HomeMy WebLinkAbout3.1 Supplemental attachment
CITY OF SARATOGA
Memorandum
To: Mayor Miller & Members of the Saratoga City Council
From: Debbie Bretschneider, City Clerk
Date: December 18, 2019
Subject: 3.1 Heritage Resource Inventory and Heritage Lanes
(Written Communications)
After publication of the agenda packet for the December 18, 2019 City Council
Meeting, these written communications were received from the Heritage
Preservation Commission on Item 3.1 Heritage Resource Inventory and Heritage
Lanes.
MEETING DATE: DEPARTMENT: PREPARED BY:
SARATOGA CITY COUNCIL
December 18, 2019
Community Development Department Nicole Johnson, Planner II
SUBJECT: Heritage Resource Inventory and Heritage Lanes
RECOMMENDED ACTION:
Staff recommends that the City Council receive the report and provide direction to staff.
BACKGROUND:
Following joint meetings with the Heritage Preservation Commission (HPC) on March 11, 2019
and with the Historical Foundation on October 16, 2019 the City Council directed staff to place
on the agenda a Council discussion of the HPC’s recommendation to no longer require
landowner consultation HPC’s continuing practice of not requiring written owner consent
in connection with updates to the Heritage Resource Inventory and the HPC’s recommendation
to amend the City Code to provide greater Commission oversight of projects on lands
adjoining Heritage Lanes.
HERITAGE RESOURCE INVENTORY
In 1981 the City Council, through the adoption of Ordinance No. 66 (Attachment 1), created the
Heritage Preservation Commission (HPC) and established procedures for the designation,
conservation and control of heritage resources within the City. Ordinance No. 66 provided the
HPC with the power and duty to “conduct, or cause to be conducted, a comprehensive survey
of properties within the boundaries of the City for the purpose of establishing an official
inventory of heritage resources,” or the Heritage Resource Inventory (Inventory).
In 1988 the HPC completed an comprehensive initial inventory of historic resources within the
City and 80 properties were listed to create the Inventory by resolution number HP-88-01
(Attachment 2). The 1988 resolution also stated that “the Inventory will be periodically updated
in the future, by resolution of the Heritage Commission, as additional heritage resources
become known and documented.” Subsequently, approximately 47 properties and have been
added to the Inventory.
At the October 2019 joint meeting the City Council asked for additional information concerning
the role of affected property owners in updates to the Heritage Resource Inventory and the
effects of having a property included on the Inventory. As background, the City Code
designates four types of Heritage Resources: Historic Landmarks, Historic Districts, Heritage
Lanes, and properties listed on the Inventory. The City Code provides a formal public notice
and hearing process as well as specific procedures whereby affected property owners can
voice written objections to a proposed designation of a historic landmark, heritage lane, or
historic district. The City Code is silent about whether and how a property owner may
participate with respect to the owner’s property being listed on the Inventory. Based on City
Council direction, the current staff practice is to notify owners of properties proposed for
inclusion on the Inventory and provide them with an opportunity to object. The HPC was not
consulted by the staff with regard to the current changes to the practice for nominating
properties to the Resource Inventory. The HPC believes the staff commission practice
should be discontinued review and approve the practices and processes for nominating
properties to the Resource Inventory and has requested that the Council provide direction.
With respect to the effects of having a property included on the Inventory, Ordinance No.66 did
not impose any special requirements or restrictions affecting the use of the properties listed on
the Inventory. Since the time that Ordinance No.66 was adopted, two new special requirements
have taken effect. The first is with respect to the City’s project review process. Over time, City
staff began to seek the HPC’s recommendation on any proposed exterior changes made to
properties on the Inventory. This informal practice then became a part of the City Code.
Accordingly, all applications for approvals such as design review, use permits, variances,
building permits, etc. are submitted for HPC review and comment if they would affect the
exterior of a property on the Inventory.
The second effect concerns a judicial interpretation of the California Environmental Quality Act
(CEQA). In 1997 a court interpreted CEQA to establish a presumption that any project on
property included on a “local register of historic resources” such as the Inventory is a historic
resource unless the preponderance of the evidence demonstrates that the resource is not
historically significant. Previously, staff would consider the factors that led to a property being
included on the Inventory as part of a broader assessment of a project’s historic significance
for CEQA purposes. Following the 1997 decision, the fact that a property is listed on the
Inventory, for practical purposes, removes the need for further inquiry and effectively requires
further CEQA review. Note that all properties, regardless of whether they are on the Inventory,
must be considered for their historical significance as part of the CEQA process. Properties not
on the Inventory are analyzed subject to the range of factors CEQA requires agencies to
consider; projects properties on the Resource Inventory are now presumed to be historic
without analysis.
The HPC would like to continue with their previous practice and process for nominating
and adding properties to the Resource Inventory and the City Code remain as is.
As noted above, the HPC has requested that Council direct staff to no longer consult with
property owners concerning a property’s potential inclusion on the Inventory and the City Code
remain as is.
