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HomeMy WebLinkAbout05.07.2024 Amended Finance Committee PacketCity Council Finance Committee Agenda May 7, 2024 Page 1 of 3 SARATOGA CITY COUNCIL FINANCE COMMITTEE May 7, 2024 4:00 P.M. REGULAR MEETING AMENDED AGENDA • 05/08/2024 ITEM 2.0 UPDATED/REVISED 2024-25 BUDGET OVERVIEW MEMO • 05/08/2024 ITEM 2.0 PRESENTATION SLIDES ADDED Public Participation Information In accordance with Saratoga City Council’s Remote Public Participation Policy, members of the public may participate in this meeting in person at the location listed below or via remote attendance using the Zoom information below. In the event remote participation technology is unexpectedly unavailable, the meeting will proceed in person without remote participation. Members of the public can view and participate in the meeting by: 1. Attending the meeting in person in the Linda Callon Conference Room located at 13777 Fruitvale Avenue, Saratoga CA 95070; OR 2. Accessing the meeting through Zoom * Webinar URL https://us02web.zoom.us/j/87463967175 * Webinar ID: 874 6396 7175 * Calling 1.669.900.6833 or 1.408.638.0968 Written Communication Comments can be submitted in writing at www.saratoga.ca.us/fc. Written communications will be provided to the members of the City Council and included in the Agenda Packet and/or in supplemental meeting materials. Public Comment Members of the public may comment on any item for up to three (3) minutes. The amount of time for public comment may be reduced by the Mayor. Meeting Recording Information In accordance with the Saratoga City Council’s Meeting Recording Policy, the City Council Finance Committee Meetings are recorded and made available following the meeting on the City website. City Council Finance Committee Agenda May 7, 2024 Page 2 of 3 CALL TO ORDER ROLL CALL Public Comment AGENDA ITEMS 1. Finance Committee Minutes Recommended Action: Review and approve the minutes for the April 9, 2024, Finance Committee Regular Meeting. Finance Committee Minutes 2. 2024-25 Budget Overview Recommended Action: Receive a 2024-25 budget overview and provide input to City staff for their presentation to City Council on May 15th. Memo - 2024-25 Budget Overview (Revised 05-08-2024) Presentation Slides (Added 05-08-2024) 3. 2024-25 Enabling Budget Resolutions Recommended Action: Receive draft staff reports and provide requests for clarification – No actions required. A. Appropriations Limit (GANN) B. General Obligation Bond Tax Levy C. Arrowhead Community Facility District Tax Levy Memo - Enabling Resolutions Attachment A - DRAFT SR - Gann Limit 2024-25 GANN Resolution California Department of Finance Price Factor and Population April 2024 Attachment B - DRAFT SR - FY25 GO Bond Tax Levy GO Bond Resolution GO Bond Debt Service Schedule Attachment C - DRAFT SR FY 2024-25 Arrowhead Property Tax Levy Arrowhead Tax Levy Resolution ADJOURNMENT CERTIFICATE OF POSTING OF THE AGENDA, DISTRIBUTION OF THE AGENDA PACKET, COMPLIANCE WITH AMERICANS WITH DISABILITIES ACT City Council Finance Committee Agenda May 7, 2024 Page 3 of 3 I, Gina Scott, Administrative Analyst for the City of Saratoga, declare that the foregoing agenda for the meeting of the City Council Finance Committee was posted and available for public review on May 2, 2024, at the City of Saratoga, 13777 Fruitvale Ave., Saratoga, CA 95070, and on the City’s website at www.saratoga.ca.us. Signed this 2nd day of May 2024 at Saratoga, California. Gina Scott, Administrative Analyst In accordance with the Ralph M. Brown Act, copies of the staff reports and other materials provided to the Committee by City staff in connection with this agenda, copies of materials distributed to the Committee concurrently with the posting of the agenda, and materials distributed to the Committee by staff after the posting of the agenda are available on the City website at www.saratoga.ca.us and are available for review in the office of the City Clerk at 13777 Fruitvale Avenue, Saratoga, California. In compliance with the Americans with Disabilities Act and the Governor’s Executive Order, if you need assistance to participate in this meeting, please contact the City Clerk at bavrit@saratoga.ca.us or call 408.868.1216 as soon as possible before the meeting. The City will use its best efforts to provide reasonable accommodations to provide as much accessibility as possible while also maintaining public safety. [28 CFR 35.102-35.104 ADA title II] City Council Regular Finance Committee Minutes – April 9, 2024 Page 1 MINUTES SARATOGA CITY COUNCIL FINANCE COMMITTEE REGULAR MEETING APRIL 9, 2024 CALL TO ORDER The meeting was called to order at 4:00 p.m. ROLL CALL Present:Mayor Yan Zhao, Councilmember Belal Aftab Also Present:James Lindsay, City Manager Ryan Hinchman, Administrative Services Director Leslie Arroyo, Assistant City Manager Ann Xu, Finance Manager Gina Scott, Administrative Analyst REPORT ON POSTING OF THE AGENDA The Administrative Analyst reported the agenda for this meeting was properly posted on April 4, 2024. AGENDA ITEMS 1. Finance Committee Minutes Recommended Action: Approve the minutes for the February 13, 2024, Finance Committee Regular Meeting. AFTAB/ZHAO MOVED TO APPROVE THE MINUTES FOR THE FEBRUARY 13, 2024, FINANCE COMMITTEE REGULAR MEETING. MOTION PASSEDBY VERBAL ROLL CALL. AYES: AFTAB/ZHAO NOES: NONE. ABSTAIN: NONE. 2. Financial Policies Recommended Action: Review and provide updates to the City Council adopted financial policies. Ryan Hinchman, Administrative Services Director, gave a summary of the Financial Policies which were provided at the