less: Liabilities (2,616,261) Ending Fund Balance 13,714,495$ Adjusting Cash to Ending Fund Balance 46 ATTACHMENT A CHANGES IN TOTAL FUND BALANCE UNDER GASB 54 Fund Description Fund Balance 7/1/15 Increase/ (Decrease) Jul-Aug Current Revenue Current Expenditure Transfer In Transfer Out Fund Balance 9/30/15 General Fund Restricted Fund Balances: Environmental Services Reserve 363,182 - - - - - 363,182 Committed Fund Balances: Hillside Stability Reserve 1,000,000 - - - - - 1,000,000 Assigned Fund Balances: Future Capital Replacement & Efficiency Project Reserve 1,777,896 - - - - 1,777,896 - Facility Reserve 900,000 - - - - - 900,000 Carryforwards Reserve 176,560 - - - - - 176,560 Unassigned Fund Balances:- Working Capital Reserve 2,007,545 - - - - - 2,007,545 Fiscal Stabilization Reserve 1,000,000 - - - - - 1,000,000 Development Services Reserve 713,891 - - - - 60,000 653,891 Compensated Absences Reserve 208,167 - - - - - 208,167 Other Unassigned Fund Balance Reserve (Pre YE distribution 1,659,490 (2,386,463) 950,796 1,272,426 - 64,760 (1,113,363) General Fund Total 9,806,731 (2,386,463) 950,796 1,272,426 - 1,902,656 5,195,982 Special Revenue Landscape/Lighting Districts 867,643 (59,805) 880 36,317 - - 772,402 Capital Project Street Projects 1,041,388 (100,587) 18,220 68,212 1,088,760 - 1,979,570 Park and Trail Projects 888,565 (37,709) - 386,641 328,068 64,068 728,215 Facility Projects 347,618 (72,020) - 18,761 233,896 - 490,734 Administrative Projects 367,869 5,530 5,282 29,257 285,000 - 634,424 Tree Fund Projects 56,248 575 1,720 1,303 - - 57,240 Park In-Lieu Fees Projects 276,753 (95,959) - (164,960) 31,000 - 376,754 CIP Grant Street Projects 8,294 - - 41 - - 8,252 CIP Grant Park & Trail Projects 17,427 - - 4,618 - - 12,809 Gas Tax Fund Projects 854,615 82,420 104,742 22,609 33,878 33,878 1,019,167 CIP Fund Total 3,858,778 (217,750) 129,964 366,483 2,000,602 97,946 5,307,164 Debt Service Library Bond 906,600 (693,451) 504 750 - - 212,903 Internal Service Fund Liability/Risk Management 291,263 (105,512) 6,693 14,960 - - 177,484 Workers Compensation 314,525 242 - 3,602 - - 311,165 Office Support Fund 75,075 3,895 906 3,212 - - 76,664 Information Technology Services 260,322 41,556 459 46,452 - - 255,885 Equipment Maintenance 115,564 36,062 - 17,054 - - 134,572 Building Maintenance 268,326 113,511 754 68,751 - - 313,839 Equipment Replacement 649,498 33,984 - 612 - - 682,869 Technology Replacement 194,101 30,327 - 862 - - 223,565 Building FFE Replacement - 50,000 - - - - 50,000 - Total City 17,608,426 (3,153,405) 1,090,956 1,831,482 2,000,602 2,000,602 13,714,495 47 ATTACHMENT B FUND BALANCES BY CIP PROJECT CIP Funds/Projects Fund Balance 7/1/15 Increase/ (Decrease) Jul-Aug Current Revenue Current Expenditure Transfer In Transfer Out Fund Balance 9/30/15 Street Projects Annual Street Resurfacing - 18,220 18,220 11,680 64,760 - 89,521 Residential Street Construction 243,612 (99,741) - 43,168 300,000 - 400,702 Roadway Maintenance and Repairs - (13,035) - 6,676 375,000 - 355,289 EV Stations - - - - 25,000 - 25,000 Roadway Safety & Traffic Calming 27,114 (5,710) - 2,988 50,000 - 68,415 Highway 9 Safety Project - Phase IV 121,019 - - - - - 121,019 Beaumont Traffic Circle - - - - 30,000 - 30,000 Village LED Streetlights 5,007 - - - - - 5,007 Annual Sidewalks Project 46,702 - - 3,015 50,000 - 93,687 Annual Storm Drain Upgrade 9,352 (321) - 685 50,000 - 58,346 Village-Streetscape Improvements 25,059 - - - 50,000 - 75,059 Village Sidewalk Curb & Gutter Construction - Phase II 85,281 - - - - - 85,281 EL Camino Grande SD Pump 150,000 - - - - - 150,000 Saratoga Hills SD Pump - - - - 44,000 - 44,000 Storm Drain Capture Device 30,000 - - - - - 30,000 Wildcat Creek Outfall 40,000 - - - - - 40,000 Fourth Street Bridge 100,000 - - - - - 100,000 Quito Road Bridge Replacement Design 59,500 - - - - - 59,500 Bridge Maintenance & Repairs - - - - 50,000 - 50,000 Underground Project 98,744 - - - - - 98,744 Total Street Projects 1,041,388 (100,587) 18,220 68,212 1,088,760 - 1,979,570 Parks & Trails Projects Park/Trail Repairs 67,929 - - - - 64,068 3,861 Park Pathway Repairs - - - - 50,000 - 50,000 Sustainable Landscaping - - - - 89,068 - 89,068 Hakone Garden Matching Funds 193,991 (33,950) - 25,018 - - 135,022 Hakone Garden Upper Moon House 125,000 - - - - - 125,000 Quarry Park Plan Implement 290,768 - - 361,622 90,000 - 19,146 Quarry Park Row Acquisition 100,000 - - - - - 100,000 Joe's Trail at Saratoga/De Anza 33,997 - - - - - 33,997 Guava/Fredericksburg Entrance 45,880 - - - - - 45,880 Saratoga Village Creek Trail - Design 31,000 (3,760) - - 18,000 - 45,241 Saratoga Village Creek Trail - Construction - - - - 81,000 - 81,000 Total Parks & Trails Projects 888,565 (37,709) - 386,641 328,068 64,068 728,215 Facility Projects Facility Projects 43,500 (25,000) - 14,150 - - 4,350 Security Locks 53,007 - - - - - 53,007 City Hall Emergency Power Backup 325 - - 108 - - 217 Master Switch - Electrical Board 73,498 (45,956) - 800 - - 26,743 ENG/CDD Window Replacement - - - - 40,000 - 40,000 Civic Theater Improvements 87,882 4,932 - 3,703 - - 89,110 Civic Theater Master Plan Improvements 64,900 - - - - - 64,900 Theater Boiler Replacement - - - - 90,000 - 90,000 Theater Rooftop Duct Work - - - - 90,000 - 90,000 Pre-School Playground Structure 10,458 (5,996) - - - - 4,462 SPCC Furniture & Fixtures - - - - 13,896 - 13,896 McWilliams House Improvements - Phase II 3,578 - - - - - 3,578 Library Building Exterior Maintenance Projects 10,470 - - - - - 10,470 Total Facility Projects 347,618 (72,020) - 18,761 233,896 - 490,734 48 ATTACHMENT B (Cont.) FUND BALANCES BY CIP PROJECT CIP Funds/Pro jects Fund Balance 7/1/15 Increase/ (Decrease) Jul-Aug Current Revenue Current Expenditure Transfer In Transfer Out Fund Balance 9/30/15 Administrative Projects Financial System Upgrade 3,534 - - - - - 3,534 COMB Document Imaging Project 57,894 - - 4,478 - - 53,416 City Website/Intranet - - - - 75,000 - 75,000 Development Technology 22,928 6,849 5,282 - - - 35,059 Trak-It Software Upgrade - - - - 60,000 - 60,000 LLD Initiation Match Program 49,000 - - - - - 49,000 Horseshoe Beautification 25,000 - - - - - 25,000 General Plan Update 100,000 - - - - - 100,000 Village Façade Program 20,321 - - - - - 20,321 Village Specific Plan Update - (1,319) - 758 100,000 - 97,923 Wildfire Protection Plan 25,000 - - - - - 25,000 Risk Management Project Funding 64,192 - - 24,020 50,000 - 90,171 Total Administrative Projects 367,869 5,530 5 ,282 29,257 285,000 - 634,424 Tree Fund Projects Citywide Tree Planting Program 33,248 450 1,720 1,303 - - 34,115 Tree Dedication Program 21,250 125 - - - - 21,375 SMSCF Tree Donation Program 1,750 - - - - - 1,750 Total Tree Fund Projects 56,248 575 1,720 1,303 - - 57,240 CIP Grant Street Projects Citywide Signal Upgrade II (924) - - 41 - (965) Saratoga Ave Sidewalk 9,218 - - - - - 9,218 Total CIP Grant Street Projects 8,294 - - 41 - - 8,252 CIP Grant Park & Trail Projects AB8939 Beverage Container Grant Funding 4,618 - - 4,618 - - - Joe's Trail at Saratoga / De Anza 12,809 - - - - - 12,809 Total CIP Grant Park & Trail Projects 17,427 - - 4,618 - - 12,809 Park In-Lieu Fees Projects Quarry Park Plan Implement 153,888 (95,959) - (164,960) - - 222,889 Saratoga Village Creek Trail - Design - - - - 31,000 - 31,000 Saratoga Village Creek - Construction 19,000 - - - - - 19,000 Unallocated Park Fees 103,865 - - - - - 103,865 Total park In-Lieu Fees Projects 276,753 (95,959) - (164,960) 31,000 - 376,754 Gas Tax Fund Projects Annual Street Resurfacing 108,068 82,420 104,742 7,200 33,878 - 321,907 Prospect/Saratoga OBAG Improvement 544,825 - - 15,399 - - 529,426 Citywide Signal Upgrade II 99,769 - - 10 - - 99,759 Arroyo de Arguello Storm Drain 33,878 - - - - 33,878 - Quito Road & Paseo Olivos Storm Drain 40,000 - - - - - 40,000 OBAG Big Basin Way S/WCG 20,990 - - - - - 20,990 Quito Road Bridges 7,085 - - - - - 7,085 Total Gas Tax Fund Projects 854,615 82,420 104,742 22,609 33,878 33,878 1,019,167 Total CIP Funds 3,858,778 (217,750) 129,964 366,483 2,000,602 97,946 5,307,164 49 ATTACHMENT C CHANGE IN CASH BALANCE BY MONTH 50 ATTACHMENT D March June September December 1977 5.68 5.78 5.84 6.45 1978 6.97 7.35 7.86 8.32 1979 8.81 9.10 9.26 10.06 1980 11.11 11.54 10.01 10.47 1981 11.23 11.68 12.40 11.91 1982 11.82 11.99 11.74 10.71 1983 9.87 9.64 10.04 10.18 1984 10.32 10.88 11.53 11.41 1985 10.32 9.98 9.54 9.43 1986 9.09 8.39 7.81 7.48 1987 7.24 7.21 7.54 7.97 1988 8.01 7.87 8.20 8.45 1989 8.76 9.13 8.87 8.68 1990 8.52 8.50 8.39 8.27 1991 7.97 7.38 7.00 6.52 1992 5.87 5.45 4.97 4.67 1993 4.64 4.51 4.44 4.36 1994 4.25 4.45 4.96 5.37 1995 5.76 5.98 5.89 5.76 1996 5.62 5.52 5.57 5.58 1997 5.56 5.63 5.68 5.71 1998 5.70 5.66 5.64 5.46 1999 5.19 5.08 5.21 5.49 2000 5.80 6.18 6.47 6.52 2001 6.16 5.32 4.47 3.52 2002 2.96 2.75 2.63 2.31 2003 1.98 1.77 1.63 1.56 2004 1.47 1.44 1.67 2.00 2005 2.38 2.85 3.18 3.63 2006 4.03 4.53 4.93 5.11 2007 5.17 5.23 5.24 4.96 2008 4.18 3.11 2.77 2.54 2009 1.91 1.51 0.90 0.60 2010 0.56 0.56 0.51 0.46 2011 0.51 0.48 0.38 0.38 2012 0.38 0.36 0.35 0.32 2013 0.28 0.24 0.26 0.26 2014 0.24 0.22 0.24 0.25 2015 0.26 0.28 Quarterly Apportionment Rates Local Agency Investment Fund 51 SARATOGA CITY COUNCIL MEETING DATE: December 16, 2015 DEPARTMENT: Public Works PREPARED BY: Rick Torres, Public Works Manager SUBJECT: Notice of Completion - McFarland Ave Curb and Gutter Rehabilitation - Phase 1 RECOMMENDED ACTION: Move to accept the McFarland Ave Curb and Gutter Rehabilitation - Phase 1 as complete and authorize staff to record the Notice of Completion for construction contract. REPORT SUMMARY: All work for the McFarland Ave Curb and Gutter Rehabilitation - Phase 1 has been completed by the City’s contractor, George Bianchi Construction Inc., and has been inspected and accepted by Public Works staff. The scope of this project included removal and replacement of curb and gutter and driveway approaches on McFarland Drive from Devon to Paseo Persada. Repaving of the road will be included in the 2015/16 Pavement Management Program. On May 20, 2015, City Council awarded a construction contract in the amount of $177,500 with a contingency amount of $53,000 for a total authorization of $230,500. The final contract amount for the project was $218,180.07. The remainder of the project funds in the amount of $12,319.93 will be released back into the Residential Street Reconstruction CIP. In order to close out the construction contract and begin the one year maintenance / warranty period, it is recommended that Council accept the project as complete. Furthermore it is recommended that the Council authorizes staff to record the attached Notice of Completion for the construction contracts that the requisite 30-day stop notice for the filing of claims by subcontractors or material providers may commence. FOLLOW UP ACTION: Staff will record the Notice of Completion for the construction contract and release sureties and retention thirty days thereafter. ATTACHMENTS: Attachment A: Notice of Completion 52 Recording requested by, And to be returned to: City of Saratoga Public Works Department 13777 Fruitvale Avenue Saratoga, CA 95070 NOTICE OF COMPLETION NOTICE IS HEREBY GIVEN that the work agreed and performed under the contract mentioned below between the City of Saratoga, a municipal corporation, whose address is 13777 Fruitvale Ave., Saratoga, CA 95070, as Owner of property or property rights, and the Contractor mentioned below, on property of the Owner, was accepted as complete by the Owner on the 16th day of December, 2015. Contract Number: N/A Contract Date: May 20, 2015 Contractor’s Name: George Bianchi Construction Inc. Contractor’s Address: 775-A Mabury Road Description of Work: McFarland Ave Curb and Gutter Rehabilitation 2015 Phase 1 Notice is given in accordance with the provisions of Section 3093 of the Civil Code of the State of California. The undersigned certifies that he is an officer of the City of Saratoga, that he has read the foregoing Notice of Acceptance of Completion and knows the contents thereof; and that the same is true of his own knowledge, except as to those matters which are therein stated on the information or belief, as to those matters the he believes to be true. I certify under penalty of perjury that the foregoing is true and correct. Executed at the City of Saratoga, County of Santa Clara, State of California on December 16, 2015. CITY OF SARATOGA BY:____________________________ ATTEST:____________________________ James Lindsay Crystal Bothelio, City Clerk City Manager Gov. Code 40814 53 SARATOGA CITY COUNCIL MEETING DATE: December 16, 2015 DEPARTMENT: Community Development PREPARED BY: Kirk Heinrichs, Special Projects Manager SUBJECT: Progress Update - Implementation of Phase I of the Saratoga Village Plan Update Process---Community Outreach RECOMMENDED ACTION: No action required. BACKGROUND: The City is embarking on a community process to review and update the Village Specific Plan originally adopted in 1988. The Village Specific Plan is the primary policy document guiding development in the Village. On September 8, 2015, the City Council approved a work plan for implementing a community engagement and outreach process to solicit community input on the Village as a first step. On October 21, 2015, the City Council authorized the City Manager to enter into an agreement with Godbe Research firm specializing in community polling. The Council also learned about Peak Democracy, a social media platform that specializes in on-line community polling and surveying. These firms are being employed to work with the City as part of the community outreach effort. The Council directed staff to report back on December 16th as to the progress of the community outreach effort. DISCUSSION: Serving as a “kick-off” for the Village Plan update process, on November 17th a joint session of the Planning Commission and the Heritage Preservation Commission was conducted in the Joan Pisani Community Center where staff presented the current Village Specific Plan and the Village Design Guidelines. Additionally, staff presented the community outreach strategy for seeking community input on the Village. In addition to the two Commissions, approximately 35 members of the Saratoga community at large were in attendance. 54 The November 17th community meeting agenda included:  A staff presentation of the current Saratoga Village Plan and Design Guidelines.  A staff presentation of the community outreach strategy to seek community input on the Village. .  Planning Commission Chair Almalech facilitated the Planning Commission/Heritage Preservation Commission comments and questions.  The general public in attendance was provided the opportunity to make comments and ask questions. The community meeting appeared to be well attended and well received. Attachment A of this staff report includes a summary of the November 17th meeting. As discussed with the City Council at its October 21st meeting the primary push to engage the community on the Village will begin in January after the holidays. The Village Plan website is live and can be accessed at www.saratogavillageplan.org. The survey questions have been finalized for both the Godbe Research resident poll and the Peak Democracy survey site. The following tentative schedule will give the Council a sense for how the outreach is intended to move forward. As this strategy rolls out, staff may find some outreach efforts are getting better results than others, and adjustments will be made. Staff will keep the Council abreast of these changes. Preliminary Strategy November 2015  Village Plan Update Process kick–off community meeting with Planning Commission and Heritage Preservation Commission.  WWW.SARATOGAVILLAGEPLAN.ORG goes live and includes general information on the Village Plan and Design Guidelines, various related downloads, the Village Specific Plan process updates, links to Village sites for activities, and most importantly, a link to the Peak Democracy survey site where residents can take the Village survey (survey site will be accessible in January 2016). December 2015  In cooperation with Godbe Research, finalizing polling questions to be used by both Godbe as well as on the Peak Democracy on-line survey. 55 January 2016  January 9th the Godbe Research public opinion poll will be in the field  “Open Town Hall,” the Village survey site hosted by Peak Democracy will be live. The City will be initiating its social media strategy through Facebook, Next Door and Twitter to drive residents, neighborhood associations, PTAs and other organizations to the Village Plan website and the survey site.  Grass roots outreach begins.  “Pop-up Workshops” will be set up in the library on select weekend days and possibly some mid-week evenings to engage residents including students. Will also set up on select dates at the Farmers Markets  Meet with the Youth Commission February 2016 – April 2016  “Pop- up workshops continue at the library and Farmers Markets  On-going social media outreach to residents.  Attend Saratoga Kiwanis Club meeting  Attend Saratoga Rotary Meeting  Begin outreach to the Village business and property owners.  Saratoga Village Development Council  Destination Saratoga  Chamber of Commerce  Village business owners  Village property owners May 2016  Staff will present the results of the community outreach to a Joint Meeting of the Planning Commission and Heritage Preservation Commission  Staff will present the results of the community outreach to the City Council FOLLOW UP ACTION: Staff will return to the City Council in May, 2016 with the community outreach results and will seek Council direction for next steps. ATTACHMENTS: Attachment A: Summary of November 17, 2015 kick-off meeting. 56 City of Saratoga | Village Plan Update Village Plan Update Kick-Off Meeting – Meeting Summary November 17, 2015 Joint Planning & Heritage Preservation Commission Meeting Joan Pisani Community Center Moderators: Erwin Ordoñez, Community Development Director and Kirk Heinrichs, Special Projects Manager Event Summary The first Village Specific Plan Update community engagement meeting was held on Tuesday, November 17th in the Joan Pisani Community Center from 6:00 to 8:00 PM. The Planning Commission and Heritage Preservation Commission held a joint meeting to kick-off the Village Specific Plan Update. The purpose of the meeting was to review with the Commissions, and those community members at large that were present, the existing Saratoga Village Specific Plan and the Village Design Guidelines. The Village Specific Plan set land use policy and guidance for developing and building in the Village. The Design Guidelines establishes in more detail architectural standards for both public and private improvements. In addition to the two Commissions, an estimated 34 Saratoga community members attended the event. Staff provided an introduction to the attendees with a summary of the purpose of the Village Plan update process including background information as to why the City is embarking on the Village Plan update. The Village Plan was originally adopted in 1988 and while the General Plan has been updated, the Village Plan has not had a comprehensive update since its adoption. The Village Plan needs to be evaluated to determine if the current policies still reflect the values of the community. The Village Specific Plan was presented detailing stated goals in the Plan, including land use & zoning, circulation & parking, village design, and implementation. A summary was provided of the community outreach process the City will undertake to solicit community input on the Village. It was explained that the City will use a variety of platforms to reach out to the community for feedback including a separate Saratoga Village Plan website, a crowd sourcing social media platform for surveying residents, the use of a professional polling firm to seek resident views of the Village, and grass roots efforts to reach out to community groups and organizations. The Saratoga Village Plan website will be launched in mid- December. Staff to return to the City Council in early summer, 2016, to report community outreach results. Planning Commission/Heritage Preservation Commission Comments After the staff completed its presentation, Planning Commission Chair Leonard Almalech provided an opportunity for the Commissioners to ask questions and comment on the proposed Village Plan process. Some of the main comments were: · For the resident survey, some Commissioners wanted to know what kinds of businesses do residents want to see in the Village. · Important to understand if the existing Design Guidelines are working by evaluating successful projects and those that are viewed as unsuccessful. 57 · What is the scope of the review and update? Are we starting from scratch? What is the scope? City staff indicated that the intent of the Village Plan update is to have a comprehensive review, but currently there are no planned changes, other than improving the aesthetics, format and function of the document. Material changes, if any, would come from the community. · Want feedback from Village business owners of their views on the Village. · Survey resident use or patronage of the Village. How often they visit and what would compel them to visit more often? · Several suggestions that the Village boundaries should be extended easterly across Saratoga – Los Gatos Road to the Foothill Club, Saratoga Federated Church, and Neale’s Hollow. · Do residents have an interest in have pedestrian plazas in the Village? · Make sure we target Saratoga teens and uses in the Village to attract that demographic. · Do the residents proximate or adjacent to the Village carry more political clout when it comes to Village projects and policy decisions? · Share Village Walk and historic components of Village on Saratoga Village Plan website for community education and understanding. · Traffic safety and circulation in the Village was mentioned numerous times and how can traffic controls be implemented to protect pedestrians as well as provide for better traffic circulation. Specifically, 5th Street intersection is unsafe. · Concern that there is no light at Fourth Street and that traffic calming has not fully addressed the safety concerns. · Suggestion to consider speed bumps as found in residential areas of the City. · Is there adequate parking to serve the Village needs and does the public understand that valet parking is available to the general public and not just those who patronize certain businesses. · The Heritage Preservation Commission was interested in surveying residents to find out how interested they are in historic structures in the Village. · Quantifying the number of wineries and tasting rooms in the village. · Recognizing existing valet services and lack of outreach or understanding by residents that it is free to the public and why this adds to the perception that “parking downtown is not working”. 58 · Understanding how noise produced from Village uses impacts nearby neighbors (e.g. Oak Street). · Understanding how uses impact traffic and parking demand in the village and what uses are “appropriate” for the community. · Desire to examine Employee Parking Program and how parking or code enforcement are related to a possible program. · Discussing the appropriateness of retaining the proposed turn-around at the end of Big Basin Way as specified in the plan. · Desire to understand the evolution of the CH-1 & CH-2 zoning designations versus the CV designation. · Desire to share the video of the Archives and Architecture walk of the Village at the Joint HPC/PC event earlier in 2015. · Comment that new architecture has not been well received in the Village since its adoption in 1988. · Desire to see traffic changes in the Village area and comparison since 1988 adoption. · Desire to see info about vacancy rates in the Village. An audience member responded that, currently, there are only three vacancies in the Village. · Desire to see info about how businesses are doing in the Village. · Desire to see info about public’s behavior regarding types of business and what is supportable in the Village. Public Comments After the Commissioners shared their thoughts for the Village Plan Update, the attendees were encouraged to share their vision or questions about the Village Plan. The following were themes from the public statements at the kickoff meeting: · Parking & Traffic– Many attendees commented that there are not continuous lots throughout the Village, and this can cause a parking deficit that may deter visitors. It was stated this could be accomplished through eminent domain to make all parking lots public. The turnaround at the end of Big Basin Way was also mentioned. · Would like to see if there is a way to leverage West Valley College performances for the village. · Concern about how the space or separation between buildings is used to promote pedestrian friendly space or enhance the character of the village. 59 · Comment about existing building heights generally 1-2 stories but maximum height allowed is 35 feet. · Desire to highlight good things in the village and celebrate its identity (e.g. America in Bloom Award). Font on median banners is too small to read. · Overall Goal for the Village – The idea was brought up that community should decide how it wants to market the Village to the public and develop a “Mission Statement”. Attendees wanted the community to have a concrete answer on how the Village should be used. Survey questions regarding this topic were: How residents envision the Village?; How many hours do you spend in the Village?; What do you do when you’re there?; How often would you like to be in the Village?; Do we want the Village to attract more people or be a sleepy town center? There was a comment that the City needs to be aware of other cities’ plans (e.g. Vallco) and how this may impact the village. · Catalyst to Meet – Along with the idea of pedestrian plazas, attendees expressed a need for a meeting place. Those who spoke mentioned somewhere central and away from busy traffic to protect small children. · Public Safety Involvement- The commenter wanted to know if the Sheriff’s Office and Fire Department would be involved in the Village Plan update to ensure all safety issues are addressed. · Land Uses – The attendees had ideas for different opportunities of stores to place in the Village including more places for teens, a grocery store, hardware store, office space for early stage tech companies, “browsable” retail, and affordable restaurants. The attendees did not want any “big box” stores. There was also discussion that any new buildings in the Village should not block the view of the hills. Attendees also had divergent views on the how to view the Village as some want to stress that it’s mixed use so the Plan should be mindful of the Village residents. Others discussed the need for the commercial elements of the Village to be more vibrant and attractive to consumers. An attendee spoke of the need to build new structures that match with the historic buildings. · Trail Connections – Attendees were interested in increasing the walking paths and trails to parks now that the Quarry Park is open to the public, especially along Saratoga Creek. · Concerns of building heights disrupting views of the hills. · Assess general growth of Silicon Valley and how that impacts the Village Next Steps –Staff will present at the December 16thCity Council meeting to update City Council. 60 SARATOGA CITY COUNCIL MEETING DATE: December 16, 2015 DEPARTMENT: City Manager’s Office PREPARED BY: Brian Babcock, Administrative Analyst I SUBJECT: Spring 2016 Issue of The Saratogan RECOMMENDED ACTION: Provide direction to staff on the theme and distribution method of the Spring 2016 issue of The Saratogan. BACKGROUND: The Saratogan, the City’s quarterly newsletter, is one of the methods the City uses to communicate with residents and ensure the public has access to useful and important information. The City has published a wide array of articles in previous issues ranging from public safety articles to emergency preparedness tips to City project updates. The Winter 2016 issue of The Saratogan was mailed to residents at the end of November and presented articles under the theme of “Investing In Tomorrow.” The newsletter featured articles about the City’s budget, including information on the City’s General Fund revenues and expenditures, property tax distribution, and Capital Improvement Program projects. Secondary articles included information on/about safety tips, upcoming community events, and an “Ask Our Staff” section. This last issue of The Saratogan was printed for the first time on the flipside of the Saratoga Recreation Activity Guide, which was mailed to every home in Saratoga. Staff also dropped off separate four-page printed copies of the newsletter to the Saratoga Library, Book-Go-Round, Saratoga Chamber of Commerce, multiple coffee shops, and numerous newspaper racks. Copies were also made available at City Hall. A PDF copy of the newsletter was posted on the City’s website, emailed to subscribers through Constant Contact, shared on the City’s social media pages (Nextdoor, Facebook, and Twitter), and uploaded on Slideshare, a content-sharing website. Spring 2016 Theme As directed by the Council during the September 16 Council meeting, staff surveyed the community to find out what topics and themes residents are interested in reading about in The Saratogan. Staff received feedback from 46 people. The public was given the ability to vote on a variety of topics. The topics or themes residents indicated the most interest in included Public 61 Safety, particularly the Sheriff’s Office and Fire Department; Public Works, including street resurfacing, park upgrades, and Capital Improvement Projects; and Community Events. The public was also given the ability to give the City written feedback on ideas or topics they wanted to see covered in the newsletter. Although residents requested information on a wide variety of topics, the predominant subject of the comments came back to the idea of community. Consequently, staff proposes the theme, “Creating Community.” If Council approves of the theme, the newsletter could include the articles listed below. Main article topics:  Upcoming community events  Information on creating a Neighborhood Watch Program  A profile on the Saratoga Library, a community gathering place  America in Bloom awards Additional article topics:  Safety tip from the Sheriff’s Office  Ask Our Staff focusing on the new Dead Tree Permit Process Email Campaign On November 5, the City emailed the Winter 2016 issue of The Saratogan using Constant Contact, an email service that the Recreation Department has used for years. The Saratogan was emailed to more than 3,000 people and approximately 35% of those who received the email opened it. That open rate is above the industry average. Since the first email was sent, almost 200 people have been added to the newsletter distribution list. Staff will continue promoting email sign-ups for The Saratogan to grow readership. The Spring 2016 issue, and all subsequent newsletters, will also be sent to the public through the City’s email distribution list. A short URL was created—and only used on printed copies of the Winter issue of The Saratogan—to track how many people went to sign up for the newsletter after reading the paper copy. The analytics show that only one person did so. Since there is no measurable way to know who is reading the paper copy of The Saratogan, staff is seeking direction to possibly omit the newsletter from this next Recreation Activity Guide to test the community’s reaction. Separate, stand-alone copies will still be printed If the Council supports this idea, then the newsletter would be published in late February instead of late January with the Saratoga Recreation Guide. This will allow staff the flexibility of adding unanticipated topics of interest that might come up within the next couple of months. It would also allow staff to better promote some of the more popular community events that happen in March, such as the Blossom Festival and St. Paddy’s Day Party. This, in turn, would allow the City to cover topics that residents expressed interest in. ATTACHMENTS: Attachment A: Winter 2016 Issue of The Saratogan 62 SAR ATOGANthe Winter 2016 Saratoga was founded on the philosophy that City government should be small and effi cient, yet provide essential services to its residents. The City’s focus is to ensure public safety, maintain the City’s roads and infrastructure, and proactively oversee development. These values have held fi rm through the years and contributed toward making Saratoga the beautiful, safe, and desirable community that residents enjoy calling home. As the local economy has improved, increasing revenues have provided the ability to address long-term liabilities and infrastructure needs. Each year, the City dedicates funding to street resurfacing. This year, the City was able to increase street resurfacing funding by almost 30%. Read more