HERITAGE LANE ORDINANCE
The HPC has recommended that the City Council initiate amendments to the City Code to
include within the definition of Heritage Lane “related features” adjacent to the lane. These
would include structures (homes, accessory dwelling units, accessory structures, etc.), trees,
fences/gates, etc. visible from the right of way. This change would ensure that the HPC has the
authority to review all building and planning applications on properties adjoining Heritage
Lanes.
The City currently has two Heritage Lanes: a portion of Saratoga Avenue located between the
Fruitvale Avenue/Saratoga intersection to 14301 Saratoga Avenue (designated in 1991) and
Austin Way (designated in 2002). Attachments 3 and 4 show the two lanes and adjoining
properties that would be affected by the change. Of the 77 properties along the Saratoga
Avenue Heritage Lane,
14 properties are listed on the City’s Heritage Resource Inventory and the remaining 63 are not.
There are 15 properties along Austin Way, none of which are listed on the Inventory.
Under the current City Code, the HPC is authorized to comment only on building projects (e.g.,
building, demolition, grading, and tree removal permits) that are “upon or within” a Heritage
Lane. Planning projects (e.g., design review, variances, subdivisions, etc.) are subject to HPC
review only if they “pertain to or significantly affect” a Heritage Lane (on Austin Way the scope
of review was further limited to proposed encroachment permits on City right-of-way only). This
is discussed in more detail in an August 9, 2018 memo from the Assistant City Attorney to the
HPC that is included as Attachment 5.
The proposed change would expand the scope of HPC review to include all building projects
and planning projects on properties adjoining a Heritage Lane. The HPC has explained that this
change would “clarify the definition of a Heritage Lane and be consistent with past HPC review
practices. Residents whose houses border Saratoga Avenue will not face the confusion of a
perceived change in how Building and Planning Applications are reviewed, and they can
continue to view their properties as being part of a Heritage Lane vs. being located adjacent to
a Heritage Lane” (Attachment 6). The HPC explains that the Department of Parks and
Recreation’s Building, Structure, and Object Record for Saratoga Avenue (DPR) (Attachment 7)
states that the properties bordering Saratoga Avenue are “related features.”
If the Council wishes to expand the scope of the HPC’s review authority as described above,
City staff will work with the City Attorney’s office to develop suitable amendments to the City
Code, including amendments to remove from the Code the provisions that further limit the
scope of review for projects on Austin Way.
Because the change would effectively expand the scope of the Heritage Lanes, staff would
follow the procedures for establishment of a Heritage Lane or District to ensure that the Code
amendment includes the same level of public process that would be involved in establishing a
new Lane or Historic District allowing for the affected property owners to voice their objection.
Those procedures are listed in City Code section 13-15.070 (Attachment 8).
Heritage Resource Inventory Attachments
Attachment 1 – Ordinance No. 66 Attachment 2 – Resolution HP-88-01
Heritage Lanes Attachments
1189684.4
Attachment 3 – Diagram of Saratoga Avenue Heritage Lane and adjoining properties
Attachment 4 – Diagram of Austin Way Heritage Lane and adjoining properties Attachment 5 –
Memo from Assistant City Attorney dated August 9, 2018 Attachment 6 – Memo from HPC
dated February 4, 2019
Attachment 7 – Saratoga Avenue DPR
Attachment 8 – Section 13-15.070 of the City Code
Heritage Lanes
Background
Saratoga Heritage Lane, which runs one mile long, was created because it was an entrance to the Saratoga
Village. Many historic events such as the Blossom Festival and Theatre on the Glade occurred along the
lane. Additionally many pioneer families’ homes, such as the Cunninghams, still exist on the lane.
Records from City Council meetings held in 1981 include concerns regarding the “limited scope of the
ordinance with respect to Heritage Lanes” and that “Heritage Lanes were not adequately defined by the
ordinance.”
Current Issues
At the June 12, 2018 meeting of the Heritage Preservation Commission (HPC), the HPC was
presented with a memorandum regarding the role of the HPC in the preservation of the Saratoga
Avenue Heritage Lane. The memo states: “Staff has determined that the City Code regulates HPC
review for work done only within the public right of way of a Heritage Lane, not beyond the limits.”
Section 13-10.040
Heritage Preservation Commission powers and duties include “Review and comment upon all
applications for building, demolition, grading or tree removal permits involving work to be performed
upon or within a designated historic landmark, heritage lane or historic district, and all applications for
tentative map approval, rezoning, building site approval, use permit, variance approval, design review
or other approval pertaining to or significantly affecting any heritage resource.”
Historically, the HPC and the Planning Department has taken this code to mean that the commission
should review and provide recommendations regarding structures adjacent to the lane.
Thus we were surprised to learn that the commission is now being asked to limit its review to work
done on the roadway itself, along with trees, some fencing and native plant landscaping in front of
these fences. The commission has no known history of reviewing landscaping along Saratoga Avenue.
At the June 12th meeting, the HPC discussed the memorandum summarizing the staff research findings
and also discussed the historic role of the HPC regarding buildings adjacent to Saratoga Avenue.
Because this new interpretation is a major change in how the HPC oversees preservation. We had been
following the terms of Section 13-10.040 not thinking there were “grey” areas in the code with respect
to specific language, such as “upon and within” and “related features.”