February Finance Committee meeting. Responses to questions generated from the February 9th Financial Policy review were presented, and updates to the policies were discussed. Clarification on excess Educational Revenue Augmentation Fund (ERAF) was also discussed. AFTAB/ZHAO MOVED TO APPROVE TO RECOMMEND THE FINANCIAL POLICIES AS AMENDED AND PRESENT THEM TO THE CITY COUNCIL AT THE MAY 1, 2024, COUNCIL MEETING. MOTION PASSED BY VERBAL ROLL CALL. AYES: AFTAB/ZHAO NOES: NONE. ABSTAIN: NONE. When discussing the CalTRUST item below it was the consensus of the committee to go back to the Financial Policies Agenda Item (2) and amend the motion. AFTAB/ZHAO MOVED TO UPDATE THE FINANCIAL POLICIES FROM THE CITY’S INVESTMENT POLICY TO INCLUDE THE ABILITY TO ALLOCATE UP TO 30% INSTEAD 3 City Council Regular Finance Committee Minutes – April 9, 2024 Page 2 OF 20% FOR THE TOTAL INVESTMENT POOL.MOTION PASSED BY VERBAL ROLL CALL. AYES: AFTAB/ZHAO NOES: NONE. ABSTAIN: NONE. 3. Treasurer’s Report Overview Recommended Action: Receive report overview of the monthly Treasurer’s Report. Ryan Hinchman, Administrative Services Director, gave a high-level overview of the Treasurer’s Report which is presented to the Council monthly. He explained each section of the report which includes financial information as it relates to the City’s funds. No action required. 4. Transfer to CalTRUST Recommended Action: Receive report on transfer to CalTRUST Joint Powers Authority (JPA) Investment Pool. Ryan Hinchman, Administrative Services Director, gave an update on the recent transfer of funds made to CalTRUST. Current returns were identified, and staff discussed historical return patterns and liquidity options. Confirmation of the process for investment timing and JPA vendor choice was discussed and reviewed. No action required. 5. Fiscal Year 2025 Preliminary Budget Recommended Action: Receive fiscal year 2025 Preliminary Budget Report. Ryan Hinchman, Administrative Services Director, provided a brief financial summary of the 2025 preliminary budget as well as a timeline for the budget adoption. Pension Contributions were discussed and staff was asked to present a Pension Contribution slide and provide a discussion on the topic during the Council budget presentation in June. No action required. ADJOURNMENT THE MEETING WAS ADJOURNED AT 5:04 PM. Minutes respectfully submitted: Gina Scott, Administrative Analyst City of Saratoga 4 Memorandum DATE: May 7, 202 TO: Finance Committee FROM: Ryan Hinchman, Administrative Services Director Gina Scott, Administrative Analyst SUBJECT: 2024-25 Budget Overview The following table summarizes the 2024-25 general fund preliminary budget. The budget is balanced with revenues slightly higher than expenses. The two variance columns on the right of the table are provided to demonstrate changes in 2024-25 compared to the last year. General Fund 2024-25 preliminary budget (in $1,000’s): Actua l Budge t Forecas t Budge t Varianc e Varianc e 2023 2024 2024 2025 to LY Budget to LY Forecas t 411 -Property Taxes 18,238 18,636 18,756 19,255 619 499 413 -Other Taxes 2,653 2,677 2,540 2,575 (102)35 416 -Franchises & Surcharges 2,693 1,919 2,827 2,646 728 (181) 420 -Intergovernmental 580 303 647 533 230 (114) 440 -Charges for services 3,748 3,165 3,674 4,097 932 423 450 -Fines & penalties 62 47 38 47 (1)9 460 -Use of money & property 1,240 1,527 1,675 1,430 (97)(246) Total Revenue 29,21 4 28,274 30,157 30,583 2,309 426 500 -Salaries & Benefits 8,951 10,063 9,513 10,333 269 820 529 -UAL Payoff 1,631 1,256 1,256 1,350 94 94 610 -Operating Expenses 1,670 1,926 1,991 1,957 32 (34) 640 -Contract Services 1,704 1,907 1,947 2,766 859 819 648 -Public Safety Contract 7,621 8,162 8,031 8,694 532 662 650 -Professional Services 776 871 869 1,079 208 209 770 -Fixed Assets 13 0 0 72 72 72 790 -Internal Services 3,206 4,034 4,034 4,316 282 282 Total Expenditures 25,57 2 28,219 27,642 30,566 2,348 2,925 Operating Balance 3,641 55 2,515 16 (39)(2,499) Transfers to Capital 3,889 3,508 3,508 3,216 (292)(292) 5 Memorandum Net Revenue / (Expenditures)*(248)(3,453)(993)(3,199)253 (2,207) *A Net Expenditure requires use of General Fund Reserves to balance the budget. Detailed explanations of the budget assumptions,and line-item categories are below: REVENUES: 411 -Property Taxes: Property taxes are allocated by the county and include taxes imposed on real property (land and permanently attached improvements such as buildings) and tangible personal property located within the City, excess Educational Revenue Augmentation Fund (ERAF) funds, and property tax in-lieu-of vehicle license fees. Actual Budget Forecast Budget Variance Variance 2023 2024 2024 2025 to LY Bud to LY Fcst 411 -Property Taxes 18,238 18,636 18,756 19,255 619 499 The 2024-25 budget assumes about a 3% increase in property taxes. The estimate includes $900K of excess Educational Revenue Augmentation Fund (ERAF) funds that may be taken away by the state. 413 -Other Taxes: Other taxes include sales tax, transient occupancy, supplemental, construction, and business license taxes. The State receives 8.0 cents and the City receives 1.0 cent of the 9.0 cents paid on every dollar of taxable sales in the City. Actual Budget Forecast Budget Variance Variance 2023 2024 2024 2025 to LY Bud to LY Fcst 413 -Other Taxes 2,653 2,677 2,540 2,575 (102)35 The 2024-25 estimate for Other Taxes is provided by our sales tax consultant MuniServices, and reflects slowing sales tax growth after recovering from pandemic lows in 2020-21. 