about road and infrastructure improvements on Page 3. Due in part to the strong economy and the City’s fi nancial prudence, the Saratoga City Council paid down half of the City’s unfunded employee pension liabilities. That decision is expected to save Saratoga millions of dollars in future interest payments. Read more on this topic on Page 4. Investing in Tomorrow In This Issue This issue of Saratoga’s quarterly newsletter focuses on the City’s budget and how it affects residents’ daily lives, such as paying for public safety services, as well as road and infrastructure upgrades. Also read about holiday safety tips and upcoming community events. Be sure to check out the new Recreation Activity Guide and discover all the fun classes and camps being offered through the Saratoga Recreation Department: www.saratoga.ca.us/recreation. Happy reading! Many thefts are crimes of opportunity. Don’t make it easy for criminals. Never leave valuables in your car. Keep track of crime in your area. Visit www.crimereports.com. Be notifi ed when emergencies happen in your area. Sign up at www.sccgov.org/sites/alertscc. Quick Tip from Capt. Rick Like what you’rereading?Subscribe to The Saratogan and have it sent automatically to your email account. Visit: http://goo.gl/XXqAiA 63 Saratoga’s Budget at a Glance Sheri’s Services 26.7% Salaries & Benets 37.7% Operational Support 13.2% Consultant & Contract Services 12.0% Community Grants & Events 1.2% Meetings, Events & Training 0.7% Fees & Charges 4.2% Materials & Supplies 1.5% General Fund Expenditures: $18.5 Million Net of transfers UAL 3.7% Saratoga’s General Fund budget provides for the City’s primary operations. Revenues—including taxes, building permits, development fees, and facility rental fees—are used to deliver City services. The charts below represent the FY 2015/16 revenue and expenditure budgets by category. Sales Tax 5.5% Franchise Fees 11.4% Property Tax 54.6% General Fund Revenue Sources: $19.2 Million Fees, Licenses & Permits 7.7% Charge For Services 9.6% Local Taxes, Interest & Rentals 11.2% Net of transfers Property Tax is Saratoga’s largest revenue source. However, Saratoga is a “low tax” city, meaning it receives the minimum allocation allowed by State law. Due to this low-tax status, City services are limited. Saratoga operates with a small staff and many functions are delivered by contract. As the below illustration shows, the City receives just slightly more than a nickel out of every Property Tax dollar residents pay. Good News Alert! Due to special legislation 30 years ago, Saratoga and three other West Valley cities did not receive their full Property Tax allocation. Senate Bill 107, passed in September 2015, eliminated this discrepancy. The property tax takeaway will be eliminated over a fi ve- year phase-in period, with Saratoga eventually receiving an additional $650,000 per year.Schools (Includes ERAF Shift)65.0% Santa Clara County 13.0% FireDistrict 10.2% OtherSpecial Districts 4.7% City ofSaratoga5.5%Saratoga Property Tax Distribution *Agency distribution varies by property tax district SantaClaraValleyWater District 1.6% 64 Infrastructure Improvements The City of Saratoga has an ongoing process through which it identifies, prioritizes, and develops a multi- year plan for major capital projects. “Capital Improvement Plan” projects enhance the quality of life in Saratoga by upgrading the City’s roadways, parks, facilities, and other infrastructure. These projects are approved by the City Council during the budget process and many are funded through grants. Turf Reduction Program Ongoing The City’s Public Works Department implemented a turf reduction program in 2007. Since then approximately 140,000 square feet of grass has been pulled from Saratoga’s parks and replaced with drought tolerant plants. The City has identified about 1.5 acres of additional grass area at six parks and three City-owned facilities that will be converted to drought tolerant landscape. This is expected to be completed by the end of 2016. Prospect Road Improvement Project Construction Begins: Summer 2016 This project will occur along a 1.9-mile section of Prospect Road between Saratoga-Sunnyvale Road and Lawrence Expressway. Upgrades include median landscaping, ADA-compliant ramps, sidewalks, bus shelters, and bicycle detector loops. About 88% of this $4.75 million project will be paid for through grant funding. Quito Road Bridges Project Construction Begins: Summer 2016 This project will replace two bridges on Quito Road that pass over San Tomas Creek along the border of Saratoga and Los Gatos. The 100-year-old bridges no longer meet safety standards. The $4.9 million project will be mostly funded through a $4.1 million Federal Government Bridge Replacement Grant with allocated grant match contributions from Saratoga, Los Gatos, and Santa Clara Valley Water District. Highway 9 Safety Improvement Project - Phase IV Construction Begins: Summer 2016 Phase IV will continue bicycle and pedestrian safety improvements along Highway 9 from Saratoga to Los Gatos. During this phase, pedestrian pathways, retaining walls, and pedestrian safety improvements will be constructed from Fruitvale Avenue in Saratoga to Grand View Avenue in Monte Sereno. Street Resurfacing and Maintenance Project Ongoing There is a total of 135 miles of roadway in the City of Saratoga. Resurfacing streets on a regular basis extends the life of roadways and minimizes the need for larger and more costly maintenance in the future. Grants help resurface major arterials while the City relies on Gas Tax Revenue to pay for resurfacing residential streets. Street resurfacing funding has been increased this year by 30%. Quarry Park Master Plan Implementation - Phase I Completed! The City opened up the 64-acre park to the public in October 2015. Phase I included initial improvements to the property, such as a gravel parking lot, clearing paths to connect with mid-level picnic areas, restrooms, gates, and signage. For more information on Saratoga Quarry Park, visit www.saratoga.ca.us/quarrypark. For more detailed information on these and other projects, visit www.saratoga.ca.us/currentprojects. 65 To learn more about The Saratogan, make comments, suggest story ideas, or just ask a question, contact Brian Babcock at bbabcock@saratoga.ca.us or 408.868.1275. You can also find The Saratogan online and sign up for email alerts at http://goo.gl/XXqAiA. C I T Y o f S ARATO G A CALIFO R N I A1956 Upcoming Community Events The holidays unfortunately coincide with an increase in property crimes. So the Santa Clara County Sheriff’s Office would like to offer some security tips to help keep your holidays jolly: • Holiday Shopping – Criminals will wait in parking lots for shoppers to drop off their purchases in their cars and then continue shopping. This leaves vehicles more susceptible to burglary. A better choice would be to drop off items at home. If you cannot do that, consider moving your car to another section of the parking lot. • Protecting Your Wallet – While in stores, be careful with your credit cards and carry only those you intend to use. When using an ATM, safeguard your PIN numbers and be aware of your surroundings. Many criminals will look over your shoulder to obtain your information; and some ATM machines do not automatically exit your account. Make sure your transactions are complete before you leave. • Online Orders – For those who shop online, most package deliveries are placed on your porch, which is fine if someone is home. If not, your parcels may be taken by a burglar. Some criminals have been known to follow delivery trucks to pick and choose targeted homes. Having someone there, perhaps even a neighbor, to accept your packages is ideal. If no one is available, consider having it delivered elsewhere, such as a shipping center or your workplace. Holiday Tree Lighting and Wine Stroll Friday, Nov. 27, at 5 p.m. Big Basin Way www.saratoga.ca.us Silicon Valley Turkey Trot Thursday, Nov. 26 Downtown San Jose svturkeytrot.com Holiday Safety Tips Swearing In of New Mayor and Vice Mayor Wednesday, Dec. 2, 7 p.m. Saratoga Civic Theater Ask Our Staff featuring Mary Furey Have a question? Send your question(s) to bbabcock@saratoga.ca.us or (408) 868-1275. Q: I’ve read that cities throughout California are facing dire financial trouble because of rising pension costs. How will this affect the City of Saratoga? A: Pension costs are increasing, primarily due to the underfunding of benefits in prior years. Underfunding resulted from CalPERS revising expectations for long-term investment returns, losses from the Great Recession, and demographic assumption changes. Employers must now pay for unfunded pension obligations in addition to current pension costs. Saratoga’s City Council prudently chose to pay off almost half of the unfunded obligation immediately. The Council also decided to increase annual payment amounts to reduce the overall cost of the liability, which is similar to paying off high-interest credit cards as soon as possible. This strategy is expected to save the City approximately $7.3 million dollars (a 62% reduction in cost) and has helped to ensure Saratoga’s future fiscal stability. For more information on this topic, read the City Manager’s letter in the Fiscal Year 2015/16 budget at www.saratoga.ca.us/budget. Mary Furey is the Finance and Administrative Services Director for the City of Saratoga. She is responsible for overseeing Finance, Human Resources, and Information Technology. &Q A 66 SARATOGA CITY COUNCIL MEETING DATE: December 16, 2015 DEPARTMENT: City Manager’s Office PREPARED BY: Brian Babcock, Administrative Analyst I SUBJECT: Fiscal Year 2016/17 Community Event Grant Program and Street Closure Grant Allocations RECOMMENDED ACTION: Approve the recommendations of the Council Finance Committee for FY 2016/17: 1. Allocate $35,000 for the Community Event Grant Program. 2. Allocate $30,000 for two street closures. BACKGROUND: Community Event Grant Program The City Council developed the Community Event Grant Program to assist local, volunteer-run events that help build a sense of community in Saratoga. Last year, the Council allocated $25,000 to the program but granted $34,195 to 15 events for Fiscal Year 2015/16. The Council Finance Committee recommended the Council allocate $35,000 to the Program for FY 2016/17. A three-year history of the Community Event Grant Program funding allocations is provided as Attachment A. The application process staff has used for the past few years gives the organizers approximately six weeks to prepare and turn in their applications. The applications are then brought to the Council for consideration and decision. The proposed timeline is below: Date Milestone January 19, 2016 Announce Community Event Grant Program: Release the application and application requirements for interested event organizers. This will include information on the City website and communications to past applicants. March 1, 2016 Application Deadline: Applications for the Community Event Grant Program will be due to the City Manager’s Office by 5 p.m. March 16, 2016 Council Decision: Staff will bring forward Community Event Grant Program applications for Council consideration and decision. Event organizers will be asked to attend the meeting to answer Council questions. Street Closure Grant Funding 67 Since Fiscal Year 2014/15, the City Council has budgeted $10,000 annually to help a local group pay for the cost of closing down Big Basin Way for a community event. A separate application was created for this Street Closure Grant, but follows the same noticing and timeline guidelines as the Community Event Grant Program. The 2015/16 Street Closure Grant was awarded to the Saratoga Chamber of Commerce’s Classic Car Show, which was held on July 19, 2015 along Big Basin Way. The event was a success but the $10,000 was not enough to cover public safety personnel cost. Staff recommended to the Finance Committee an allocation of $20,000 for future street closures which the Committee accepted. If the Chamber is awarded the grant for next year’s Classic Car Show, the public safety costs should be less given how well the event was run. The Finance Committee also directed staff to provide a cost estimate for a partial-day closure of Big Basin Way as a group of community volunteers may organize a parade to celebrate Saratoga’s 60th anniversary. Staff recommends budgeting $10,000 to support such an event if one is organized by volunteers. ATTACHMENTS: Attachment A: History of Community Event Allocations 68 HISTORY OF COMMUNITY EVENT ALLOCATIONS SINCE FISCAL YEAR 2013/14 EVENT 2013/14 2014/15 2015/16 Blossom Festival (Mustard Faire) $4,600 $4,500 $4,600 Bollywood Street Dance - Sponsored by SVDC $1,300 $1,200 $1,500 Celebrating Service – Assistance League $520 Chamber of Commerce Holiday Wine Stroll and Open House $2,518 $3,100 $4,000 Chinese Mid-Autumn Festival $350 Classic Car Show $4,000 Foodie on the Run (Gateway Celebration) $1,440 $3,000 Fourth of July Celebration $1,984 $1,900 $2,670 Hansel and Gretel – Bay Shore Lyric Opera Company $940 Library - Heart of the Community (Saratoga Library 10th Anniversary) $1,380 $2,800 Memorial Day Observance $750 $900 $1,000 Montalvo Arts Center – Arts Splash $3,000 $2,000 $3,500 Odd Fellows Easter Event $200 $600 Opera at Wildwood – Bay Shore Lyric Opera Company $380 $800 $1,750 Saratoga Community Band Concert in the Park $325 $600 $725 Saratoga Grammar School Reunion $118 $1,000 Saratoga Sister City 30th Anniversary Open House $618 SASCC Health and Wellness Fair – Saratoga Trails 5K Walk $2,380 $3,600 $5,000 St. Paddy’s Day Celebration $500 TOTAL $22,253 $21,600 $34,195 Year Events Requests Allocation Council Grant 2013/14 15 $ 52,975 $ 20,000 $ 22,253 2014/15 11 $ 32,385 $ 20,000 $ 21,600 2015/16 15 $ 34,195 $ 25,000 $ 34,195 69 SARATOGA CITY COUNCIL MEETING DATE: December 16, 2015 DEPARTMENT: Finance & Administrative Services PREPARED BY: Mary Furey, Administrative Services Director SUBJECT: BAAQMD’s Grant Funding for Plug-In Electric Vehicle Stations RECOMMENDED ACTION: 1. Authorize the City Manager or designee to apply for and accept TFCA Electric Vehicle Charging Station Demonstration Project Program and/or Chase! Program grant funds from the Bay Area Air Quality Management District (BAAQMD) for the purpose of installing a DC Fast Charger Plug-In Electric Vehicle Charging Station in the Saratoga Library parking lot, and 2. Direct staff to implement the Plug-In Electric Vehicle Station project if grant is awarded, and 3. Authorize Budget Adjustment to augment the current CIP Electric Vehicle Station project budget. BACKGROUND: The Bay Area Air Quality Management District (BAAQMD) is a regional air pollution control agency for the nine bay area counties. As part of the agency’s duties, the District’s Clean Air Plan delivers programs to reduce air pollution through “any strategy to reduce vehicle trips, vehicle use, vehicle miles traveled, vehicle idling, or traffic congestion for the purpose of reducing motor vehicle emissions.” The BAAQMD views plug-in electric vehicles (PEVs) as a promising technology for reducing tailpipe emissions, thus helping the region achieve local, State, and Federal criteria pollutant and greenhouse gas (GHG) emission reduction targets. To this end, the Air District’s EV Demonstration and Charge! Programs are designed to provide grant funding to eligible entities to help expand the Bay Area’s network of EV charging stations so as to accelerate the adoption of PEVs in the region. Grantees of the program will install, operate, and maintain the charging stations. In addition, as a condition of the grant funding, the entities are required to collect and report operational data and electricity delivered. REPORT SUMMARY: Currently, the City has two dual head EV Stations at City Hall, two single head stations in the Village, and one dual head stations in the Saratoga Library Parking Lot (for a total of eight charging stations). The current EV stations are slower charging Level 2 pumps that were installed in 2012. At the November 18th City Council meeting, Council Members Kumar and Miller nominated installing high speed electric vehicle charging stations to the downtown or Library parking lot as a CIP Candidate project for the FY 2016/17 CIP Budget. In addition, the current FY 2015/16 Capital Program Budget has $25,000 already appropriated for this purpose. 70 Therefore, when staff very recently learned of two separate but similar grant funding opportunities that BAAQMD is offering, it appeared advantageous to pursue these opportunities immediately. Both grant programs are funded through the Transportation Fund for Clean Air (TFCA) Regional Fund which provides grants to improve air quality within the nine-county Bay Area. The first grant is known as the Electric Vehicle Charging Station Demonstration Projects Program. This is a competitive grant program that will fund four to five Plug-In Electric Vehicle (PEV) Charging Station public agency projects covering up to 90% of the cost of the project. Allowable costs include both charging equipment and installation costs. The maximum grant award is $75,000 for a dual head Fast Charger PEV station. These dual head stations will charge both CHAdeMO and CCS combo connectors. The second grant program is the Charge! Program which will reimburse both public and non-public entities up to a maximum of $25,000 for a dual head Fast Charging PEV Station. This amount is about $10,000 less than the cost of the equipment, so a portion of the equipment, installation, and any contingency costs would not be covered. However, this grant program is non-competitive and on a first-come, first served basis. Staff’s preference is to obtain funding from the 90% reimbursable EV Demonstration Projects Program grant as it will fund the majority of the cost. However, as the EV Demonstration Project Program is competitive, staff deems it prudent to submit applications to both programs if Council wishes to pursue grant funding at this time. Grant applications are due by December 18th for the EV Demonstration Project grant, and January 15th for the Charge! Program grant. Both require a City Council resolution authorizing staff to submit the grant application and proceed with project implementation. A cost estimate for a Fast Charging PEV project is also required, however due to the late notice of the grants availability, the estimate could not be obtained in time for the Council agenda packet. A supplemental attachment with both the cost estimate and a budget resolution to appropriate the amount needed above the $25,000 currently appropriated in the CIP Budget will be provided to Council and uploaded to the online Agenda Manager prior to the Wednesday night City Council meeting. Both grants are distributed on a reimbursement basis. Up to 85% of the funds awarded will be reimbursed after the charging station is placed into service and up to 15% (the withheld amount) will be reimbursed after all of the project requirements have been satisfied. Operational and reporting requirements means the remaining 15% reimbursement will not occur until at least three (3) years after installation. Grant applicants must demonstrate that they have adequate funds to cover all stages of their proposed project(s) from commencement through the end of the project’s life, therefore a budget adjustment resolution to fund the amount required above the $25,000 currently appropriated is required even though a portion of the funding will eventually be reimbursed. Grant recipients must comply with all of the following program requirements: 1. Operate each charging station for a minimum of three (3) years. 2. Maintain charging station properly and guarantee that the stations are accessible and serviceable for 90 percent of the days during each calendar year. 3. Allow Air District representatives to inspect charging station locations and equipment at all times during the project life. 4. Prepare and maintain all necessary project records to document project activities and performance to support the Program reporting requirements. 5. Monitor and report on the project’s status and electricity dispensed during the implementation and operation phases until after the minimum usage requirement has been satisfied and the station has been operated for a minimum of three (3) years. 6. Allow Air District representatives to conduct financial audits and make all records relating to project performance and expenses incurred in the implementation of the project available. 7. Acknowledge the Air District as a project funding source at all times during the project life. 71 8. Install, maintain, and operate the funded equipment in accordance with all applicable state, federal and local laws and regulations including compliance with all applicable requirements including ADA compliance. 9. Allow the Air District to compile reported usage information about the project that will be made publicly available. In addition to the initial project costs, electric vehicle charging stations incur operational and maintenance costs. The Level 2 station head costs almost $500 per year ($1,000 for dual heads). It is anticipated that Fast Charger EV charging stations may cost slightly more. With the advantage of using solar power at the Library stations, the current charging fees are covering operational and maintenance costs. However, fees may need to be raised to cover upcoming repair and replacement costs. Consequently fee structures and amounts for Level 2 and Fast Charger EV stations will be reviewed in more depth and any proposed changes will be presented as part of next year’s fee schedule update. The BAAQMD grants provide an opportunity to enhance the City’s efforts to reduce air pollution and expand the electric charging station network during this fiscal year, however Council may decide to follow the normal CIP Candidate process, thereby directing staff to not submit the grant applications and delay the Fast Charger EV Station funding request to the CIP discussion at the Council Retreat scheduled for February 5th, 2016. ALTERNATE ACTION: Staff to bring a request for additional funding for the Fast Charger Electric Vehicle Station project to the FY 2016/17 Proposed CIP Project discussion at the Council retreat, and pursue grant funding at a later date if available. 72 RESOLUTION NO. ____ A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA AUTHORIZING THE SUBMITTAL OF AN APPLICATION FOR AND ACCEPTANCE OF FY 2015/16 TRANSPORTATION FUND FOR CLEAR AIR (TFCA) GRANT FUNDING DISTRIBUTED BY THE BAY AREA AIR QUALITY MANAGEMENT DISTRICT (BAAQMD) FOR PLUG-IN ELECTRIC VEHICLE (PEV) CHARGING STATIONS AND AUTHORIZING THE CITY MANAGER TO EXECUTE THE GRANT AGREEMENT AND SUBSEQUENT CONSTRUCTION CONTRACT WHEREAS, the Bay Area Air Quality Management District (BAAQMD) is the regional program manager for distributing Transportation Funds for Clean Air (TFCA) funding programs; and WHEREAS, the TFCA Funds grant program is intended to fund programs through eligible trip reduction and alternative fuel vehicle-based projects that reduce tailpipe criteria emissions for on-road mobile sources; and WHEREAS, the BAAQMD’s EV Demonstration Project and Charge! TFCA funded grant programs align with and support the installation and use of high speed electric vehicle charging station efforts the City of Saratoga is currently developing; and WHEREAS, the City Council of the City of Saratoga acknowledges the TFCA grant funding will both enhance and increase the current alternative fuel vehicle network through the installation of a Fact Charge EV Stations; and WHEREAS, the City of Saratoga propose to use grant funding to install Fast Charging EV Stations at the Saratoga Library parking lot, a destination location which meets a location requirement of the grant program; and WHEREAS, if awarded, the BAAQMD will allocate and administer a grant from the TFCA Program Manager Fund to the City of Saratoga for fiscal year 2015/16; and NOW, THEREFORE BE IT RESOLVED, the City Council of the City of Saratoga does hereby find, determine, and resolve as follows: 1. Acknowledges the TFCA grant agreement provides funding on a reimbursement basis, with up to 85% of the awarded funds reimbursed after the project charging station has been placed into service, and the remaining 15% reimbursed if, and after, all of the project requirements have been satisfied. 2. Authorizes the City Manager to apply for, and if awarded accept grant funds and execute the TFCA Fund grant agreement with BAAQMD and all other administrative actions as may be necessary to implement the provisions of the agreement on behalf of the City to obtain funding for Plug-In Vehicle Charging Stations. 3. Authorizes the City Manager to enter into and execute a construction contract on behalf of the City in conformance with the City’s procurement policy, to implement the installation of the Plug-In Vehicle Charging Stations. The above and foregoing resolution was PASSED AND ADOPTED by the Saratoga City Council at a regular open meeting held on the 16th day of December, 2015, by the following vote: 73 AYES: NAYES: ABSTAIN: ABSENT: E. Manny Cappello, Mayor ATTEST: DATE: Crystal Bothelio, City Clerk 74 SARATOGA CITY COUNCIL MEETING DATE: December 16, 2015 DEPARTMENT: City Manager’s Office PREPARED BY: Crystal Bothelio, City Clerk/Assistant to the City Manager SUBJECT: 2016 Hazardous Vegetation Program Commencement Resolution RECOMMENDED ACTION: Approve resolution declaring hazardous vegetation (weeds) as a public nuisance and setting a public hearing on January 20, 2016 to consider objections to the Abatement List. BACKGROUND: The purpose of the Santa Clara County Department of Agriculture Weed Abatement Program is to prevent fire hazards posed by vegetative growth and the accumulation of combustible materials. The County Department of Agriculture provides weed abatement services to a number of cities in the County, including Saratoga. The attached resolution represents the first step in Saratoga’s Hazardous Vegetation Abatement Program process. Parcels throughout the City that represent a potential hazard due to weeds or combustible debris have been added to an Abatement Program list maintained by the County. The attached resolution declares the vegetation or debris on these properties in Saratoga as being a potential hazard and public nuisance. If the attached resolution is approved, property owners on the Abatement List will receive a notice from the County indicating that their property has been identified as a potential fire hazard and public nuisances on their property must be abated by removal of any hazardous vegetation or combustible debris. Additionally, the attached resolution indicates that the City of Saratoga will hold a public hearing at the January 20, 2016 City Council Meeting where objections to the proposed nuisance abatement can be heard and given due consideration. During the public hearing on January 20, 2016, the Council will be asked to approve the Weed Abatement Program. If approved, the County will be authorized to perform an inspection of properties on the Abatement List to determine if the property has met Weed Abatement Program requirements. Property owners will have until April 15 to abate their property. 75 Weed Abatement Program Fees The County’s Weed Abatement Program was designed to fully recover program costs through fees charged to owners of properties on the Abatement List. At the November 17, 2015 Santa Clara County Board of Supervisors Meeting, the Board approved increases to Weed Abatement Program fees to ensure that the program remains solvent. These fees and changes are described below: Fee Previous Amount New Amount Initial Inspection Fee Charged annually to all parcels on the Abatement List. The fee recovers costs associated with data entry, file preparation, noticing, boundary determination, and overhead. Parcels are removed from the Weed Abatement Program after three consecutive years of compliance with weed abatement and fire standards. $41 $55 Failed Second Inspection Fee Charged for parcels that fail the second inspection or the annual compliance inspection, if the property is already on the Weed Abatement List. $250 $440 Contract Work Fee Charged to parcels where abatement work is performed by the County contractor. This fee is in addition to the contractor’s costs to abate weeds, which is charged directly to the property owner. $169 $335 Traditionally, there has been no cost to the City of Saratoga associated with the Weed Abatement Program. However, the County may seek out additional funds from participating cities in the County in Fiscal Year 2016/17. The County is anticipating that there will be a $249,300 deficit in the Weed Abatement Program budget in Fiscal year 2015/16. Assuming that compliance rates remain consistent, the increased Weed Abatement Program fees are expected to cover projected deficits. However, the County is expecting greater levels of compliance and therefore reduced fee revenues. Should the County seek additional funding from participating cities, it would occur during the Fiscal Year 2016/17 budget. The County currently expects that Saratoga will be asked to contribute $16,000 for FY 2016/17. In subsequent years, participating cities will be asked to provide funding to bridge the gap between program costs and fees recovered through the program. The amount charged to participating cities will vary based on number of properties on the Abatement List and compliance rates. County representatives will be meeting with the City Managers of participating cities to discuss this proposal before it is taken to the Board of Supervisors for approval. FOLLOW UP ACTION(S): Prior to abatement, property owners on the Abatement List will receive three notices informing them that the hazardous vegetation on their property must be abated by the owner or by the County. The notices inform the property owner that the County abatement will commence if work is not performed by the property owner. Additionally, the first two notices inform the 76 property owner that objections to properties on the Abatement List can be made at the public hearing scheduled for January 20, 2016. The public hearing will also be noticed in the Saratoga News. ATTACHMENTS: Attachment A - Resolution Declaring Hazardous Vegetation (Weeds) as a Public Nuisance and Setting Public Hearing Date Attachment B - 2016 Abatement List/Commencement Report Attachment C - Sample Materials Mailed to Properties on Commencement Report 77 RESOLUTION 15-___ A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA DECLARING HAZARDOUS VEGETATION (WEEDS) TO BE A PUBLIC NUISANCE AND SETTING A PUBLIC HEARING DATE TO CONSIDER DECLARATION AS TO SPECIFIC PROPERTIES ON JANUARY 20, 2016 WHEREAS, hazardous vegetation, including weeds and brush, is growing in the City of Saratoga upon certain streets, sidewalks, highways, roads, and private property; and WHEREAS, the weeds, brush, and rubbish create a fire hazard and/or health; and WHEREAS, said weeds, brush, and rubbish constitute a public nuisance; NOW, THEREFORE, the City Council of the City of Saratoga hereby resolves that the following: 1. That weeds, brush, and/or rubbish that create a fire hazard and/or health hazard are a public nuisance; 2. That the nuisance exists or recurs upon the streets, sidewalks, highways, roads, and private property, noted by common name or by reference to the tract, block, lot, code area, and parcel number, on a report prepared by and on file in the Office of the County Fire Marshal and/or the County Agricultural Commissioner; 3. That notice of the Public Hearing, described in paragraph 4 below at which the City Council will consider declaring a public nuisance as to specific properties, is herby ordered to be given to the owners of those specific properties identified in the report noted in paragraph 2 above; 4. That it is ordered that Wednesday, the 20th day of January 2016, during a Public Hearing at the regular meeting of the Saratoga City Council that will begin at 7:00 p.m. in the Saratoga Civic Theater located at 13777 Fruitvale Avenue in Saratoga, is hereby fixed as the time and place where objections to the proposed Declaration of Nuisance as to Specific Properties requiring destruction and removal of hazardous vegetation (weeds) shall be heard and given due consideration; 5. That the County Fire Marshal and/or the County Agricultural Commissioner is hereby designated as the person to cause notice to be given in the manner and form provided in Article 15, Chapter 7 of the Saratoga City Code, and as the person to hereafter cause abatement of the seasonal and recurring hazardous vegetation (weed) nuisance described above. 