The DPR for the Saratoga Avenue Heritage Lane notes that the lane was “Established by the early 1850s
initially connecting the town of Santa Clara and the settlements in and near what is now known as
Saratoga Village.” The DPR also notes that “properties on both sides of the street” are “Related
Features.”
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At that meeting, we also drafted a memo in response to the information on the new HPC’s roles
regarding heritage lanes. Planning director, Steve Emslie’s 1991 memo to City Council states that “the
designation indicates the intention and desire to preserve certain characteristics or qualities of the street.
In order to do so, the city may include regulations in the ordinance designating a street, to ensure
compatibility with its historic character. Measures such as maintenance of the street width and existing
vegetation as well as the preservation of historic homes may be addressed in the ordinance to preserve
the historic street character.”
We also expressed concern over this new interpretation and our desire to amend the ordinance to
clarify the language.
On February 4, 2019, the HPC sent a letter to Council with a proposed amendment to the
definition of Heritage Lane. Copy of that memo in your packet.
Clarification
The HPC requests further clarification of the phrase “within a heritage lane,” since the DPR for Saratoga
Avenue notes that the properties bordering the lane are “related features” and there are no buildings
located on the road itself.
To clarify the ordinance, the HPC recommends that the definition of a Heritage Lane, under
13-05.020 – Definitions, be amended to include “and its related features adjacent to the
lane.” (Designated heritage lane means a street, road, avenue, boulevard, pathway or trail, and its
related features, designated as a heritage resource pursuant to this Chapter.) This wording conforms
to Heritage Lane references we discovered in the July 26, 1991 memo to the City Council from the
Planning Director Steve Emslie and the DPR for the Saratoga Avenue Heritage Lane.
The proposed amendment will clarify the definition of a Heritage Lane and will be consistent with the
past HPC review practices. Residents whose homes border Heritage Lanes will not face the confusion
of a perceived change in how Building and Planning applications are reviewed and they can continue
to proudly view their properties as being part of a heritage lane.
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Heritage Resource Inventory
We understand that the City Council is considering a change in the Chapter 13 ordinance that defines
the process for preserving our city's historic resources. One of the duties of the HPC is to review and
comment upon any proposed ordinances or policies that relate to heritage resources. Tonight we offer
our initial feedback on this topic.
The City has long followed State recommendation to survey and document the historical significance of
all historic buildings. The result of this research is the Historic Resource Inventory, which serves as a
guide for the City to determine which buildings, lanes or districts to preserve. The State also
recommends that cities periodically review and update their inventory of historic resources, to add
buildings that were previously overlooked or to recognize those buildings that have gained new
significance.
We realize that residents often misunderstand the meaning and intent of the City’s historic resource
inventory. The success of Saratoga’s preservation efforts relies on the support and participation of its
residents, and it is the HPC’s duty to promote and participate in public information and educational
programs that promote a better understanding of our heritage resources. We continue to expand our
educational efforts and we welcome any suggestions from the Council.
We understand that residents often don’t know there are benefits to being listed on the historic resource
inventory.
•The Heritage Resource Inventory is an inventory of structures that have been selected as
examples of historic or architectural value. It is an honor to be on the inventory because the
structures help our city retain its historic look and feel.
•Few structures qualify because the criteria is so high. The inventory does not impact the
resale value of a home or property and may enhance it.
•Being on the inventory does not mean you cannot make changes to the structure-- you can.
And in some instances the Heritage Preservation Commission can help you make changes
more effectively.
•Once on the inventory-- the structure may qualify for landmark status which includes the
opportunity to take advantage of the Mills Act and receive tax advantages.
We also understand that some property owners feel that they should be the one who determines whether
their home deserves recognition as an historic building. However, it is the HPC that has the expertise to
determine which buildings have historic significance and which buildings should be recognized on the
resource inventory.
As noted in the California Office of Historic Preservation’s publication “Drafting Effective Historic
Preservation Ordinances,” some court cases have determined that allowing a property owner to opt out
of the regulatory process amounts to “an unlawful delegation of decision- making authority” to the
property owner. SHPO also notes that “it is difficult to create an effective historic preservation program
if owner consent is required.
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Finally, the fact that an historic property is not listed in our local resource inventory does not preclude
the city from determining that a building may be an historical resource and it does not automatically
exclude the building from applicable CEQA provisions. Although the memos from City staff and the
City Attorney warn of potential CEQA impacts on any future Resource Inventory buildings, CEQA has
long required the City to prepare EIRs for any proposed projects with significant environmental
impacts.
While it is true that buildings listed on the resource inventory cannot be granted a CEQA exemption, it is
also true that CEQA applies to any historic property if approval of a project involves discretionary
actions by City staff – actions that include the exercise of judgment, deliberation or decision making on
the part of staff. To date, the City has rarely required environmental review for any projects involving
buildings listed on the Resource Inventory.
Respectfully, it is the HPC’s recommendation that the ordinance remain as is and that the commission be
allowed to continue its important work, as recommended by the State of California.
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