416 -Franchises & Surcharges: Fees and charges are levied by the City on a variety of utilities. The largest revenue source in this category is from solid waste for the city's various state-mandated environmental programs. Actual Budget Forecas t Budge t Variance Variance 2023 2024 2024 2025 to LY Bud to LY Fcst 416 -Franchises & Surcharges 2,693 1,919 2,827 2,646 728 (181) 6 Memorandum The increase in 2024-25 reflects budgeting a full year of solid waste revenue. Previously,this revenue was believed to be at risk based on the Zolly vs. Oakland case,and reduced in last year’s budget as a result.The Zolly case called franchise fees into question, but a new study has justified their validity, and they are expected to continue in the future. 7 Memorandum 420 –Intergovernmental: Revenue received from other governmental agencies and municipalities,such as grants from the State or Federal government are included in this category. Actual Budget Forecast Budget Variance Variance 2023 2024 2024 2025 to LY Bud to LY Fcst 420 -Intergovernmental 580 303 647 533 230 (114) 2024-25 budget assumes only regular recurring revenue from other government agencies and includes. 440 -Charges for services: Charges include revenue generated from development activity and encroachment permit fees for utility company construction work.The largest revenues are from building permits and plan checks. Actual Budget Forecast Budget Variance Variance 2023 2024 2024 2025 to LY Bud to LY Fcst 440 -Charges for services 3,748 3,165 3,674 4,097 932 423 The 2024-25 budget increased both revenue and expense by $650K for consultant plan checks. Previously, these plan checks were shown as a net revenue, and the consultant was paid a percentage of plan fee revenue to review plans. In order to better track data, we are now showing both the revenue and expense in total for plan checks, but there is no financial impact from the change.The additional increases in charges reflect increased building activity and the recent fee study implementation. 450 -Fines & penalties: These fees are primarily related to Sheriff services activities such as vehicle code fines and parking citations. Actual Budget Forecast Budget Variance Variance 2023 2024 2024 2025 to LY Bud to LY Fcst 450 -Fines & penalties 62 47 38 47 (1)9 Fines and penalty revenue is estimated to be flat to last year’s budget based on historical trends. 460 -Use of money & property: Use of money and property shows investment returns and income generated from City owned properties. Actual Budget Forecas t Budge t Variance Variance 2023 2024 2024 2025 to LY Bud to LY Fcst 460 -Use of money & property 1,240 1,527 1,675 1,430 (97)(246) Th 2024-25 budget assumes about $100K decrease in investment income compared to the last year’s budget. The Fed increased interest rates eleven times between March 2022 and January 2024 to reduce 8 Memorandum inflation. At this time,it is unclear if the rates will be reduced in 2024-25. Given the uncertainty, the budget is conservative and allows for potential interest rate reductions that are outside of the City’s control. EXPENSES: 500 -Salaries & Benefits: Salaries and benefits include wages for both permanent and temporary staff, and employer paid benefits. Labor costs are prepared using known data on current employees, current MOU provisions, and medical, dental, vision, long-term disability, and life insurance premiums. Actual Budget Forecas t Budge t Variance Variance 2023 2024 2024 2025 to LY Bud to LY Fcst 500 -Salaries & Benefits 8,951 10,063 9,513 10,333 269 820 The 2024-25 budget anticipates about a 3% increase from the last year budget. Since staff turnover is typically low, the budget doesn't include a vacancy factor. Instead, it incorporates a payroll expense buffer within salary allocations to cover unforeseen costs like turnover, PTO payouts, and excess overtime. This buffer also supports compliance with policy requirements for the Compensated Absences Reserve.The 2024-25 budget also includes a $46K request for increasing an existing administrative analyst position in Public Works from 0.75 full-time equivalent (FTE) to 1.0. 529 -UAL Payoff: The unfunded accrued liability (UAL)represents a debt the City owes under their contract with CalPERS to provide pension benefits to employees.The amount owed fluctuates as it adjusts for CalPERS investment returns and actuarial assumptions. Actual Budget Forecas t Budge t Variance Variance 2023 2024 2024 2025 to LY Bud to LY Fcst 529 -UAL Payoff 1,631 1,256 1,256 1,350 94 94 The 2024-25 budget includes $850K of minimum required payment, and $500K of additional contributions to help proactively reduce the pension liability. 610 -Operating Expenses: General operating expenses include costs for ongoing operations such as dues, utilities, supplies, materials, and fees. Actual Budget Forecas t Budge t Variance Variance 2023 2024 2024 2025 to LY Bud to LY Fcst 610 -Operating Expenses 1,670 1,926 1,991 1,957 32 (34) The 2024-25 budget assumes a modest increase of $32K compared to last year’s budget driven by increases in dues and utilities. 