78 The above and foregoing resolution was passed and adopted at a regular meeting of the Saratoga City Council held on the 16th day of December 2015 by the following vote: AYES: NOES: ABSENT: ABSTAIN: ______________________________ E. Manny Cappello, Mayor ATTEST: DATE: Crystal Bothelio, City Clerk 79 20 1 6 W E E D AB A T E M E N T PR O G R A M CO M M E N C E M E N T RE P O R T CI T Y OF SA R A T O G A EX H I B I T A 14 6 3 9 t4 6 5 1 21 3 6 0 21 3 9 8 20 8 5 1 21 9 8 1 21 7 8 1 12 4 4 5 18 5 9 7 12 2 6 0 13 0 2 5 I 85 9 6 I 88 5 4 18 7 7 4 13 2 3 9 19 t 2 7 Si t u s AP N WA WA LN 36 6 - 0 6 - 0 2 5 LN 36 6 - 0 6 - 0 2 7 RD 36 6 - 1 4 - 0 4 1 RD 36 6 - 3 1 - 0 0 7 RD 36 6 - 3 2 - 0 0 2 cE R 3 8 6 - 1 1 - 0 2 1 AV 38 6 - 1 3 - 0 5 9 RD 38 6 - 3 0 - 0 3 5 AV 38 9 - 0 6 - 0 1 7 AV 38 9 - 1 3 - 0 0 8 AV 38 9 - 1 7 - 0 1 0 AV 38 9 - 1 7 - 0 1 5 AV 38 9 - 1 7 - 0 3 2 wA 38 9 - 2 1 - 0 0 1 DR 38 9 - 2 5 - 0 0 1 DR 38 9 - 3 0 - 0 0 2 DR 38 9 - 3 7 - 0 3 9 DR 38 9 - 3 8 - 0 ' 1 8 DR 39 3 - 4 2 - 0 0 5 RD 39 7 - 0 3 - 0 0 2 RD 39 7 - 0 3 - 0 2 9 BI G B A S I N BI G BA S I N BL U E HI L L S AR R O W H E A D WA R D E L L PR O S P E C T PR O S P E C T PA S E O CO X SA R A T O G A - SA R A T O G A CO X AF T O N AF T O N CA R z u C K BO N N E T AS P E S I PO R T O S MY R E N DA G M A R ME R R I C K SO B E Y TE N AC R E S NU L L NU L L AN N A M A L A I KA D I R E S A N AN D CH A D H A MA N D H I R AN D G U P T A LE E AR T H U R C A N D HA R A D E B R A L SH I E YA W SH I AN D WA N G JI N G MA Y BA L L N I G E L AN D P A M E L A AL I SY E D MO N D A L SU D H R I T Y KA N D GH O S H SU M M E R H I L L S A R A T O G A FR O N T MV S C O M P A N Y LP DO S S RO G E R E TR U S T E E LI T V I N MI G U E L E AN D AN A M A R I A LI U NA N AN D YU A N Y U A N RE D D I N G N A D I N E A TR U S T E E TU C K E R JU S T I N AN D KA R E N T PA C I F I C G A S AN D E L E C T R I C CO HU J I N G C A O AN D KA N L A N YA L L A SR I N I V A S RA N D PE D A R L A MI L L E R E D W A R D TR U S T E E LU K E CH A R L E S A OR A N G I SO H Y OR G A N DO N A L D V AN D KA R E N M 21 9 9 1 SC E N I C HE I G H T S WA Y 39 6 9 W E L L T N G T O N SQ 21 3 6 0 BL U E HI L L S L N 21 3 9 8 AR R O W H E A D L N I0 8 5 6 LI N D A VI S T A D R 2I 9 8 I PR O S P E C T RD 2I 7 8 I PR O S P E C T RD 43 5 SE R R A M O N T E BL V D 18 5 9 7 CO X AV E 77 7 CA L F O R N I A AV E PO BO X 20 6 7 I8 5 9 6 CO X AV E 18 8 5 4 AF T O N AV E 18 7 7 4 AF T O N AV E 13 2 3 9 CA R z u C K AV E 19 1 2 7 BO N N E T WA Y 1I I A. L M A D E N BL 19 O I O PO R T O S DR 60 7 GR A Y S O N WA Y l9 I I O DA G M A R D R 2O 2 I O ME R z u C K D R 14 1 4 I SO B E Y R D 18 8 4 3 TE N A C R E S R D (- I T V / S T A T F ' , SA R A T O G A SA N JO S E SA R A T O G A SA R A T O G A CU P E R T I N O SA R A T O G A SA R A T O G A CO L M A SA R A T O G A PA L O AL T O SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA N JO S E SA R A T O G A MI L P I T A S SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA950709s136-t462 95070-6521 95070-0000 9s014-4749 95070-0000 95070-0000 94014-3226 95070-4t07 94304 9s070 95070-4108 95070-4653 95070-4653 95070-4604 95070-5215 95113-2002 95070-5121 95035 95070-5157 95070-4936 95070-5605 95070-5621 19 0 1 0 13 6 0 1 l9 l l0 20 2 1 0 t4 r 4 t 1 88 4 3 23 re c o r d s oÍ 11 4 Sa n t a Cl a r a Co u n t y We e d Ab a t e m e n t Pr o g r a m Page I 80 20 1 6 WE E D AB A T E M E N T PR O G R A M CO M M E N C E M E N T RE P O R T CI T Y OF SA R A T O G A EX H I B I T A Si t u s AP N CI T Y / S T A T E 18 8 6 0 14 4 7 8 14 6 9 0 14 9 2 3 14 9 2 1 14 5 2 1 14 4 1 6 18 6 8 0 I 54 8 8 14 5 8 1 14 8 0 5 14 8 7 5 14 5 5 3 14 5 7 7 14 9 6 1 18 5 4 0 18 3 9 4 15 t 2 0 22 0 6 0 22 0 4 0 22 1 0 0 22 5 3 0 TE N A C R E S SO B E Y SO B E Y SO B E Y SO B E Y QU I T O OL D WO O D VE S S I N G EL CA M I N O FR U I T V A L E FR U I T V A L E BA R A N G A VI A DE VI A DE VI A DE AL L E N D A L E MO N T P E R E QU I T O MT ED E N MT ED E N MT ED E N MT ED E N MT ED E N 39 7 - 0 3 - 0 3 B 39 7 - 4 4 - A 2 2 39 7 - 0 4 - 0 3 6 39 7 - 0 4 - 1 2 6 39 7 - 0 4 - 1 2 7 39 7 - 0 5 - 0 2 8 39 7 - 0 5 - 4 4 2 39 7 - 0 6 - 0 3 0 39 7 - 0 8 - 1 0 8 39 7 - 1 7 - 0 1 0 39 7 - 1 8 - 4 2 7 39 7 - 1 8 - 0 3 9 39 7 - 4 0 - 0 1 6 39 7 - 4 0 - 4 1 7 39 7 - 4 0 - 0 2 4 39 7 - 4 3 - 0 0 8 40 3 - 2 3 - 0 2 9 41 0 - 4 0 - 0 1 8 50 3 - 0 9 - 0 0 6 50 3 - 0 9 - 0 2 1 50 3 - 0 9 - 0 2 2 50 3 - 1 0- 0 0 ô 50 3 - 1 0- 0 6 7 SA R A T O G A SA N DI E G O LO S GA T O S SA R A T O G A SA R A T O G A SA N T A C L A R A MO L T N T A I N VIEW SA R A T O G A SA R A T O G A CL A R K S V I L L E SA R A T O G A LO S G A T O S SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A LO S G A T O S SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A CU P E R T I N O SA R A T O G A 95070-5639 92106-3467 95030 95070-6235 9s070 95052 94040-0000 95070-5672 9s070-6258 21029 95070-4448 9s030 95070-6147 95070-6147 95070-0000 9s070-5235 95032-tt13 95070 9s070-9729 9s070-9729 9s070-9729 95014-5141 9s070-0000 RD RD RD RD RD RD RD RD AV AV LN AV V/ A RD RD RD RD RD RD SP A L I N B U R G J O E L RA N D PA U L E T T E CH A U RO S S A N A B AN D EU G E N E Y HA L A M A V I L L A S LL C HA W K KE N N E T H VA J D I C BR A N I S L A V HI N Z LE S T E R F EX E C CO N C O R D PL A Z A AS S O C I A T E S LP MI N E T T I VI T O AN D M A z u A P AB H A z u , AL TR JA V A D I SA E E D AN D SO R A Y A TA N G JA C K K TR U S T E E & ET AL TA T E RO N A L D M A N D LI N D A CI F F O N E DO N A L D L JR A N D JO Y A UR R U T I A R I C A R D O J AN D EL L E N RA M A K R I S H N A SU D H A K A R AN D CA B E J A N E T H T R U S T E E MA R H A M A T MA J I D HU Y N H PA U L HO N G N G O C AN D NG O ME V C O R P MU I L E N B U R G MI C H A E L S MC A F E E ER I C A A N D M A R G U E z u T E J DI B A SH O L E H T R U S T E E & ET AL GA R R O D VI N C E S TR U S T E E & ET AL 18 8 6 0 TE N A C R E S R D 59 5 S A N AN T O N I O AV E 2O O S SA N T A CR U Z AV E UN I T 14 9 2 3 SO B E Y R D PO BO X 34 2 3 PO B O X 9 T 21 5 0 CA L I F O R N I A ST 18 6 8 0 VE S S I N G R D 15 4 8 8 EL CA M I N O G R A N D E 13 0 4 6 TW E L V E H I L L S RD 19 9 0 2 VI A ES C U E L A DR 22 S SA N T A CR U Z AV 2N D 14 5 5 3 VI A DE M A R C O S 14 5 7 7 VI A DE M A R C O S 14 9 6 I VI A DE M A R C O S 18 5 4 0 AL L E N D A L E AV E 2I 2 PR I N C E ST 15 1 2 0 QU I T O RD 22 O 2 O M T E D E N RD 22 O 6 O M T ED E N R D 22 O 4 O M T ED E N R D 1I 6 5 9 OL I V E SP R I N G CT 22 5 3 0 M T ED E N R D CA CA CA CA CA CA CA CA CA MD CA CA CA CA CA CA CA CA CA CA CA CA CA 46 re c o r d s oÍ 11 4 Sa n t a Cl a r a C o u n t y We e d Ab a t e m e n t P r o g r a m Page 2 81 Si t u s 20 1 6 W E E D AB A T E M E N T PR O G R A M CO M M E N C E M E N T RE P O R T CI T Y OF SA R A T O G A EX H I B I T A (- I T V / S T A T F ' , 13 9 0 5 22 5 5 1 22 1 2 2 22 2 1 5 13 6 1 5 RD RD RD RD RD RD RD RD RD RD RD CT RD LN LN DR DR LN RD LN AV DR WA 13 6 0 0 13 5 4 0 20 9 4 0 21 0 2 0 12 9 0 1 12 9 7 3 12 9 7 9 PI E R C E MT ED E N MT ED E N MT ED E N MT ED E N MT ED E N MT ED E N MT ED E N MT ED E N MT ED E N MT ED E N VA Q U E R O PI E R C E SU R R E Y SU R R E Y CO M E R CO M E R FO O T H I L L PI E R C E FO O T H I L L EL V A CA N Y O N VI E W SU L L I V A N 14 4 3 5 C BI G B A S I N W Y #1 8 4 15 2 0 9 BL U E G U M CT 15 2 0 9 BL U E GU M CT 22 6 5 3 GA R R O D R D I2 8 LO S T R A N C O S CI R 13 9 3 7 PI E R C E R D I3 9 3 7 P I E R C E R D 3O O MA K I N T O S H TE R 14 4 5 6 BI G B A S I N WA Y 14 4 5 6 BI G B A S I N WA Y 22 2 1 5 MT ED E N R D 13 6 1 5 VA Q U E R O CT 12 9 4 3 PI E R C E R D 13 6 0 0 SU R R E Y LN 13 5 4 0 SU R R E Y LN 20 9 4 0 C O M E R DR 2I O 2 O CO M E R DR 12 9 0 1 FO O T H I L L L N 12 9 7 3 PI E R C E R D 12 9 7 9 F O O T H I L L LN I5 O 4 I PA R K D R 20 8 9 5 CA N Y O N VI E W D R 20 9 0 5 SU L L I V A N W A Y SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A PO R T O L A VALLEY SA R A T O G A SA R A T O G A FR E M O N T SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A AP N 50 3 - 1 3 - 0 1 B 50 3 - 1 3- 0 3 8 50 3 - 1 3- 0 3 9 50 3 - 1 3- 0 6 7 50 3 - 1 3 - 1 1 7 54 3 - 1 3 - 1 2 7 50 3 - 1 3- 1 2B 50 3 - 1 3- 1 43 54 3 - 1 3 - 1 4 4 50 3 - 1 3 - 1 4 5 50 3 - 1 3- 1 50 50 3 - 1 4 - 0 3 4 50 3 - 1 5- 0 1 9 50 3 - 1 6 - 0 1 3 50 3 - 1 6 - 0 1 5 50 3 - 1 6 - 0 7 6 50 3 - 1 7 - 0 6 3 50 3 - r 8 - 0 2 6 50 3 - 1 8- 0 6 0 50 3 - 1 8- 0 6 6 50 3 - 2 7 - 0 8 1 50 3 - 2 8 - 0 0 4 50 3 - 2 8 - 0 0 5 JO H N S O N PH I L I P N TR U S T E E & ET AL HO R V A T H D A G M A R M HO R V A T H D A G M A R M AL I SY E D AN D SH A I S T A WY A T T DO U G L A S A N D HI N D IR A N Y FR E D Z AN D CH R I S T R U S T E E IR A N Y FR E D Z AN D CH R I S T R U S T E E AZ CH E M I C A L S I N C ET A L CH A N YI N A N D MO MA R Y . CH A N YI N AN D M O MA R Y KE E N A N , JO H N E TR CO C H R A N E J A M E S B AN D TE R Z I C JO H N ru A N G RU D Y YU H - r u H A N D S} I A U - BA K K E KR I S T I A N V A N D M I N O O A MC S W E E N E Y WI L L I A M TR U S T E E YA G E R RO B E R T A AN D MA R I O N E OV E L A N D CH A R L E S A AN D FA N Y U A N D LI U Y I N G BU S H J O H N RA N D PA T z u C I A J IS I D O R O FR A N K W AN D ME R N A L WO R O B E Y A N N M SC H A F E R B R U C E F TR U S T E E CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA9507095070-6268 9s070-6268 95070-0000 94028 9s070 95070 94539-3923 95070-60 l0 95070-6010 95070-0000 9s070-4804 9s070-3713 95070-4257 95070-4257 95070-3710 95070-3710 9s070-3712 9s070-3752 95070-3712 95070-6421 95070-5763 95070-5738 20 8 9 s 20 9 0 5 69 re c o r d s oÍ 11 4 Sa n t a Cl a r a Co u n t y We e d Ab a t e m e n t P r o g r a m Page 3 82 20 1 6 WE E D AB A T E M E N T PR O G R A M CO M M E N C E M E N T RE P O R T CI T Y OF SA R A T O G A EX H I B I T A CI T Y / S T A T E 20 9 t s 21 2 4 3 WA DR DR DR RD RD RD RD RD RD RD CT CT CT RD CT CT LN LN CT RD CT 20 8 s I 20 8 6 7 21 2 7 1 21 3 s 2 21 1 5 0 2 10 5 0 21 4 2 1 13 8 4 5 13 8 5 7 14 1 5 0 14 1 4 2 14 1 3 4 21 8 0 0 13 9 5 1 13 9 4 7 13 9 3 5 13 9 2 1 2t t 6 l r3 9 6 6 95070-6081 9s032-s036 95070-5888 95070-5888 9s070-s37s 95070-s306 9s070-s306 9s070-s372 9s070-s377 95070-5346 97530 95070-9727 95070-g',r27 9s070-9727 95070-9722 9s070-97r8 9s070-9718 95070-9726 9s070-9720 95070-9700 9s070-91t8 9s032-20s6 95070-5709 SU L L I V A N CA N Y O N VI E V / CA N Y O N VI E V / CA N Y O N VI E W SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A PI K E PI K E DO R E N E DO R E N E DO R E N E MT ED E N AL B A R AL B A R DA M O N DA M O N HE B E R P A S S AL B A R PI E R C E DE E P W E L L 50 3 - 2 8 - 0 0 6 50 3 - 2 8 - 0 0 8 50 3 - 2 8 - 0 7 5 50 3 - 2 8 - 0 8 9 50 3 - 2 9 - 0 0 6 54 3 - 2 9 - 0 2 7 54 3 - 2 9 - 0 4 2 50 3 - 2 9 - 0 9 9 54 3 - 2 9 - 1 2 4 50 3 - 3 0 - 0 0 3 50 3 - 3 0 - 0 4 2 50 3 - 3 1 -0 5 4 50 3 - 3 1 - 0 5 7 50 3 - 3 1 - 0 5 8 50 3 - 3 ' t - 0 7 7 50 3 - 3 1 - 0 8 7 50 3 - 3 1 - 0 8 8 s0 3 - 3 1 - 0 9 7 50 3 - 3 1 - 0 9 8 50 3 - 3 1 -1 00 50 3 - 3 1 -1 07 50 3 - 4 6 - 0 0 5 s0 3 - 5 5 - 0 3 9 SA R A T O G A LO S G A T O S SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A JA C K S O N V I L L E SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A LO S GA T O S SA R A T O G A BA H L KE N N E T H S AN D SV / A R A N B HA S H E M I E H JU L I A ET AL TA N G WA N - I G AN D Y A V / - S H I N G LA W ED W I N A N D VI C K Y TR U S T E E BO W L E S JO H N A TR U S T E E & ET AL SP E A R LO z u J E A N TR U S T E E WO N G KE N L E Y HA Y AN D NA N C Y HE G E R C H A R L E S E AN D SH I R L E Y M ST E I M L E AN T H O N Y E AN D EN G SO O LI U QI N G X I A N G AN D Z H O U L I N G HO R N E R J A M E S F AN D KA T H L E E N W FA N S H E R M A N S AN D LI L Y L SE V I L L A A L B E R T O AN D WE L G E ZH U LI A N G LE E TI N G PI E AN D C H I A N G TO M M I E SE I F E R T MI C H A E L E AN D MO O R E HW A N G LI L Y L AN D JO S E P H J SP I R O AN I T A TR U S T E E LE M P E R T , DA V I D E M M A N U E L & JO O KY U N G - D O N HW A N G LI L Y L A N D JO S E P H J CH A T E A U MA S S O N LL C SC H U L M A N ST E V E N A AN D SA B R I N A 14 6 4 5 BI G BA S I N WA Y 10 6 HE I N T Z CT 20 8 5 1 CA N Y O N V I E W DR 20 8 6 7 CA N Y O N V I E W D R 2I 2 7 I SA R A T O G A H I L L S RD 21 3 5 2 SA R A T O G A H I L L S RD 2I I5 O SA R A T O G A H I L L S RD 2I O 5 O SA R A T O G A H I L L S RD 2I 4 2 I SA R A T O G A H I L L S RD 13 8 4 5 PI K E RD 46 0 0 LI T T L E AP P L E G A T E RD 14 1 5 0 DO R E N E C T 14 1 4 2 DO R E N E C T 14 1 3 4 DO R E N E CT 21 8 0 0 MT ED E N R D 13 9 5 7 AL B A R CT 13 9 6 6 AL B A R CT 13 9 3 5 DA M O N LN 13 9 2 1 DA M O N LN 21 7 6 1 H E B E R WA Y 13 9 6 6 AL B A R C T 15 0 5 5 LO S GA T O S BL V D ST E 21 2 4 3 DE E P W E L L CT CA CA CA CA CA CA CA CA CA CA OR CA CA CA CA CA CA CA CA CA CA CA CA 92 re c o r d s oÍ 11 4 Sa n t a Cl a r a Co u n t y \ i l e e d A b a t e m e n t P r o g r a m Page 4 83 Si t u s 20 1 6 WE E D AB A T E M E N T PR O G R A M CO M M E N C E M E N T RE P O R T CI T Y O F SA R A T O G A EX H I B I T A 14 1 9 0 l3 80 1 2t 7 8 6 21 8 0 0 21 8 5 1 21 7 8 1 21 9 9 s 14 8 0 5 2t 5 3 1 21 7 5 0 21 1 1 0 21 7 5 6 14 9 3 0 15 2 1 4 19 3 7 0 15 7 8 0 15 0 2 7 1s 6 0 0 15 4 0 0 RD V/ A RD CT DR LN LN LN LN CT AV RD PL RD DR RD TO L L G A T E PA L A M I N O PI E R C E VI A RE G I N A VI A RE G I N A VI A R E G I N A VI A RE G I N A VI A RE G I N A MA S S O N SA R A T O G A VI N T A G E CO N G R E S S CO N G R E S S CO N G R E S S VI N T N E R BE L L E C O U R T SA R A T O G A . HI D D E N CT BO H L M A N BE L N A P PE A C H HI L L NO SI T U S AP N 54 3 - 6 2 - 0 2 7 50 3 - 6 8 - 0 0 2 50 3 - 6 9 - 0 0 1 50 3 - 6 9 - 0 0 7 50 3 - 6 9 - 0 1 0 50 3 - 6 9 - 0 3 0 50 3 - 6 9 - 0 3 4 50 3 - 6 9 - 0 3 9 50 3 - 7 2 - A 1 4 54 3 - 7 2 - 0 2 8 50 3 - 7 2 - 4 3 7 50 3 - 7 5 - 0 0 8 50 3 - 7 5 - 0 1 0 50 3 - 7 5 - 0 1 6 50 3 - 7 5 - 0 1 I 51 0- 0 5 - 0 0 5 51 0- 0 6 - 0 0 5 51 0 - 2 4 - 0 2 4 51 7- 1 3- 0 0 9 51 7 - 1 4 - A B 5 51 7 - 2 2 - 0 7 2 51 7 - 3 8 - 0 0 2 (- I T Y / S T A T Í ' , AT H E R T O N SA N JO S E SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A RE D W O O D CITY SA N T A C L A R A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A SA N JO S E LO S G A T O S SA R A T O G A SA R A T O G A SA R A T O G A SA R A T O G A 94027-4043 9s 138-0000 95070-4843 95070-4876 95010-484s 95070-4861 95070-4805 94061 95054-0000 95070-5758 95070-9713 95070 95070-9714 95070-973s 9s070-9712 95070-5846 95 135-0000 95030 95070-6354 95070-0000 95070 95070 GA D D I S ST E P H E N B NG U Y E N BA O MA N H AN D C R Y S T A L NG H I O K H I O N A N D W O O N WE N D Y DO W N S HA R O L D RA N D CA R R O L L SH A O FA N G - F E I P AN D H S I A O FE N G - DE R T O R O S S I A N PA P K E N S AN D MO A Z E N I M A H B O U B E H AN D ME H D I FA G G I N MA R Z I A TR U S T E E & ET AL CE R N E A RA U L A AN D OC T A V I A NA G A R A J A N V I N O D AN D R A M A N I BE D A R D CH A R L E S J AN D OT T PE Z Z A N I M I C H E L L E E TR U S T E E WA L K E R MA R G A R E T VI V I E N S LU T H R A A N K U R TR U S T E E ZA R N E G A R SA M S O N JE N G ED W A R D F TR U S T E E DU C DA N I E L A A N D LY N N K PO Z O S CA R Y L B T R U S T E E SA M P L E ST E P H E N P AN D P H I CH I N H SL T N YL I E AN D LI L I AR I M I L L I V TR U S T E E & ET AL PE L I O L I N D S E Y A ET AL 42 0 SE L B Y LN 22 I O WI N D I N G HI L L S C T 13 8 0 I P I E R C E R D 21 7 8 6 V I A RE G I N A 2I 8 O O VI A RE G I N A 21 8 5 I VI A RE G I N A 21 7 8 I VI A RE G I N A 36 4 0 CO L ì - N T R Y CL U B D R 88 9 AG N E W RD 21 5 3 1 SA R A T O G A H E I G H T S 21 7 5 0 VI N T A G E LN 21 7 7 0 CO N G R E S S HA L L L N 21 7 5 6 CO N G R E S S HA L L LN 14 I 5 I TE E R L I N K WA Y 14 9 3 0 VI N T N E R C T 20 8 1 2 4 T H ST LI N I T I I 41 3 1 MA C K I N WO O D S LN 15 7 8 0 HI D D E N HI L L PL 15 0 2 7 BO H L M A N RD 15 6 0 0 BE L N A P D R I5 4 O O PE A C H HI L L RD I4 5 7 3 BI G BA S I N V/ A Y CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA CA 11 4 re c o r d s o¡ 11 4 Sa n t a Cl a r a C o u n t y We e d Ab a t e m e n t P r o g r a m Page 5 84 (over) TRA 15 Notice to Destroy Weeds NOTICE IS HEREBY GIVEN that on December 16, 2015, pursuant to Article II of Chapter 6 of the Saratoga City Code, the City Council passed a resolution declaring that weeds, rubbish, refuse, obstructions or other dangerous materials as hereafter described, existing upon your property, or upon the adjacent street, constitutes a public nuisance, which must be abated by the removal and destruction thereof. NOTICE IS FURTHER GIVEN that property owners shall, without delay, remove and destroy all such weeds or brush or rubbish or other materials from their property and the abutting one-half of the street in front and alleys, if any, behinds such property and between the lot lines thereof as extended, or in front of which, said weeds are removed and such cost will constitute a lien upon such lots or lands until paid and will be collected upon the next tax roll upon which general municipal taxes are collected. All property owners having any objection to the proposed nuisance abatement are hereby notified to attend a meeting of the City Council, Council Chambers of City Hall at 13777 Fruitvale Ave., Saratoga, California, to be held on Wednesday, January 20, 2016, at 7:00 p.m., or as soon thereafter as the matter can be heard, when their objections will be heard and given due consideration. The language and format for this notice is required by California Health and Safety Code Sections 14891 Et. Seq. 85 (over) SARATOGA WEED ABATEMENT PROGRAM SCHEDULE January 20, 2016 Commencement hearing to consider objections to abatement list. April 15, 2016 PARCEL ABATEMENT DEADLINE Parcel must be free from hazardous vegetation by this date or an Inspector will order abatement. July/August 2016 Assessment Hearing to protest abatement charges. 2016 COUNTY WEED ABATEMENT FEES Properties in the Weed Abatement Program, you will be responsible for an annual inspection fee of $55.00 per parcel. Please be advised that the property owner of any parcel found to be non-compliant on or after the April 15th deadline will be charged an inspection fee of $440.00 and the property will be scheduled for abatement by the County contractor. If you complete the abatement work before the County contractor performs the abatement, you will not incur further charges. Should the abatement work be performed by a County contractor, you will be assessed the contractor’s charges plus a County administrative fee of $335.00 per parcel. 2016 COUNTY CONTRACTOR’S WEED ABATEMENT PRICE LIST A) Disc Work** PARCEL SIZE: 1st Disc + 2nd Disc = Total Discs 0-12,500 sq.ft. $202.86 $136.00 $338.86 12,501sq.ft.- 43,560sq.ft. $235.72 $170.00 $405.72 Larger than 1 Acre $100.87 $89.53 $190.40 (PER ACRE) ** It is required that parcels be disced twice a year. The cost for the first discing is higher due to additional work normally required during the first discing. B) HANDWORK $3.28 PER 100 sqft C) FLAIL 6 Foot Mower $2.28 PER 1000 sqft MOWING 12 Foot Mower $2.05 PER 1000 sqft D) LOADER WORK $110.50 PER HOUR E) DUMP TRUCK $102.00 PER HOUR F) BRUSH WORK $3.28 PER 100 sqft G) Debris removal $38.86 PER 1000sqft G) DUMP FEE 100% Added to orders with debris removal at 100% of the dump site charge. *Please note this program does not offer herbicide application as a method of abatement. 86 SARATOGA CITY COUNCIL MEETING DATE: December 16, 2015 DEPARTMENT: City Manager’s Office PREPARED BY: Crystal Bothelio, City Clerk/Assistant to the City Manager SUBJECT: Commission Qualifications and Terms Expiring in 2016 RECOMMENDED ACTION: Accept the list of Commission qualifications and terms expiring in the 2016 calendar year. BACKGROUND: As required by the Maddy Act (Government Code Section 54970-54974) and as stated in Municipal Code Section 2-12.010(f), “on or before December 31 of each year, the City Clerk shall prepare and the City Council shall adopt a list of all Commissions containing the following information: 1. A list of the qualifications necessary for each Commissioner position; and 2. A list of all Commissioner terms which will expire during the next calendar year, including the name of the incumbent Commissioner, the date of appointment, the date the term expires and the qualifications necessary for the position. This list shall be made available to the public and shall be posted in the office of the City Clerk and at the Saratoga Library.” Qualifications for Service on a Commission: With the exception of the Youth Commission and one member of the Library Commission, Saratoga Commissioners are required to be residents of Saratoga and a registered voter in the City of Saratoga. One member of the Library Commission must be a resident of Monte Sereno and Youth Commissioners are not required to be registered voters. Additionally, each Commission applicant must attend at least one meeting of the Commission he or she is applying to before being interviewed by the City Council. Commissioners may not hold an elected public office and cannot be employed by the City of Saratoga. Most Commission terms are 4 years and Commissioners are limited to two full consecutive terms on a single Commission. Partial terms are not considered full terms. Youth Commission terms, however, are 2 years and Youth Commissioners appointed after April 6, 2011 may not serve consecutive terms. 87 Special qualifications for service on the City’s Commissions are noted below. Commission Special Qualifications Heritage Preservation Commission - One member to be nominated by the Saratoga Historical Foundation. - Two members must be trained and experienced in the field of construction and structural rehabilitation, such as a licensed architect, engineer, contractor, or urban planner. Library Commission - One member is nominated by the City of Monte Sereno. Parks and Recreation Commission - No special qualifications. Planning Commission - No special qualifications, however, members must be able to attend regular meetings that are held on the 2nd and 4th Wednesday of the month at 7:00 p.m. in the Civic Theater, site visits held the day before public hearings, Commission study sessions, and City Council meetings when necessary. Traffic Safety Commission - No special qualifications. Youth Commission - Members must be a resident of Saratoga in grades 7-12. Terms Expiring in 2016 In total, there are 12 Commissioners ending their terms in 2016. These Commissioners are noted below. Term End Commissioner Commission Reappointment Special Qualifications 3/31/2016 Leonard Almalech Planning Yes 7/1/2016 Roshan Verma Youth No 7/1/2016 Alexis Weisend Youth No 7/1/2016 Malika Singh Youth No 7/1/2016 Mitali Shanbhag Youth No 7/1/2016 Nupur Maheshwari Youth No 7/1/2016 Daniel Eem Youth No 9/30/2016 Robert Gulino Library Yes 9/30/2016 Terence Ward Parks & Rec. Yes 12/31/2016 Paul Conrado Heritage Pres. Yes Arch./Bldg. Professional 12/31/2016 Alexandra Nugent Heritage Pres. Yes Historical Foundation Rep. 12/31/2016 EJ Tim Harris Traffic Safety Yes Additionally, the City is currently conducting recruitments for vacant positions on several City Commissions (listed below) and is planning to open a recruitment for a partial term on the Library Commission (ending Sept. 30, 2017). Library Commission - 1 partial term, ending Sept. 30, 2018 - 1 full term, ending Sept. 30, 2019 Traffic Safety Commission: - 1 partial term, ending Dec. 31, 2017 88 Commission Attendance & Purpose In addition to providing information about special qualifications and expiring terms in calendar year 2016, staff also provides the City Council with information about Commissioner attendance at regular meetings and the purpose or powers of Commissions as provided in Council Resolutions or the City Code (Attachment A). If a Commissioner is absent from three regular meetings in a 12-month period without permission from the Chair (or in the case of the Chair, the Mayor), the Commissioner’s office becomes vacant. The Commissioner may request that the vacancy be excused by filing a letter with the City Clerk within 30-days of the effective date of vacancy. Any Youth Commissioner who misses two meetings within a school year will be automatically removed from the Commission, unless the absence is approved by the City Council. Attachment B includes the tentative schedule of Commission recruitments for 2016. ATTACHMENTS: Attachment A – Current Membership, Attendance, and Purpose for Saratoga Commissions Attachment B – 2016 Tentative Commission Recruitment Schedule 89 HERITAGE PRESERVATION COMMISSION CURRENT MEMBERSHIP & ATTENDANCE INFORMATION Name Term Ending Elig. for Reappointment Other Regular Meeting Absences Calendar Year 2015 Paul Conrado 12/31/16 Yes Architectural/Building Professional Alexandra Nugent 12/31/16 Yes Historical Foundation Representative 7/14/15 (excused) Larry Schuck 12/31/17 Yes Architectural/Building Professional 5/12/15 (excused) Annette Stransky 12/31/17 Yes Paula Cappello 12/31/18 No 9/8/15 (excused) Rina Shah 12/31/18 Yes Architectural/Building Professional 10/13/15 (excused) Marilyn Marchetti 12/31/19 No 12/8/2015 (excused) CITY CODE 13-10.050 – POWERS AND DUTIES The Heritage Commission shall be advisory only to the City Council, the Planning Commission and the agencies and departments of the City, and shall establish liaison and work in conjunction with such authorities to implement the purposes of this Chapter. The Heritage Commission shall have the following powers and duties: (a) Conduct, or cause to be conducted, a comprehensive survey of properties within the boundaries of the City for the purpose of establishing the Heritage Resource Inventory. To qualify for inclusion in the Heritage Resource Inventory, a property must satisfy any one or more of the criteria listed in Section 13-15.010 of this Chapter. The Inventory shall be publicized and periodically updated, and a copy thereof shall be kept on file in the Planning Department. (b) Recommend to the City Council specific proposals for designation as a historic landmark, heritage lane or historic district. (c) Recommend to the appropriate City agencies or departments projects and action programs for the recognition, conservation, enhancement and use of the City's heritage resources, including standards to be followed with respect to any applications for permits to construct, change, alter, remodel, remove or otherwise affect such resources. (d) Review and comment upon existing or proposed ordinances, plans or policies of the City as they relate to heritage resources. (e) Review and comment upon all applications for building, demolition, grading or tree removal permits involving work to be performed upon or within a designated historic landmark, heritage lane or historic district, and all applications for tentative map approval, rezoning, building site approval, use permit, variance approval, design review or other approval pertaining to or significantly affecting any heritage resource. The Commission’s comments shall be forwarded to the City agency or department processing the application within thirty days after receiving the request for such comments. (f) Investigate and report to the City Council on the availability of federal, state, county, local or private funding sources or programs for the rehabilitation and preservation of heritage resources. (g) Cooperate with county, state and federal governments and with private organizations in the pursuit of the objectives of heritage conservation. (h) Upon the request of a property owner or occupant and at the discretion of the Heritage Commission, render advice and guidance on the conservation, rehabilitation, alteration, decoration, landscaping or maintenance of any heritage resource; such voluntary advice and guidance shall not impose any regulation or control over any property. (i) Participate in, promote and conduct public information and educational programs pertaining to heritage resources. (j) Perform such other functions as may be delegated to it by resolution or motion of the City Council. 90 LIBRARY COMMISSION CURRENT MEMBERSHIP & ATTENDANCE INFORMATION Name Term Ending Elig. for Reappointment Other Regular Meeting Absences Calendar Year 2015 Robert Gulino 9/30/16 Yes 2/25/15 (unexcused) Claire Campodonico 9/30/17 Yes Monte Sereno Representative 8/26/15 (unexcused) Vacant 9/30/17 Yes Vacant 9/30/18 Vacant 9/30/19 RESOLUTION NO. 2031 – BASIC RESPONSIBILITIES & DUTIES BASIC RESPONSIBILITIES The Library Commission shall serve as a senior advisory and liaison body. Its basic responsibilities shall include the following: 1. Provide counsel and recommendations on Library policies, budgets, plans and procedures to the Saratoga City Council, the City staff, the Santa Clara County Library staff, and the Saratoga Library Supervisor. 2. Identify and bring to the attention of the City Council, the City staff, the Santa Clara County Library staff, and the Saratoga Library Supervisor (as appropriate) present and prospective issues and questions relating to Library operation. 3. Participate, along with other appropriate governmental units, in explaining and interpreting matters pertaining to Library operation to Library users, Library support groups, and the general public. 4. Perform such other activities as may be directed by the Saratoga City Council. DUTIES In carrying out its basic responsibilities, the Library Commission shall perform the following duties: 1. Hold formal meetings as required (see preceding Section on "Administration''). 2. Maintain communications with the City Council, the City staff, the Santa Clara County Library staff, and the Saratoga Library Supervisor on matters that have a significant impact on the Library's budget and operation. 3. Receive information and suggestions on Library operation from the public, through public hearings and through less formal channels of communication such as correspondence and discussion sessions. 4. Maintain within the Commission a continuity of knowledge of the Library, its operation and its problems. 5. Keep generally informed on technical developments that could have a bearing on the Library's operation. 6. Participate in the general planning of the library's operation and in the planning of events related to the Library. 7. Promote good public relations concerning the Library and its activities. 8. Work with "Friends of the Saratoga Libraries" and other support groups as may be desirable in the planning of their activities. 9. Promote optimal utilization of the library facilities and staff, and encourage service mindedness on the part of all having to do with providing Library service to the public. 10. Encourage the preservation of the Saratoga Library plant through proper upkeep and preventive maintenance. 91 PARKS AND RECREATION COMMISSION CURRENT MEMBERSHIP & ATTENDANCE INFORMATION Name Term Ending Elig. for Reappointment Regular Meeting Absences Calendar Year 2015 Terence Ward 9/30/16 Yes Ping Li 9/30/17 Yes 3/10/15 (excused), 11/10/15 (excused) Rick Pearce 9/30/17 Yes 11/10/15 (excused) Pallavi Sharma 9/30/18 Yes 5/12/15 (excused) Renee Paquier 9/30/19 Yes RESOLUTION NO. 432 – POWERS & DUTIES The powers of the Parks and Recreation Commission are advisory only and it shall render all reports and recommendations directly to the City Council, unless otherwise directed by the Council. The Commission does not constitute a planning agency with the terms and meaning of Government Code Section 65100 of the State of California. The Commissions' powers and duties, in such advisory capacity to the City Council, shall include the following: (a) to recommend a parks and recreation program, and the programming and implementation thereof, to the Council; (b) advise the Council specifically on design, use, development, financing, care and maintenance of parks and playgrounds; landscaping along thoroughfares and other City streets; walkways, pathways, equestrian paths, streambeds, protection and promulgation of trees, and such other matters as may be requested by the Council. 