9 Memorandum 640 -Contract Services: Contract services are provided to the City from the private sector or public agencies, and do not include public safety contracts. The primary services in this category include tree services, landscaping, planning, and maintenance. Actual Budget Forecast Budget Variance Variance 2023 2024 2024 2025 to LY Bud to LY Fcst 640 -Contract Services 1,704 1,907 1,947 2,766 859 819 The 2024-25 budget increased both revenue and expense by $650K for consultant plan checks. Previously these plan checks were shown as a net revenue, and the consultant was paid a percentage of plan fee revenue to review plans. In order to better track data, we are now showing both the revenue and expense in total for plan checks, but there is no financial impact from the change. In addition,a budget request of $180K is included for a comprehensive tree inventory of the City. 648 -Public Safety Contract Services: Public safety includes Sheriff and animal control contract services. Actual Budget Forecast Budget Variance Variance 2023 2024 2024 2025 to LY Bud to LY Fcst 648 -Public Safety Contracts 7,621 8,162 8,031 8,694 532 662 The 2024-25 budget includes an increase of about 7% based on the agreement with the Sheriff. 650 -Professional Services: Professional services include specialized services provided by outside contractors to the City often for legal, planning, or engineering services. Actual Budget Forecast Budget Variance Variance 2023 2024 2024 2025 to LY Bud to LY Fcst 650 -Professional Services 776 871 869 1,079 208 209 The 2024-25 budget includes an estimated $150K increase for consultant costs related to the housing element implementation. 770 -Fixed Assets: Fixed assets include purchases of equipment, vehicles,and machinery to support the City’s infrastructure. Actual Budget Forecast Budget Variance Variance 2023 2024 2024 2025 to LY Bud to LY Fcst 770 -Fixed Assets 13 0 0 72 72 72 Only one new fixed asset is planned for the 2024-25 General Fund budget. This is a new $72K lawnmower to improve Parks operations.New fixed assets are typically funded through a department's operating budget. 11 Memorandum 790 -Internal Services: The City utilizes Internal Service Funds to provide centralized cost centers for shared expenses and services in order to efficiently track costs and manage resources. Costs are allocated back to operational programs based on usage to better reflect the cost of services. Actual Budget Forecast Budget Variance Variance 2023 2024 2024 2025 to LY Bud to LY Fcst 790 -Internal Services 3,206 4,034 4,034 4,316 282 282 The increased costs compared to last year’s budget are primarily due to continued increases in insurance costs. Insurance premiums continue to climb as coverage becomes more expensive, particularly due to insurance providers exiting the market. ATTACHMENTS None 12 Preliminary General Fund Budget FY2024-25 13 2024-25 Budget Summary Balanced Budget Expenditures include new budget requests and contract updates Excess ERAF and interest income strong in 2024-25, but may decline in future years 14 Balanced Budget in ($1,000’s) Actual 2023 Budget 2024 Forecast 2024 Budget 2025 Total Revenue 29,214 28,274 30,157 30,583 Total Expenditures 25,572 28,219 27,642 30,566 Net Operations 3,641 55 2,515 16 Does not include general fund contributions to capital 15 2024-25 Key Expenditures 1. $500K additional payment to the UAL 2. $180K tree inventory project -Aid in risk management as well more efficient maintenance of City Trees (contract service) 3. $150K housing element implementation (professional service) 4. $72K Lawnmower purchase -Increase work efficiency and be more ergonomic to use 5. $46K Public Works Administrative Analyst position change from 0.75 to 1 FTE (salaries & benefits) 16 Expenditure Summary in ($1,000’s) 2023-24 Forecast 2024-25 Budget Variance $ Variance % 500 - Salaries & Benefits 9,513 10,333 820 9% 529 - UAL Payoff 1,256 1,350 94 7% 610 - Operating Expenses 1,991 1,957 (34)-2% 640 - Contract Services 1,947 2,766 819 42% 648 - Public Safety Services 8,031 8,694 662 8% 650 - Professional Services 869 1,079 209 24% 770 - Fixed Assets 0 72 72 790 - Internal Services 4,034 4,316 282 7% Total Expenditures 27,642 30,566 2,925 11% 17 2024-25 Key Revenues •Solid Waste Revenue – $1.4M included in 2024-25 budget, previously at risk from Zolly vs. Oakland case •Investment Income – $1.1M revenue is cyclical and changes with the economy •Excess ERAF – $900K included in budget and is volatile and subject to potential claw back. 18 Excess ERAF •Excess ERAF is volatile and changes over time •Available only when county ERAF revenue exceeds school and community college general fund needs •Future excess ERAF is uncertain Budget In ($1,000’s) 675 601 1,197 904 905 900 2020 2021 2022 2023 2024 2025 19 Revenue Summary in ($1,000’s) 2023-24 Forecast 2024-25 Budget Variance $ Variance % 411 - Property Taxes 18,756 19,255 499 3% 413 - Other Taxes 2,540 2,575 35 1% 416 - Franchises & Surcharges 2,827 2,646 (181)-6% 420 - Intergovernmental 647 533 (114)-18% 440 - Charges for services 3,674 4,097 423 12% 450 - Fines & penalties 38 47 9 22% 460 - Use of money & property 1,675 1,430 (246)-15% Total Revenue 30,157 30,583 426 1% 20 Next Steps Feedback on presentation 1. May 15 th - proposed budget to Council 2. June 5 th - budget public hearing 3. June 19 th - budget adoption 21 Memorandum DATE: May 7, 2024 TO: Finance Committee FROM: Ryan Hinchman, Administrative Services Director SUBJECT: Fiscal Year 2025 Enabling Resolutions Attached are three draft staff reports required by State law or the Santa Clara County Assessor for financial operations in the upcoming fiscal year. These items are presented to the Finance Committee for informational purposes before the resolutions appear on the City Council agenda of June 19, as consent items for consideration and approval. No Finance Committee action is required. Attachments Attachment A –2024-25 Appropriations Limit, draft staff report Attachment B –2024-25 General Obligation Bond Tax Levy, draft staff report Attachment C –2024-25 Arrowhead Community Facility District Tax Levy, draft staff report 22 SARATOGA CITY COUNCIL MEETING DATE:June 19,2024 DEPARTMENT:Administrative Services PREPARED BY:Ryan Hinchman, Administrative Services Director Gina Scott, Administrative Analyst SUBJECT:Resolution Establishing the Appropriations Limit for Fiscal Year 2024-25 RECOMMENDED ACTION: Adopt a Resolution establishing the City’s appropriations limit for Fiscal Year 2024-25. BACKGROUND: California voters approved Proposition 4 in 1979 to establish Article XIIIB of the California State Constitution, commonly referred to as the Gann Limit or Appropriations Limit (Limit).Two additional voter-approved initiatives, Proposition 98 in 1988 and Proposition 111 in 1990, modified the 1979 voter- approved propositions. This report fulfills the annual requirements of the Limit as provided in State law. The Limit establishes the maximum tax collections by every agency in California. The Limit adjusts annually, with 1981 as the baseline year, using inflation and population factors provided by the State of California's Department of Finance (Attachment B).If an agency collects more taxes than authorized, State law mandates the return of taxes above the Limit. For example, if a taxing agency with a Limit of $98 million collects $100 million in taxes, the taxing agency is required to return the $2 million collected in excess unless the excess collection is authorized by voters in the agency.In the example and absent a voter approved appropriations limit override, State law requires that the agency refunds the $2 million in taxes collected above the Limit. With the change in population and per capita income published by the California Department of Finance as of April 30,2024, the City’s adjusted appropriations limit for 2024-25 is $58.7 million (Exhibit A in Attachment A), and the proposed budget includes proceeds from taxes subject to the Limit of $21.8 million. The City's appropriations are well below the Limit,and will continue to be under the Limit for the foreseeable future, given the City's revenue profile which is predominately property taxes. ATTACHMENT: Attachment A –Resolution Attachment B -California Department of Finance Price Factor and Population, April 30, 2024 23 Resolution No. 24-XXXX Page 1 RESOLUTION NO. 24-_____ A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA ESTABLISHING THE APPROPRIATIONS LIMIT FOR FISCAL YEAR 2024-25 WHEREAS, the City of Saratoga established its base year Appropriations Limit as $5,961,747 in Fiscal Year 1979; and WHEREAS, the cumulative impact of changes to population and to the California per capita personal income since the base established a fiscal year 2023-24 Appropriations Limit of $56,590,005; and WHEREAS, the California Department of Finance’s April 30, 2024 memorandum specifies a 3.62 percent increase in per capita personal income for the twelve-month period ended December 31, 2023 and WHEREAS, the California Department of Finance’s April 30, 2024 memorandum specifies a -0.08 percent decrease in the City of Saratoga’s population and a 0.02 percent increase in the County of Santa Clara’s population for the twelve-month period ended December 31, 2023; and WHEREAS, State law provides an adjustment to the prior year Appropriation Limit by combining the change in per capita personal income, and either the city or county’s change in population, at the discretion of the city or county’s governing board; NOW, THEREFORE BE IT RESOLVED,the City of Saratoga’s 2024-25 Appropriations Limit is $58,650,291 as calculated in conformity with Article XIIIB of the Constitution of the State of California and detailed in Exhibit A. The above and foregoing resolution was passed and adopted at a regular meeting of the Saratoga City Council held on the 19 day of June 2024 by the following vote: AYES: NOES: ABSENT: ABSTAIN: Yan Zhao, Mayor ATTEST: Britt Avrit, MMC, City Clerk 24 Resolution No. 24-XXXX Page 2 Exhibit A Fiscal year Prior Year Limit County City Fiscal Year Limit 2015-16 36,243,974 1.0113 1.0000 1.0382 1.0499 38,053,696 2016-17 38,053,696 1.0126 1.0053 1.0537 1.0670 40,602,404 2017-18 40,602,404 1.0081 1.0023 1.0369 1.0453 42,441,648 2018-19 42,441,648 1.0099 1.0052 1.0367 1.0470 44,434,849 2019-20 44,434,849 1.0033 1.0003 1.0385 1.0419 46,297,871 2020-21 46,297,871 1.0037 1.0009 1.0373 1.0411 48,202,473 2021-22 48,202,473 0.9944 0.9901 1.0573 1.0514 50,679,074 2022-23 50,679,074 0.9931 0.9966 1.0755 1.0718 54,320,026 2023-24 54,320,026 0.9975 0.9938 1.0444 1.0418 56,590,005 2024-25 56,590,005 1.0002 0.9992 1.0362 1.0364 58,650,291 Data Source: Annual percentage change in population and per capita income provided by California Department of Finance per California Revenue and Taxation Code section 2227. *Greater of County or City population change used for "Appropriation Factor" calculation. Population Change California Per Capita Income Change City of Saratoga Appropriations Limit Calculation Fiscal Year Appropriation Limit Adjustment Factor* 25 26 27 28 SARATOGA CITY COUNCIL MEETING DATE:June 19, 2024 DEPARTMENT:Administrative Services PREPARED BY:Ryan Hinchman, Administrative Services Director SUBJECT:Resolution Establishing the Fiscal Year 2024-25 Tax Levy Rate for the Library Series 2011 General Obligation Bonds Debt Service RECOMMENDED ACTION: Adopt resolution establishing the Fiscal Year (FY)2024-25 Tax Levy Rate for the Library Series 2011 General Obligation Bonds Debt Service at $0.0040 per $100 of Secured Assessed Value. BACKGROUND: The recommended action maintains the current property tax levy rate approved by Saratoga voters and collected by the County of Santa Clara. All funds collected under the voter-approved General Obligation (G.O.) Bonds are exclusively used for debt service payments and administrative costs, with the final payments due in FY2031-32. FY2024-25 G.O.bond expenditures total $841,585 requiring a tax levy rate on taxable secured property in Saratoga of $0.0040 per $100, or $40.00 per $1.0 million of assessed value.The total also includes a $2,000 administrative fee.The County of Santa Clara requires City Council to adopt a yearly resolution establishing the upcoming fiscal year’s tax levy rate. In May 2001, the City issued the Library Series 2001 G.O.Bonds with debt service payments beginning in February 2002. At the time of issuance, competitive interest rates ranged between 5 and 6 percent. With interest rates falling to historic lows in 2011, the City refunded (refinanced) the 2001 Series General Obligation Bonds saving the City’s residents $2,677,041 in interest over the remaining bond term. ATTACHMENT: Attachment A –Resolution Attachment B –Series 2011 General Obligation Bonds Debt Service Schedule 30 Resolution No. 24-XXXX Page 1 RESOLUTION NO. 24-______ A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA ESTABLISHING THE FISCAL YEAR 2024-25 TAX LEVY RATE FOR THE LIBRARY SERIES 2011 GENERAL OBLIGATION BONDS DEBT SERVICE WHEREAS, in March 2000, the citizens of Saratoga approved an increase in their property tax rate to pay for the debt service and other expenses of the general obligation bonds for the re- construction of the library; and WHEREAS, the general obligation bonds were originally sold on April 24, 2001; and WHEREAS, the original general obligation bonds were refunded on August 1, 2011; and WHEREAS, it is necessary for the City Council of the City of Saratoga to establish an annual property tax levy rate to provide funds for the debt service payments and related expenditures during the fiscal year; NOW, THEREFORE BE IT RESOLVED,by the City Council of the City of Saratoga that the General Obligation 2011 Library Bonds property tax levy rate be established at $0.0040 per $100 of assessed valuation for Fiscal Year 2024-25 as calculated in Exhibit A. The above and foregoing resolution was passed and adopted at a regular meeting of the Saratoga City Council held on the 19th day of June 2024 by the following vote: AYES: NOES: ABSENT: ABSTAIN: Yan Zhao, Mayor ATTEST: Britt Avrit, MMC, City Clerk 31 Resolution No. 24-XXXX Page 2 Exhibit A A.Series 2011 General Obligation (GO) Bonds FY24 debt service requirements: Principal 630,000$ Interest 209,585$ Paying Agent fees 1,000$ Other costs 1,000$ Total Requirements 841,585$ B.City of Saratoga Total Secured Assessed Value 21,074,741,623 C.Total Secured Assessed Value per $100 of valuation 210,747,416$ D.Library Series 2011 General Obligation Bonds Per $100 of secured assessed value City of Saratoga Library Series 2011 General Obligation Bonds Fiscal Year 2024-25 Property Tax Levy 0.0040$ 32 Attachment B City of Saratoga 2011 Series General Obligation Bonds Debt Schedule Bond Refunding Date - August 1, 2011 August August February Fiscal Year Bond Fiscal Interest Annual Interest Interest Annual Debt Principal Year Rate Principal Payment Payment Interest Service Balance @ YE - - $ 11,995,000 2011/12 2.000% - - 228,211 228,211 228,211 11,995,000 2012/13 2.000% 455,000 208,518 203,968 412,485 867,485 11,540,000 2013/14 2.000% 485,000 203,968 199,118 403,085 888,085 11,055,000 2014/15 2.000% 495,000 199,118 194,168 393,285 888,285 10,560,000 2015/16 2.000% 500,000 194,168 189,168 383,335 883,335 10,060,000 2016/17 3.000% 475,000 189,168 182,043 371,210 846,210 9,585,000 2017/18 3.000% 485,000 182,043 174,768 356,810 841,810 9,100,000 2018/19 4.000% 500,000 174,768 164,768 339,535 839,535 8,600,000 2019/20 4.000% 525,000 164,768 154,268 319,035 844,035 8,075,000 2020/21 4.000% 545,000 154,268 143,368 297,635 842,635 7,530,000 2021/22 3.000% 565,000 143,368 134,893 278,260 843,260 6,965,000 2022/23 4.000% 580,000 134,893 123,293 258,185 838,185 6,385,000 2023/24 4.000% 610,000 123,293 111,093 234,385 844,385 5,775,000 2024/25 4.000% 630,000 111,093 98,493 209,585 839,585 5,145,000 2025/26 3.500% 655,000 98,493 87,030 185,523 840,523 4,490,000 2026/27 3.500% 685,000 87,030 75,043 162,073 847,073 3,805,000 2027/28 3.700% 705,000 75,043 62,000 137,043 842,043 3,100,000 2028/29 4.000% 730,000 62,000 47,400 109,400 839,400 2,370,000 2029/30 4.000% 760,000 47,400 32,200 79,600 839,600 1,610,000 2030/31 4.000% 790,000 32,200 16,400 48,600 838,600 820,000 2031/32 4.000% 820,000 16,400 - 16,400 836,400 - TOTALS 11,995,000 2,601,993 2,621,686 5,223,678 17,218,678 Total Bond Principal $ 11,995,000 Total Bond Interest 5,223,678 Total Cost of Bond $ 17,218,678 33 SARATOGA CITY COUNCIL MEETING DATE:June 19,2024 DEPARTMENT:Administrative Services Department PREPARED BY:Ryan Hinchman, Administrative Services Director Gina Scott, Administrative Analyst SUBJECT:Resolution Establishing the Fiscal Year 2024-25 Property Tax Levy for Debt Service Payments on the Arrowhead Community Facility District 2018 Bond RECOMMENDED ACTION: Adopt the attached resolution that sets the Fiscal Year (FY)2024-25 property tax levy rate for the Arrowhead Community Facility District’s 2018 Bond's debt service payment at $6,500 per parcel for the remaining eighteen (18)participating property owners. BACKGROUND: The Arrowhead Community Facilities District encompasses 39 homes located along the hillside between Rolling Hills Road and Blue Hills Lane, off of Prospect Road. Since 1951, this neighborhood operated its own private water company, known as Arrowhead Cooperative Company Inc. Over the years the number of Arrowhead Cooperative