92 PLANNING COMMISSION CURRENT MEMBERSHIP & ATTENDANCE INFORMATION Name Term Ending Elig. for Reappointment Regular Meeting Absences Calendar Year 2015 Leonard Almalech 3/31/16 Yes Dede Smullen 3/31/17 Yes 1/14/15 (excused), 7/8/15 (excused) Tina Walia 3/31/17 Yes Colleen "Kookie" Fitzsimmons 3/31/18 Yes Wendy Chang 3/31/18 Yes Sunil Ahuja 3/31/19 Yes 8/26/15 (excused) Joyce Hlava 3/31/19 Yes 7/8/15 (excused) CITY CODE 2-15.030 POWERS & DUTIES The Planning Commission is hereby designated as the planning agency of the City, as described in Section 65100 of the Government Code, and shall exercise the functions of a planning agency as prescribed in Section 65101 of the Government Code. The Planning Commission shall also exercise the powers and perform the duties conferred upon it by this Code and assigned to it from time to time by the City Council. GOVERNMENT CODE 65100 There is in each city and county a planning agency with the powers necessary to carry out the purposes of this title. The legislative body of each city and county shall by ordinance assign the functions of the planning agency to a planning department, one or more planning commissions, administrative bodies or hearing officers, the legislative body itself, or any combination thereof, as it deems appropriate and necessary. In the absence of an assignment, the legislative body shall carry out all the functions of the planning agency. GOVERNMENT CODE 65101 (a) The legislative body may create one or more planning commissions each of which shall report directly to the legislative body. The legislative body shall specify the membership of the commission or commissions. In any event, each planning commission shall consist of at least five members, all of whom shall act in the public interest. If it creates more than one planning commission, the legislative body shall prescribe the issues, responsibilities, or geographic jurisdiction assigned to each commission. If a development project affects the jurisdiction of more than one planning commission, the legislative body shall designate the commission which shall hear the entire development project. (b) Two or more legislative bodies may: (1) Create a joint area planning agency, planning commission, or advisory agency for all or prescribed portions of their cities or counties which shall exercise those powers and perform those duties under this title that the legislative bodies delegate to it. (2) Authorize their planning agencies, or any components of them, to meet jointly to coordinate their work, conduct studies, develop plans, hold hearings, or jointly exercise any power or perform any duty common to them. 93 TRAFFIC SAFETY COMMISSION CURRENT MEMBERSHIP & ATTENDANCE INFORMATION Name Term Ending Elig. for Reappointment Regular Meeting Absences Calendar Year 2015 EJ Tim Harris 12/31/16 Yes 5/14/15 (excused) Mitch Kane 12/31/17 Yes Vacant 12/31/17 N/A John Chen 12/31/18 Yes 5/14/15 (excused) Ray Cosyn 12/31/19 Yes 1/8/15 (excused), 9/10/15 (excused) Christopher Coulter 12/31/19 Yes Jonathan “Jojo” Choi 12/31/19 Yes RESOLUTION NO. 05-032 – MISSION The exclusive mission of the Traffic Safety Commission shall be to investigate, review, and analyze issues, and make recommendations to the City Council and City staff regarding traffic safety. The Commission shall work to increase awareness of, and attention to, the traffic safety needs of the community by improving communications and involvement between the community, and the City government on services, needs and programs. 94 YOUTH COMMISSION CURRENT MEMBERSHIP & ATTENDANCE INFORMATION Name Term Ending Elig. for Reappointment School Regular Meeting Absences Calendar Year 2015 Roshan Verma 7/1/16 No Redwood Middle School Alexis Weisend 7/1/16 No Westmont High School Malika Singh 7/1/16 No Monta Vista High School Mitali Shanbhag 7/1/16 No Saratoga High School Nupur Maheshwari 7/1/16 No Saratoga High School 10/13/15 Daniel Eem 7/1/16 No Saratoga High School Charles Debling 7/1/17 No Saratoga High School Sathvik Kaliyur 7/1/17 No Redwood Middle School Aneesh Medhekar 7/1/17 No Pacific Collegiate School Elora Pradhan 7/1/17 No Saratoga High School Shefali Vijay 7/1/17 No Lynbrook High School RESOLUTION NO. 542-2 SECTION 3 – POWERS The Commissioners' powers and duties, in such advisory capacity to the City Council, shall include the following: a) To develop and recommend guidelines involving the concerns of youth, and the programming and implementation thereof, to the Council; b) Advise the Council generally on matters which concern youth and specifically on the various aspects of city matters related to youth as may be requested by the Council. 95 Tentative 2016 City of Saratoga Commission Recruitment Schedule Commission Recruitment Start Application Deadline Interviews Appointment Vacancies Commission Meetings Planning Jan. 2016 March 23, 2015 March 2, 2015 March 16, 2016 1 * Jan. 13, 2016 Jan. 27, 2016 Feb. 10, 2016 Feb. 24, 2016 Youth Jan. 2016 April 20, 2016 May 2, 2016 May 18, 2016 6 Jan. 12, 2016 Feb. 9, 2016 March 8, 2016 Library March 2016 Aug. 30, 2015 Sept. 7, 2016 Sept. 21, 2016 1 * April 22, 2016 June 22, 2016 Aug. 24, 2016 Parks & Recreation March 2016 Aug. 30, 2015 Sept. 7, 2016 Sept. 21, 2016 1 * March 8, 2016 May 10, 2016 July 12, 2016 Heritage Preservation July 2016 Nov. 8, 2016 Nov. 16, 2015 Dec. 7, 2016 2 * July 12, 2016 Aug. 9, 2016 Sept. 13, 2016 Oct. 11, 2016 Traffic Safety July 2016 Nov. 8, 2016 Nov. 16, 2015 Dec. 7, 2016 1 * July 12, 2016 Sept. 13, 2016 Nov. 8, 2016 * Incumbent(s) eligible for reappointment Notes: Recruitments structured to allow for at least 3 regular meetings during recruitment period 96 SARATOGA CITY COUNCIL MEETING DATE: December 16, 2015 DEPARTMENT: City Manager’s Office PREPARED BY: Crystal Bothelio, City Clerk SUBJECT: Adoption of City Council Assignments RECOMMENDED ACTION: Approve the resolution adopting the 2016 City Council assignments. BACKGROUND: Every December, City Council assignments are reviewed and updated as needed. At the December 2, 2015 City Council meeting, the City Council reviewed the list of agencies and committees (not individual Council Member assignments). Following the meeting, Council Members had until December 8, 2015 to share their assignment preferences with the Mayor. The updated list of assignments, as well as individual assignments, is included in Attachment B. To adopt the assignments, the resolution adopting the assignments (Attachment A) should be approved. ATTACHMENTS: Attachment A - Resolution Approving Council Assignments Attachment B - 2016 City Council Assignments Attachment C - Assignment Descriptions 97 RESOLUTION 15-___ A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA ESTABLISHING CITY COUNCIL ASSIGNMENTS FOR CALENDAR YEAR 2016 WHEREAS, representatives from the City Council serve on various agencies and committees; and WHEREAS, the responsibility for representing the City Council should be shared by all members; and WHEREAS, the City Council annually reviews agency and committee assignments to update and reassign members as needed; and WHEREAS, the City Council conducted its reorganization on December 2, 2015 for the 2016 calendar year; and WHEREAS, on December 2, 2015, Council had the opportunity to review the list of committees and was asked to provide input to the Mayor on changes to individual assignments; and WHEREAS, the Mayor has duly considered input from the members of the City Council and has made the assignments shown in Exhibit A. NOW, THEREFORE, be it resolved that the City Council does hereby approve the City Council assignments presented at the December 16, 2015 City Council meeting, attached to this resolution; members of the Council hereby agree to their appointments through December 2016 or until amended; and the City Clerk is directed to post the Fair Political Practices Commission Form 806 on the City website pursuant to California Code of Regulations 18705.5. Attachments: Exhibit A – 2016 City Council Assignments The above and foregoing resolution was passed and adopted at a regular meeting of the Saratoga City Council held on the 16h day of December 2015 by the following vote: AYES: NOES: ABSENT: ABSTAIN: ______________________________ E. Manny Cappello, Mayor ATTEST: DATE: Crystal Bothelio, City Clerk 98 2016 SARATOGA CITY COUNCIL ASSIGNMENTS Agency Assignments - Voting Council Member Alternate Association of Bay Area Governments Bernald Kumar Cities Association of Santa Clara County Cappello Bernald Cities Association of Santa Clara County – Legislative Action Committee Bernald Miller Cities Association of Santa Clara County – Selection Committee Bernald Miller Hakone Foundation Board Bernald N/A Hakone Foundation Board & Executive Committee Lo N/A KSAR Community Access TV Board Lo Bernald Santa Clara County Expressway Plan 2040 Policy Advisory Board Lo N/A Santa Clara County Housing and Community Development (HCD) Council Committee Cappello Bernald Santa Clara County Library Joint Powers Authority Lo Kumar Santa Clara Valley Water District Commission Kumar Miller Saratoga Area Senior Coordinating Council (SASCC) Cappello Bernald Valley Transportation Authority (VTA) Policy Advisory Committee Miller Kumar VTA State Route 85 Corridor Policy Advisory Board Miller Bernald West Valley Mayors and Managers Association Cappello Lo West Valley Sanitation District Cappello Bernald West Valley Solid Waste Management Joint Powers Authority Bernald Lo Liaison Assignments - Non-Voting Council Member Alternate Saratoga Chamber of Commerce & Destination Saratoga Lo Kumar Saratoga Historical Foundation Bernald Lo Saratoga Ministerial Association Kumar Miller Saratoga Sister City Organization Bernald Lo Council Committee Assignments Council Member 2nd Council Member Council Finance Committee Miller Cappello Assignments by Outside Organizations Council Member VTA Board West Valley Cities Alternate Miller Ad Hoc Assignments Council Member 2nd Council Member Public Art Lo Bernald 99 SA R A T O G A  CI T Y  CO U N C I L  AS S I G N M E N T  DE S C R I P T I O N S    CO M M I T T E E / A G E N C Y   DE S C R I P T I O N   As s o c i a t i o n  of  Ba y  Ar e a   Go v e r n m e n t  (A B A G )   AB A G  is  th e  Re g i o n a l  Pl a n n i n g  Ag e n c y  fo r  th e  ni n e  Co u n t y  Ba y  Ar e a s .    Ex e c u t i v e  Bo a r d  me e t i n g s  are  held  quarterly, however   a  re p r e s e n t a t i v e  ap p o i n t e d  by  th e  Sa n t a  Cl a r a  Ci t i e s  As s o c i a t i o n  re p r e s e n t s  Sa r a t o g a  al o n g  with  other  cities  in  Santa  Clara   Co u n t y .       Mo r e  in f o r m a t i o n :  ww w . a b a g . c a . g o v    Th e  an n u a l  Ge n e r a l  As s e m b l y  is  he l d  in  Oa k l a n d  in  th e  sp r i n g  (a n d  oc c a s i o n a l l y  al s o  in  th e  fall), date  and  time  to  be   an n o u n c e d .      Ci t i e s  As s o c i a t i o n  of  Sa n t a  Cl a r a   Co u n t y  Bo a r d  of  Di r e c t o r s     Th e  Ci t i e s  As s o c i a t i o n  se r v e s  as  a  fo r u m  fo r  th e  15  ci t i e s  wi t h i n  Sa n t a  Cl a r a  Co u n t y  to  di s c u s s  issues  of  mutual  concern.  Ra a n i a  Mo h s e n ,  Ex e c u t i v e  Di r e c t o r ,  st a f f s  th e  or g a n i z a t i o n .    On e  Co u n c i l  Me m b e r  re p r e s e n t s  each  city  at  meetings  of  the   Ci t i e s  As s o c i a t i o n .     Mo r e  in f o r m a t i o n :  ww w . c i t i e s a s s o c i a t i o n . o r g    Me e t i n gs  ar e  he l d  on  th e  se c o n d  Th u r s d a y  of  ev e r y  mo n t h ,  ex c e p t  Au g u s t ,  at  7: 0 0  p. m .  at  Sunnyvale  City  Hall  at  456  West   Ol i v e  Av e n u e  in  Su n n y v a l e .      Ci t i e s  As s o c i a t i o n  of  Sa n t a  Cl a r a   Co u n t y  Ci t y  Se l e c t i o n  Co m m i t t e e     Th e  Ci t i e s  As s o c i a t i o n  Se l e c t i o n  Co m m i t t e e  pe r i o d i c a l l y  co n v e n e s  to  ma k e  ap p o i n t m e n t s  to  regional  and  local  bodies,  pu r s u a n t  to  Go v e r n m e n t  Co d e  50 2 7 0 ‐50 2 7 9 . 4 .  Pe r  th e  Ci t i e s  As s o c i a t i o n  By l a w s ,  th e  me m b e r s  include  the  Mayor  or  the   Ma y o r ’ s  de s i g n e e  of  ea c h  Ci t y  in  th e  Co u n t y .     Mo r e  in f o r m a t i o n :  ww w . c i t i e s a s s o c i a t i o n . o r g    Th e  Ci t i e s  Se l e c t i o n  Co m m i t t e e  me e t s  at  6: 4 5  p. m .  pr i o r  to  th e  Bo a r d  of  Di r e c t o r ’ s  Me e t i n g ,  as  needed.    Ci t i e s  As s o c i a t i o n  of  Sa n t a  Cl a r a   Co u n t y  Le g i s l a t i v e  Ac t i o n   Co m m i t t e e   Th e  Ci t i e s  As s o c i a t i o n  Le g i s l a t i v e  Ac t i o n  Co m m i t t e e  pe r i o d i c a l l y  co n v e n e s  to  co n s i d e r  an d  ac t  on  regional  and  state ‐wide   is s u e s  th a t  ar e  of  un i q u e  lo c a l  in t e r e s t  to  th e  ci t i e s  of  Sa n t a  Cl a r a  Co u n t y .  Th e  me m b e r s h i p  co n s i s t s  of  one  representative   fr o m  ea c h  Ci t y  in  th e  Co u n t y .     Mo re  in f o r m a t i o n :  ww w . c i t i e s a s s o c i a t i o n . o r g    Th e  Le g i s l a t i v e  Ac t i o n  Co m m i t t e e  me e t s  at  6: 4 5  p. m .  pr i o r  to  th e  Bo a r d  of  Di r e c t o r ’ s  Me e t i n g ,  as  needed.    Co u n c i l  Fi n a n c e  Co m m i t t e e   Th e  Fi n a n c e  Co m m i t t e e  re v i e w s  an d  pr o v i d e s  re c o m m e n d a t i o n s  on  th e  Ci t y ’ s  fi n a n c i a l  ma t t e r s ,  including  the  budget,  fi n a n c i a l  po l i c i e s ,  an d  an n u a l  au d i t .     Me e t i n g s  ar e  ty p i c a l l y  he l d  mo n t h l y .    Ha k o n e  Fo u n d a t i o n  Bo a r d    Th e  Ha k o n e  Fo u n d a t i o n  op e r a t e s  Ha k o n e  Ga r d e n s  in  Sa r a t o g a .  In  ac c o r d a n c e  wi t h  th e  Ci t y ’ s  lease  agreement  with  the   Ha k o n e  Fo u n d a t i o n ,  tw o  me m b e r s  of  th e  Ci t y  Co u n c i l  sh a l l  re p r e s e n t  th e  Ci t y  of  Sa r a t o g a  on  the  Board  of  Directors. The  two   10 0 Co u n c i l  Me m b e r s  ha v e  th e  sa m e  ri g h t s  an d  pr i v i l e g e s  of  ot h e r  me m b e r s  of  th e  Bo a r d  of  Tr u s t e e s .     Mo r e  in f o r m a t i o n :  ww w . h a k o n e . c o m / a b o u t / b o a r d ‐of ‐tr u s t e e s . h t m l    Th e  Bo a r d  me e t s  qu a r t e r l y  at  12 : 0 0  p. m .  on  th e  th i r d  We d n e s d a y  of  Fe b r u a r y ,  Ma y ,  Se p t e m b e r ,  and  upon  special  notice,  on  th e  th i r d  Fr i d a y  of  De c e m b e r  at  th e  Cu l t u r a l  Ex c h a n g e  Ce n t e r  in  th e  ga r d e n s .       Ha k o n e  Fo u n d a t i o n  Ex e c u t i v e   Co m m i t t e e   Pe r  th e  Ci t y ’ s  ag r e e m e n t  wi t h  th e  Ha k o n e  Fo u n d a t i o n ,  th e  Ci t y  is  en t i t l e d  to  on e  po s i t i o n  on  the  Executive  Committee. The   Ma y o r  sh a l l  oc c u p y  th e  po s i t i o n  or  a  Co u n c i l  Me m b e r  se l e c t e d  by  th e  Ma y o r  ma y  fi l l  th e  po s i t i o n .    KS A R  Co m m u n i t y  Ac c e s s  CA T V   Fo u n d a t i o n  Bo a r d    On e  me m b e r  of  th e  Ci t y  Co u n c i l ,  al o n g  wi t h  th e  Ci t y  Ma n a g e r  or  th e  Ci t y  Ma n a g e r ’ s  de s i g n e e ,  represents  the  City  on  the   Co m m u n i t y  Ac c e s s  Te l e v i s i o n  Bo a r d .    Ot h e r  Bo a r d  me m b e r s  in c l u d e  re p r e s e n t a t i v e s  fr o m  th e  West  Valley ‐Mission  College   Di s t r i c t  Bo a r d ,  on e  st a f f  me m b e r  fr o m  We s t  Va l l e y  Co l l e g e  an d  th r e e  pu bl i c  me m be r s  wh o  must  be  Saratoga  residents  and   wh o  ar e  se l e c t e d  jo i n t l y  by  th e  fo u r  Ci t y  an d  Co l l e g e  Bo a r d  me m b e r s .    Th e  CA T V  Bo a r d  es t a b l i s h e s  policies  and  priorities  for   th e  ma n a g e m e n t  an d  op e r a t i o n  of  th e  lo c a l  co m m u n i t y  ac c e s s  te l e v i s i o n  st a t i o n ,  wh i c h  ar e  then  implemented  by  the   Co m m u n i t y  Ac c e s s  Co o r d i n a t o r .    KS A R  is  a  50 1 c 3  Bo a r d .     Mo re  in f o r m a t i o n :  ht t p : / / w w w . k s a r 1 5 . o r g / h o m e / i n d e x . p h p    Th e  Bo a r d  me e t s  on  th e  se c o n d  Tu e s d a y  of  ev e r y  mo n t h  at  12 : 0 0  p. m .  at  Ci t y  Ha l l .   Sa n t a  Cl a r a  Co u n t y  Ex p r e s s w a y   Pl a n  20 4 0  Po l i c y  Ad v i s o r y  Bo a r d   Th e  Sa n t a  Cl a r a  Co u n t y  Ex p r e s s w a y  Pl a n  20 4 0  Po l i c y  Ad v i s o r y  Bo a r d  is  co m p r i s e d  of  on e  Co u n c i l  Member  form  each  city  in   Sa n t a  Cl a r a  Co u n t y ,  al o n g  wi t h  tw o  Co u n t y  Su p e r v i s o r s ,  tw o  Sa n t a  Cl a r a  Va l l e y  Tr a n s p o r t a t i o n  Authority  Board  Members,  an d  tw o  Co u n t y  Ro a d s  Co m m i s s i o n e r s  (n o n ‐vo t i n g ) .  Th e  Bo a r d  re v i e w s  ne e d s  of  ex p r e s s w a y s  and  the  Santa  Teresa/Hale   co r r i d o r  ba s e d  on  la n d  us e  pl a n s ,  pr o j e c t e d  tr a f f i c  gr o w t h ,  an d  Co m p l e t e  St r e e t s  pl a n n i n g .     Mo r e  in f o r m a t i o n :  ht t p : / / w w w . s c c g o v . o r g / s i t e s / r d a / p la n s / e x p y p l a n 2 0 4 0 / P a g e s / s t u d y . a s p x    Me e t i n g  sc h e d u l e  va r i e s  A  to t a l  of  5  me e t i n g s  ar e  ex p e c t e d .  Me e t i n g s  ar e  he l d  in  th e  Co u n t y  Board  of  Supervisors   Ch a m b e r s  at  70  We s t  He d d i n g  St r e e t  in  Sa n  Jo s e .      Sa n t a  Cl a r a  Co u n t y  Ho u s i n g  an d   Co m m u n i t y  De v e l o p m e n t   Ad v i s o r y  Co m m i t t e e  (H C D A C )    Th e  HC D  Co u n c i l  Co m m i t t e e  is  co m p r i s e d  of  lo c a l  el e c t e d  of f i c i a l s  wh o  re v i e w  an d  re c o m m e n d  policies  and  priorities   co n c e r n i n g  th e  Co u n t y ’ s  Ho u s i n g  & Co m m u n i t y  De v e l o p m e n t ,  an d  Co m m u n i t y  De v e l o p m e n t  Block  Grant  Programs  (CDGB)  to  th e  Co u n t y  Bo a r d  of  Su p e r v i s o r s .       Mo r e  in f o r m a t i o n :  ht t p : / / w w w . s c c g o v . o r g / s i t e s / o a h / H o u s i n g % 2 0 ‐%2 0 C o m m u n i t y % 2 0 D e v e l o p m e nt%20(HCD)/Pages/Santa ‐ Cl a r a ‐Co u n t y ‐Ho u s i n g ‐an d ‐Co m m u n i t y ‐De v e l o p m e n t ‐Pr o g r a m . a s p x    Th e  Co m m i t t e e  me e t s  th r e e  ti m e s  du ri ng  th e  Fi s c a l  Ye a r  at  23 1 0  No r t h  Fi r s t  St r e e t ,  Sa n  Jo s e .    Sa n t a  Cl a r a  Co u n t y  Li b r a r y   Di s t r i c t  Jo i n t  Po w e r s  Au t h o r i t y   Bo a r d      A  Ci t y  Co u n c i l  Me m b e r  fr o m  ea c h  ci t y  wi t h i n  th e  Sa n t a  Cl a r a  Co u n t y  Li b r a r y  Di s t r i c t  is  se l e c t e d  to  serve  on  the  Library  JPA   Bo a r d .    Th e  Li b r a r y  JP A  is  th e  po l i c y  ma k i n g  an d  go v e r n i n g  bo d y  of  th e  Co u n t y ’ s  li b r a r y  sy s t e m .    Mo r e  in f o r m a t i o n :  ht t p : / / w w w . s c c l . o r g / a bo u t / g o v e r n a n c e / j p a ‐bo a r d ‐me e t i n g s   10 1  Th e  Li b r a r y  JP A  me e t s  fo u r  ti m e s  a  ye a r  in  Ja n u a r y ,  Ap r i l ,  Ju n e ,  an d  Oc t o b e r  on  th e  fo u r t h  Thursday  at  1:30  pm. at  the   Sa n t a  Cl a r a  Co u n t y  Li b r a r y  Se r v i c e s  an d  Su p p o r t  Ce n t e r ,  lo c a t e d  at  13 7 0  De l l  Av e n u e  in  Ca m p b e l l .  In  June, the  meeting  is   he l d  th e  fi r s t  Th u r s d a y .      Sa n t a  Cl a r a  Va l l e y  Wa t e r  Di s t r i c t   Co m m i s s i o n      Th e  Wa t e r  Di s t r i c t ’ s  Wa t e r  Co m m i s s i o n  ad v i s e s  th e  Wa t e r  Di s t r i c t  Bo a r d  on  is s u e s  re l a t e d  to  water  supply, flood  protection   an d  en v i r o n m e n t a l  st e w a r d s h i p .  Co m m i s s i o n  Me m b e r s  in c l u d e  re p r e s e n t a t i v e s  fr o m  ea c h  of  the  cities  in  the  County, the   Wa t e r  Di s t r i c t ,  th e  Co u n t y ,  Sa n t a  Cl a r a  Co u n t y  op e n  Sp a c e  Au t h o r i t y ,  an d  Mi d p e ni n s u l a  Re g i o nal  Open  Space  District.      Mo r e  in f o r m a t i o n : ht t p : / / w w w . v a l l e y w a t e r . o r g / A b o u t / W a t e r C o m m i s s i o n . a s p x    Th e  Wa t e r  Co m m i s s i o n  me e t s  on  We d n e s d a y  fr o m  12 : 0 0  p. m .  ‐   2: 0 0  p. m . ,  in  Ja n u a r y ,  Ap r i l ,  July, and  October  at  the   Di s t r i c t  He a d q u a r t e r s  lo c a t e d  at  57 0 0  Al m a d e n  Ex p r e s s w a y  in  Sa n  Jo s e .  Lu n c h  is  av a i l a b l e  at  11:30  a.m.  Sa r a t o g a  Ar e a  Se n i o r   Co o r d i n a t i n g  Co u n c i l    Th e  Sa r a t o g a  Ar e a  Se n i o r  Co o r d i n a t i n g  Co u n c i l  (S A S C C )  is  a  no n ‐pr o f i t  th a t  op e r a t e s  th e  Sa r a t o g a  Senior  Center  and  Adult   Ca r e  Ce n t e r .  On e  me m b e r  of  th e  Ci t y  Co u n c i l  se r v e s  as  li a i s o n  to  th e  SA S C C  Bo a r d  to  ma i n t a i n  open  communications   be t w e e n  th e  Ci t y  an d  SA S C C .       Mo r e  in f o r m a t i o n :  ww w . s a s c c . o r g    Th e  Bo a r d  me e t s  on  th e  fo u r t h  Tu e s d a y  ev e r y  of  mo n t h  at  9: 3 0  a. m .  at  Ci t y  Ha l l  in  th e  Ma g n o l i a  Room  (with  the   ex c e p t i o n  of  De c e m b e r ) .    Sa r a t o g a  Ch a m b e r  of  Co m m e r c e   & De s t i n a t i o n  Sa r a t o g a    Th e  Ch a m b e r  of  Co m m e r c e  pr o m o t e s  lo c a l  bu s i n e s s  th r o u g h  a  va r i e t y  of  pr o g r a m s  an d  se r v i c e s ,  including  networking,  me m b e r  ed u c a t i o n ,  bu s i n e s s  de v e l o p m e n t ,  pr o m o t i o n ,  ma r k e t i n g ,  an d  ad v e r t i s i n g  as s i s t a n c e .  One  member  of  the  City   Co u n c i l  se r v e s  as  li a i s o n  to  th e  Ch a m b e r  of  Co m m e r c e  Bo a r d .     Mo r e  in f o r m a t i o n :  ht t p : / / w w w . s a r a t o g a c h a m b e r . o r g / b o a r d _ s t a f f . p h p    Me e t i n g s  ar e  he l d  on  th e  se c o n d  Th u r s d a y  of  ev e r y  mo n t h  at  5: 3 0  p. m .  at  th e  Ch a m b e r  of  Commerce  Office .    De s t i n a t i o n  Sa r a t o g a  pr o m o t e s  Sa r a t o g a  as  a  le i s u r e  de s t i n a t i o n ,  em p h a s i z i n g  it s  sc e n i c  be a u t y  and  unique  offerings  in  food,  wi n e ,  re c r e a t i o n ,  an d  le i s u r e .  Ad d i t i o n a l l y ,  De s t i n a t i o n  Sa r a t o g a  wo r k s  to w a r d  es t a b l i s h i n g  an d  maintaining  a  branding   id e n t i t y  fo r  th e  Ci t y  of  Sa r a to g a .     Me e t i n g s  ar e  he l d  qu a r t e r l y .     Sa r a t o g a  Hi s t o r i c a l  Fo u n d a t i o n   Th e  Sa r a t o g a  Hi s t o r i c a l  Fo u n d a t i o n  in  19 6 2  to  pr o m o t e  in t e r e s t  in  Sa r a t o g a  hi s t o r y ,  re s e a r c h  and  collect  records, pictures,  ar t i f a c t s ,  an d  ot h e r  me m o r a b i l i a  re l a t e d  to  lo c a l  hi s t o r y ,  an d  ma i n t a i n  th e  hi s t o r y  fo r  th e  di s p l a y  and  safekeeping  of  archival   ma t e r i a l .  On e  me m b e r  of  th e  Ci t y  Co u n c i l  se r v e s  as  a  li a i s o n  to  th e  Hi s t o r i c a l  Fo u n d a t i o n .     Mo r e  in f o r m a t i o n :  ht t p : / / w w w . s a r a t o g a h i s t o r y . c o m /     10 2 Me e t i n g s  ar e  he l d  on  th e  th i r d  Th u r s d a y  of  th e  mo n t h  (e x c l u d i n g  De c e m b e r  an d  Au g u s t )  fr o m  3:00  p.m. ‐ 5:00  p.m. in  the   Hi s t o r i c a l  Mu s e u m .      Sa r a t o g a  Mi n i s t e r i a l  As s o c i a t i o n   Th e  Sa r a t o g a  Mi n i s t e r i a l  As s o c i a t i o n  is  co m p r i s e d  of  re p r e s e n t a t i v e s  fr o m  co m m u n i t i e s  of  fa i t h  located  within  the  city  of   Sa r a t o g a .    Th e  pu r p o s e  of  th e  gr o u p  is  to  bu i l d  co m m u n i t y  an d  su p p o r t  ci t y  re s i d e n t s  th r o u g h  cooperation  and  joint   ac t i v i t i e s ,  in c l u d i n g  th e  an n u a l  Th a n k s g i v i n g  Da y  se r v i c e ,  su m m e r  bl o c k  pa r t i e s  an d  ot h e r  ev e n t s .  One  me mber  of  the  Ci ty   co u n c i l  se r v e s  as  li a i s o n  to  th e  Mi n i s t e r i a l  As s o c i a t i o n .     Th e  gr o u p  me e t s  mo n t h l y  on  th e  fo u r t h  We d n e s d a y  at  no o n  (e x c e p t  in  Ju l y  an d  Au g u s t ) .    The  location  rotates  among  the   co n g r e g a t i o n s .      Sa r a t o g a  Si s t e r  Ci t y  Co m m i t t e e   Li a i s o n    Th e  pu r p o s e  of  th e  Si s t e r  Ci t y  Co m m i t t e e  is  to  pl a n  an d  ca r r y  ou t  pr o g r a m s  an d  ac t i v i t i e s ,  wh i c h  strengthen  Saratoga’s   re l a t i o n s h i p  wi t h  it s  si s t e r ,  ci t y ,  Mu k o ‐Sh i ,  in  Ja p a n .  On e  me m b e r  of  th e  Ci t y  Co u n c i l  se r v e s  as  liaison  to  the  Sister  City   Co m m i t t e e .     Me e t i n g s  ar e  he l d  th e  fi r s t  Tu e s d a y  of  ev e r y  mo n t h  at  7: 0 0  p. m .  at  th e  Jo a n  Pi s a n i  Co m m u n i t y  Center.    Va l l e y  Tr a n s p o r t a t i o n  Au t h o r i t y   Po l i c y  Ad v i s o r y  Co m m i t t e e   Th e  VT A  PA C  is  on e  of  se v e r a l  st a n d i n g  ad v i s o r y  co m m i t t e e s  to  th e  VT A  Bo a r d  of  Di r e c t o r s .    Composed  of  elected  official   re p r e s e n t i n g  ea c h  of  th e  ci t i e s  in  th e  Co u n t y ,  th e  PA C  ma k e s  re c o m m e n d a t i o n s  to  th e  VT A  Bo a r d  on  issues  of  transportation   pl a n n i n g  an d  pr o g r a m m i n g .    Mo r e  in f o r m a t i o n :  ht t p : / / ww w . v t a . o r g / g e t ‐in v o l v e d / a d v i s o r y ‐co m m i t t e e / p o l i c y ‐ad v i s o r y ‐co m m i t t e e ‐pac      Th e  VT A  PA C  me e t s  on  th e  se c o n d  Th u r s d a y  of  ev e r y  mo n t h  at  4: 0 0  p. m .  at  th e  VT A  of f i c e s  at  3331  North  First  Street  in   Sa n  Jo s e .      Va l l e y  Tr a n s p o r t a t i o n  Au t h o r i t y   St a t e  Ro u t e  85  Co r r i d o r  Po l i c y   Ad v i s o r y  Co m m i t t e e   Th e  SR  85  Co r r i d o r  Po l i c y  Ad v i s o r y  Bo a r d  wa s  es t a b l i s h e d  to  en s u r e  th e  st a k e h o l d e r  ci t i e s  in  the  SR  85  corridor  are  involved   in  th e  de v e l o p m e n t  of  ex i s t i n g  an d  po t e n t i a l  tr a n s p o r t a t i o n  ca p i t a l  pr o j e c t s  al o n g  th e  co r r i d o r  and  have  the  opportunity  to   pr o v i d e  in p u t  an d  re c o m m e n d a t i o n s  to  th e  VT A  Bo a r d  of  Di r e c t o r s .    Th e  me e t i n g  sc h e d u l e  ha s  no t  be e n  se t  ye t .   We s t  Va l l e y  Ma y o r s  an d  Ci t y   Ma n a g e r s  As s o c i a t i o n   Th e  We s t  Va l l e y  Ma y o r s  an d  Ma n a g e r s  As s o c i a t i o n  is  a  su b ‐re g i o n a l  gr o u p i n g  of  th e  VT A  go v e r n a n c e  structure.  It  consists  of   th e  Ma y o r s  an d  Ci t y  Ma n g e r s  fr o m  th e  ci t i e s  of  Ca m p b e l l ,  Cu p e r t i n o ,  Mo n t e  Se r e n o ,  Sa r a t o g a  and  the  Town  of  Los  Gatos.  It   is  ch a r g e d  wi t h  se l e ct i n g  th e  VT A  Bo a r d  me mb e r  re p r e s e n t i n g  th e  ab o v e  mu n i c i p a l i t i e s  (f o r  a  two  year  term).    Me e t i n g s  ar e  he l d  th e  fo u r t h  We d n e s d a y  of  th e  mo n t h  at  no o n .    Ea c h  ci t y  ho s t s  th e  ga t h e r i n g  for  a  year  at  a  time,  ro t a t i n g  in  al p h a b e t i c a l  or d e r .    Me e t i n g s  in  Au g u s t  an d  De c e m b e r  ar e  us u a l l y  ca n c e l l e d .   We s t  Va l l e y  Sa n i t a t i o n  Di s t r i c t    Th e  We s t  Va l l e y  Sa n i t a t i o n  Di s t r i c t  pr o v i d e s  wa s t e w a t e r  co l l e c t i o n  an d  di s p o s a l  se r v i c e s  to  Ca m p b e l l ,  Monte  Sereno, Los   Ga t o s ,  mo s t  of  Sa r a t o g a ,  an d  a  po r t i o n  of  un i n c o r p o r a t e d  Sa n t a  Cl a r a  Co u n t y .  Th e  fi v e ‐me m b e r  Board  of  Directors  is   co m p o s e d  of  on e  Co u n c i l  Me m b e r  fr o m  ea c h  of  th e  fo u r  we s t  va l l e y  ci t i e s  an d  th e  Di s t r i c t  4  Santa  Clara  County  Supervisor.   Bo a r d  me m b e r s  ar e  co m p e n s a t e d  $1 0 0  fo r  ea c h  me e t i n g  at t e n d e d .     Mo r e  in f o r m a t i o n :  ht t p : / / w w w . w e s t v a l l e y s a n . o r g / a b o u t u s / d i r e c t o r s a n d s t a f f / a g e n d a s ‐an d ‐minutes   10 3  Th e  Bo a r d  me e t s  on  th e  se c o n d  We d n e s d a y  of  th e  mo n t h  at  6: 0 0  p. m .  at  th e  Di s t r i c t ’ s  Of f i c e  located  at  110  E. Sunnyoaks   Av e n u e  in  Ca m p b e l l .      We s t  Va l l e y  So l i d  Wa s t e   Ma n a g e m e n t  Au t h o r i t y    Th i s  WV S W M A  co n s i s t s  of  th e  we s t  va l l e y  ci t i e s  of  Ca m p b e l l ,  Lo s  Ga t o s ,  Mo n t e  Se r e n o ,  an d  Saratoga.  The  Authority  was   fo r m e d  to  co o r d i n a t e  ef f o r t s  in  ca r r y i n g  ou t  so l i d  wa s t e  co l l e c t i o n  an d  di s p o s a l  ac t i v i t i e s ,  an d  in  meeting  the  mandates  of   AB 9 3 9 ,  th e  St a t e s ’  In t e g r a t e d  Wa s t e  Ma n a g e m e n t  Ac t .  Th e  Au t h o r i t y  is  re s p o n s i b l e  fo r  es t a b l i s h i n g  collection  rates  within   ea c h  ci t y  an d  ov e r s e e i n g  bo t h  la n d f i l l  an d  ha u l e r  ag r e e m e n t s .    Th e  Au t h o r i t y  Bo a r d  is  co m p o s e d  of  one  Council  Member   fr o m  ea c h  of  th e  fo u r  me m b e r  ag e n c i e s .     Mo r e  in f o r m a t i o n :  ht t p : / / w w w . w v s w m a . o r g    Me e t i n g s  ar e  he l d  on  a  qu a r t e r l y  ba s i s  (F e b r u a r y ,  Ma y ,  Au g u s t ,  an d  No v e m b e r )  at  5: 00  p. m. on  the  first  Thursday  at   Mo n t e  Se r e n o  Ci t y  Ha l l  lo c a t e d  at  18 0 4 1  Sa r a t o g a  Lo s  Ga t o s  Ro a d  in  Mo n t e  Se r e n o .         10 4 SARATOGA CITY COUNCIL MEETING DATE: December 16, 2015 DEPARTMENT: City Manager & City Attorney PREPARED BY: Staff SUBJECT: Consider Updates to the City Council Handbook, Council & Commission Expense Policy, E-Communications Policy and Council Norms RECOMMENDED ACTIONS: 1. Adopt the resolution approving modifications to Council and Commission Expense Policy 2. Receive report on the Council and Commission E-Communication Policy 3. Review updates to the City Council Handbook 4. Provide direction on any updates to the City Council Norms of Operation BACKGROUND: The City Council conducted a review of Council policies at the November 18th meeting. Direction was provided to staff to return with the following:  Modify the Council and Commission Expense Policy to include proportional funding amounts for each member and to have the City Council approve out-of-state travel and spending over a certain dollar amount.  Review the Council & Commission E-Communication Policy for possible legal updates  Update the Council Handbook with new training requirements and correct typographical errors City Council and Commission Expense Policy The modifications to the City Council and Commission Expense Policy requested at the November 18th meeting are provided as Attachment A. Section III-A Authorized Expenses has been modified to include allocations of the Council’s annual training and travel budget. The Mayor would receive up to 30% of the total budget and the remaining 70% would be divided equally among the four Council Members. A separate budget appropriation would be made for the League of California Cities New Mayors and Council Members Academy that would be in addition to the normal training allocation. Section IV-A Expenditure Approval Requirements has been modified to so that the City Council is the approving body for out-of-state travel, expenses exceeding $500 per trip (except conferences sponsored by the League), and special 105 exemptions. Modifications were also made to sections of the policy regarding Commission expenses to align with proposed changes to Council travel and training expenditures. City Council and City Commissions E-Communications Policy On May 19, 2010, the City Council approved Resolution No. 10-026, adopting an E- Communications Policy for the City Council and City Commissions. The purpose of the E- Communications Policy is to ensure the proper use of the City’s electronic media consistent with applicable law, including the Brown Act and the Public Records Act. The policy applies to all City Council Members and Commissioners except members of the Youth Commission. In light of developments in social media and other forms of electronic communications, the Council seeks to review the E-Communications Policy to ensure that it is consistent with technological and legal developments, as well as Council norms of operation. Discussion In coordination with the City Attorneys’ Office, staff concluded that the current policy is consistent with current legal requirements and guidelines. Staff also conducted an initial survey of other cities’ electronic communication and social media policies for discussion purposes. Staff’s research into other cities’ policies and practices is not exhaustive, and the Council may direct further research as appropriate. However, in general, staff’s research shows that Saratoga’s policy is generally consistent with other cities’ policies regarding e-communication and social media. Brown Act: The Brown Act is commonly referred to as California’s open meeting law. It provides that members of a legislative body may hold a meeting when a majority of them – at the same time and place – hear, discuss, deliberate or take action on an item within the subject matter jurisdiction. To hold a lawful meeting under the Brown Act, a local agency must, among other things, provide public notice about the meeting and ensure that the public can access the meeting. The City’s E-Communication Policy addresses Brown Act requirements in section D: D. Electronic Communication by a Quorum of the Council and Commission or a Council and Commission Standing Committee. A majority of the members of the Council or a Commission shall not send or exchange facts about or engage in discussions regarding City issues via E-Communication, including chat rooms, news groups, on – line forums, weblogs, twitter feeds, or list-serves (collectively referred to as “Internet forums”). Other cities take approaches that are more or less restrictive. Staff has excerpted a few representative examples1: 1 Another issue that arises from those examples is whether they apply just to City social media sites, or to all social media. Saratoga’s policy applies to all social media. Santa Rosa’s example seems to restrict City Official’s behavior only on the City’s social media, while Turlock’s may have a broader scope. 