residences and water service meters increased, to the extent that the water system infrastructure was no longer sufficient for water and fire protection needs. Because the potential fire danger situation was very alarming to the residents, the Arrowhead Board attempted to improve their water infrastructure system. Tying into San Jose Water Company lines system was their preferred option, but the private water cooperative was required to upgrade their water system with a new pump house, water line connections,and water supply lines before they would be allowed to link into San Jose Water’s system. As not all residents had funds immediately available for this construction expense, the Arrowhead Cooperative Board asked the City to assist them with the issuance of a bond to finance the improvements. To issue the bond as a collective group, the 39 homeowners were required to establish their Water Cooperative as a Community Facility District. This allowed for a special tax to be assessed for debt service. The homeowners voted to move forward with this action, and at the December 21, 2016 City Council Meeting, the City Council adopted a resolution to form Community Facilities District 2016-1 (Arrowhead) and called for a special election within the district to consider allowing the City to incur bond indebtedness on the Arrowhead CFD’s behalf, and to levy a Special Tax Lien to pay principal and interest on bonds issued to finance water infrastructure improvements. On May 2, 2017,a total of 50 registered landowner votes were cast, with 100% of the votes in support of this measure. On June 21, 2017, City Council adopted an ordinance authorizing the levying of Special Taxes on properties in the Arrowhead CFD for bonded debt service. 34 After several delays, the Community Facility District’s bond was finally issued on December 12, 2018. Fifteen of the 39 property owners prepaid their share of the water infrastructure improvements, leaving only 24 property owners who participated in the bond issuance. The total bond amount of $2,498,848 was issued at an interest rate of 6.05% on December 12, 2018, with a 30-year maturity date on September 1, 2048. Attachment A, Exhibit A, includes the current Debt Service payment schedule (after bond debt adjustments discussed below). Bond participants may choose to pay the parcel assessment as an added charge on their property tax payments over the 30-year term, or they may buy out their share of the bond liability. If a participant buys out of the debt, the debt payment schedule will be adjusted, and the remaining bond participants continue to pay their debt service amount each year. A buy-out does not change the remaining participant’s share of the debt obligation, however, the annual debt monitoring service costs do increase as the number of participants who pay the shared annual service costs is reduced. In early FY2019-20, one bond participant chose to pay off their share of the bond, resulting in the advanced maturity of a portion of the bonds on September 1, 2019 debt service payment date. A second participant paid off their share of the bond in late FY2019-20, so this payment went to reduce the outstanding debt on the September 1, 2020 payment date. Three more property owners submitted payoff payments and those funds were used to reduce debt for the September 1, 2021 payment date, and in November of 2022, one more property owner paid off their portion of the bond leaving18 active property owners. Payoffs must be received no later than July 15th for the September 1st payoff schedule, to allow the bond administrator time to prepare the upcoming year’s bond roll for submittal to the Santa Clara County Assessor’s Office. To date, no other participants have submitted a request for an early payoff. Arrowhead Project Fund Closeout Almost $2.5 Million of Arrowhead Bond Issuance funds were added to the $1.5 Million from fifteen Arrowhead property owners who chose to pay their share of the infrastructure improvement cost in cash. This brought the total funding package to almost $4 Million. Of the $4 Million, approximately $340,000 was for Bond Issuance Costs, $90,000 was held as a reserve to ensure funding in case of payment default, and the remaining amount of $3,569,000 was put into the construction account. The water infrastructure construction project was completed under-estimate, bringing a refund from San Jose Water of $340,886. In addition, a total of $356,800 in excess funds remained in the Project Improvement and Cost of Issuance funds. After final payments, cash participants were refunded their share of excess funds, leaving almost $411,700 to buy down bond debt on September 1, 2020. Under the terms of the bond issuance agreement, Prepaid Participants received their share of excess funds back in cash. Bond Issuance Participants’ share of the excess could only be utilized to pay down bond debt. The closeout of the improvement fund and the subsequent reduction of debt via surplus funds occurred in 2020. REPORT DISCUSSION: Bond Payments There are two debt service payments each year: principal and interest in September, and interest only in March. As the September payment is made prior to receiving the current year’s tax levy revenues, the prior year-end Arrowhead Bond Fund Balance Reserve should provide enough funding to pay the September debt service payment and the debt service monitoring service costs. The assessed property tax levy amount received from the following January and June tax receipts is to provide funding for the March interest-only payment, and then again leave a sufficient balance to pay the following September’s debt service payment. 