106  Daly City: “The Ralph M. Brown Act (Brown Act) requires that public agencies deliberate and take action openly. Content and/or comments made by a City Official via a Social Media site on city related issues within their jurisdiction could be subject to the requirements of the Brown Act. City Elected Officials should refrain from posting simultaneous content or comments on any City of Daly City related issue on a Social Media site.”  Santa Rosa: “City social media sites shall be managed consistent with the Brown Act. Members of the City Council and City advisory bodies should refrain from responding to any published postings, or from using the site to respond to, blog, engage in serial meetings, or otherwise discuss, deliberate, or express opinions on any issue within the subject matter jurisdiction of the body.”  Turlock: “City social media sites shall be managed consistent with the Brown Act. Members of the City Council, Commissions, and/or Boards are encouraged to refrain from ‘like’, ‘share’, ‘re-tweet’ activities or otherwise participating in any published postings, or use the site, or any form of electronic communication, to respond to, blog, or otherwise discuss, deliberate, or express opinions on any issue within the subject matter jurisdiction of the body, so as to avoid the appearance or possibility of engaging in a serial meeting or other Brown Act violation.” Public Records Act: The California Supreme Court is expected to clarify rules regarding the application of the Public Records Act to electronic communications made by public officials on their personal devices. In Smith v. San Jose, the Court will decide: “Are written communications pertaining to city business, including email and text messages, which (a) are sent or received by public officials and employees on their private electronic devices using their private accounts, (b) are not stored on city servers, and (c) are not directly accessible by the city, “public records” within the meaning of the California Public Records Act?” The case is fully briefed and awaiting oral argument and decision. Saratoga’s policy addresses Public Records Act compliance in Sections A and B: A. Procedures for Electronic Communications. All Council members and Commissioners will be issued accounts for use of City electronic media for E-Communication on City business. E- Communication by nature represents and reflects upon the City's public image and integrity. Users should insure that their messages are respectful, professional, and are consistent with City policies. E- Communication should be written or otherwise presented in the same professional and respectful manner as paper communications. The City's Electronic Communication System shall be used only for City business. B. No Use of Personal E-Communication. Users shall not use their home or business accounts or addresses for any communication pertaining to City business. When using E- Communication, users should communicate with the public and staff solely via their designated City E- Communication addresses. 107 Users shall not commingle E- Communication pertaining to City business with E- Communication pertaining to their home or business. The City’s policy addresses Public Records Act and records retention issues with respect to e- mail. It does not directly address records retention issues with respect to posts on social media sites such as Facebook, NextDoor, etc. Staff would need to conduct further research to determine whether other cities have policies that address this archiving/records retention issue in the context of Councilmembers’ social media posts. Electronic Communication During Meetings Saratoga’s policy prohibits E-Communication during meetings, except for family emergencies. G. Use of E-Communication During Meetings. City Council members shall not use E-Communication at any time during a meeting of the City Council at which he or she is in attendance. No Commissioner may use E- Communication at any time during a meeting of the Commission of which he or she is a member at which he or she is in attendance. The foregoing limitation shall not apply to receipt of telephone calls or text messages from family members in the event of an urgent family matter; a Council member or Commissioner wishing to respond to such a message during the meeting shall do so during a recess or shall excuse him or herself from the meeting to place the return call or text in a manner that does disrupt the meeting. The City’s policy is consistent with other cities’ policies, which similarly prohibit such e- communication during meetings in light of fair hearing requirements, due process, and ensuring an accurate and complete record. However, some cities have carved out an additional exception permitting Council Members to read meeting documents on a device, so long as they do not text or email. In Santa Rosa, for instance, “[Electronic Communication System Devices] may be used to access and view previously downloaded E-Packets during public meetings of the user’s legislative body.” City Council Handbook Update In January 2015, City staff presented the City Council Handbook. This document serves as a general reference document with information about the structure of the City, day-to-day Council business, Council policies, and laws that affect elected officials. Since then, the City Council has adopted additional Council policies and asked City staff to add additional materials to the handbook. New sections in the handbook are indicated in red. Additionally, staff has corrected typographical errors and made minor clarifications throughout the handbook. An updated copy of the handbook, including the full appendix, will be provided to the City Council following the December 16, 2015 City Council Meeting. ATTACHMENTS: A. Resolution and draft changes to The City Council and Commission Expense Policy B. E- Communication Policy C. Council Handbook (without appendixes) D. Council Norms of Operation 108 RESOLUTION NO. 15-_____ A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA ADOPTING AMENDMENTS TO THE COUNCIL AND COMMISSION EXPENSE POLICY WHEREAS, section 53232.2(a) of the Government Code authorizes local agencies to “reimburse members of a legislative body for actual and necessary expenses incurred in the performance of official duties.” WHEREAS, section 2-10.180(b) of the City Code provides that the City Council may, by resolution, establish a policy for the reimbursement of actual and reasonable expenses including, but not limited to, the cost of travel, meals, lodging and registration fees for attendance at meetings or functions as the designated representative of the City Council. WHEREAS, section 53232.2(b) of the Government Code requires local agencies who make such reimbursements to “adopt a written policy, in a public meeting, specifying the types of occurrences that qualify a member of the legislative body to receive reimbursement of expense relating to travel, meals, lodging, and other actual and necessary expenses.” WHEREAS, the Saratoga City Council first adopted a Council and Commission Expense Policy on June 7, 2006 and updated it on March 4, 2015 via Resolution 15-008; and WHEREAS, the attached policy includes amendments as directed by the City Council, with changes to the policy noted in the attachment. NOW, THEREFORE BE IT RESOLVED, that the City Council of the City of Saratoga does hereby adopt the amended Council and Commission Expense Policy (attached). The above and foregoing resolution was passed and adopted at a regular meeting of the Saratoga City Council held on the 16th day of December 2015 by the following vote: AYES: NOES: ABSENT: ABSTAIN: E. Manny Cappello, Mayor ATTEST: DATE: Crystal Bothelio, City Clerk 109 City of Saratoga Council and Commission Expense Policy Approved December 16. 2015 I. Purpose The City of Saratoga takes its stewardship over the use of its limited public resources seriously. This policy provides direction to City Council members and City Commissioners, on the use and expenditure of City resources, as well as the standards against which those expenditures will be measured. II. General A. City resources should be used only when there is a benefit to the City, including:  The opportunity to discuss the community's concerns with state and federal officials and representatives of other local governments in the region;  Participating in regional, state, and national organizations whose activities affect the City;  Educational expenses related to improving the City Officials' skill and knowledge. III. Authorized Expenses A. City funds, equipment, supplies (including letterhead), and staff time must only be used for authorized City business and may not exceed the adopted budget appropriation. 1. The adopted budget appropriation for City Council’s annual training and travel budget shall be allocated as follows, unless otherwise approved by the Mayor: a. 30% to the Mayor b. 70% divided equally among the four City Council members 2. The Council’s training and travel budget shall include a separate appropriation for new Council members and Mayors to attend the League of California Cities New Mayors & Council Members Academy. This appropriation is in addition to the normal training allocation referenced above. 3. The adopted budget appropriation for a Commission’s annual training and travel budget shall be allocated by the staff liaison in cooperation with the Chairperson. B. Expenses incurred in connection with the following types of activities generally constitute authorized expenses, as long as the other requirements of this policy are met: 110 1. Communicating with representatives of regional, state, and national government on City-adopted policy positions; 2. Attending educational seminars or procurement of educational materials designed to improve officials' skill and information levels; 3. Participating in regional, state, and national organizations whose activities affect the City's interests; 4. Attending City and City-related events. IV. Expenditure Approval Requirements A. For Mayor and Council Members: Pre-approval of expenses to be incurred is not required, except that the following expenses require prior approval from the City Council at a regular or special City Council meeting Mayor (or Mayor pro tem in the absence of the Mayor) : 1. International and out-of-state travel; 2. Expenses (other than related to conferences sponsored by the League of California Cities) exceeding $500 per trip; and 3. Expenses not related to Section III. B.1 through B.4, but which nonetheless will offer substantial benefit to the City. B. For Commissioners, all expenditures require pre-approval by the Commission’s staff liaison and out-of-state travel requires pre-approval of the City Council. V. Non-authorized Expenses A. Examples of personal expenses that the City will not reimburse include, but are not limited to: 1. The personal portion of any trip; 2. Political or charitable contributions or events; 3. Family expenses, including partner's expenses when accompanying official on agency-related business, as well as children- or pet-related expenses; 4. Entertainment expenses, including theater, movies (either in-room or at the theater), sporting events (including gym, massage and/or golf related expenses), or other cultural events; 5. Alcoholic beverages, either as a portion of a meal expense or as a separate charge; 6. Non-mileage personal automobile expenses, including repairs, traffic citations, insurance or gasoline; and 111 7. Any additional costs related to the extension of travel beyond what is required for business-related purposes (except due to travel restrictions caused by inclement weather); and 8. Personal losses incurred while on City business. B. Any questions regarding authorization of a particular type of expense should be resolved by the approving authority before the expense is incurred. VI. Cost Control A. To conserve City resources and keep expenses within community standards for public officials, expenditures should adhere to the following guidelines. In the event that expenses are incurred which exceed these guidelines, the cost borne or reimbursed by the City will be limited to the costs that fall within the guidelines. 1. Transportation a. The most economical mode and class of transportation reasonably consistent with scheduling needs and cargo space requirements must be used, using the most direct and time-efficient route. b. Charges for rental vehicles may be reimbursed under this provision if it is determined that using a rental vehicle is more economical than other forms of transportation. In making such determination, the cost of the rental vehicle, parking and gasoline will be compared to the combined cost of other forms of transportation. Government and group rates must be used when available. 2. Airfare a. Airfares shall be booked through the City Manager’s Office for the lowest available cost that meets business travel needs. b. Luggage Fees from airlines will be reimbursed for one checked bag that weighs 50 pounds or under. 3. Automobile a. Automobile mileage is reimbursed at Internal Revenue Service rates presently in effect (see http://www.irs.gov). These rates are designed to compensate the driver for gasoline, insurance, maintenance, and other expenses associated with operating the vehicle. This amount does not include bridge and road tolls, which are also reimbursable. Forms for this reimbursement are available. b. Automobile rental expenses, including insurance coverage recommended by the City’s Risk Manager, will be reimbursed at rates not to exceed business 112 class auto rentals. Fuel expenses for business related usage will also be reimbursed, however repairs or citations resulting from the use of the rental vehicle will not be reimbursed. 4. Taxis/Shuttles a. Taxis or shuttles fares may be reimbursed, including a fifteen (15%) percent gratuity per fare. Taxis or shuttles may be utilized when the cost of such fares is equal to or less than the cost of car rentals, gasoline and parking combined, or when such transportation is necessary for time-efficiency. 5. Lodging a. Lodging expenses will be paid or reimbursed when official City business requires an overnight stay that exceeds 50 miles from Saratoga City Hall, unless otherwise approved by the Mayor. 6. Conferences/Meetings a. If lodging is in connection with a conference, expenses must not exceed the group rate published by the conference sponsor, if such rates are available at the time of booking. If the group rate is not available, the policy in the following section "Other Lodging" shall apply. 7. Other Lodging a. Travelers must request government rates, when available. A listing of hotels offering government rates in different areas is available at www.dgs.ca.gov/travel. Lodging rates that are equal to or less than government rates are presumed to be reasonable and hence reimbursable for purposes of this policy. b. In the event that government rates are not available at a given time or in a given area, lodging rates that do not exceed the IRS per diem rates for a given area are presumed reasonable and hence reimbursable. See Form 2106 -EZ at www.irs.gov . The site provides references to hotels that have government rates at or below Internal Revenue Service per diem limits. Per Diem rates vary by location and can be found at www.gsa.gov/perdiem . 8. Meals a. Meal expenses (breakfast, lunch, dinner) and associated gratuities are limited to a total of $100/day with receipts. Partial conference and travel days are pro-rated. The City does not reimburse for snacks and drinks between meals. 113 b. If meals are included in the cost of the business-related activity registration fee, but Council or Commissioner elects to purchase the meal from another source, the cost of that meal will not be paid by the City. c. If receipts are not available, a per diem reimbursement will be provided in the following amounts: Breakfast: $15 Lunch: $15 Dinner: $30 9. Laundry service a. Laundry services are generally not eligible for reimbursement. On a case- by-case basis, when an extended business trip extends over seven (7) or more calendar days, reasonable laundry expenses may be reimbursed for necessary business clothing. 10. Internet a. If Internet access is necessary for City-related business and is not provided free of charge at the conference or hotel site, officials will be reimbursed for Internet access connection and/or usage fees, not to exceed $20.00 per day. 11. Airport Parking a. Officials will be reimbursed for airport parking related to City business- related travel. b. Long-term parking must be used for travel exceeding 24-hours. Where practical, an airport shuttle should be used if the cost of the shuttle to and from the airport would be less than the anticipated cost of long term parking. 12. 0ther a. Expenses for which City officials receive reimbursement from another agency are not reimbursable. VII. Expense Report Content and Submission Deadline A. All expenditure reports and expense reimbursement requests must be submitted on the City’s current "Expense Report" form within thirty (30) days of an expense being incurred. The form must be accompanied by receipts documenting each expense or supporting documentation if requesting a per -diem meal reimbursement. Reimbursement is permitted only for meals that are not provided by the conference/meeting/seminar. 114 B. Expense reports must document that the expense in question met the requirements of this policy. For example, if the meeting is with a legislator, the local agency official should explain whose meals were purchased, what issues were discussed and how those relate to the City's adopted legislative positions and priorities. C. Inability to provide such documentation in a timely fashion may result in the expense being borne by the official. VIII. Audits of Expense Reports A. All expenses are subject to verification that they comply with this policy. IX. Reports to City Council or Commission A. Following an event for which a reimbursement claim has or will be submitted, the official seeking reimbursement shall, at the next regular City Council or Commission meeting (or at an earlier special meeting if practical), briefly report on the event. If multiple officials attended, a joint report may be made. X. Compliance with Laws A. City officials should keep in mind that some expenditures may be subject to reporting under the Political Reform Act and other laws. All agency expenditures are public records subject to disclosure under the Public Records Act. B. This policy supplements the definition of actual and necessary expenses for purposes of state laws relating to permissible uses of public resources. C. This policy also supplements the definition of necessary and reasonable expenses for purposes of federal and state income tax laws. XI. Violation of This Policy A. Use of public resources or falsifying expense reports in violation of this policy may result in any or all of the following: 1. Loss of reimbursement privileges; 2. A demand for restitution to the City; 3. The City reporting to state and federal tax authorities that the official's expenses are income; 4. Civil penalties of up to $1,000 per day and three times the value of the resources used; and 5. Prosecution for misuse of public resources. 115 WHEREAS, the City of Saratoga seeks to promote effective use of electronic communications by City Council members and Commissioners in conducting City business and to create a system that allows compliance with state and federal laws governing electronic communications including the Records Retention Act, the Public Records Act, the Brown Act, and state and federal rules of evidence; and WHEREAS, the City Council adopted an interim policy for a trial period in July 2009 for use by the City Council and Planning Commission and now wishes to adopt a final policy for use by the City Council and all City Commission except the Youth Commission. NOW, THEREFORE, BE IT RESOLVED THAT: The above and foregoing resolution was passed and adopted at a regular meeting of the Saratoga City Council held on the 19 day of May 2010 by the following vote: AYES: Councilmember Chuck Page, Howard Miller, Vice Mayor Jill Hunter, Mayor Kathleen King NOES: None ABSTAIN: None ABSENT: Vacant (Susie Nagpal) ATTEST: RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA ADOPTING AN E- COMMUNICATIONS POLICY FOR THE CITY COUNCIL AND CITY COMMISSIONS The attached City Council and Commissions Electronic Communications Policy is hereby adopted. RESOLUTION NO. 10 — 026 5 2 / - , D /D Ann a livan, City Clerk Date X7KathleenM. King, Mayor 116 CITY OF SARATOGA City Council and Commissions Electronic Communications Policy Adopted May 19, 2010 I. Purpose: Use of electronic media is necessary and useful for City Council and Commission members in order to improve communication and efficiently perform their City duties. The purpose of this policy is to insure the proper use of the City's electronic media and to set out the policy the City Council and Commission members will follow when using electronic media and the City's electronic communication system. This policy will also insure that use of City electronic media complies with applicable law, including the Public Records Act and Brown Act. This policy is applicable to all City Council members and Commissioners except members of the Youth Commission. II. Definitions A. City's Electronic Communication System — City -owned devices or products designed to electronically process, transmit, or store information such as computers, phones, cell and smart phones, printers, modems, data files, and e -mail. B. User — a Council member or Commissioner who uses the City's electronic communication system. C. E- Communication — electronic text or visual communication and attachments distributed via e -mail, websites, instant messaging, text messaging, twitter, or comparable services. D. Electronic Media — a method for processing or transmitting information in electronic form, including E- Communication, software programs and the Internet. III. General Procedures A. Procedures for Electronic Communications. All Council members and Commissioners will be issued accounts for use of City electronic media for E- Communication on City business. E- Communication by nature represents and reflects upon the City's public image and integrity. Users should insure that their messages are respectful, professional, and are consistent with City policies. E- Communication should be written or otherwise presented in the same professional and respectful manner as paper communications. The City's Electronic Communication System shall be used only for City business. B. No Use of Personal E- Communication. Users shall not use their home or business E- Communication accounts or addresses for any communication pertaining to City 117 business. When using E- Communication, users should communicate with the public and staff solely via their designated City E- Communication addresses. Users shall not commingle E- Communication pertaining to City business with E- Communication pertaining to their home or business. C. Electronic Communications between Council members or Commissioners Concerning City Business. Communications from (1) a Council member to another Council member or members concerning City business, and (2) a Commissioner to another Commissioner or Commissioners concerning Commission business should be one way" and marked "For Information Only —Do Not Reply." D. Electronic Communication by a Quorum of the Council and Commission or a Council and Commission Standing Committee. A majority of the members of the Council or a Commission shall not send or exchange facts about or engage in discussions regarding City issues via E- Communication, including chat rooms, news groups, on -line forums, weblogs, twitter feeds, or list- serves (collectively referred to as "Internet forums "). E. Electronic Communications from the Public. The public may electronically communicate with the Council and Commission through the City's Website at: www.saratoga.ca.us. 1) E- Communication from the public addressed to the City Council will be distributed to each Council member and E- Communication addressed to a Commission will be distributed to each member of the Commission. E- Communication addressed to the Council or a Commission also will be forwarded to the City Clerk. The Mayor, or Mayor's designated representative, in consultation with staff if necessary, will respond on behalf of the Council to E- Communication addressed to the Council. The Commission chair or Commission staff liaison will respond on behalf of the Commission to E- Communication addressed to the Commission. 2) E- Communication from the public addressed to more than a quorum of the City Council or Commission shall be forwarded by the recipients to the City Clerk (for the City Council) or staff liaison for the Commission. These E- Communications will be distributed and responded to in accordance with paragraph E.1, above. 3) Upon receipt of an E- Communication addressed to less than a quorum of the City Council or Commission, the recipient may: 1) treat it as an individual communication to which he or she may or may not respond; 2) inform the Council or Commission of the communication at a properly noticed meeting; or 3) ask that it be forwarded to the full Council or Commission as part of its information packet for the next available Council or Commission meeting. Such E- Communication may also be forwarded to staff for response as set out in Section G, below. When a User responds to individual E- Communication from the public, and desires to forward the response to the Council or Commission, he or Council and Commission Electronic Communications Policy Page 2 of 4 118 F. City Electronic Communications with the Public. City staff will post official information on upcoming and prior City Council meetings, workshops and events on the City Website. Council and Commission agendas and minutes will be posted for the current and prior calendar year. Additional materials may be posted at the discretion of the City Manager or Manager's designee. G. Use of E- Communication During Meetings. City Council members shall not use E- Communication at any time during a meeting of the City Council at which he or she is in attendance. No Commissioner may use E- Communication at any time during a meeting of the Commission of which he or she is a member at which he or she is in attendance. The foregoing limitation shall not apply to receipt of telephone calls or text messages from family members in the event of an urgent family matter; a Council member or Commissioner wishing to respond to such a message during the meeting shall do so during a recess or shall excuse him or herself from the meeting to place the return call or text in a manner that does disrupt the meeting. H. City Participation in Internet Forums. The City will not generally answer questions or respond to comments made in Internet forums. The City will post answers to such questions on its website if the questions are deemed important by the Mayor or by the City Manager or at the direction of the City Council. If a Council member desires staff to prepare a response to a question or comment received by E- Communication or made in an Internet forum, the Council and Commission member may forward the question or comment to the City Manager and request that staff prepare an appropriate response in a reasonable period of time. If preparation of a response will require significant staff time to research or draft the response, an interim response to the questioner or commenter will be sent as soon as possible acknowledging receipt of the inquiry and informing the sender that a response is being prepared. IV. Specific Procedures she shall forward his or her response and the individual E- Communication to the City Clerk or Commission liaison for inclusion in the Council or Commission's informational packet at the next available Council or Commission meeting. A. Retention of E -Mail. The City electronically archives E- communications in accordance with the City's Records Retention schedule. E- communications that constitute preliminary drafts, notes, or intra- agency or interagency memoranda that are not retained by the City in the ordinary course of business are not required to be archived and should be deleted prior to regularly scheduled archiving. The City Clerk and City Attorney are available to assist users in determining how to address questions concerning the application of these procedures. B. Public Records Act. City records, whether paper or electronic, are governed by the public disclosure requirements of the Public Records Act. Disclosure may be required regardless of who sends or receives a communication or document. In the event that the City receives a request for disclosure of City records that includes E- Communication, the Council and Commission Electronic Communications Policy Page 3 of 4 119 person responsible for the requested records must use his or her best efforts to preserve all City E- Communication covered by the request until the responsive E- Communications have been identified. Requests for disclosure of any City records applicable to E- Communication or other electronic records of any user subject to this policy shall be submitted to the City Clerk.. C. Confidentiality. 1) California law requires that certain information be treated as confidential and not be distributed to others inside or outside the City who do not have authorization to view such information. Council members or Commissioners may occasionally receive confidential electronic information. Some examples of confidential information are: personnel records, internal investigations, information relating to litigation or potential litigation, attorney - client communication, information relating to labor negotiations, or information relating to confidential real estate negotiations. When Council and Commission members receive confidential information, it should be marked "Confidential Information" so that Council and Commission members are alerted to the nature of the information. 2) Confidential information should not be sent or forwarded to individuals or entities not authorized to receive that information and should not be sent or forwarded to City employees not authorized to view such information. 3) Council and Commission members shall exercise caution in sending confidential information by E- Communication as compared to written memoranda, letters or phone calls, because of the ease with which such information can lose confidentiality by inadvertent or intentional diversion or re- transmission by others. 4) The City Attorney should be contacted concerning any questions about whether a communication is confidential. V. Compliance with this Policy: It is the responsibility of every user to insure that he or she is in compliance with this Electronic Communications Policy. Council and Commission Electronic Communications Policy Page 4 of 4 120 Updated December 2015 C I T Y o f S ARATO G A CALIF O R N I A1956 City of Saratoga City Council Handbook 121 TABLE OF CONTENTS INTRODUCTION ..................................................................................................................... 3 ABOUT THE CITY OF SARATOGA ............................................................................................. 3 Saratoga Governance Structure .................................................................................................................... 3 City Departments .......................................................................................................................................... 3 General Law City ........................................................................................................................................... 4 Elections ........................................................................................................................................................ 5 CITY COUNCIL MEETINGS ....................................................................................................... 5 City Council Meeting Absences ..................................................................................................................... 5 Special Meetings, Study Sessions, Joint Meetings, and Site Visits ............................................................... 5 Annual Retreat .............................................................................................................................................. 6 Closed Sessions ............................................................................................................................................. 6 City Council Agenda Packet ........................................................................................................................... 6 Agenda Items and the Agenda Planner ........................................................................................................ 6 Types of Agenda Items .................................................................................................................................. 7 Public Comment ............................................................................................................................................ 7 Length of Meetings ....................................................................................................................................... 8 Record of Council Meetings & Minutes ........................................................................................................ 8 COUNCIL RESPONSIBILITIES & POWERS .................................................................................. 8 Appointment of City Manager and City Attorney ......................................................................................... 8 Saratoga Commissions .................................................................................................................................. 9 Role of the Mayor ....................................................................................................................................... 10 Council Member Assignments .................................................................................................................... 10 Community Involvement ............................................................................................................................ 10 Laws & Policies ............................................................................................................................................ 11 Adjudication & Due Process ........................................................................................................................ 12 City Property ............................................................................................................................................... 12 Fees & Assessments .................................................................................................................................... 12 Labor Negotiations ...................................................................................................................................... 13 Litigation ..................................................................................................................................................... 13 Budget ......................................................................................................................................................... 13 Contracts ..................................................................................................................................................... 14 ETHICS, PUBLIC RECORDS, AND OPEN MEETINGS ................................................................. 14 Political Reform Act..................................................................................................................................... 14 Disclosure of Campaign Contributions and Expenses ................................................................................. 15 Mandatory Ethics Training .......................................................................................................................... 16 Mandatory Harassment Training ................................................................................................................ 16 City of Saratoga Code of Ethics and Values ................................................................................................ 16 California Public Records Act ...................................................................................................................... 17 The Brown Act ............................................................................................................................................. 17 City Records ................................................................................................................................................ 18 COUNCIL POLICIES ............................................................................................................... 19 Council Norms of Operation ....................................................................................................................... 19 Mayoral Rotation Policy .............................................................................................................................. 19 E-Communications Policy ............................................................................................................................ 19 Saratoga Rules of Order .............................................................................................................................. 20 122 Saratoga City Council Handbook – Page 2 of 23 Council and Commission Expense Policy .................................................................................................... 20 DAY-TO-DAY COUNCIL BUSINESS ......................................................................................... 20 Council Stipend & Benefits ......................................................................................................................... 20 Council Calendar ......................................................................................................................................... 21 Council Newsletter ...................................................................................................................................... 21 Access to City Email .................................................................................................................................... 21 Communications and Inquiries ................................................................................................................... 21 Crisis Communications ................................................................................................................................ 21 Council Meeting Meals ............................................................................................................................... 22 Change of Contact Information .................................................................................................................. 22 Access to City Hall ....................................................................................................................................... 22 APPENDIX............................................................................................................................ 23 123 Saratoga City Council Handbook – Page 3 of 23 INTRODUCTION The purpose of this handbook is to serve Saratoga Council Members as a reference document. It includes general information about the City of Saratoga, local government principles, Saratoga policies and procedures, and laws that affect locally elected officials. Included with the guide are forms, reference materials, and other documents. Please keep in mind that this is only a general guide and does not set policy or law. Please consult with the City Attorney for advice on legal matters. ABOUT THE CITY OF SARATOGA Saratoga is home to nearly 30,000 residents and spans approximately 12.4 square miles. The City is located in the foothills of the Santa Cruz Mountains, approximately 26 miles east of the Pacific Coast, 10 miles southwest of Downtown San Jose, and 50 miles south of San Francisco. Saratoga Governance Structure The City of Saratoga was incorporated in 1956 and operates under a Council-Manager form of government. In the Council-Manager form of government, the Council is the governing body of the City, elected by the public. The manager is hired by the Council to carry out the policies established by the Council. The Council provides legislative direction while the City Manager is responsible for day-to-day administrative operations of the City based on the Council’s directions. As such, City Council Members should work through the City Manager rather than giving directions to staff members. The City Manager also serves as the Council’s chief advisor and is responsible for preparing the budget and hiring and firing personnel. Roughly 90% of California cities and majority of U.S. cities operate under the Council-Manager form of government. In addition to appointing the City Manager, the City Council is also responsible for appointing the City Attorney. The City Manager and City Attorney are the only two staff members who report directly to the City Council. There are a total of 5-members on the Saratoga City Council, elected at large by Saratoga voters. City Departments The City of Saratoga has a total of 5 departments: City Manager’s Office, Community Development, Finance and Administrative Services, Public Works, and Recreation and Facilities. Law enforcement is provided by the Santa Clara County Sheriff’s Office by contract. 124 Saratoga City Council Handbook – Page 4 of 23 General Law City There are three forms of municipal incorporation in the State of California. These include general law cities, charter cities, and consolidated city and county. The bulk of California cities, about eighty percent, are general law cities. There is only one consolidated city and county, San Francisco. Saratoga is a general law city and therefore derives its powers from and organizes itself according to acts of the State legislature. Fundamental laws that govern general law cities are part of the California Government Code. This includes the powers and structure of general law cities. Although State law establishes the overall powers and structure of general law cities, these cities can also institute local laws that are codified into a municipal code. City Council City Manager City Manager's Office Community Development Finance & Administrative Services Public Works Recreation & Facilities Sheriff's Office City Attorney Assistant City Attorney Special Counsel City Commissions Heritage Preservation Library Parks & Recreation Planning Traffic Safety Youth 125 Saratoga City Council Handbook – Page 5 of 23 Elections Council Members are elected at-large by Saratoga voters during staggered elections (every two years) to serve four-year terms. The Mayor and Vice Mayor serve 1-year terms and are chosen by fellow Council Members during the annual reorganization meeting in December. The City of Saratoga consolidates its elections with the County of Santa Clara. The Santa Clara County Registrar of Voters oversees voter registration, preparation of the ballots and voter information materials, and collection and tabulation of the ballots. The City Cler k is the Elections Official for the City of Saratoga and oversees nominations of candidates, ballot measures, and referenda. CITY COUNCIL MEETINGS Regular City Council Meetings take place on the first and third Wednesday of the month. Generally, the City Council takes a one or two meeting recess during the summer months. Meetings held on or near major holidays may also be canceled. Council authorization is needed to cancel regular meetings. City Council Meeting Absences Per Government Code Section 36513, if a Council Member is absent from all regular City Council Meetings for 60 consecutive days, without permission, that Council Member’s position will become vacant. If a Council Member is unable to attend a meeting, he or she should notify the Mayor, City Manager, and City Clerk. The Mayor is responsible for excusing Council absences from regular meetings. Council Members may participate in a regular or special meeting by phone if advance notice is given to the City Clerk. When a member of the Council participates in a meeting by phone, the agenda must note the location from which the Council Member is participating in the meeting. An agenda must also be posted at the remote location and members of the public must be able to participate in the meeting from that location. Special Meetings, Study Sessions, Joint Meetings, and Site Visits Special meetings and study sessions are also held throughout the year for a variety of purposes. Special meetings are scheduled when the Council is required to take action on an item outside of the regular meeting schedule. Study sessions are conducted to allow the City Council to evaluate a single matter in a more in-depth manner. Both special meetings and study sessions are typically scheduled in the evening on weekdays. Prior to regular meetings, the City Council commonly holds joint meetings with community groups and key stakeholders at 6:00 p.m. For example, the Council holds joint meetings with 126 Saratoga City Council Handbook – Page 6 of 23 each of the City’s Commissions, the Saratoga Chamber of Commerce, and owners of the Mountain Winery. Additionally, the City Council usually conducts Commission Interviews prior to the regular meeting. Site visits are also occasionally scheduled in advance of the regular meeting, if necessitated by an item on the regular meeting agenda, such as an appeal of a Planning Commission decision on a project. Site visits are usually held the Monday or Tuesday morning prior to the regular meeting. Annual Retreat The Council holds an annual daylong retreat in January or February. During the annual retreat, the Council establishes priorities and a work plan for the year. The Mayor sets the agenda for the retreat. Closed Sessions Closed sessions are sometimes scheduled before joint meetings as needed to discuss sensitive matters, as authorized by the Brown Act. Litigation, personnel matters, labor negotiations, real estate negotiations, and public security are some of the issues that can be discussed during closed session. City Council Agenda Packet The City Clerk will send out the agenda packet by email for regular meetings no less than 72 hours prior to the regular meeting. The packet contains an agenda for the meeting as well as staff reports on each item on the agenda. An electronic copy of the packet is provided at regular meetings via iPad or laptop. The packet is not distributed in paper format. The public can access the packet through the City of Saratoga’s website. Printed copies of the packet are also provided at the Saratoga Library and City Hall for public review and placed in the Civic Theater lobby for review during the meeting. Agenda Items and the Agenda Planner Items may be placed on the agenda by the Mayor or the City Manager. Additionally, Council Members may request that items be added to a future meeting by making the request at the end of a regular meeting during the Council Items portion of the meeting. If a second Council Member supports the request, the item will be added to a future meeting. The City Manager and City Clerk hold weekly meetings with the Mayor and Vice Mayor to discuss upcoming agenda items and set the agenda of future meetings. 127 Saratoga City Council Handbook – Page 7 of 23 Future agenda items are identified on the Agenda Planner, which is emailed to the City Council weekly. The Agenda Planner shows when items will go before the City Council, which section of the agenda the item will appear under, and the staff person preparing the report on the item. Types of Agenda Items There are six different types of items that routinely appear on regular City Council agendas. These include ceremonial items, special presentations, consent calendar items, public hearings, old business, and new business. - Ceremonial items include proclamations and commendations that recognize an individual, group, or cause. - Special presentations are typically informational only and do not require Council action. Generally, special presentations are limited to 10 minutes or less. - Items on the consent calendar are items of routine business and are passed in one motion, unless a member of the public or a Council Member removes the item from the consent calendar to discuss it or seek additional information. - Public hearings generally require special notice and are often required by State law for certain items, such as amendments to the zoning code. Public hearings may also have special public input requirements. For example, appellants and applicants during a public hearing on a Planning Commission decision appeal are each given ten minutes for opening statements then five minutes each for closing remarks. - Old business items have previously appeared on a Council agenda. - Items that have not been on a Council agenda previously are heard under New Business. Public Comment Any member of the public comment may comment on any item on the agenda and may discus s items not on the agenda under “Oral Communications on Non-Agendized Items.” Public speakers are limited three minutes. Per Council Norms of Operation, if there are more than 128 Saratoga City Council Handbook – Page 8 of 23 twenty identified speakers for a single item, the Mayor may reduce the amount of time allowed per speaker to two minutes. Length of Meetings In 2013, the City Council adopted a resolution (included in the appendix) establishing guidelines for the length of City Council and Commission meetings. The goal of the guidelines is to prevent meetings from extending beyond midnight. If a meeting runs till 10:00 p.m., the presiding officer should determine if the meeting will continue past midnight if all items on the agenda are heard. If the presiding officer believes that the meeting will not adjourn by midnight then the presiding officer should request a motion continue a sufficient number of agenda items to the next regular meeting to allow the meeting to conclude by midnight. Record of Council Meetings & Minutes In 2009, the City Council adopted a resolution declaring the video recording of Council and Planning Commission meetings to be the true meeting record. Regular meetings and other meetings that occur in the Civic Theater are video recorded and shown live on KSAR and the City’s website. Past meeting videos are also available on the City website. This resolution also approved use of “action” minutes for City Council and Planning Commission meetings. Action minutes document each action taken during a meeting, as opposed to serving as a transcript or summary of a meeting. A copy of this resolution is included in the appendix. In addition to meeting videos and minutes, materials distributed to the Council during the regular meeting (such as letters, speakers slips, or desk items) are scanned following the meeting and posted on the City of Saratoga website. COUNCIL RESPONSIBILITIES & POWERS The City Council has numerous responsibilities and powers, such as setting policy for the City, adopting laws, and setting the budget. The various roles and responsibilities of the City Council are described in this section. Appointment of City Manager and City Attorney The City Council is responsible for appointing the City Manager and City Attorney. These are the only two staff positions that report directly to the City Council. Both positions serve at the will of the City Council. Because both the City Manager and City Attorney report directly to the City Council, the Council is responsible for performing an annual evaluation for staff in both positions. The City 129 Saratoga City Council Handbook – Page 9 of 23 Manager’s evaluation is generally conducted in June while the City Attorney’s evaluation is held in July. The terms of both the City Manager and City Attorney’s employment are established by contract. Saratoga Commissions In addition to these two staff appointments, the City Council makes appointments to the City’s Commissions. There are a total of six Commissions: the Heritage Preservation Commission, Library Commission, Parks and Recreation Commission, Planning Commission, Traffic Safety Commission, and Youth Commission. Created by Council legislation, all of Saratoga’s Commissions were established to provide citizen input and advice in specific areas. As advisory bodies, the Commissions are not authorized to set City policy. However, the Planning and Heritage Preservation Commissions are authorized to make decisions on certain types of applications. These decisions may generally be appealed to the City Council. The Library and Parks and Recreation Commissions have five members. The Heritage Preservation Commission, Planning Commission, and Traffic Safety Commission have seven members. The Youth Commission has a total of eleven members, who are Saratoga residents in school grades seven through twelve. For most Commissions, the length of a full term is 4 years. Youth Commission terms are 2 years. Additionally, the City Council may also appoint Commissioners to partial terms to fill an unexpected vacancy or to properly align Commission terms. A partial term is not considered a full term. If a Commissioner has served two full terms, he or she may apply to serve on that Commission again after a 1-year break. Youth Commissioners may not serve consecutive terms. Prior to appointment, applicants for a Commission position are interviewed by the City Council. Interviews usually take place in the evening before the joint meeting. However, due to the large volume of Youth Commission applicants, interviews for Youth Commissioners are usually held on a separate evening. Applicants are required to attend a Commission meeting to be eligible to interview with the City Council. If the City Council is able to make a selection following interviews, the oath of office is usually administered at the next regular meeting of the City Council. All Commissioners serve at the pleasure of the City Council and may be removed through Council action. Additionally, if a Commissioner is absent from three regular meetings in a 12- month period without permission from the Chair (or in the case of the Chair, the Mayor), the Commissioner’s office becomes vacant. The Commissioner may request that the vacancy be excused by filing a letter with the City Clerk within 30-days of the effective date of vacancy. Any Youth Commissioner who misses two meetings within a school year will be automatically removed from the Commission, unless the absence is approved by the City Council. 130 Saratoga City Council Handbook – Page 10 of 23 Role of the Mayor The Mayor acts as the primary spokesperson and official representative of the City Council, unless that responsibility is delegated by the Mayor, or otherwise assigned by a majority vote of the City Council. The Mayor presides at all meetings of the City Council, including regular meetings, special meetings, joint meetings, and closed sessions. The Mayor calls meetings to order, leads the Pledge of Allegiance, and generally facilitates the meeting. The Mayor also executes official City documents, warrants and correspondence approved by City Council. This includes resolutions, ordinances, and proclamations. The Mayor serves as the primary contact for the City Manager to provide direction and advice regarding routine planning and operational issues (i.e. meeting schedules, dispositions of correspondences, etc.). Nothing in this section is intended to suggest that the position of Mayor wields formal power or authority in excess of the other members of the City Council. Rather, the person serving as Mayor is to be recognized as the leader of the Council, or first among equals. The Vice Mayor performs the functions of the Mayor in the absence of the Mayor. Council Member Assignments In addition to City Council meetings, Council Members are assigned to various outside agencies and Council committees. Every December, the City Council reviews and updates the City Council assignments. This includes assignments such as the City of Saratoga representative on the West Valley Solid Waste Management Authority, Santa Clara County Cities Association, and appointment to the Saratoga Finance Committee. The assignments are established by the Mayor and voted upon by the entire Council. Before assignments are finalized, Council Members may make assignment requests to the Mayor. If a Council Member is unable to attend a meeting, he or she should notify their alternate (if one is assigned). At the end of each regular City Council meeting, Council Members provide the rest of the Council with updates on assignments. The Deputy City Clerk maintains a City Council Outlook calendar that includes Council Member assignment meetings. This calendar is described further in the Day-to-Day Business section of this guide. Changes to assignment meeting schedules should be forwarded to the Deputy City Clerk, so that calendar can be kept current. Community Involvement Council Members frequently attend community events, participate in neighborhood meetings, and are members of local groups. Council Members receive numerous invitations to attend events, such as ribbon cuttings, cultural festivals, and fundraisers. 131 Saratoga City Council Handbook – Page 11 of 23 In addition to the Saratoga community, Council Members are also engaged on a regional basis. Council Members may receive to invitations to attend regional events or may participate in organizations, such as the League of California Cities. During speaking engagements at public events, opinions expressed by an elected official do not represent an opinion or position of the City Council as a whole unless the elected official has been authorized to speak on behalf of the City Council. Laws & Policies The City Council is responsible for providing direction on preparation of laws and policies, as well as adopting them. With a few exceptions, local legislation is adopted by ordinance. Ordinances are adopted in two parts. First, a public hearing is conducted for the first reading of the ordinance. Then, the Council adopts the ordinance at a future meeting through the second reading. The ordinance then goes into effect 30-days later. Most ordinances are then codified into the City Code. However, some ordinances that do not set law or affect the Municipal Code are not codified. The Planning Commission must review ordinances that affect the zoning regulations of the Municipal Code (Chapter 15) before Council consideration of the ordinance. When the Planning Commission reviews the ordinance, it makes a recommendation to the Council on the ordinance. Policies that set standards or guidelines for City operations are typically adopted by resolution. Examples include the City’s E-Communications Policy or Median Banner Program Policy. However, policies may also be adopted by ordinance. Resolutions do not require a first or second reading. The City Council also adopts and approves changes to the General Plan, which outlines acceptable land uses within the City. The General Plan provides guidelines for growth and land development now, as well as a long-term vision for the future. Consequently, all land use decisions must be consistent with the plan. The City of Saratoga’s General Plan includes 7 elements required by the State. These elements provide a policy framework and goals on special topics, such as noise, circulation, or housing. Additionally, the General Plan contains several different area plans and specific plans to provide guidance for particular regions of the City. The public has the right to create or challenge legislation. The public can do so through the ballot initiative or referendum process. Ballots initiatives propose local legislation by placing the matter on the ballot for decision by the voters. Referenda are citizen-initiated challenges to recent Council-adopted legislation, which is placed on the ballot for decision by the voters. Ordinances and some resolutions are subject to referendum. Additionally, members of the public may challenge a City decision or policy through a lawsuit. 132 Saratoga City Council Handbook – Page 12 of 23 Adjudication & Due Process Certain matters require adjudication by the Council, such as appeals of Planning Commission decisions. These matters require the Council to provide due process and fair treatment to the parties involved. During hearings on Planning Commission appeals, hearings typically follow the following process: 1. Mayor announces the item and explains process for hearing. 2. Staff gives report, followed by Council Member questions for staff. 3. Appellant and/or representative gives opening remarks for up to 10 minutes. Council may ask appellant and/or representative questions. 4. Applicant and/or representative gives opening remarks for up to 10 minutes. Council may ask applicant and/or representative questions. 5. Public comment on the item, not including appellant or applicant. The public may comment for up to 3 minutes, unless there are 20 or more people requesting to speak and the Mayor or City Council has reduced the comment time per person. 6. Applicant and/or representative gives closing remarks for up to 5 minutes. Council may ask appellant and/or representative questions. 7. Appellant and/or representative gives closing remarks for up to 5 minutes. Council may ask applicant and/or representative questions. 8. Mayor closes the public hearing. If the City Council has additional questions for the appellant or applicant after the public hearing is closed, the other party must be given opportunity to respond. 9. Council discusses item. 10. Council takes action (uphold, reverse, or modify the Planning Commission decision or refer back to the Planning Commission for further action directed by the Council ). Hearings on Planning Commission appeals are de novo hearings. Consequently, the City Council may review all aspects of a project that has been appealed. City Property The City Council is responsible for making decisions related to City property, including the purchase, sale, and type of use allowed for City property. Examples of City property include, City buildings, parks, road right-of-way, and trails. Fees & Assessments The City Council has the authority to set fees for City facilities and services. For example, the City charges fees for building and planning approvals. These fees may not exceed the reasonable cost of providing those facilities or services. Additionally, the City Council may create assessment districts or zones within existing districts to pay for public facilities. These assessments require property owner approval. There are a number of landscaping assessment district zones in the City of Saratoga. The City maintains the landscaping in these zones and pays for the cost of maintenance through an assessment collected through the property tax bill of property owners. 