35 The following schedule shows the Arrowhead Bond’s estimated annual debt service and administrative fees for next fiscal year: FY2024-25 Debt Service Debt Service - Principal $ 26,287 Debt Service - Interest 82,452 Administrative Fees 7,848 Total Annual Debt Service $ 116,587 Tax Levy Process In order to assess a tax levy on the property owners, the County of Santa Clara requires local jurisdictions to adopt a resolution each year to establish the annual tax levy. Attachment A is the annual resolution establishing the 2024-25 tax levy of $6,500 per parcel. This levy will charge a total of $117,000 from the 18 participants. Santa Clara County will assess an administration fee and then forward the remainder of the levy to the City for the bond’s debt service expenditures. This total levied amount will be sufficient for 2024-25 debt service payments. A certified copy of the adopted resolution setting the property tax levy for the Arrowhead CFD Bond will be sent to the Santa Clara County Assessor’s Office no later than August 1 st. ATTACHMENT: A - Resolution 36 RESOLUTION NO. 24-___ A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SARATOGA ESTABLISHING THE FISCAL YEAR 2024-25PROPERTY TAX LEVY FOR THE ARROWHEAD COMMUNITY FACILITY DISTRICT BOND DEBT SERVICE WHEREAS,the City Council conducted proceedings to form the City of Saratoga Community Facilities District No. 2016-1 (the “Arrowhead District”), to authorize the levy of special taxes upon the land within the Arrowhead District, and to issue bonds secured by the special taxes to finance water infrastructure improvements; and WHEREAS,an election was held within the District on May 2, 2017, and the qualified electors approved the incurrence of the bonded debt, the establishment of the appropriations limit for the District, and the levy of the special tax by unanimous vote; and WHEREAS, On November 21, 2018, the City Council adopted a resolution authorizing issuance of Special Tax Bonds for Arrowhead Community Facility District through a private placement sale; and WHEREAS,a Private Placement Bond Sale was conducted on December 12, 2018, on behalf of twenty-four participating property owners within the Arrowhead Community Facilities District; and WHEREAS, six of the property parcel owners have paid off their share of the bond liability, leaving eighteen properties participating in the bond liability, and; WHEREAS, it is necessary for the City Council of the City of Saratoga to establish an annual Property Tax Levy on the participating property owners to provide sufficient funds for the debt service payments and administrative expenditures during the fiscal year; NOW, THEREFORE,be it resolved by the City Council of the City of Saratoga hereby establishes the 2024-25 Property Tax Levy for debt service on the Arrowhead Community Facility District Bonds at $6,500 per parcel. The above and foregoing resolution was passed and adopted at a regular meeting of the Saratoga City Council held on the 19th day of June 2024 by the following vote: AYES: NOES: ABSENT: ABSTAIN: ______________________________ Yan Zhao, Mayor ATTEST: DATE: Britt Avrit, MMC, City Clerk 37 Resolution No. 24-XXXX Page 2 Exhibit A August August February Fiscal Year Bond Fiscal Interest Annual Interest Interest Annual Debt Principal Year Rate Principal Payment Payment Interest Service Balance @ YE Bond Issue Date: December 1, 2018 - - 2018/19 6.050%- - 33,176 33,176 33,176 - 2,498,848 2019/20 6.050%89,531 75,590 69,845 145,435 234,966 100,388 2,308,929 2020/21 6.050%31,090 69,845 53,332 123,177 154,267 514,797 1,763,042 2021/22 6.050%25,520 53,332 45,393 98,725 124,245 236,934 1,500,588 2022/23 6.050%23,374 45,393 44,686 90,079 113,453 1,477,214 2023/24 6.050%24,787 44,686 41,624 86,309 111,096 76,443 1,375,984 2024/25 6.050%26,287 41,624 40,828 82,452 108,739 - 1,349,697 2025/26 6.050%26,383 40,828 40,030 80,859 107,242 - 1,323,314 2026/27 6.050%27,979 40,030 39,184 79,214 107,193 - 1,295,335 2027/28 6.050%29,672 39,184 38,286 77,470 107,142 - 1,265,663 2028/29 6.050%31,468 38,286 37,334 75,621 107,089 - 1,234,195 2029/30 6.050%33,371 37,334 36,325 73,659 107,030 - 1,200,824 2030/31 6.050%35,390 36,325 35,254 71,579 106,969 - 1,165,434 2031/32 6.050%37,531 35,254 34,119 69,373 106,904 - 1,127,903 2032/33 6.050%39,802 34,119 32,915 67,034 106,836 - 1,088,101 2033/34 6.050%42,210 32,915 31,638 64,553 106,763 - 1,045,891 2034/35 6.050%44,763 31,638 30,284 61,922 106,685 - 1,001,128 2035/36 6.050%47,472 30,284 28,848 59,132 106,604 - 953,656 2036/37 6.050%50,344 28,848 27,325 56,173 106,517 - 903,312 2037/38 6.050%53,389 27,325 25,710 53,035 106,424 - 849,923 2038/39 6.050%56,620 25,710 23,997 49,708 106,328 - 793,303 2039/40 6.050%60,045 23,997 22,181 46,178 106,223 - 733,258 2040/41 6.050%63,678 22,181 20,255 42,436 106,114 - 669,580 2041/42 6.050%67,531 20,255 18,212 38,467 105,998 - 602,049 2042/43 6.050%71,616 18,212 16,046 34,258 105,874 - 530,433 2043/44 6.050%75,948 16,046 13,748 29,794 105,742 - 454,485 2044/45 6.050%80,543 13,748 11,312 25,060 105,603 - 373,942 2045/46 6.050%85,416 11,312 8,728 20,040 105,456 - 288,526 2046/47 6.050%90,584 8,728 5,988 14,716 105,300 - 197,942 2047/48 6.050%96,064 5,988 3,082 9,070 105,134 - 101,878 2048/49 6.050%101,878 3,082 - 3,082 104,960 - - TOTALS 1,570,286 952,100 909,685 1,861,785 3,432,071 928,562 Total Bond Principal 2,498,848$ Total Bond Interest 1,861,785 Total Cost of Bond 4,360,633$ 2,498,848$ City of Saratoga 2018 Arrowhead Community Facility District Bond Debt Schedule Less Approx Bond Debt 38