133 Saratoga City Council Handbook – Page 13 of 23 Labor Negotiations The City Council oversees and provides direction on negotiation of labor agreements. The City has some form of agreement with several different groups. These include: City Manager contract, City Attorney contract, Saratoga Management Organization memorandum of understanding (MOU), Saratoga Employee Association MOU, Northern California Carpenters Regional Council, Carpenters Forty Six Northern California Counties Conference Board and Their Affiliated Local Unions (Union) MOU, and unrepresented employees resolution. Litigation In the event that the City is sued or chooses to initiate litigation, the City Council is responsible for providing direction on the litigation. The City Attorney serves as the chief counsel on legal matters and selects counsel to represent the City in litigation in consultation with the City Council. Budget In June of each year, the City Council adopts an annual Operating and Capital Budget and update to the five-year Capital Improvement Plan for the following fiscal year running July 1 to June 30. This budget document serves as the City’s annual financial and operational plan and includes the City’s fiscal policies to provide guidance in the implementation of the budget. At the beginning of the calendar year, a report on the status of the mid-year budget and updated five-year forecast is presented to the Council. This mid-cycle review allows the Council to implement any current year course corrections or directives for the upcoming fiscal year. In the spring, the Council holds a Budget Study Session to review operating and capital budget recommendations. The final proposed budget is then presented to the Council for review in May and for adoption in June. The Capital Improvement Plan (CIP) Project Process Policy, establishes procedure for staff and City Council Members to propose capital projects. Members of the Council may nominate a project to the CIP Candidate List during the Council Items portion of regular meetings. If the project is supported by at least one other Council Member, the project will be added to the CIP Candidate List for review during the Council Retreat. Prior to the Retreat, staff will collect additional information about the candidate projects, such as preliminary project scope, cost, and timeline. All current funded and unfunded CIP project information is then distributed to the Council to prepare for review and discussion at the Retreat. During the Council Retreat, the Council will provide consensus direction on which projects will proceed to the Proposed Capital Budget as is, with changes, eliminated from consideration, or added to the CIP Unfunded Project List for review the next year. In the spring, projects are reviewed with Council a final time during the Budget Study Session. Direction from the study session is used to prepare the CIP that is presented as part of the proposed budget in May. 134 Saratoga City Council Handbook – Page 14 of 23 Contracts Per the Public Contract Code and City purchasing policy, certain contracts must go before the City Council for approval. Service contracts that are $25,000 or more require Council approval. Public Works contracts, where something is being built or constructed, that are over $175,000 require Council approval. Funding for a contract must already be reflected in the budget before the City Manager can sign it, even if the contract is within the City Manag er’s signing authority. Additionally, Government Code 1090, with a few limited exceptions, prohibits the City from making a contract in which a City Council Member has a financial interest, even if the Council Member does not participate in the decision. ETHICS, PUBLIC RECORDS, AND OPEN MEETINGS There are a number of State laws that Council Members must comply with. Some of the most significant State laws include the Political Reform Act (Gov’t Code 81000 et seq.), Public Records Act (Gov’t Code 6250 et seq.), and the Brown Act (Gov’t Code 54950 et seq.). Additionally, the Saratoga City Council adopted its own Code of Ethics and Values in 2008 to promote and maintain the highest standards of personal and professional conduct in the City’s government. Political Reform Act The Political Reform Act is intended to prevent potential conflicts of economic interest. The law requires that most state and local government officials disclose their personal income and assets, as well as disqualify themselves from participating in decisions that may impact their personal economic interests. As a result, local elected officials in Saratoga must annually disclose their economic interests through the Form 700 – Statement of Economic Interests. The Form 700 is filed annually with the City Clerk. The annual statement is typically due during the first week of April. The Form 700 must also be filed when assuming and leaving office. State law establishes a number of mandatory Form 700 filers, which includes Council Members. Local governments are also required to adopt their own Conflict of Interest Codes to specify positions (outside of the list of mandatory filers determined by the State) that must disclose economic interests. The Code includes a listing of all positions in the organization that involve making or participating in making decisions that could have a material effect on any financial interest. This includes making substantive recommendations that are regularly approved without significant amendment or modification, as well advising or making recommendations to a decision-maker directly or without significant intervening substantive review. The Political Reform Act also requires that the Conflict of Interest Code and list of positions required to disclose financial interests be reviewed and updated as needed every to years. A copy of the Conflict of Interest Code is included in the appendix and available on the City of Saratoga website. 135 Saratoga City Council Handbook – Page 15 of 23 The Form 700 is public record. Any member of the public is permitted to inspect and copy any statement during normal business hours. If a public official has a conflict of interest, the Political Reform Act may require the official to disqualify himself or herself from making or participating in a governmental decision, or using his or her official position to influence a governmental decision. In general, the Political Reform Act provides that a conflict of interest exists where:  An official makes, participates in, or uses his or her official position to influence governmental decisions;  It is foreseeable that the decision will affect the official’s financial interest;  The effect of the decisions on the official’s financial interest will be material; and  The effect of the decision on the official’s financial interest will be distinguishable from its effect on the public generally. This is a summary of a more complicated set of rules. For more information, see the website of the Fair Political Practices Commission at www.fppc.ca.gov. A conflict of interest may exist under other rules as well. Council Members are encouraged to consult with the City Manager whenever they believe they may have a conflict. Disclosure of Campaign Contributions and Expenses In addition to disclosing economic interests, the FPPC requires that office holders with an open campaign committee file regular campaign disclosure statements. Committees are required to file several campaign finance disclosure statements throughout the year and just before the election using the Form 460 – Recipient Committee Campaign Statement or the Form 470 – Officeholder and Candidate campaign Statement Short Form. The Form 460 must be filed semiannually with the City Clerk by July 31 for the period from January 1 to June 30 and by January 31 for the period between July 1 and December 31. Office holders may also be required to file additional disclosures with the City Clerk during election years if an office holder uses committee funds to contribute to a candidate or ballot measure. Contributions and expenditures, including loans and non-monetary contributions or expenditures, in the amount of $100 or more must be itemized on the report. The name, address, occupation, and employer of individuals who have contributed $100 or more, including loans and non-monetary contributions, must be noted in the itemized report. Contributions and expenditures that are less than $100 do not need to be itemized, but must still be reported. Cash contributions and expenditures of $100 or more are prohibited. Additionally, anonymous contributions of $100 or more in a calendar year are not permitted. If a donation is made by an intermediary on behalf of another individual or organization, the intermediary must disclose his or her full name, address, occupation, employer, as well as the full name, address, occupation, and employer of the donor. 136 Saratoga City Council Handbook – Page 16 of 23 Individuals who receive less than $1,000 in campaign contributions or spend less than $1,000 in a calendar year may use the Form 470, a shorter version of the Form 460, for semi-annual disclosures. Additionally, Council Members who receive a stipend from the City and do not have an open campaign committee must file the Form 470 with the City Clerk annually. The City Clerk will send reminders and copies of the disclosure forms to City Council Members prior to the filing deadlines. Mandatory Ethics Training The Political Reform Act also requires members of local legislative bodies that receive any type of compensation, salary, stipend, or reimbursement for expenses from the local agency, to participate in a minimum of 2 hours of ethics training every two years. This training is commonly referred to as Assembly Bill (AB) 1234 Training. Because the members of the Saratoga City Council receive a stipend, Council Members are required to participate in ethics training every two years. The City Clerk is responsible for maintaining ethics training records and notifying those subject to ethics training when their certification expires. The Fair Political Practices Commission provides free online AB 1234 ethics training that meets ethics training requirements. For more information, please visit http://www.fppc.ca.gov/index.php?id=477. Additional information about the Political Reform Act is available online on the following websites:  http://ag.ca.gov/publications/coi.pdf?  http://www.ca-ilg.org/ethics-transparency The appendix also includes additional information about the Political Reform Act and local government ethics. Mandatory Harassment Training California State law, AB 1825, requires harassment training for any employee that performs supervisory functions within an organization of 50 or more employees. Per the law, members of the City Council qualify as supervisors and are therefore subject to the harassment training requirements. A total of 2 hours of training is required every two years. New members of the City Council must obtain training within 6 months of assuming office. The City of Saratoga’s Human Resources Division oversees th is training requirement. The City provides web-based training to meet the AB 1825 requirements. City of Saratoga Code of Ethics and Values In 2008, the Council adopted the City of Saratoga Code of Ethics and Values with the intent of establishing the highest standard of professional conduct among the City’s elected officials, Commissioners, and staff. The Code of Ethics and Values is included in the appendix. 137 Saratoga City Council Handbook – Page 17 of 23 California Public Records Act The California Public Records Act was adopted in 1968 and allows any member of the public to inspect local government records. While there are a few exceptions to the law, the public may generally request any public record. Government Code Section 6252 defines public records as “any writing containing information relating to the conduct of the public’s business prepared, owned, used, or retained by any state or local agency regardless of physical form or characteristics.” Examples of public records include Council Meeting Minutes, resolutions, agreements, and City email communications. A summary of the California Public Records Act is available on the Attorney General’s website at http://ag.ca.gov/publications/summary_public_records_act.pdf?. Additionally, a booklet on the Public Records Act is included in the appendix. The Brown Act Passed in the 1950s, the Brown Act guarantees the public’s right to attend and participate in the meetings of local legislative bodies. The State law requires that: - Meetings of a legislative body are properly noticed and open to the public; - Members of the public have the opportunity to comment before or during the meeting on agenda items or items not on the agenda; and - The legislative body conducts votes (except those permitted to take place in closed session) in a public meeting. There generally may be no action or discussion by Council Members on any item not appearing on the posted agenda. Council Members may only briefly respond to statements made or questions posed about items not on the agenda; they may request that the topic be agendized for a future meeting. The Brown Act also requires that Council meetings be held in a facility that is accessible to handicapped individuals. The definition of “meeting” includes any action among a majority of the Council to hear, discuss, or deliberate upon an item that is within the subject matter jurisdiction of the Council. The Brown Act specifically prohibits the use of any series of communications of any kind (e.g., telephone, fax, or email) directly or through intermediaries, to discuss, deliberate, or take action on any item of business that is within the Council’s authority. A Council majority may attend the following gatherings without following meeting notice requirements and other rules pertaining to regular meetings (provided City business is not discussed as part of the meeting or in breaks): (1) meetings or conferences on general issues that are not City specific; (2) meetings organized by others to address topic(s) of local community concern; and (3) social or ceremonial functions. Regular and Special Meeting agendas must include opportunities for public input. A public comment period is allowed at the beginning portion of the meeting when members of the public may speak to any relevant topic, regardless of whether that issue is on the agenda for 138 Saratoga City Council Handbook – Page 18 of 23 that meeting. The public is also allowed to speak to each item on the agenda as it is being discussed in the meeting. Public testimony in both portions of the meeting is limited, typically to three minutes. Although the City encourages individuals testifying before City Commissions and the City Council to identify themselves to facilitate staff follow-up where needed, the Brown Act makes clear that the City may not require that disclosure or require any other information. Additionally, the Council may not prohibit public criticism of the policies, procedures, programs, or services of the Council or of the acts or omissions of the Council. Any person attending an open and public meeting of the City Council has the right to record the proceedings with an audio or video tape recorder or a still or motion picture camera unless it constitutes a persistent disruption of the proceedings. In addition to the above provisions, the Brown Act includes rules for proper noticing of various types of public meetings, regulations relating to the conduct of closed sessions, and penalties for the conduct of an unlawful meeting. The Brown Act is complex. Questions concerning the Act should be directed to the City Manager, City Attorney, or City Clerk. A summary of the Brown Act is available on the Attorney General’s website at http://ag.ca.gov/publications/brownAct2003.pdf?. A booklet on the Brown Act is included in the appendix. City Records The City maintains records in accordance with the Council adopted retention schedule. This document details the various types of records that the City possesses and states how long different records must be retained. City Council authorization is required before any records may be destroyed. Staff prepares a request for disposition of City records twice per year. City keeps records in both paper and electronic format. Records that have permanent retention periods, are retrieved frequently, have historical value, or inform operations of the City are converted to electronic format and stored in the City’s electronic document management system – Laserfiche. Examples of these records include resolutions, contracts, and City publications. 139 Saratoga City Council Handbook – Page 19 of 23 COUNCIL POLICIES From time to time, the City Council adopts policies that regulate and guide Council actions. These policies are generally resolutions and referred to as Council Policies. Council Norms of Operation The Council Norms of Operation was first adopted in 2004 and has been revised several times since then. The Council Norms of Operation establishes standards for Council operations in six broad areas: meeting operations, relations with City staff, Council and Commission relationships and relationships with other government bodies, handling of litigation, business of the Council, and rules of order. The Norms also includes guidelines for audience behavior during City Council Meetings. The full policy is included in the appendix. Mayoral Rotation Policy In 2010, the Council adopted a policy to establish a rotational order for the position of Mayor and Vice Mayor. Each December, the Council elects one of its members to serve as Mayor and one to serve as Vice Mayor. Council Members are placed into the queue for Mayor and Vice Mayor based on when they are elected and the number of votes they receive. Council Members elected in the same election are placed in the queue based on the number of votes they receive. In years where there is a contest for 3 positions on the Council, the Council Member who receives the third least votes will not be placed in the queue for Mayor or Vice Mayor unless one of the eligible Council Members is unable to serve. Council Members who are appointed are also not eligible to be placed in the rotation for Mayor or Vice Mayor. The policy for rotation of Mayor and Vice Mayor is included in the appendix. E-Communications Policy The City’s E-Communications Policy, adopted in 2010, describes proper use of electronic media and devices by Council Members and Commissioners. The policy requires both Council Members and Commissioners to use a City-issued email account for all email communications associated with City business, including emails from the public on an upcoming agenda topic. Personal email accounts may not be used to conduct official City business. The policy also prohibits discussion or exchange of facts about City issues via e- communications. This may include email, online forums, social media, or blogs. This provision is intended to prevent conflicts with the requirements of the Brown Act. Additionally, when emails or other forms of e-communication are sent to a quorum of the Council from a member of the public, the Mayor or Mayor’s designated representative is 140 Saratoga City Council Handbook – Page 20 of 23 expected to respond on behalf of the Council. Staff is available to assist with preparing responses. During Council Meetings, use of e-communications (for example, use of a phone, sending emails, or text messaging) is prohibited. This does not include telephone calls or other messages sent in the event of an urgent family matter. Saratoga Rules of Order In 2009, the Council moved from Robert’s Rules of Order to the Saratoga Rules of Parliamentary Procedure. The City’s rules of order are based on Rosenberg’s Rules of Order, a simplified version of rules of parliamentary procedure. The rules of order were adopted as part of an amendment to the City Council Norms of Operation. Council and Commission Expense Policy In March 2015, the City Council adopted the Council and Commission Expense Policy. This policy describes how City funds can be used by City Council Members and Commissioners for training and travel purposes. The policy is included in the appendix. DAY-TO-DAY COUNCIL BUSINESS Council Stipend & Benefits Members of the City Council receive a stipend of $3,000 per year, paid out in monthly payments. Additionally, Council Members may elect to participate in the California Public Employees’ Retirement System (CalPERS) while in office. Council Members may choose to participate in CalPERS at any point while in office, but retirement membership is effective on the date the Council Member elects to participate in the retirement benefit – not the date elected to office. Council Members, who choose to participate in the CalPERS retirement program, contribute 7% of their stipend to the program. The City also contributes to the retirement plan. Effective January 1, 2013, new members are eligible for the CalPERS 2% at 60 years plan. Additionally, Council Members in the CalPERS retirement plan are also eligible to participate in the CalPERS health plan. The elected official is responsible for paying 100% of the cost of the health plan. Council Members interested in CalPERS retirement benefits and health plan are encouraged to speak with the Human Resources Manager. 141 Saratoga City Council Handbook – Page 21 of 23 Council Calendar The City maintains a calendar of City Council meetings, events, and activities. This includes regular Council Meetings, closed sessions, Council assignments, and events taking place in the community. Staff also uses the Council Calendar to track when Council Members are out of town. The calendar is maintained in Outlook and Council Members can access the calendar through their phones and other smart devices. Additionally, the calendar is sent out weekly with the Council Newsletter. If changes in assignment meeting schedules occur, members of the Council can send those to the Deputy City Clerk who will update the Council Calendar accordingly. Council Newsletter Every week, City staff sends out a newsletter to the City Council containing news and updates from each of the City’s departments. The newsletter also includes weekly updates from the Sheriff’s Office and call information for the Santa Clara County Fire Department. Access to City Email City email addresses are issued to every member of the City Council. The City email account can be accessed using the Microsoft Outlook Web App and instructions on how to access City email accounts is included in the appendix. Staff is available to help Council Members who wish to access their City email account through their phone or other smart devices. Communications and Inquiries Per the City Council Norms of Operation, written communications (including letters and emails) sent to the Mayor and City Council Members will be circulated to all members of the Council by staff. In the event that a response is warranted or required, staff will work with the Mayor to prepare a response. The response will be distributed to the City Council. Written communications will be provided in electronic format or hard copy. Paper copies will be left in Council Member inboxes in the City Manager’s Office copy room. Crisis Communications In 2015, the City established a Crisis Communications Plan to ensure that the City quickly and effectively communicates information to the community in the event of a disaster. The plan includes strategies that the City will follow to provide the public with timely information, as well as minimize rumors or false information. A copy of the Crisis Communications Plan is included in the appendix. 142 Saratoga City Council Handbook – Page 22 of 23 Council Meeting Meals The City has a longstanding practice of providing dinner for City Council meetings that begin at 6:00 p.m. or earlier and are expected to extend beyond 7:00 p.m. Staff should be informed of any dietary restrictions or needs. Additionally, meals are provided for lunch meetings and upon request for morning and evening meetings. Change of Contact Information In the event that a Council Member’s contract information, such as address or phone number, changes, the Council Member should contact the City Clerk and complete an updated Authorization to Release Personal Information. Access to City Hall Doors to the City Manager’s Office/Administrative Services building, Community Development/Public Works Building, and Civic Theater can be unlocked during non-business hours using an electronic key card. A key card is issued to each Council Member. 143 Saratoga City Council Handbook – Page 23 of 23 APPENDIX Council Policies Council Norms of Operation (includes Saratoga Rules of Order) Mayoral Rotation Policy E-Communications Policy Meeting Length Guidelines Action Minutes City of Saratoga Conflict of Interest Code City of Saratoga Code of Ethics and Values Council and Commission Expense Policy Day-to-Day Council Business Email Access Instructions Granicus/iLegislate Agenda Packet Access Instructions Crisis Communications Plan Local Government Resources Understanding the Basics of County and City Revenues The People’s Business: A Guide to the California Public Records Act Open & Public IV: A Guide to the Ralph M. Brown Act Understanding the Basics of Public Service Ethics Laws 144 1 CITY OF SARATOGA CITY COUNCIL NORMS OF OPERATION (Adopted via Resolution 13-061) Section 1. OPERATION OF CITY COUNCIL MEETINGS A. City Council Meetings shall be run following the outline listed in Section 6.B. of this document. Each item shall be introduced by the Mayor and heard in accordance with the Rules of Parliamentary Procedure attached hereto as Exhibit A. B. The Mayor may place an item anywhere on the agenda. Two City Council members may place an item on the agenda. C. A single City Council Member may place on item on the agenda under City Council Member Items. Items under this manner shall have a limited staff report, if appropriate. No significant resources (more than three hours of staff time) shall be used by staff until the Council gives direction on the item. The Mayor shall determine when three hours of effort has been utilized. D. If an item appears again in a future Council meeting, it shall be heard under Old Business. Items placed under public hearings shall only be those that are defined by law as requiring a special notice and a public hearing or those called by City Council on its own volition. E. In order to ensure that all members of the public have an opportunity to speak and that the Council is able to complete its business, there will be a three-minute limitation on comments by the public except for applicants and appellants at public hearings or as otherwise provided by law. In order to effectively enforce this rule, the City Clerk will monitor the time for each speaker with an electronic timer. The timer will beep at the one- minute remaining point, and again at the three-minute point. If there are more than twenty (20) identified speakers for one item at the beginning of the public comment period or public hearing, the Mayor may adjust the three-minute time down to two minutes per speaker. F. Closed sessions of the City Council shall generally be conducted prior to the 7:00 p.m. business portion of regular meetings. If necessary, Closed Sessions not completed prior to the 7:00 p.m. business portion will be considered at the conclusion of the business portion of the meeting, or as otherwise determined by the City Council. Special Council Meeting may be called by the Mayor with proper public notice. G. Members of Council should not engage in debate with a member of the public or Staff at Council meetings since these debates seldom resolve concerns and many times inflame feelings at a public meeting. Any concerns by a member of Council over the behavior or work of a City employee during a Council meeting should be directed to the City Manager privately to ensure the concern is resolved. H. Prior to the close of the public hearing or comment period Councilmembers may ask 145 2 questions of anyone in the audience. The public hearing and comment period are the times for Council to receive evidence. Once the hearing or comment period is closed, the Council deliberates based on that evidence. While Council may elect to re-open a hearing or comment period (assume no prejudice to the rights of an applicant or appellant) it should make every effort to get all the information it needs while the hearing or comment period is still open. If the Council asks questions after the final presentation of the applicant/appellant in a permit-related hearing the Council would need to provide the applicant/appellant with an opportunity to rebut the answers to the questions. While these rules need not apply as strictly to hearings where due process is less of an issue (i.e., an ordinance amendment) a uniform set of rules for all public hearings and comment periods is desirable. I. The Mayor may, with Council concurrence, schedule Council review of agenda items out of their prescribed order on the printed agenda if a large number of the public are present to speak on agenda item.   J. Persons in the audience will refrain from behavior which will disrupt the public meeting. This will include making loud noises, clapping, shouting, booing, hissing or engaging in any other activity in a manner that disturbs, disrupts or impedes the orderly conduct of the meeting. Persons in the audience will refrain from creating, provoking or participating in any type of disturbance involving unwelcome physical contact. Persons in the audience will refrain from using cellular phones and/or pagers while the meeting is in session. Appropriate attire, including shoes and shirts, are required in the Council Chambers and other Council meeting rooms at all times. Persons in the audience will not place their feet on the seats in front of them. No food, drink (other than bottled water with a cap), or chewing gum will be allowed in the Council Chambers and other Council meeting rooms, except as otherwise pre-approved by City staff. All persons entering the Council Chambers and other Council meeting rooms, including their bags, purses, briefcases and similar belongings, may be subject to search for weapons and other dangerous materials. Section 2. CITY COUNCIL RELATIONS WITH CITY STAFF A. There shall be mutual respect from both Staff and Councilmembers of their respective roles and responsibilities when and if expressing criticism in public session. B. City Staff shall acknowledge the Council as policy makers and the City Council shall acknowledge Staff as administering the Council's policies. C. All written requests for information or questions by City Councilmembers to Staff shall be directed to the City Manager, City Attorney, City Clerk, or Department Managers (wit h a copy to the City Manager). All complaints should be submitted to the City Manager or, if a complaint concerns the City Manager, to the City Attorney. D. All written informational material requested by individual Councilmembers shall be submitted by Staff to all Councilmembers with the notation indicating which Councilmember requested the information. 146 3 E. Council shall not attempt to coerce Staff in the making of appointments, the awarding of contracts, the selection of consultants, the processing of development applications, the granting of City licenses or permits. The Council shall not attempt to change or interfere with the operating policies and practices of any City department. F. Mail that is addressed to the Mayor and City Council shall be circulated by the City Clerk to the City Council with a comment as to which Staff person will be assisting the Mayor in preparing a response. The Mayor's response, in addition to the original communication, will be submitted to the City Council for their information. G. The City Clerk shall not open mail addressed to an individual Councilmember unless requested to do so by the Councilmember. H. Individual Councilmembers shall not direct Staff to initiate any action or prepare any report that is significant in nature or initiate any project or study. All such direction shall be provided by the City Manager or by action of a majority of the City Council at a City Council meeting. Councilmembers may ask for limited resources and information for items that are on an agenda as long as any information is distributed to all City Councilmembers Section 3. CITY COUNCIL AND COMMISSION RELATIONSHIP AND RELATIONSHIPS WITH OTHER CITY COMMISSIONS AND OTHER BODIES A. Members of the City Council should not attempt to influence or publicly criticize commission recommendations, or to influence or lobby individual commission members on any item under their consideration. It is important for commissions to be able to make objective recommendations to the City Council on items before them. Members of Council that attempt to strongly influence commission positions on an item may prejudice or hinder their role in reviewing the commission's recommendation as a member of the City Council. B. Individual Councilmembers and Commissioners shall have the right to attend meetings of other governmental bodies but shall refrain from speaking or becoming involved in the meeting's discussions. If asked a question, the Councilmember person or Commissioner should indicate that he/she can only provide a personal opinion and does not speak for the Council or Commission as a whole. C. If a member of the City Council or a Commission appears before another governmental agency or organization except as a member of outside agency appointed by the City Council to give a statement on an issue affecting the City, the Councilmember or Commissioner should first indicate the majority position and opinion of the Council or Commission (if any). Personal opinions and comments may be expressed only if the Councilmember or Commissioner clarifies that these statements do not represent the position of the City Council or Commission. 147 4 Section 4. CITY COUNCIL HANDLING OF LITIGATION AND OTHER CONFIDENTIAL INFORMATION A. City Councilmembers shall keep all written materials and verbal information provided to them on matters that are confidential under State law in complete confidence to insure that the City's position is not compromised. No disclosure or mention of information in these materials shall be made to anyone other than Councilmembers, the City Attorney or City Manager. B. All negotiations and other contacts concerning matters that have come before the City Council in closed session (including, but not limited to, property acquisition or disposal, a pending claims or litigation, and/or employee negotiations) with the other party and/or party’s agents or other representatives shall be limited to, and made by, the designated City staff representative handling the negotiations, claim or litigation unless the City Council has directed that a specific Council member to assist staff in negotiations. Except as authorized above, no Councilmember who has participated in any closed session shall have any contact or discussion with the other party or its agents or representatives concerning the matter under consideration except during public meetings of the City Council. All public statements, information and press releases shall be handled exclusively by the City’s designated spokesperson. Section 5. BUSINESS OF THE CITY COUNCIL A. Seating Arrangement of the City Council – The Mayor shall be seated on the left of the five members of the City Council. The Vice Mayor shall be seated to the right of the Mayor. The Councilmember with the most seniority shall be seated to the right of the Vice Mayor and the remaining Councilmember shall be seated to the right of the most senior Council member. The outgoing Mayor shall be seated to the far right of the Vice Mayor. When there is no outgoing Mayor the remaining Councilmembers shall be seated based upon length of service on the City Council with the most senior member seated to the right of the Mayor. In the case of members having been elected at the same time, seniority shall be determined by the number of votes received at the election. The highest vote getter shall be considered senior and so on. The City Clerk shall arrange nameplates at the Council dais at all Council meetings to assure this seating arrangement is followed. B. City Council Reorganization – The City Council Reorganization shall be held at a special meeting before the first regular meeting of December and after the certification of the election results during election years. The floor shall be open to nominations for the purpose of electing a Mayor and Vice Mayor to serve for the following year. Such elections shall be made by majority vote of the Council members present at the meeting. The Mayor and Vice Mayor shall assume the duties of their respective offices immediately upon election. The Mayor and Vice Mayor shall serve a one-year term at the pleasure of the Council. In election years the date of the special meeting referenced above may be changed by the City Clerk as necessary to ensure compliance with State election laws. 148 5 C. Mayor and Council Roles – The Mayor shall act as the primary spokesperson and official representative of the City Council, unless such responsibility is delegated by the Mayor, or otherwise assigned by a majority vote of the City Council. The Mayor shall preside at all regular, adjourned, and special meetings of the City Council, including joint meetings with commissions and closed sessions. The Mayor shall execute all official City documents, warrants and correspondence approved by City Council. The Mayor shall serve as the primary contact for the City Manager to provide direction and advice regarding routine planning and operational issues (i.e. meeting schedules, dispositions of correspondences, etc.) Nothing in this section is intended to suggest that the position of Mayor wields formal power or authority in excess of the other members of the City Council. Rather, the person serving as Mayor is to be recognized as the leader of the Council, or first among equals. The Vice Mayor shall serve and perform the functions as Mayor in the absence of the duly elected Mayor. D. Council Committee/Agency Assignments Every December immediately following the City Council reorganization the Mayor shall announce that new appointments for Committee/Agency Assignments are necessary. A list of committee/agency assignments shall be given to each Councilmember and each Councilmember shall provide the City Clerk with a list of the Committee/Agency Assignments in which the Councilmember is interested. The Mayor shall propose appointments for Council approval at the City Council meeting immediately following the reorganization. E. Ex Parte Communications An Ex Parte Communication occurs when a Council member receives information from a member of the public outside of a public meeting concerning a matter to be heard by the City Council. Ex Parte communications are an inherent part of the City of Saratoga’s commitment to allowing City residents ample opportunity to consult with elected officials both inside and outside of public meetings. At the same time, the City is committed to the principle that the business of the public should be conducted in public, to ensure that citizens are afforded the opportunity to participate in the making of decisions that affect their lives, and the means to evaluate choices made by the City and its officers. Where a City Councilmember has received information outside of a public meeting that the Councilmember believes has a bearing on the decision and that is not reflected in the staff report presented to the Council and the public, the Councilmember should provide that information to the rest of the Council and the public following the staff report and prior to beginning of public testimony on the matter. This will allow the public and other members of the Council to consider the information in forming their views on the decision at hand. In addition, persons affected by the decision will also have the opportunity to know the evidence on which the decision is to be based and have an opportunity to comment on it and, if need be, to rebut it. This approach allows all members of the public access to elected officials and to the rationale for decisions made by those officials. 149 6 F. Issuing Proclamations and Commendations A proclamation is prepared at the discretion of the Mayor to proclaim a specific date or event. Proclamations are prepared for signature by the Mayor. They may be presented at a City Council meeting or at an event or meeting outside the City Council meeting. A commendation is prepared at the discretion of the Mayor. A commendation may be issued for accomplishments such as: ¥ Athletic/academic accomplishments ¥ Act of heroism ¥ Youth Accomplishments ¥ A Community Organization’s Citizen of the Year ¥ A Community Organization’s Business Person of the year ¥ Outgoing elected officials ¥ Outgoing City Commissioners Commendations are prepared for signature by the Mayor. They may be presented at a City Council meeting or at an event or meeting outside the City Council meeting. Section 6. RULES OF ORDER AND PROCEDURE FOR CITY COUNCIL MEETINGS A. Time of Meetings Regular meetings of the City Council shall be held on the first and third Wednesday of each month in the Civic Theater commencing at 7:00 p.m. Special meetings shall be held as necessary and convenient on the second or fourth Tuesday of the month commencing at 7:00 p.m. or at such other time as may be necessary or convenient. B. Order of Agenda The following is the usual order of agenda items for regular Council meetings. The Mayor with the concurrence of Council can change the order in which items on the agenda are heard. ¥ Open Session – The Mayor opens the meeting in the Administration Conference Room at City Hall, to allow the public an opportunity to comment on closed session items before the Council adjourns to Closed Session, as required by law. Commission interviews are also done at this time. ¥ Joint Meeting with City Commissions – Reserved time for Commission members to meet with the City Council for their yearly update. ¥ Closed Session – Immediately following open session, the Council adjourns to closed session in the Administration Conference Room at City Hall. Start times may vary depending on volume of closed session items and the estimated time required to conduct the closed session. The items are listed on the agenda as required by law; however this meeting is not open to the public. ¥ Mayor’s Report on Closed Session – The Mayor is required to announce any action taken during closed session before reconvening to the open session of the regular meeting. 150 7 ¥ Call to Order – the Mayor calls the regular meeting to order. ¥ Pledge of Allegiance - The Mayor may lead or call upon a member of the public or staff to lead the pledge. ¥ Roll Call – A quorum constituting 3 of the 5 members of the Council is required to conduct any Council meeting. The City Clerk calls the roll. ¥ Report of Posting of the Agenda – The City Clerk reports on the posting of the agenda as required by law. ¥ Oral Communications – During this portion, any persons who wish to address the City Council on a subject not on the agenda may do so. Oral communications are not intended as the means for debate or decision-making, but only for making a presentation in person. Comment shall be limited to three minutes for members of the public who wish to speak ¥ Communications from City Commissions – Reserved time for Commission Chairs, or designated representative, to report information to the City Council or request direction. ¥ Council Direction to Staff –Reserved time for the City Council to request follow up on Oral/Commission Communications. ¥ Announcements - Reserved time for the Mayor to make special announcements. ¥ Ceremonial Items–These items include presentation of proclamations, commendations, appointments, administration of Oath of Office and special introductions. ¥ Special Presentations – reserved time for groups, agencies, persons to speak to the Council on special items. ¥ Consent Calendar–These items are routine and non-controversial items of business. Items in this section will be acted in one motion, unless removed by the Mayor or a Councilmember. Any member of the public may speak to an item on the Consent Calendar, or request the Mayor remove an item for discussion. Resolutions concerning decisions made at previous meetings are for the purpose of memorializing the decision to assure the accuracy of the findings, the prior vote, and any conditions imposed. ¥ Public Hearings – There are two kinds of public hearings, those required by law and those called by the City Council of its own volition. In either event, the purpose is to provide an opportunity for all interested persons to be heard. Applicants/Appellants and their representatives have a total of ten minutes maximum for opening statements. Members of the public may comment on any item for up to three minutes. Applicant/Appellants and their representatives have a total of five minutes maximum for closing statements ¥ Old Business – These are general items, which have been considered by the Council at a previous meeting. ¥ New Business – These are general items, which have not been previously considered by the Council. ¥ Council Reports on Committees– Provides members of the Council an opportunity to report on agency/commission assignments. ¥ City Councilmember Items – Provides members of the Council an opportunity to introduce discussion/action on items not currently before the Council for consideration. ¥ City Manager Items – City Manager or City Attorney may bring up other items of interest or make announcements under this section. ¥ Adjournment–The Mayor may adjourn the meeting to a date specific. If no date specific is announced, the next meeting will be the next regularly scheduled Council meeting. 151 8 C. Disruptive Comments and/or Conduct No person who addresses the Council shall make any belligerent, personal, impertinent, irrelevant, redundant, slanderous, loud, threatening, abusive or disparaging remark, statement or commentary toward the Council, staff or other individuals in a manner which disrupts, disturbs or otherwise impedes the orderly conduct of the Council meeting, nor shall any such person engage in any other disorderly conduct which so disrupts, disturbs or impedes the orderly conduct of the meeting. Any violation of this rule shall be grounds for terminating the person’s comment period. Continued inappropriate behavior or comments, after having been directed to discontinue, also shall be grounds for removal from the meeting. Council shall not be belligerent or make disparaging commentary toward the speaker. Nothing in this section shall prohibit or discourage orderly criticism of any City decision or policy within the limits of these rules. If a member of the public fails to follow these rules after being warned once, the Council may bar that individual from further testimony for the evening or remove the person from the meeting.   152 CITY OF SARATOGA RULES OF PARLIAMENTARY PROCEDURE' Saratoga's rules of parliamentary procedure are supported by the following four principles: 1. Rules should establish order. The first purpose of the rules of parliamentary procedure is to establish a framework for the orderly conduct of meetings. 2. Rules should be clear. Simple rules lead to wider understanding and participation. Complex rules create two classes: those who understand and participate and those who do not fully understand and do not fully participate. 3. Rules should be user friendly. That is, the rules must be simple enough that citizens feel they have been able to participate in the process. 4. Rules should enforce the will of the majority while protecting the rights of the minority. The ultimate purpose of the rules of procedure is to encourage discussion and to facilitate decision making by the body. In a democracy, the majority rules. The rules must enable the majority to express itself and fashion a result, while permitting the minority to also express itself (but not dominate) and fully participate in the process. The Chairperson Should Take a Back Seat During Discussions While all members of the governing body should know and understand the rules of parliamentary procedure, it is the chairperson (chair) who is charged with applying the rules of conduct. The chair should be well versed in those rules, because the chair, for all intents and purposes, makes the final ruling on the rules. In fact, all decisions by the chair are final unless overruled by the governing body itself. Because the chair conducts the meeting, it is common courtesy for the chair to take a less active role than other members of the body in debates and discussions. This does not mean that the chair should not participate in the debate or discussion. On the contrary, as a member of the body, the chair has full rights to participate in debates, discussions and decision making. The chair should, however, strive to be the last to speak at the discussion and debate stage, and should not make or second a motion unless he or she is convinced that no other member of the body will do so. The Basic Format for an Agenda Item Discussion All City Council and Commission meetings have a written, published agenda. The meeting is governed by the agenda and the agenda constitutes the agreed -upon road map for the meeting. Each agenda item should be handled by the chair in the following basic format. 1 These rules of parliamentary procedure are based on "Rosenberg's Rules of Order: Simple Parliamentary Procedures for the 21st Century" written by Dave Rosenberg and published by the League of California Cities in 2003. The procedures set forth in Rosenberg's have been modified slightly to reflect custom, practice, and specific code requirements in Saratoga. While these rules have been drafted to conform to requirements of State law and the Saratoga City Code, in the event of a conflict between these procedures and those laws, the laws shall govern. 153 First, the chair should clearly announce the agenda item number and should clearly state what the subject is. The chair should then announce the format that will be followed. If any member of the body has a conflict of interest, that member announces the conflict and need for recusal and leaves the dais at this time. Second, following that agenda format, the chair should invite the appropriate people to report on the item, including any recommendation they might have. The appropriate person may be the chair, a member of the governing body, a staff person, or a committee chair charged with providing information about the agenda item. Third, the chair should ask members of the body if they have any technical questions for clarification. At this point, members of the governing body may ask clarifying questions to the people who reported on the item, and they should be given time to respond. Fourth, the chair should invite public comments or, if appropriate at a formal public hearing, open the hearing. Speakers are typically limited to 3 minutes; shorter time limits may be imposed if numerous members of the public indicate a desire to speak to the subject. At the conclusion of the public comments, the chair should announce that public input has concluded (or that the public hearing, as the case may be, is closed). Fifth, the chair should invite members of the body to make remarks on the matter. This is an opportunity for members of the body to state their views on the subject before any formal motions are made. Sixth, the chair should invite a motion from the governing body members. The chair should announce the name of the member who makes the motion. Seventh, the chair should determine if any member of the body wishes to second the motion. The chair should announce the name of the member who seconds the motion. It is normally good practice for a motion to require a second before proceeding with it, to ensure that it is not just one member of the body who is interested in a particular approach. However, a second is not an absolute requirement, and the chair can proceed with consideration and a vote on the motion even when there is no second. This is a matter left to the discretion of the chair. Eighth, if the motion is made and seconded, the chair should make sure everyone understands the motion. This is done in one of three ways: 1. The chair can ask the maker of the motion to repeat it; 2. The chair can repeat the motion; or 3. The chair can ask the secretary or the clerk of the body to repeat the motion. Ninth, the chair should now invite discussion of the motion by the members of the governing body. If there is no desired discussion or the discussion has ended, the chair should announce that the body will vote on the motion. If there has been no discussion or 154 a very brief discussion, the vote should proceed immediately, and there is no need to repeat the motion. If there has been substantial discussion, it is normally best to make sure everyone understands the motion by repeating it. Tenth, the chair takes a vote. Simply asking for the "ayes" and then the "nays" is normally sufficient. If members of the body do not vote, then they "abstain." Unless specific laws or procedures provide otherwise, a simple majority determines whether the motion passes or is defeated. Eleventh, the chair should announce the result of the vote and should announce what action (if any) the body has taken. In announcing the result, the chair should indicate the names of the members, if any, who voted in the minority on the motion. This announcement might take the following form: "The motion passes by a vote of 3 -2, with Smith and Jones dissenting. We have passed the motion requiring 10 days' notice for all future meetings of this governing body." The chair usually initiates the motion by: Motions in General Motions are the vehicles for decisionmaking. It is usually best to have a motion before the governing body prior to discussing an agenda item, to help everyone focus on the motion before them. 1. Inviting the members to make a motion: "A motion at this time would be in order." 2. Suggesting a motion to the members, for example: "A motion would be in order that we give 10 -days' notice in the future for all our meetings." 3. Making the motion. As noted, the chair has every right as a member of the body to make a motion, but normally should do so only if he or she wishes a motion to be made but no other member seems willing to do so. Three motions are the most common: The Three Basic Motions 4. The basic motion. The basic motion is the one that puts forward a decision for consideration. A basic motion might be: "I move that we create a five member committee to plan and put on our annual fundraiser." 5. The motion to amend. If a member wants to change a basic motion that is under discussion, he or she would move to amend it. A motion to amend might be: "I move that we amend the motion to have a 10- member committee." A 155 motion to amend takes the basic motion that is before the body and seeks to change it in some way. 6. The substitute motion. If a member wants to completely do away with the basic motion under discussion and put a new motion before the governing body, he or she would "move a substitute motion." A substitute motion might be: I move a substitute motion that we cancel the annual fundraiser this year." Motions to amend and substitute motions are often confused. But they are quite different, and so is their effect, if passed. A motion to amend seeks to retain the basic motion on the floor, but to modify it in some way. A substitute motion seeks to throw out the basic motion on the floor and substitute a new and different motion for it. The decision as to whether a motion is really a motion to amend or a substitute motion is left to the chair. So that if a member makes what that member calls a motion to amend, but the chair determines it is really a substitute motion, the chair's designation governs. When Multiple Motions Are Before The Governing Body Up to three motions may be on the floor simultaneously. The chair may reject a fourth motion until the three that are on the floor have been resolved. When two or three motions are on the floor (after motions and seconds) at the same time, the first vote should be on the last motion made. So, for example, assume the first motion is a basic motion to have a five- member committee to plan and put on our annual fundraiser." During the discussion of this motion, a member might make a second motion to "amend the main motion to have a 10- member committee, not a five- member committee, to plan and put on our annual fundraiser." And perhaps, during that discussion, a member makes yet a third motion as a substitute motion that we not have an annual fundraiser this year." The proper procedure would be as follows. First, the chair would deal with the third (the last) motion on the floor, the substitute motion. After discussion and debate, a vote would be taken first on the third motion. If the substitute motion passes, it would be a substitute for the basic motion and would eliminate it. The first motion would be moot, as would the second motion (which sought to amend the first motion), and the action on the agenda item would be complete. No vote would be taken on the first or second motions. On the other hand, if the substitute motion (the third motion) failed, the chair would proceed to consideration of the second (now the last) motion on the floor, the motion to amend. If the substitute motion failed, the chair would then deal with the second (now the last) motion on the floor, the motion to amend. The discussion and debate would focus strictly on the amendment (should the committee be five or 10 members). If the motion to amend passed, the chair would now move to consider the main motion (the first motion) as amended. If the motion 156 to amend failed, the chair would now move to consider the main motion (the first motion) in its original format, not amended. Third, the chair would now deal with the first motion that was placed on the floor. The original motion would either be in its original format (five- member committee) or, if amended, would be in its amended format (10- member committee). And the question on the floor for discussion and decision would be whether a committee should plan and put on the annual fundraiser. To Debate or Not to Debate The basic rule of motions is that they are subject to discussion and debate. Accordingly, basic motions, motions to amend, and substitute motions are all eligible, each in their turn, for full discussion before and by the body. The debate can continue as long as members of the body wish to discuss an item, subject to the decision of the chair that it is time to move on and take action. There are exceptions to the general rule of free and open debate on motions. The exceptions all apply when there is a desire of the body to move on. The following motions are not debatable (that is, when the following motions are made and seconded, the chair must immediately call for a vote of the body without debate on the motion): A motion to adjourn. This motion, if passed, requires the body to immediately adjourn to its next regularly scheduled meeting. This motion requires a simple majority vote. A motion to recess. This motion, if passed, requires the body to immediately take a recess. Normally, the chair determines the length of the recess, which may range from a few minutes to an hour. It requires a simple majority vote. A motion to fix the time to adjourn. This motion, if passed, requires the body to adjourn the meeting at the specific time set in the motion. For example, the motion might be: "I move we adjourn this meeting at midnight." It requires a simple majority vote. A motion to table. This motion, if passed, requires discussion of the agenda item to be halted and the agenda item to be placed on "hold." The motion may contain a specific time in which the item can come back to the body: "I move we table this item until our regular meeting in October." Or the motion may contain no specific time for the return of the item, in which case a motion to take the item off the table and bring it back to the body will have to be taken at a future meeting. A motion to table an item (or to bring it back to the body) requires a simple majority vote. A motion to limit debate. The most common form of this motion is to say: "I move the previous question" or "I move the question" or "I call for the question." When a member of the body makes such a motion, the member is really saying: "I've had enough debate. Let's get on with the vote." When such a motion is made, the chair should ask for a second to the motion, stop debate, and vote on the motion to limit debate. The motion to limit debate requires a two- thirds vote of the body. Note that a motion to limit debate could include a time limit. For example: "I move we limit debate on this agenda item to 15 minutes." Even in this format, the motion to limit debate requires a two- thirds vote of the body. A similar motion is a motion to object to consideration of an item. This 157 motion is not debatable, and if passed, precludes the body from even considering an item on the agenda. It also requires a two thirds vote. Majority and Super- Majority Votes In a democracy, decisions are made with a simple majority vote. A tie vote means the motion fails. So in a five- member body, a vote of 3 -2 passes the motion. A vote of 2 -2 with one abstention means the motion fails. If one member is absent or recused and the vote is 2 -2, the motion still fails. All motions require a simple majority, but there are a few exceptions. The exceptions occur when the body is taking an action that effectively cuts off the ability of a minority of the body to take an action or discuss an item. These extraordinary motions require a two thirds majority (a super majority) to pass: Motion to limit debate. Whether a member says, "I move the previous question," "I move the question," "I call for the question" or "I move to limit debate," it all amounts to an attempt to cut off the ability of the minority to discuss an item, and it requires a two thirds vote to pass. Motion to close nominations. When choosing officers of the body, such as the chair, nominations are in order either from a nominating committee or from the floor of the body. A motion to close nominations effectively cuts off the right of the minority to nominate officers, and it requires a two- thirds vote to pass. Motion to object to the consideration of a question. Normally, such a motion is unnecessary, because the objectionable item can be tabled or defeated straight up. However, when members of a body do not even want an item on the agenda to be considered, then such a motion is in order. It is not debatable, and it requires a two thirds vote to pass. Motion to suspend the rules. This motion is debatable, but requires a two thirds vote to pass. If the body has its own rules of order, conduct or procedure, this motion allows the body to suspend the rules for a particular purpose. For example, the body (a private club) might have a rule prohibiting the attendance at meetings by non -club members. A motion to suspend the rules would be in order to allow a non -club member to attend a meeting of the club on a particular date or on a particular agenda item. The Motion to Reconsider There is a special and unique motion that requires a bit of explanation all by itself: the motion to reconsider. A tenet of parliamentary procedure is finality. After vigorous discussion, debate and a vote, there must be some closure to the issue. And so, after a vote is taken, the matter is deemed closed, subject only to reopening if a proper motion to reconsider is made. The standards for reconsideration are set forth in the City Code. 158 Courtesy and Decorum The rules of order are meant to create an atmosphere where the members of the body and the members of the public can attend to business efficiently, fairly and with full participation. And at the same time, it is up to the chair and the members of the body to maintain common courtesy and decorum. Unless the setting is very informal, it is always best for only one person at a time to have the floor, and it is always best for every speaker to be first recognized by the chair before proceeding to speak. The chair should always ensure that debate and discussion of an agenda item focus on the item and the policy in question, not on the personalities of the members of the body. Debate on policy is healthy; debate on personalities is not. The chair has the right to cut off discussion that is too personal, too loud or too crude. Debate and discussion should be focused, but free and open. In the interest of time, the chair may, however, limit the time allotted to speakers, including members of the body. Can a member of the body interrupt the speaker? The general rule is no. There are, however, exceptions. A speaker may be interrupted for the following reasons: Privilege. The proper interruption would be: "Point of privilege." The chair would then ask the interrupter to "state your point." Appropriate points of privilege relate to anything that would interfere with the normal comfort of the meeting. For example, the room may be too hot or too cold, or a blowing fan might interfere with a person's ability to hear. Order. The proper interruption would be: "Point of order." Again, the chair would ask the interrupter to "state your point." Appropriate points of order relate to anything that would not be considered appropriate conduct of the meeting; for example, if the chair moved on to a vote on a motion that permits debate without allowing that discussion or debate. Appeal. If the chair makes a ruling that a member of the body disagrees with, that member may appeal the ruling of the chair. If the motion is seconded and after debate, if it passes by a simple majority vote, then the ruling of the chair is deemed reversed. Call for orders of the day. This is simply another way of saying, "Let's return to the agenda." If a member believes that the body has drifted from the agreed -upon agenda, such a call may be made. It does not require a vote, and when the chair discovers that the agenda has not been followed, the chair simply reminds the body to return to the agenda item properly before them. If the chair fails to do so, the chair's determination may be appealed. Withdraw a motion. During debate and discussion of a motion, the maker of the motion on the floor, at any time, may interrupt a speaker to withdraw his or her motion from the floor. The motion is immediately deemed withdrawn, although the chair may ask the person who seconded the motion if he or she wishes to make the motion, and any other member may make the motion if properly recognized. 159 Special Notes About Public Input The rules outlined here help make meetings very public friendly. But in addition, and particularly for the chair, it is wise to remember three special rules that apply to each agenda item: Rule One: Tell the public what the body will be doing. Rule Two: Keep the public informed while the body is doing it. Rule Three: When the body has acted, tell the public what the body did. Public input is essential to a healthy democracy, and community participation in public meetings is an important element of that input. The challenge for anyone chairing a public meeting is to accommodate public input in a timely and time sensitive way, while maintaining steady progress through the agenda items. The rules presented here for conducting a meeting are offered as tools for effective leadership and as a means of developing sound public policy. P•\ SARATOGA \RESOLUTI\Rosenberg'sRules of Order2ndReading050609 (04- 23- 09).doc 160